APPLICATION OF PHYSICS AND MATHEMATICS I N CLINICAL NUCLEAR MEDICINE
ST. JOHN ' S
by
© Lin Ling
A thesis submitted to the School of Graduate Studies
in partial fulfillment of the requirements for th e degree of
Doctor of Philosophy .
Division of Biomedical Sciences Memorial University of Newfoundland
September 2013
NEWFOUNDLAND AND LABRADOR
Abstract
This PhD research project consisted of two p arts . In the first part a n ew pharmacoki- netic model was introduced to improve t he accuracy of kidney function estimation b ased on a sampling schedule of 2 and 4 blood sample measurements. Previous models such SETJ and SET2 have b een shown t o b e unreliab le with resp ect to the choice of sampling schedule and in some cases provide physiologically imp ossible values of t he glomerular filtrat ion rate ( G F R). The new model called Tk-GV uses a T ikhonov reg- ularized gamma variate function to fit the plasma clearance data. Based on a group of 46 patients, a comparison of four ph armacokinetics models (SETJ , SET2, OLS-GV, and Tk-GV) revealed that the Tk-GV model was the most robust with respect to sample size and sampling schedule and provided no physiologically impossible values of G FR. When compared to constant infusion results in t he literatures, the Tk-GV model was shown to eliminate t he proportional overestimation of G F R produ ced by the SETJ model given by Chantler's co rrection and the con st ant overestimation produced by the SET2 mo del.
Application of the Tk-GV model for estimating a patient 's GF R requires t he collection of 4 blood samples. In cases where it is not p ossible to collect four blood sam ples, two b lood samples a re collected and the patient 's GFR is calculated using the SETJ model. A crit erion called t he ren al sufficient index (RSI) was developed by others using a group of children to correct the overestimation of G F R as obt ained
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from the SET1 model. In this work t he R S I was applied to a mixed gro up of 26 patients (adults, children , males, and females) and shown , based on addit ional medical information , to b e able t o accur ately distinguish b etween patients wit h norm al an d abnormal G FR.
Bone mineral density (BMD) is important for evaluating bone health , esp ecially for elderly p eople such as post-men opause women and m en with prost ate disease.
However, analyzing a p atie nt 's BMD change is difficu lt because of naturally occur- ring s hort-term and long-t erm fluctu ations in a p atient 's BMD , and also the sh ort- term and long-term errors provided by the equipment used to measure BMD. The World Healt h Organization h as provided a least sign ificant ch ange (LS C) criterion for distingu ishing b etween normal and abnormal ch an ges in a p atient's BMD value.
Unfortunately t he LSC criterion only accounts for short-term machine error. In t he second part of this t hesis a new criterion called the tot al detectable difference (TDD) is introduced for analyzing changes in BMD in consideration of naturally occurring changes in th e pat ient's BMD, and instrumentation error occurring on both short and long time scales. Based on t he analysis of a group of 8,800 patients , a T DD valu e of approximately 0.045 g/cm
2is obtained for the hip and 0.060 g j cm
2for the lumbar spine. Based on t he study of 9,379 patients , it is shown t hat t he LSC criterion has a p otential o f over-diagnozing BMD change by approximately 30% comp ared to t he TDD criterion.
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Acknowledgments
I would like to t hank Rick Scanlan from t he Dep artment of Nuclear Medicine for helping me with t he lab oratory equipmen t and radiation safety training . I also would
like to thank Stan, Kelly, T ara, Maureen , Nina, and Tammy from t he Departmen t of
Nuclear Medicine, who have taught me a great deal about clinical practices.
I greatly appreciate the support given to me by t he Faculty of Medicine at Memo- rial University and t he d epart ment of Nuclear Medicine at Eastern Health.
I would like to th ank my M.Sc. supervisor Dr. J olanta Lagowski from the De- partment of Physics and P hysical Oceanography at Memorial University for her help in providing me wit h th e necessary skills for computer modelin g and for conducting basic research.
I would like to t hank Dr. Christopher Kovacs for helping me access t he CaMos data and the support from the CaMos Research Group .
Finally I would like to t hank my husb and Luc Beaulieu , my parents Ling Chuan- ming and Liu Jing in China a nd my beautiful baby boy Patrick for all t heir love and support .
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Structure
This thesis includes two research projects. 60% of t his thesis focuses on th e plasma clearance model which includes an introduction , literature review, d at a and analysis methods, results and discussion and possible applications. The remain ing 40% of this t hesis introduces a new criterion for analyzing bone mineral density change as described above. The outline of the t hesis is listed as follows:
1. Chapter 1 gives a general introduction of Nuclear Medicin e. The topics include radioisotopes, radiation detection , instrument ations, and tracer kinetics.
2. Chapters 2 to 7 present the first project of t his thesis. Ch apters 8 t o 10 present the second proj ect of this thesis.
3. Chapter 2 provides a t heoretical background and motivation of the p lasma clear- ance project. This chapter provides a brief overview of the clinical assessment of kidney function and a literat ure review of the major pharmacokinetic models along with a d escription of their p erforman ce.
4. Chapter 3 outlines the data and an alysis methods used to investigate t he pro- posed model. The uncertainty of t he measurement and numerical metho ds such as the Nelder Mead minimization method are discussed .
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5. Chapter 4 present s the results of the calculations applied to 46 p atients using th e SET1, SET2, OLS-GV and Tk-GV models using the full samples and subsets.
6. Chapter 5 compares t he performance of t he SET1 , SET2, OLS-GV and Tk-GV models including the estimated glomerular filtraltion rate ( G F R) , the effects of subset, case study and a cross comparison with other plasma clearance method s.
7. Chapter 6 applies t he Tk-GV mod el to 24 h data.
8. Chapter 7 presents a validation study of a kidney function correction method to compensate for the inaccuracy of the two-sample SET1 method.
9. Chapter 8 introduces t he con cept of bone mineral density (BMD ). The proposed method of an alyzing time-b ased BMD results is introduced after a literature review. The motivation and the theory of the new criterion , total detectable difference (TD D), are provided.
10. Chapter 9 lists t he d ata and an alysis methods used for investigating t he new TDD criterion.
11. Chapter 10 presents the results and discussion of th e TDD criterion based on 8 ,800 p atients d ataset. Details about the patient selection , data analysis an d clinical impact are listed.
12. C hapter 11 summarizes the major results and implications of both research projects and describes future research projects.
13. Appendix A shows the clinical protocol implemented for collecting 4 blood sam- p les at t he General Hospital in St . John's, NL and the mathematical formulae for t he t heory of the T k-GV model.
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Contents
Abstract
Acknowledgments
Structure
List of Tables
List of Figures
Abbreviations
1 Introduction
1.1 Nuclear Medicin e 1. 2 R adioisotopes . .
1.2.1 Decay an d Half-life 1.2.2 I nte ract ions with Matter 1.3 R ad ioph armaceut icals
1. 3.1 C he lat ion 1.4 Ga mma Count er 1.5 T heor y of SPECT .
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11
IV
v
xvi
xxiii
XXIV
1 1
2
3
5
6
9
10
13
1.6 Tracer Kinetic Modeling 16
1.7 Bone Densitometer 17
1.8 My Contrib ut ions . 23
2 Glomerular Filtration Rate ( GFR) Determination 27
2.1 Glomerular Filtration Rate . .. . . 27
2.1.1 Imp act of Kidney Function . 30
2.2 G F R Measurements . 32
2.2. 1 Biomarkers 32
2.2.2 Estimated GFR ( eGFR) 36
2.2.3 R enography 38
2.3 Plasma Clearance . 39
2.3 .1 Ph armacokinetic Models 41
2.3.2 One-compartment Model . 45
2.3 .3 Two-compartment Model . 48
2.4 Limitations of the Compartment Models 50
2.5 Motivation . 55
2.6 T heory .. . 55
2.6.1 Gamma Variate ( GV) Model 55
2.6.2 R at e of Exchan ge, GFR and Vol 58
2.6.3 Ill-p osed Problem . . . . 60
2.6.4 Tikhonov Regularization 61
3 Data and Analysis M ethods 68
3.1 D ata .. . . . . . . . .. . 68
3.2 Measurement Uncertainty 70
3.3 Numerical Met hods . . . . 71
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3.4 Regression Methods . 72
4 Results 74
4.1 SETJ Results 74
4.2 SET 2 Results 83
4.3 OLS-GV R esults 88
4.4 Tk-GV Results 92
5 Discussion 96
5.1 GFR Estimat ion . . . . . . 96
5.1.1 Non-physical Results 96
5. 1.2 Variations wit hin the Model 98
5.2 Effect of Subsets . . .. 101
5.2.1 4-sample Subsets 101
5.2.2 Hump Subsets . 109
5.3 C ase Study . . . . 110
5.4 Cross Comparison . 113
5.5 Best Sampling Schedule 115
5.6 C linical Impac t 117
5.7 Summary . . . 120
6 Applications to 24 h Data 121
6.1 D ata . . . . .. .. . 121
6.2 SETJ versus Tk-GV 123
6.2. 1 GFR Results 123
6.2 .2 Curve Fit . . 124
6.2.3 4 h versus 24 h 127
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6.3 Effect of Subsets . . . . . . 6.4 Exploring the GV Function 6.5 Summary . . . . . . . . . .
7 G F R Correction
7.1 Introduction . . . . . . . . . 7.2 Data and Analysis Methods 7.3 Results and Discussion 7.4 Conclusion . . . . . .
8 Bone Mineral D ensity
8. 1 Introd uction .. ..
8.2 Literature Review . 8.3 Motivation . . . . .
8.4 T otal Detectable Difference
9 Data and Analysis Methods
9.1 Dat a . .. .. . . 9.2 Analysis Methods
9.2.1 Half-normal Distribution 9.2.2 Small Sample Correction 9.3 TD D Calculation ..
10 Results and Discussion
10.1 Results . 10. 2 Gender . 10.3 Age . ..
10.4 Examination Time
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129 135 137
138
138 140 1 41 145
146
1 46 149 152 153
156
156 157 158 161 161
164
165
166
170
172
10.5 GE and Hologic 10.6 CaMos d ata . . 10.7 Impact on Diagnosis 10.8 Conclusion .
11 Conclusions
11.1 Plasma Clearan ce 11 .2 Bone Mineral Density . 11.3 Future Directions
Appendix A
Bibliography
A
A .1 C linical Protocol for Measur ing G F R A .2 Mathematical Formulae . . . . . . .
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174 177 179 180
182
182 183 184
188 188
208
208
210
List of Tables
2.1 The stages of chronic kidney disease (CKD ). All GF R values are in units of ml/ min / 1.73 m
2(1.73 m
2represents the stan dard body surface area (BSA) of a healthy young adult) . . . . . . . . . . . . . . . . . . 32
4.1 GF R (ml/ min) and Vol (L) values calculated from the SETJ m od el for the 46 p atients using the full samples (denoted as " full") and subsets:
(60 , 180)min and (10, 180)min. . . . . . . . . . . . . . . . . . . . . . 75
4.2 The effects of the 1,148 2-sample subsets on t he values of A , a , G F R (ml/ min) a nd Vol (L) using the SETJ model. GF R (ml/ min) is the mean GF R, and SDaFR (ml/ min ) is t he standard deviation of t he GF R values. Vol (L) is the mean Vol, and SDvo l (L) is t he standard d eviation of the Vol values. . . . . . . . . . . . . . . . . . . . . . . . 78
4.3 The effects of t h e 3-sample subsets (2,296 for all 41 patients) on the val- ues of A , a , GF R (m l/ min) , and Vol (L ) u sing SETJ. GF R (ml/ min) is the mean GFR and SDaFR (ml/ min) is the standard deviation of the
GF R values. Vol (L) is t he mean Vol and S Dvoz (L) is the standard d eviation of the Vol values. . .
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79
4.4 The effects of the 4-sample subsets (2,870 for all41 patients) on values of A, a, GFR (ml/min) and Vol (L) using SET1. GFR (m l/ min ) is the mean GF R and SDaFR (ml/ min) is t he standard deviation of t he GF R values. Vol (L) is t he mean Vol and SDval (L) is the standard deviation of the Vol values. . . . . . . . . . . . . . . . . . . . . 80 4.5 The GF R results of t he SET1 model for the 41 patients using the full S
samp les and four subsets: (10, 20 , 60 , 180) min, (10, 30 , 120, 240)min, (10 , 20, 30 , 45)min and (60 , 120, 180, 240)min. Q st ands for quartile. 80 4.6 Estimated GF R (ml/ min) and Vol (L) values of the SET2 model for
the 46 patients using t he full samples and the (10, 20 , 60 , 1 80)min subset .
4.7 Estimated GFR (ml/ min) calculated with t he SET2 model using t he 4-samp le subsets: (10, 20 , 60 , 180)min, (10, 30, 120, 240)min, (10 , 20 , 30, 45)min and (60, 120, 180, 240)min from the 41 patients. Q stands
84
for quartile. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85 4.8 The effects of 4-sample subsets (2,870 subsets) using th e SET2 model
on values of .\
1and .\
2 ,GFR (ml/ min) and Vol (L) from t he 41 pa- tients. SDaFR (ml/ min) is t he stan dard deviation of t he GF R values.
SDva t (L) is the standard deviation of the Vol values .
4.9 Quartiles of t he mean estimated parameters K , a, and /3, and the
values of GF R (ml/ min) , and Vol (L) for the OLS-GV model from the 41 patients using t he 2,870 4-sample subsets. GF R is t he mean GF R and SDaFR is t he standard deviation of the GF R values. Vol (L) is the mean Vol and S Dvat (L) is the standard deviation of the Vol values.
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86
89
4.10 The G F R and Vol results of t he OLS-GV model for the 41 patients using the full 8 samples and four chosen subsets: (10 , 20 , 60 , 180 )min, (10, 30, 120 , 240)min, (10, 20 , 30, 45)min and (60, 120, 180, 240)min.
Q stands for quartile.
4.11 The GF R and Vol results of the Tk-GV model for the 41 p atients using the full 8 samples and four different subsets: (10 , 20, 60 , 180 )min, (10 , 30, 120 , 240)min , (10, 20 , 30, 45)min and (60 , 120, 180, 240)min. Q
stands for quartile. . . . . .
4.12 Estimated values of>., lnK, a , (3, GFR , Vol and the standard d evia- tions SDcFR (ml/ min) and SDval (L) values using the 2,870 4-sample subsets from the 41 patients using the Tk-G V model.
5.1 The slope and R
2values obtained fr om t he correlation between t he results from t he SET1, SET2, OLS-GV and Tk-G V mo dels using t he 4-sample subsets (shown from Figures 5.1 to Figure 5.4) and t he fu ll samples from OLS linear regression .
5.2 Estimated GF R values for Pt15 and Pt19 using the 4-sample subsets (70 subsets) using t he SET1 , SET2, OLS-GV and Tk-GV models . The GFR
8(in ml/ min) and Vol
8(in L) are the estimated results using 8 samples. The GF R
4and Vol
4are the mean estimated results of GF R and Vol using 4 samples.
6.1 Estimated GFR (ml/min) values from the 10 patients with 4 h , 12 h 89
92
93
107
112
and 24 h sampling schedules, using the SETJ and Tk-GV model s. 123
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6.2 The values of the slope and R
2from the linear regression of the esti- mated GFR values obt ained from the SETJ, SET2 and Tk-GV models using 4 h , 6 h, 8 h and 12 h sampling schedules to those under the same models using the 24 h sampling schedule for the 10 patients. . . . . . 134
9.1 The probability density function (PDF) of t he folded-normal distribu- tion (FND ), half-normal distribution (HND) , and normal distribution (ND) , where J-L is the m ean value and
0'is t he standard deviation. . . 160
10.1 TDD results (g/cm
2)of approximately 5,500 p atients analyzed using the GE Lunar Prodigy densitometer at the General Hospital using t he HND and FND. The R
2* (see the definition below) value is for both the HND and FND. Area indicates the fo lded area of the FND from the ND . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 165
10.2 The TDD (g/cm
2)values of the f em ale and male groups, for HND and
FND , using a GE Lunar Prodigy densitometer. 169
10.3 The T DDHND results (g/cm
2)of four age groups from the 5,500 pa- tients, using a GE Lunar Prodigy densitometer. . . . . . . . . . . . . 170
10.4 T he TDD results (g/cm
2)using the HND for 10 examination t ime intervals from the 5,500 patient data, using a GE Lunar Prodigy den- sitometer. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 172
10.5 The TDD values (g/ cm
2)from t he GE and Hologic densitometers in
St.John's, NL. 175
10.6 TDD results (g/ cm
2)from NL and t he CaMos database using the GE Lunar densitomet ers , with number of patients in the parentheses . . . 177
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10.7 TDD results (g/ cm
2)from NL and the CaMos database using t he Ho- logic QDR 4500 densitometers, with number of patients in the paren- theses.
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List of Figures
1.1 Schematic representation of the transition from
99Mo to
99Ru . . . . . 7
1.2 The single-well gamma counter a nd thyroid uptake camera (manufac- t ured by Laboratory Technologies, Inc.) used at the G en eral Hospital in St.John's , Newfoundland and Labrad or. . . . . . . . . . . . . . . . 12
1.3 Diagram of a typical gamma camera. This diagram was ad apted wit h p ermission from the Journal of RadioGraphies [23]. . . . . . . . . . . 14
1.4 (a) Demonstr ation of a BMD image of t he lumbar spine a nd (b) t he hip , obtained using a GE Lunar Prodigy Dual-energy X-ray absorptiometry densitometer. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
2.1 Sc h ematic representation of the a natomy of a human kidney.
2.2 Sc h ematic representat ion (light ly s had ed area) of the Area Under t he Curve (AUC) used for calculating the elimination rate of a tracer.
The p lasma conce ntration of the tracer is plotted as a funct ion of t he time (wit h time=O set at the fini shing point of t he injection ) after the administration. T he three p hases in the renog raph are labeled as I, II
28
and III. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 43
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2.3 Schematic representation of the one-compartment model used to model the plasma clear an ce. T he circle represents the plasm a as the compart- ment. The two a rrows indicate the flow of the r adiopha rmaceu ticals in a nd out of the co mpartment. . . . . . . . . . . . . . . . . . . . . . . 46
2.4 The two-compartment model used to describ e plasm a cleara nce. The two circles cl and c2 r epresent compartments for the plasma and sec- ondary volume of distribution of the t racer respectively. The flow in a nd out of the two compartments is indicated with arrows showing t he ra te of exchan ge
Kin,K out ,
K12a nd
K 21·4.1 Results of the mean of the differ en ce (GFRhump- GFRfull ) between the G F Rhump a nd G F Rfu ll using the SET1 model from th e 41 patients.
The hump subse ts are 1 to 3, 1 to 4, . .. , 5 to 8 a nd 6 to 8.
4.2 Results of the mean of the d iffer ence (GFRhump - GFRfull) between the GF Rhump a nd GF Rfull using t he SET2 model from th e 41 patients.
49
82
The hump subsets a re 1 to 5, 1 to 6, 1 to 7, 2 to 8, 3 t o 8 a nd 4 to 8. 8 7
4.3 R esults of the mean of t he differ ence (GFRhump - GFRfull) between t he GFRhump a nd GFRfull using the OLS-GV model from th e 41 pa- tients. The hump subsets ar e 1 to 5, 1 to 6, 1 to 7, 2 to 8, 3 to 8 a nd
4 to 8. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 91
4.4 R esults of the mean of the differ en ce (GFRhump - GFR1uu) between t he GF Rhump and GF Rfu ll using the Tk-GV model from the 41 pa- tients. T he hump subsets ar e 1 to 5, 1 to 6, 1 to 7, 2 to 8, 3 to 8 a nd
4 to 8. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 95
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5.1 Comparison of the G F Rser
1values obtained using t he 4-sample s ub- sets to t he GF R full obtained using t he full samples. a) (10, 20 , 30 , 45)min , b) (10, 20 , 60, 180)min, c) (10 , 30, 120, 240)min a nd d) (60, 120, 180, 240) min. The solid line indicates a fit of t he GF R values and the dashed line is the identity line Y = X. . . . . . . . . . . . . . . . 103 5.2 Comparison of t he GF Rser
2values obtained using the 4-sample sub-
sets to the GF Rfull obtained using the full samples. a) (10, 20, 30, 45) min, b) (10, 20 , 60, 180)min, c) (10 , 30, 120, 240)min a nd d) (60, 120, 180, 240)min. The solid line indicat es a fit of t he GF R values and the das hed line is the identity line Y = X . . . . . . . . . . . . . . . . 104 5 .3 Compa rison of the G F
RoLS-GVvalues obtained using th e 4-sample sub-
sets to the GF Rfull obtained using t he full samples. a) (10 , 20, 30, 45) min, b) (10, 20, 60, 180)min, c) (10 , 30, 120, 240)min and d ) (60, 120, 180, 240)min . The solid line indicat es a fit of the G F R values and the das hed line is the identity line Y = X. . . . . . . . . . . . . . . . 105 5.4 Comparison of t he G F
RTk-GVvalues obtained using t he 4-sample sub-
sets to t he GF Rfull obtained using the full samples. a) (10 , 20, 30, 45)min , b) (10, 20 , 60, 180)min, c) (10 , 30, 120, 240)min a nd d) (60, 120, 180 , 240)min. The solid line indicates a fit of t he GF R values and the das hed line is the identity line Y = X. . . . . . . . . . . . . . . . 106 5.5 Comparison of performance of the concent r ation time (with time = O
set at the finishing point of the inject ion ) curve fitt ing us ing t he SET1 (fin e d ashed line) , SET2 (solid line) , 0 LS-G V (dash-dot-dash line ) and Tk-GV (dashed line) models for Ptl us ing the full samples. The original 8 samples are r epresented with dark circles.
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111
5.6 Comparison of t he 46 estimated GFR values using SET1 (d ark cir- cles) and SET2 (gray rhombus) compared wit h Tk-GV , using t he full samples . The d ash ed line is the identity line Y = X.
5.7 Comparison of (a) (GFRseTl - GFRTk-Gv) / GFRTk-GV from SET1 with Tk-GV and (b) (GFRsET2- GFRTk-Gv )/GFRTk-Gv from SET2 with the Tk-GV model for t he 46 pat ients. The vertical dashed lines
114
indicate t he CKD stages from CKD1 to CKD5. . . . . . . . . . . . . 118
6.1 Logarit hm of the concentration versus t ime (with t ime=O set at t he finishing point of the injection) using the SET1 and Tk-GV models
for Pt3. The original data is shown wit h hollow circles, the Tk-GV fit is indicated by a solid line while t he SET1 fit is indicated by a dashed line. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 125
6.2 Logarithm of the concentration versus t ime (with time=O set at the finishing point of the injection) using the SET1 model for Pt3. The
original data are shown as crosses ( +) . T he straig ht lines indicate the fits obtained using t he SET1 model with different sampling times as shown in t he legend. The insert on t he bottom left shows how the SET1 model overestimates t he con centration d ata for earlier time. 126
6.3 (a) Estimated GF R results (ml/ min) f or t he 10 patients with a 24 h
sampling schedule using the Tk-GV model (black bars) and t he SET1 model (white bars) using the 4 h sampling schedule. (b) The relative
. . G F R se Tl - G F RTk-GV
d1fference m G F R between t he two models G . 128 FRse r 1
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6.4 Correlation between the estimated G F R values using the SET1 model and the Tk-GV model from a) the 4 h and b) t he 24 h samples. T he d as hed line indicates the ident ity line Y = X while the solid line is t he fit . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 130
6.5 Comparison of t he 10 estimated GF R values from t he Tk-GV model using 4 h, 6 h, 8 h , and 12 h samples with t hose using t he full 24 h samples. The symbols for each subset are shown in the legend. 131
6.6 Comparison of the 10 estimated GF R values from t he SET1 model using 4 h , 6 h, 8 h , and 12 h samples with those u sing t he fu ll 24 h samples. The symbols for each subset are shown in t he legend. 132
6. 7 Comparison of t he 10 estimated G F R values from t he SET2 model using 4 h , 6 h , 8 h , and 12 h samples with th ose u sing t he full 24 h samples. The symbols for each subset are sh own in the legend. 133
6.8 Percentage of the power fun ction (hollow circles) and exponential fu nc- tion (solid circles) in the whole GV model as a fun ction of sampling time t (with t ime=O set at t he finishing point of the injection) in min for a) Pt3 and b) Pt13. . . . . . . . . . . . . . . . . . . . . . . . . . 136
7.1 a) Estimated GFRsETl results using the 2-sample SET1 model (ml/ min) . b) Estimated results of GFRHaycock (ml/ min/ 1.73 m
2)(dark bars) and
RSIHaycock (white bars). The solid line indicates the Haycock crite- rion . c) Estimated results of GFRJ(Vol,W) (ml/ min) (d ark b ars) and RSI J(Vol, W) (white bars). b) and c) T he d ashed lin e represent the 85.89% RSI t hreshold. . . . . . . . . . . . . . . . . . . . . . . . . . 142
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7.2 Correlation of RSIHaycock and RSIJ(Vol,W) results using the linear re- gression. The solid line indicates the best fit using a second order polynomial from the 26 p atients , and the dashed line indicates the fit from the initial study by Wesolowski et al. based on study of 133 children.
8 .1 D emonstration of the composition of total BMD changes including
short-term and long-term machine errors, as well as patients ' BMD variations . The short-term and long-term machine errors were esti- mated from local study while the short-term and long-term patients '
144
BMD variations were estimated from the reference [155]. . . . . . . . 155
9.1 Demonstr ation of the generation of t he folded-normal distribut ion (F ND) from the normal distribution (ND). . . . . . . . . . . . . . . . . . . . 159 9.2 A flow ch art indicating how the TDD value is calculated from t he initial
patient's d ataset. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 162
10.1 The HND fit ting for p atients with three sequential BMD studies at the examination site of (a) the lumbar spine 11-1 4 and (b ) t he lumbar spine 1 2-1 4, using a GE densitometer. . . . . . . . . . . . . . . . . . 167 10.2 The HND fitting for patients with three sequential BMD stud ies at the
examination site of (a) the femoral neck and (b) the tot al hip , using a G E densitometer.
10.3 The TDD values (g/cm
2)for the four exami nation sites of the four age gro ups ( < 50 , (50, 59) , (60 , 69) and 70 < ) . The co lor scheme indicating each examinat ion site is shown in the legend.
XXll
168
171
10.4 The TDD values from the 10 t ime intervals for the four examination sites: lumbar spine 12-14, lumbar spine 11-14, total h ip and femoral neck. The color scheme indicating each examination site is sh own in the legend . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 173 10.5 a) Comparison of the TDD values (g/ cm
2)from the GE (white bar) and
Hologic QDR 4500 d ensitometer (gray bar) for the lu mbar spine 12-14, 11-14, femoral neck and total hip. b ) Relative difference (TDDGE- TDDHo!ogi c)/TDDGE of the TDD values b etween t he GE and Hologic d en sitometer. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 176 10.6 P ercentages of t he d etectable BMD differen ces using t he LSC (dark
b ars) and TDD (white bars) from the local GE Lunar dens itometer. 179
XXlll
Abbreviations
• A Age
• AUC Area Under the Curve
• BMD Bone Mineral Density
• BSA Body Surface Area
• C L Clearance
• CT Computed Tomography
• CV Coefficient of Variance
• DEXA Dual Energy X-ray Absorptiomet ry (DXA)
• DMSA Dimercaptosuccinic Acid
• DTPA Diethylene Triamine P entaacetic A cid
• ERG Relative Error of the Estimated GFR
• ERV Relative Error of the Estimated Vol
• EDTA Ethylen ediaminetetraacetic Acid
• FND Folded-normal Distribution
XXIV
• GFR Glomerular Filtration Rate
• GV Gamma Variate
• H Height
• HND Half-normal Distribution
• LSC Least Significant Change
• MRI Magn etic Resonance Imaging
• NM Nuclear Medi cine
• ND Normal Distribution
• OLS Ordinary Least Square
• PE Precision Error
• Q Quartile
• QCT Quantitative Computed Tomography
• ROI R egion of Interest
• R
2Coefficient of Determination
• R
2* Adjusted Coefficient of Determin ation
• RSI Renal Sufficient Ind ex
• SD Standard Deviation
• SE Standard Error
XXV
• SET1 Sum of 1 Exponential Term
• SET2 Sum of 2 Exponential Terms
• SETn Sum of n Exponential Terms
• SD Standard Deviation
• Tc Technetium
• TDD Total Detectable Difference
• Tk T ikhonov (Regularization)
• US Ultrasonography
• Vol Volume of Distribution
• W Weight
XXVI
Chapter 1
Introduction
This chapter presents a brief introduction of Nuclear Medicine , basic nuclear physics , radiopharmaceuticals, and radiation detectors.
1.1 Nucle ar M e dicine
Nuclear medicine is a branch of medicine and medical imaging t h at uses the nuclear properties of matter in diagnosis and therapy. Nuclear medicine is uniqu e (differ- ent from other medical imaging modalities) in that it provides both anatomical and functional information. Clinical information can be derived from observing t he radi- ation emitted from radiopharmaceuticals (or radionuclide alone) administered orally, or int ravenously. Radiopharmaceuticals are radioactive pharmaceuticals made up of a radionuclide and a carrier molecule. T he carrier molecule d elivers t he rad ionuclide to the specific physiological area to be examinated or treated [ 1]. Measurements in nuclear medicine can be performed either in vitro or in vivo. In vitro measurements are based on samp les (e.g. blood, urine) taken from patients after administering th e radioph arm aceuticals. The radioactivity in t hese samples can help determine th e
1
CHAPTER 1. INTRODUCTION 2
physiological fun ctions of t he body or organs. In vivo measurements are performed on p atients directly with an external detector (e.g. gamma camera) for measuring the radiation emitted from the radiopharmaceuticals inside the body. In general, in vivo measurements are more commonly used than in vitro measurements.
Although natural radioisotopes were discovered b efore 1900 [2], t he fi rst nuclear medicine study was n ot performed until the late 1940s using radioactive iodine for thyroid cancer treatment. With the development of pharmacology and biochemistry, more radiopharmaceuticals were designed and used for d et ecting various d iseases. By the 1970s , most organs could be visualized using nuclear medicine techniques. Con- currently, radiation detection technology improved the quality of th e nuclear medicine images. The first gamma camera for recording r adiation counts and produ cing pla- nar images was invented by Hal Anger in t he 1950s [ 3]. In 1963 , t he first Single P hoton Emission Computed Tomography (SPECT) study was performed by Kuhl and Edwards [ 2]. SPECT is a tomographic technique of nuclear medicine which uses gamma rays to scan the body at different angles and combines the acquired two- dimensional (2D) images to reconstruct a t hree-dimensional (3D) representation of t he body [4] . By the 1990s, Positron Emission Tomography (PET) was invented [5].
P ET h as an advantage over other imaging modalities such as Magnetic Resonance Imaging (MRI) [6] or ultrasonography [7] in that it can detect metabolic abnormal- ities. Recent developments in imaging techniques consist of t he fusion of several existing imaging techniques s uch as SPECT / CT, PET / CT , PET / MRI, etc.
1. 2 Radioisotopes
A radioisotope is an ato m with an unstable nucleus that can release energy when
it und ergoes rad ioactive decay. Commonly used r adioisotopes in nuclear medicine
CHA PT E R 1. I NTRODUCTIO N 3
are fluorine 18 (1
8F )t, Phosphorus 32 (3
2P ), G allium 67 (
67Ga), R ubidium 82 (
82Rb ), Stront ium 89 (
89Sr), Technetium 99 (
99T c), Indium 111 (min), Iodine 123 (1
23I), Iodine 131 e
31I), Thallium 201 e
01T l), etc [ 8]. Besides their use in medical diagnosis, radioisotopes a re also used for t reating certain diseases by delivering high radiation dosage to regio ns of interest . For example, hyperthyroidism an d thyroid cancer can be t reated using
131I, and palliative b one pain can be managed using
89Sr [ 9].
1.2 .1 D ecay a nd Half-life
Most radioisotop es decay by on e or several of t he following ways: 1) alpha decay, 2) beta- minus decay, 3) beta -plus d ecay, or 4) gamma d ecay. The following list shows some examples of t hese decay processes [10]:
a decay:
(3- decay:
(3+ decay:
I' decay:
A X --tA-4 y +4 He
Z Z-2 2
n -t p + e- +"De
en ergy+ p -t n + e+ +
Ve~X -+~ X + /'-
Alpha (a) decay occurs when an atom ic nucleus (e.g. ~~
8U) emits an alpha (a) particle (a ~ He helium nucleus) yieldin g another nucleus (e .g. ~5
4Th) in the process.
Because of t heir mass, a lpha p art icles lose most of their energy within a relatively short distance (short penetration dept h ) making it difficult to detect them with an external detection camera [1 0]. T herefore, alp ha decay is not commonly used in n uclear med icine.
T here are two types of beta ((3 ) decay: beta-minus decay and beta-plus decay [10]. Beta- minus ((3- ) decay occurs wit h the conversion of a neutron (n) into a
tThe full notation is §
8F where 18 is the mass num ber and 9 is t he atomic number.
CHAPTER 1. INTRODUCTION 4
proton (p) along with t he ejection of a negatively ch arged b eta p art icle (e-, electron) and an antineutrino (ve) - On t he other hand , bet a-plus (,8+) decay results in t he conversion of a proton (p) into a neutron ( n) accompanied by t he ejection of a p ositron (e+ ) as well as an electron neutrino (ve) · There is a relevant decay mode called electron capt ure, also known as inverse bet a decay, which occurs when t he nucleus capt ures an orbital (e .g. K -shell or £-shell) electron, wit h t he co nversion of a prot on (p ) into a n eutron (n ) accompanied by t he ejection of a neutrino (ve) d escribed as p + e- -+ n +
Ve.Gamma ( 1) d ecay occurs when an atomic nucleus decays to a lower energy state from an excited state. The energy differen ce between the two st at es is released by the emission o f a gamma ray photon (t) [ 10]. Gamma rays a re very important in nuclear medicine b ecause of their relatively long p enetration range th at allows information (e.g. location and amount ) from t he administ ered radiopharmaceut icals to be collect ed .
Oth er useful transit ion processes include: isomeric transition where t he decay pro- cess y ields gamma radiation without emitting or capt uring a p art icle from t he nucleus, and electron/ positron annihilation (the basis of PET scanning) where an electro n (e- ) and a p ositron ( e+) collide (an nihilate) resulting in a photon p air (gamma rays, 1) e- + e+ -+ 1 + 1, etc.
R adioact ive decay is a random process where t he p robability of a single event (su ch as whether a specific atom will decay or not) cannot be determined precisely.
However, p robability t heory en ables t he radioactive decay pro cess to be d escribed using t he d ecay equat ion:
(1. 1)
where A(t ) is t he radioactivity at t ime t (t ~ 0 ), A
0is t he initial radioactivity at
CHAPT ER 1. I NTRODUCTION 5
time t= 0, and ). is t he decay const ant given by ). = (I n 2)/T
1;2= 0 .693/ T
1;2where T
1; 2is t he half -life. Half-life is defined as the time for a radioact ive sample to decay to half of it s initial rad ioact ivity [1] . The h alf -lives of t he radiopharmaceut icals used in nuclear med icine range from seconds to years. T h ose radiopharmaceut icals with relatively short half -lives ensure that medical scanning can b e p erformed in a timely fashion and t hat patient s are not exposed to prolonged radiation.
1.2.2 Inte ractions with Mat t er
Gamm a rad iation ioni zes matter th rough three major processes: t he photoelectric effect , Compton scattering, and pair production [ 10].
The photoelectri c effect transfers an incident photon 's energy to an electro n caus- ing it to be ejected from the atom as a photoelect ron. The phot oelectron 's kinetic energy is the difference between t he incident p hoton 's energy h v (where h is th e P lanck co nstant and v is t he frequency of t he photon ) and t he electron 's b in ding energy. This photoelectron usu ally trave ls in a different direction from t he incident gamma photon [10].
Compto n scattering occurs when an incident photon (with energy hv) interacts wit h matter, causing t he ejection of an orbit al electron (known as a Compton electron) and t he scattering of t he photon at a reduced energy hv' . T he difference between th e photoelectric effect and Compton scattering is t hat in t he latter case t he electron is ejected via a scattering process while in the fo rmer case th e electron is emitted after absorbing energy from the gamma photon .
P air product ion can occur when the energy of a gam ma photon exceeds 1.022
MeV [10] . A gamma photon (with energy of hv ) can be converted into a n elect ron-
p ositron pair ( e+ and e- ) by interacting wit h a nucleus. Since each of the part icles
CHAPTER 1. I NTRODUCTION 6
has a rest mass energy of 0.511 MeV, t he remaining gamma photon energy (greater t han 1.022 MeV) appears as th e kinetic energy of the electron-positron pair. Other pairs can also be produced including a tau and anti- tau or muon and ant i-muon p air.
When photons pass through matter, the gradual loss in the intensity of the photons is called attenuation. Attenuation reduces the intensity of the incident beam due to absorption or scattering. The inten sity, I , of a beam of photons going through an absorber is given by:
(1.2)
where !
0is the original intensity of the beam , l is the distance traveled in the absorb er material and 1-Lt is the attenuation coefficient (also called the linear attenuation coef- ficient) [10] . The minus sign (-) in the argument of the exponential indicates t hat the intensity decreases with increasing distance l. The qu antity 1-Lt can be expressed
as /-Ll = 1-LmP where p is the density of th e absorber and /-Lm is t he mass attenuation
coefficient of the absorber. 1-Lm depends on the atomic numb er of the absorber and the photon energy. The mass attenuation coefficient 1-Lm includes three parameters as follows /-Lm =
T+
O"+
K,where
Tis the part due to the photoelectric effect ,
O"is the part due to Compton scattering and
K,is t he part due to pair production .
1.3 Radiopharmaceuticals
Our study of kidney function (Ch apters 2 to 7) involved the use of the metastable
(m) isotope technetium 99 (
99m T c) as a tracer for measuring plasma clearance.
99m Tc
is the metastable isomer of
99Tc. Technetium 99 has an atomic number of 43 and
a mass numb er of 99. Its half-life is approximately 2.1 2 x 10
5years . On the other
hand ,
99mTc h as a half-life of approx imately 6 .02 hours which is suitable for medi cal
CHAPTER 1. INTRODUCTION 7
imaging and b lood sample collection techniques. Moreover , t he relat ively short half- life of
99mT c limits the radiation exposure to patients.
99m T c has m any ad vantages for kidney function t ests such as: 1) Its h alf-life (6.02 hours) is comparable to t he du- rat ion of many diagnostic studies; 2) It emit s gamma rays within the detectable range of diagnostic equipment ; 3) It is chemi cally suitable for chelating with certain phar- maceuticals [11]. In clinical nuclear med icine applications,
99m T c-lab eled compounds occupy approximately 85% of all radiopharmaceutical usage.
~-decay
(87.5%)
~-decay
(12.5%)
....,..,.-Tc-99m,6.02 hours
~ '
~-decay
Figure 1.1: Schematic represent ation of the transition from
99Mo t o
99Ru.
Moly bdenum 99 (
99Mo) is a radiopharmaceu tical wit h a half -life of 66. 02 hours .
The beta-minus decay from
99Mo to
99T c has a probability of 12.5% as shown in
Figure 1.1. The second bet a-minus decay (wit h a p robability of 87.5%) results in
the formation of
99mT c through
99Mo
----t 99m T c + e- + 'De where 'De is the emitted
antineutrino.
99mTc undergo es an isomeric t ransit ion to
99Tc th rough t he emission
of a gamma photon . It is the gamma phot on from this t ransition t h at is detected
CHAPTER 1. I NTRODUCTION 8
during measurements .
A generator is a system which holds a parent/ daughter (herein
99Moj9
9m Tc ) mix- t ure in a transient equilibrium. The generator is used for transporting rad ioisotopes whose parents' half-lives are relatively long compared with the transportation time.
Because of t heir relatively short half-lives, certain radioisotopes cannot be shipped by commercial carriers and hence must be made locally or on-site.
99Mo can easily be stored and transported between medical institu tions.
A
99Mo to
99mTc generator is based on an ion-exchange column [1] . The working process of a generator can be described by t he following . Firstly,
99Mo exists as
99
Mo sodium molybdate (Na
2Mo0
4 )and is init ially bounded to an alumin a (Alz0
3)column. When
99Mo in the molybdate ion decays, it is transformed into
99m Tc as a p ertechnetate ion
99mTc04 . Passing a saline eluant solution th rough the alumina column removes the
99mTc04 and leaves
99Moo~- on the alumin a column . The
99
mTc04 reacts with t he sali ne solution formin g sodium pertechnetate (Na
99m T c0
4 ).After the
99mTc isotope is extracted fr om the sodium pertechnetate in one elution, the
99mTc 's activ ity in the generator will regenerate from zero. The total amount of
99
mTc extracted depends on the time interval between the elutions, the quantity of
99
Mo and the efficiency of t he elution.
There are several types of chemical impurities produced by a
99Moj
99m Tc gen-
erator eluate such as: 1)
99Mo impurities contained within the product
99mTc, 2)
the radiochemical impurity introduce by hydrolyzed technetium, and 3) the chemical
impurity of free Al
3+ ions [ 1]. Therefore, qu ality control is required.
CHAPTER 1. INTRODUCTION 9
1.3.1 Chelation
Chelation is the form ation of chemical bonds b etween a ligand and a single atom [1 2].
The ligands used in r adiopharmace uticals are usually organic compounds. Chelants react with metal atoms therefore preventing the latter from reacting with other ele- ments. Chelants are used in chelation therapy for h eavy metal detoxification.
One of the most commonly used chelants of
99m T c is dieth ylenetriamine penta- acetate (DTPA).
99mTc-DTPA is used for kidney function tests because it is mostl y eliminated from the kidneys after an intravenous administrat ion [ 13].
99mTc-DTPA was the radiopharmaceut ical used in this study. Other co mmonly used chelants for
99
mTc for performing kidney function tests are Mercapto Acetyl Tri G lycine (MAG3) and Dimercaptosuccinic acid (DMSA ) [14].
99mT c-MAG3 is used to d etect scarring or necrosis of the renal cortex, as well as pyelonephritis (an infection in the kidneys) [1 5].
99
mTc-DMSA is usu ally used for ren al cortical imaging.
Besides
99mTc, there are several other radioisotopes used for kidney function tests.
One of the altern ative radiopharmaceutical s is
51Chromium- ethylenediaminetetra- acetic acid (
51Cr-EDTA) which is freely fil trated by t he glomerulus (see defini tion in Chapter 2) in the kidneys [16]. However ,
51Cr-EDTA is less often used than
99