A NNALI DELLA
S CUOLA N ORMALE S UPERIORE DI P ISA Classe di Scienze
C ARLO T RAVERSO
Seminormality and Picard group
Annali della Scuola Normale Superiore di Pisa, Classe di Scienze 3
esérie, tome 24, n
o4 (1970), p. 585-595
<http://www.numdam.org/item?id=ASNSP_1970_3_24_4_585_0>
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CARLO TRAVERSO
Introduction.
In this paper we
investigate
the structure of seminormalrings
undernoetherian
assumptions
and its connection with the Picard group.The definitions of
seminormality
and seminormalization have arousenfrom a
problem
of classification([1]), [2],).
When oneparametrizes algebraic objects (for example algebraic cycles
of analgebraic variety)
with analge-
braic
variety,
onegets
sometimes avariety
which maydepend,
forexample,
from the choice of coordinates. If the transformation from one to another choice of coordinates acts
birationally
over theparameter variety,
y one knowsthat the normalization of the
parameter variety
isindependent
from thatchoice
(for necessarily
this birational map isbijective,
so one can dominateit with the
normalization).
Of course the normalization may nolonger
pa- rametrize theobjects
it was intendedfor,
because onepoint
of thevariety
may
split
in manypoints
of the normalization. So one must «glue » toge-
ther the different
points
of the normalizationcoming
from onepoint
of thevariety.
This is the
problem
solved in[1],
where the « weak normalization » isdefined,
in thestandpoint
ofpreschemes.
We
study
here aslightly
different definition(which
is the same of[1] J
whenever the
prescheme
is over a field of characteristic0,
forinseparability
is then
excluded).
We limit ourselves to affines
schemes,
i. e. torings, although
all resultscan be obtained for noetherian
preschemes (proof by localization;
see2.2).
Let A be a
ring,
B anoverring
of Aintegral
over A. We definePervenuto alla Redazione il 2 Febbraio 1970.
This research was
supported
by C. N. R.1. Annali della Scuola Norm. Sup.. Pisa.
where .R
(2~)
is the radical of thering B,. $A
is called the seminormali- zation of A inB,
and if A =BA,
then A is called seminormal in B. If B is the normalizatiou of A(i.
e. theintegral
closure of Ain Q (A),
the totalquotient ring
ofA)
weput +A
=BA,
and A is called seminormal if A =+A.
BA
is thegreatest subring
A’ of B such thatA’ ~ A,
andi)
E specA,
there isexactly
one x’ E spec A’ above x(i.
e, suchthat n A =
jx)
ii)
the canonicalhomomorphism k (x)
-+ k(x’)
is anisomorphism.
For the
proof,
see section 1.In Section 1 we prove some basic results on seminormalization and seminormal
rings.
We then restrict ourselves to noetherianrings A,
withB an
overring
of A finite overA,
and define the «glueings
over apoint
x E spec
A >> ;
this is the localcounterpart
ofobtaining BA from B, operating only
over x ; we obtain a newring
A’containing BA
and seminormal inB,
whichequals
B outside the closureof x,
and hasonly
onepoint x’
above x, with the same residue field that A has in x.
In section 2 we
investigate
the structure of seminormal varieties. We prove the basic structure theorem 2.1: if A is seminormal inB, (A
noethe-rian,
B finite overA),
then A is obtained from Bby
a finite number ofglueings.
By
theorem 2.1 we thenobtain,
when A is reduced and B is the nor-malization of
A,
a kind of «purity
theorem »(or Hartogs-like theorem, 2.3)
which shall allow us to prove, in section
3,
ageneralization
of a theoremof
Endo, [6], using
the methods of Bass andMurthy, [4].
Section 3 is dedicated to the
proof
of the main theorem of this paper:Theorem
3.6.Suppose
that A is a noetherian reducedring
and thatthe normalization of A is an
overring
of A of finitetype;
let T be a finiteset of indeterminates over A. Then the canonical
homomorphism
Pic A -+--~ Pic A (T J
is anisomorphism
if andonly
if A is seminormal.The structure theorem of section 2 is not
developped
here in its fullstrenghth ;
we can divide anyglueing
in twoparts (a weakly
normalpart,
for weak
normality
see[1],
and apurely inseparable part)
which would have allowed us to prove some results onproducts
of seminormalrings (chiefly,
under some freenes and finitenessassumptions,
if A is seminormalin
B,
then A(~)
C is seminormal inB (& C).
As the
arguments
for thesegeneralizations
are ratherdisjoint
fromthis paper, while the
proofs
are in thispresent
formulationconsiderably simpler,
we haveskipped
theproofs.
We use standard notation and well-known results of commutative al-
gebra (chiefly
from[5]
and[7])
without further mention.We
distinguish
between x Espec A
Aonly
if this does not lead to notational difficulties.This work has been
suggested
to meby Andreotti,
Bombieri and Sal- mon, whose works about weak normalization[1], [2]
and Picard group[8],
had led to identical
examples.
1.
Seminormality.
We prove that
BA
is thelargest subring
A’ of B such that:(1.1) i) V- x E spec A,
there isexactly
one x’ E spec A’ above x.ii)
the canonicalhomomorphism k (x) (x’)
is anisomorphism.
1A
satisfiesi)
andii):
letx E spec A,
and letx’,
x" bepoints
ofspec +BA
above x. We shallprove
Let and lety’, y"
bepoints
of spec B abovex’,
x". Then bE jy, .
= a+
y, witha E
Ax ,
yy E
R(Bx).
As bEjy, ,
y we have a E 1nxC
R(Bx),
so we may assumeoc = 0. Then so b
1;A
=jx~- .
To prove
ii),
it is sufficient to remark that ify’
is apoint
of spec Babove x,
and bE’tA, bx
= oc+ y
with a EAx ,
y(Bx)
so b(y’)
_= a
(x) +
7(y’)
= a(x)
E k(x) (identifying k (x)
with a subfield of k(y’)).
Now we shall prove that if A’ satisfies
i)
andii),
thenA’C BA.
Letb E
A’, b ~ 1A;
then there is x such+
R(Ax).
Since we havesupposed
thati)
holds forA’, Ax
is local andAx
=A’,,
so R =Ax +
· As 1nx’ is the kernel of thehomomorphism Ax’ -+- k (x’),
thisis
equivalent
to lc(x)
-+ k(x’)
notbeing surjective, contradicting ii).
From this characterization it is obvious that
+A
is seminormal inB~
that if A c
C C
B and A is seminormal inB,
then A is seminormal in Ctoo,
and that ifA _C B,
then C hasproperties (1.1),
soto =
= tA;
inparticular 1A
has no propersubrings containing
A and semi- normal in B.LEMMA 1.2. Let A C B
C C,
Cintegral
over A.If
A is seminormal in Band B is seminormal inC,
then A is seminormal in C.PROOF. Let a x’ E spec B. Let x E spec A such
that jx- n
A= jx .
Wehave ax = a
+
r, withE B (C.,).
But R( Cx)x-
C_ R(C .,,),
so ax- EBx~ + -~- R (C,,,),
hence a EaB
= B.aA
is then asubring
of Bsatisfying (1.1),
soLEMMA 1.3. Let A be semiuormal in
B,
and letf
be the conductorof
A in B. Then
f is equal to
its radical in B.PROOF. We sball prove that A contains the radical
f’
off
inB ;
asf
is the
greatest
B-ideal contained inA,
thisimplies
f =f’.
Let b E Ef,
x E spec
A ;
we have sobx E R (Bx);
we
have bx
EBx
=Ax ;
y so wehave V x E
specA, bx
EAx +
R(Bx),
whenceFrom now on in this section we shall
always
suppose that A is a noetherianring
and B anoverring
of A finite(i.
e.integral
of finitetype)
over A.
Let x E spec
A,
and let x1, ... , xn be thepoints
of spec B above x.Let Wi
be the canonicalhomomorphism (x~
2013~- ~Let A’ be the
subring
of Bconsisting
of all b E B such thatA’ is a
subring
of Bcontaining A
and such that(1.5) i)
there isexactly
one x’ E spec A’ above xii)
the canonicalhomomorphism 7c (x)
- lc(x’)
is anisomorphism.
a) impJies ii)
for anyprime
of A’above x,
andb) implies
that if b E A’ iscontained in some
prime above x,
then it is contained in anyprime
above x.A’ is moreover the
largest subring
of Bsatisfying (1.5),
as any element of one such A’ shallsatisfy a)
andb) ;
asby (1.1) B(A’)
has also theseproperties,
it follows that A’ is seminormal in B.We say that A’ is the
ring
obtained from Bby glueing
over x.The conductor of A’ in B contains
jx~ ,
y for if a y bE B,
thenab
(xi)
= a(r;)
b(xa)
= 0.Let S be a
multiplicative system
ofA ;
if=1= s3,
then S-1 A’ _By
since the conductor contains S-1 jx
=A’ ;
ifnot,
S-1 A’ is obtai- ned from S-1 Bby glueing
overS-1j,,;
hence ~"~ A’ isalways
seminormalin B.
LEMMA 1.6. Let
y E speo A ;
let A’ be obtainedfrom
Bby glueing
overx E spec A. Suppose
Theprimes of
A’ above y are in 1-1 corres-pondence
with theprimes of
B above y.PROOF. Let
f
be the conductor of A’ in B. As is not containedin j1l,
y soA~
=By .
As the maximal ideals ofBy (resp. A~)
arein 1-1
correspondence
with theprimes
of Babove y,
the lem.ma is
proved.
LEMMA 1.7. Let
f
be the conductorof
A inB ;
suppose thatf is
in- tersectionof prime
idealsof
B. Let x E spec A be aprime of f,
suppose that there isexactly
one x’E spec B
above x. Then the canonical homo-1norphism k (x)
-> k(x’)
cannot besurjective.
PROOF. As B is finite over
A, f x
= fix is the conductor ofAx
inBx (which implies Bx). f x
is intersection ofprimes
ofBx ;
but if aprime
of
Bx
containsf x
=mx, by Cohen-Seidenberg
theorem it must be a maxi- mal ideal ofBx . Bx
is a localring,
since the maximal ideals ofBx
are in1-1
correspondence
with theprimes
of B above x ; soBx.
=Bx ,
andmx
= fx ,
intersection of maximalideals,
must beequal
toSuppose
that k
(.r)
= k(.)/) (identifying canonically).
Then= Bx~ ~ mx’ .
Let b EBz,, b Ax
and let a EAx
such that a(x)
= b(x’).
Then b - a E mx’ = mx CA,
so b E
Ax ,
a contradiction.COROLLARY 1.8. The conductor
f of
A inhA is
not intersectionof primes of BA.
PROOF.
Suppose
thatf
is intersection ofprimes,
and let usglue
overa minimal
prime jx containing f ;
if the A’ thus obtained wereequal
toilA, jx
could not be aprime
off for, being
A’ obtainedby glueing
overx,
by
1.5 thehypothesis
of lemma 1.7 were true and the thesis false. We should then have and A’ should be seminormal in’hA,
which isimpossible.
2.
The structure of seminormal rings.
In this section we prove the two main structure theorems.
THEOREM 2.1. Let.A be a noetherian
ring, B
anoverring of A, finite
over A.
If
A is seminormal inB,
there is asequence B
= ...... ~
Bn
= A such that obtainedfrom Bi by glueing
over apoint
x E spec A.PROOF.
Suppose
thatBi
hasalready
beendetermined ;
ifBi
=A,
allis
done ; otherwise,
letfi
be the conductor of A inby 1.3, f,
is inter-section of
prime
ideals. Let x E spec A be aprime
off
z of least codimension(the assumption
on the codimension is notneeded,
isonly
useful for otherproofs).
We define as obtained fromB, by glueing
over x. If isthe conductor of A in we have
fi.
As A is seminormal inBt+1,
y we canapply 1.3;
as is obtainedby glueing
over x,by
1.5 and1.7, jx
is not aprime
of soBy
the noetherianhypothesis,
we cannot have an infinite
increasing
chain off i ,
so there is n such thatBn
=A,
and the theorem isproved.
COROLLARY 2.2.
If
A is seminormal in B and S is amultiplicative system of A,
then rS-1 A is seminormal in S-1 B.PROOF. As is obtained from
B~ by glueing,
W1Bi+1
is seminor- mal in WlB~ ;
thenapply
1.2.If B is the normalization of
A,
we will deduce from the sequenceBi
of 2.1 another sequence A(i)
defined thus : A(0)
=B ;
for i~: 1,
A(i)
=Bg,
if
B,
is thelargest Bj
such that the conductorfj
of A inB’
is contained in noprime
of codimension ~ i. So we pass from A(i)
to A(i -~-1) by
afinite number of
glueings
overprimes
of codimension i-~-1.
The sequence
(A (i))
isindependent
of theparticular
sequence~B~),
asA
(i)
is thelargest subring
of Bcontaining
A and such thatAx
=(A. (i))x
for each
x E spec A., cod (x) ~ i. Obviously, (A (m)) (n)
= A(s),
with 8 = min(m, n).
THEOREM 2.3. Let A be a reduced noetherian seminormal
ring
withfinite normalization ; suppose A
= A(m),
and let a E Abe ..a regular
elementof
A. Then anyprime of
aA has codimension S m.PROOF. Let B be the normalization of
A ;
let C be aring,
A c C c B.Let x E spec C. We define
By
theCohen-Seidenberg theorem,
we have cod(x ; A ) h
cod(x),
and if cod(x ; A) >
cod(x),
thereexists x’ E spec C such
that jx n A = jx- n A,
cod(x’ ; A)
= cod(x’).
As
9(~)==9(~)~Q(~)?
the minimalprimes
of C are in 1-1 cor-respondence
with the minimalprimes of A,
hencecod (x)
= 0 >cod (x; A)
= 0.Take in
particular
C =B ;
letf
be the conductor of A in B. Letx E spec
B,
such that cod(x ; A) >
cod(x) ;
suppose that if y E specB, y
and then so in the chain we have no
glueing
overjy
n A. From 1.6 weget
that in the chain we have aglueing
over aprime jy n A, y E spec B,
suchthat jy C jz (otherwise
ineach Bi,
hence alsoin
B~
=A,
one would have at least twoprimes above jx
nA),
so we havea
glueing
over x. As A = A(m),
anyprime
of A over which weglue
has codimension ~ m, hence cod(x, A) ~
1n. As theassumptions
are satisfiedif cod
(x)
=1(f
has noprimes
of codimension0),
we have cod(x)
=1 >> cod
(x ; A)
~ m.Now we prove,
by
induction on the sequence(B~),
that inBi
anyprime
x ofaBi
is such that cod(x ; A) S
m.If i =
0,
we haveBo = B ;
as A isreduced,
B is a direct sum of afinite number of
integrally
closed noetheriandomains,
for which it is well known that aprime
of aprincipal
ideal has codimension s1,
so eachprime
y of aB has codimension1,
hence cod(y ; A)
S m.Suppose
that the theorem isproved
forB~,
and that is obtainedfrom
jB~ by glueing
over x E spec A. Let x’ be aprime
of andsuppose cod
(x’ ; A) >
Ti. is aprime
of we havejx’ 4=
=1= abi+l ,
so thereis ~ ~ aBi+l
suchthat Ba C aB~ ,
and
thus $
EaB; : jx- B~ .
Let
,X1, ... , Xj
be theprimes
ofjx,B;.
We have cod(Xz; A) ~
~ cod (x’ ; A) >
m, soby
inductionhypothesis
nojgi
is contained in anyprime
ofaBi ;
thusjgt
=aBi . As Bi
isnoetherian, jXf B,
contains aproduct
of the soaBi : B,
= So we haveproved ~
EAs a is
regular, f
=~/a
EQ (A ) ~ aBi implies f
Ewe have
f ~ Bi+~ ; by
the definition of 7(1.4),
there is xq E specB,
abovex such that
(or
there are xp , Xq E specB,
above x such that=1= Wq f(Xq)).
Let us take~’
EA2 C
suchthat C (x) #
0(always
possible,
and soHence
(or w-i (~ f ) (xp)
=_ ~ (x) (x)
=so ~’ f ~
(a
isregular),
acontradiction,
as we haveassumed ~
Ejz
and
C Ejx’ .
3.
The Picard group.
Here we shall use
freely definitions,
notations and results of[4].
Let A be a noetherian
ring;
Pic A is the group ofisomorphism
clas-ses of
projective
A-modules of rank 1 with®g
asproduct, U (A)
the groupof units of A. We can associate
functorially
to anyring homomorphism f
a group
Pic 4Y f (defined
in[4])
suchthat,
ifis a commutative square, we have a commutative
diagram
with exact rows:If S is a
multiplicative system
of Acomposed
ofregular elements,
~B = W1
A,
andf
is the canonicalinjection, Pic 45 f
isnaturally isomorphic
to inv
(A, S),
where inv(A, S )
is thesubgroup
of the group of invertiblefractionary
A-idealsspanned by
theintegral
invertible A-ideals whose in- tersection with S is notempty ([5], [4J
prop.5.3).
We recall the
following
result:LEMMA 3.2. Let A be a reduced
ring,
and let T be afinite
setof
in-determinates over
A ;
let a be an idealof
A[T ],
invertible and such thatRo
= a n A contains aregular
element. Letpi 7 --- ) On
be theprimes of a,
and letPi
=IPi n
A. Then a =ao
A[T] ] if
andonly if
eachaApi [T] ]
isprincipal.
For the
proof,
see[4],
lemma5.6,
page 33.THEOREM 3.3. Let S be a
multiplicative system of
Acomposed of regular elements;
suppose thatif
s E Sand p
is aprime of sA,
then PicAp [T ] =
o.Then the
canonical homomorphism qJ :
inv(A, S)
--> inv(A [T], S)
is a-n iso-morphism.
PROOF. The theorem and the
following corollary
areproved
in[4],
5.5and
5.7 ;
as there theproof
isonly sketched,
and the theorem is statedonly
in a weakerform,
we prove themcompletly
here.It is
obviously
sufficient to prove thatf
issurjective.
Let a be anA
[.T]-ideal intersecting
S.Let Ro
= a n A and let sE S n a C ao.
As s isregular,
we canapply
lemma 3.2.Let
Jpt
be aprime of a, pi
=oi n
A. As~1~
is aprime
of an inverti-ble
ideal,
we havedepth (0i) = 11
sodepth (pi)
S 1. As s Epi
isregular, depth =1,
andpi
is then aprime
of any invertible ideal itcontains,
in
particular
ofsA ; by hypothesis,
we have then Pic(Api [T 1)
=0,
sonApi [T]
isprincipal. By
lemma3.2,
a =ao
A[T],
and we needonly
prove thatao
is invertible. We can make A an A[T]-algebra, by
theisomorphism A ~
A and we haveao
2iao
A[T 0 AjTjA
~a 0 AiTjA,
soao
isinvertible. As
ao
f1S # s3 ,
we haveao
E inv(A, (ao)
= a.COROLLARY 3.4. Let 8 be as in theorem 3
3 ; if
S-1 A issemilocal~
we have an exact seq2cence
PROOF
(as
in[4], 7.12).
We needonly
exactness in Pic ~1[T].
We havePic W1 A =
0,
hencehas exact rows, and the first vertical arrow is an
isomorphism.
So the re-sult is immediate.
We recall another result of
[4],
theorem7.2,
page 41 :LEMMA 3.5. Let B
be a finite overring of A,
andlet j
be the inclusionof
A inB ;
letf
be the conductorof
A inB,
and letj’
be the inclusionof
A’ =Alf
in B’ =B/f.
ThenPic Tj
2013~Pic 4$j’ is
aniso1norphism.
We can now prove :
THEOREM 3.6. Let A be a reduced noetherian
ring
withfinite
nor1na.lization. Let T be a
finite
setof
in determinates over A. The canonical ho-momorphism
anisomorphism if
andonly if
A isseminormal.
PROOF :
(=) Suppose
that A is seminormal. We prove thetheorem, by
induction on n,supposing
A = A(n).
If n =0,
A is normal and the theorem is well-known.Suppose
the theorem true for B if B = B(n - 1).
We set
B=A(n-1);
ythen B(n-1)=B.
Let
f
be the conductor of A inB ;
as A isseminormal,
ifA Q B, f
is intersection of
prime
ideals of A. Let ... ,pm
be theprimes
off
inA ;
as A = A(n)
and B = A(n - 1),
thepi
are all of codimension n.Consider the
multiplicative system S composed by
thoseregular
ele-ments of A that are in no is the
complement
of a finite number ofprimes (the pi
and theprimes
of(0)),
so S-1 A is semilocal. Let s ES,
andlet p
be aprime
of sA.By
theorem2.3,
cod(p) n ; ~
is not one of thep; ,
as Asthe pi
are the minimalprimes containing f,
p j t,
soAp
=Bp
isseminormal, Bp (n - 1)
=Bp,
hence the inductionhypothe-
sis
holds,
PicAp [T] J =
0. We can thusapply Corollary 3.4,
sois exact. If we prove Pic S-1 A
[1] = 0,
all is done.Let us
put A
= Sw1A,
B =B, f =
S-1f.
A isseminormal,
B
(n - 1)
= B.Any
S-1pi
is a maximal ideal ofA,
sot
conductor of A inB,
contains the radical of S-1 A.We take A’ =
A/f,
B’ =B/f.
From lemma1.3, B’,
A.’ are artinianreduced,
hencethey
are direct sum offields,
so Pic d.’[T] =
Pic B’[T]
= 0.By
inductionhypothesis,
Pic B[T ]
= 0. We can consider the four exact sequences(with j,
obviousinclusions)
with arrows
connecting a -+ fl,
a --~ -~6, 7
- 3 and thusmaking
abig
commutativediagram.
As anyring
inquestion
isreduced,
the firstand the second arrows
connecting
oc-~ y~ ~8
- 3 areisomorphisms. Applying
the five lemma
to 2013~ ~
weget
that -+ is anisomorphism.
By
lemma3.5,
we have thatPic 4S j -
areisomorphisms,
so is anisomorphism. Applying
the fivelemma to L-4 - y, we
get
Pic S-1 A~1~ ~
= 0.( >)
We shall prove that if A is notseminormal,
then Pic]
is not an
isomorphism.
Let B =A+,
and letf
be the conductor of A in B. Let A’ =A/f~
B’ = inclusions as in the firstpart
ofthe
proof.
Consider the square:The bottom arrow is an
isomorphism
as B = +A isseminormal ;
if thetop
arrow were anisomorphism,
one would have that theinjection ker f -->
- ker f’
is anisomorphism,
and we shall prove that this is false.As
A, B
areIT (B) _ ~T (B [T J),
so it issufficient to prove that is not an
isomorphism.
From lemma
3.5,
I this isequivalent
to notbeing
anisomorphism.
’
Consider the
diagram
with exact rows :99
and gi
areinclusions, and y
isinjective.
Suppose that X
is anisomorphism,
and let cx EU (B’ [T]).
Theng2 (a)
EE ker g3 = x ker
( f2
o1p)
= xker f2 (as y
isinjective),
soX-I g2 (a) = f1 (a’)
(with
wehave g2 (a)
= g2 cp(x’)~
so aw oc’ E
ker g2
= im g,(remember
that in the group of units theproduct
is the
composition
hence there isU (A’ [T ])
such that oc = Weshall exibit an a such that this is false.
By corollary 1.8, f
does not coincide with its root in B= +A,
sothere is an a E B such that
a ~ A, an
Ef
for some n. Hence there is in B’a
nilpotent
a’ not contained in A.Let t E
T ; 1 +
a’t is an unit of B’[T],
and is notproduct
of an unitof
A’ [T J
and one of B’. Hence the theorem iscomplete.
Univer8it,i di Pi8a
REFERENCES
[1]
A. ANDREOTTI-E. BOMBIERI: Sugli omeomorfismi delle varietà algebriche. Ann. Scuola Norm.Superiore Pisa 23, 430-450 (1969).
[2]
A. ANDREOTTI-F. NORGUET : La convexité holomorphe dans l’espace analytique des cyclesd’une variété algébrique. Ann. Scuola Norm. Superiore Pisa 21, 31-82 (1967).
[3]
H. BASS: Algebraic K-theory. Benjamin N. Y.[4]
H. BASS-P. MURTHY : Grothendieck groups and Picard groups of abelian group rings. Ann.of Math. 86, 16-73 (1967).