C OMPOSITIO M ATHEMATICA
M ICHAEL H ARRIS
Kubert-lang units and elliptic curves without complex multiplication
Compositio Mathematica, tome 41, n
o1 (1980), p. 127-136
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127
KUBERT-LANG UNITS AND ELLIPTIC CURVES WITHOUT COMPLEX MULTIPLICATION
Michael Harris*
COMPOSITIO MATHEMATICA, Vol. 41, Fasc. 1, 1980, pag. 127-136
© 1980 Sijthoff & Noordhon’ International Publishers - Alphen aan den Rijn
Printed in the Netherlands
Introduction
In the series of papers
[5],
Kubert andLang
have described the groups of units in the fields of modular functions of alllevels,
and have determined the ranks of these groups ingeneral.
Variousauthors, including
Ramachandra[8]
and Robert[9],
have considered thespecializations
of these units atelliptic
curves withcomplex multiplication; by application
of Kronecker’s Second LimitFormula, they
haveproved deep
results about themultiplicative independence
of these
specializations.
Morerecently,
Kubert andLang
haveproved
that
specialization
to anelliptic
curve withnon-integral j-invariant
introduces no additional
relations,
under some mild additionalhypo- theses ;
theirproof
in this case, as in thegeneric
case,depends
on theq-expansions
of the modular units at the various cusps.In this note 1 obtain
asymptotic
lower bounds for the ranks of the groups ofspecialized Kubert-Lang
units of levelp ",
when theelliptic
curve involved is defined over a number field
K,
and is such that itsp"-division points
generate aGL(2, Z/p"Z)-
extension ofK,
for all n.These bounds are derived from the
p -adic representation theory
ofGL(2,z,),
and use no other inf ormation than thegeneric
in-dependence
results ofKubert-Lang,
and the distribution relations of Robert andKubert-Lang. Consequently, they
are notnearly
sodeep,
nor so
sharp,
as the bounds obtainedby
theanalytic
methods of theprevious authors; however, they apply
to everyelliptic
curve withoutcomplex multiplication
over a numberfield,
for almost allprimes
p.In the last
section,
1 show how thep-adic
L-functions studiedby
* Research partially supported by NSF Grant MCS77-04951 0010-437X/80/04/0127-10$00.20/0
Katz can be used to
improve
the estimates derived from represen- tationtheory
in thegeneral
case.1 wish to thank D.
Goss,
S.Lang,
B.Mazur,
and A. Wiles forhelpful
discussions.1. Verma Modules
Let p be an odd
prime
number. If H is ap-adic
group and X is atopological
space, we letC(H, X)
be the space of continuous X- valued functionson H,
and letC°°(H, X)
CC(H, X)
be the space oflocally
constant X-valued functions on H.Let G =
GL(2, Zp), B
= uppertriangular
Borelsubgroup
ofG,
B = the group of matrices of the form1 b ) b ~ Zp, d ~ Z",
Z = thecenter of
G,
and C a "Cartansubgroup"
as inKubert-Lang [5, II]:
i.e.,
the intersection with G of theimage
of anyembedding
in thealgebra
oftwo-by-two
matrices overQp
of themultiplicative
group ofthe unramified
quadratic
extension ofQp.
LetGn
=Ker(G ~ GL(2, Z/pn+1Z)),
for n= 0, 1, 2, ...;
letHn,
where I-I= B, B’, C,
etc. be H nGn.
For each suchH,
letAH
be the Iwasawaalgebra
ofH : 039BH = lim Zp[H/Hn].
n
Define the Verma module M =
AG ~039BB1 Zp,
where B’ actstrivially
on
Zp.
ThePontryagin
dual of M is then M* =if
eC°°(G, Qp/Zp) | f(bg)
=f(g), b
eB1, g
EG};
thecontragredient
ofM is
Mt = {f ~ C(G, Zp) | f(bg) = f(g), b E BI, g ~ G};
we let M’ =mt fl
C°°(G, Zp).
Each of these groups isnaturally
a left module forAG.
Let X be a
finitely generated 039BC0-module.
The rank of X is thedimension over the fraction field 3if of
llco
of 3ifQ9AcoX. (That
R existsfollows from the non-canonical
isomorphism 039BC0 ~ Zp[T1, T2]] -
cf.[5, V].)
Let
IHn
C039BH,
for anysubgroup
H ofG,
be the kernel of the natural map039BH ~ Zp[H/Hn].
LEMMA 1:
If
X is aAco-module of
rank r, thendimQp QP Q9zpXllcnX - rp2n
=0(pn)
as afunction of
n.PROOF: The
analogous
theorem may beproved
for anyp-analytic
group, in the sense of
[1], by
thetechniques
describedthere;
theproof
isessentially
contained in theproof
of Lemma 3.4.1 of[1].
129
Let X
be a character of(Z/pZ)X, and,
for anyAG-module X,
let X~be the
039BG-submodule
on which(Z/p Z)"
C Z acts via the character X.Since
(Z/pZ)X
is of orderprime
to p, the functor X ~ X~ is exact, andX ~ ~ X~.
x
PROPOSITION 1: Let N be a non-zero
AG-submodule of
Mx,for
any X. Then N isof
rank p + 1 overllco.
PROOF: We first assume that the
image
PN of N inPM," = M~/039BGIZ0M~
isnon-trivial;
recall thatZo
is thesubgroup
of the centerof G
consisting
ofdiagonal
matrices congruent to theidentity (mod p).
The argument of[2, Proposition 1.6]
showsimmediately
that PNis of
rank p
+ 1 overPCo,
wherePCO
=Co/Zo.
Inparticular, PMX/PN,
which is
isomorphic
to(MXI N)I AolZo (Mx/ N),
is a torsionllPCo- module,
whichimplies
thatMXIN
is a torsion039Bc0-module; i.e.,
that Nhas
rank p
+ 1 overllco-
Now assume N is contained in the kernel of the map Mx - PMX. If y is a
topological
generator ofZo,
this kernel isequal
to(y - 1)Mx.
Let k be the smallest
integer
such that N is not contained in(y _ 1)k+1M~.
Since(03B3 - 1):
M~ ~ MX is aninjection
and aAG-map,
it makes sense to defineN’ = (03B3 - 1)-kN ~ M~;
N’ is thenAG-isomor- phic
to N. The argument above may now beapplied
toN’;
it follows thatN’,
henceN,
is ofrank p
+ 1 overllco.
Let
Mn
=M/IGnM.
Thedecomposition
ofKubert-Lang:
G =CB’;
GnB
=CnB ([5, II]) implies
that the mapsare well-defined
AG-morphisms; further,
itimplies
that M is a freerank-one
Ac-module.
Dénoteby M
the module limMn.
Thenvn,m
PROPOSITION 2: As
AG-modules, Mis isomorphic to
M’.PROOF: This is a
special
case of theproposition
in theappendix
to[2].
PROPOSITION 3: Let X be a
Zp-free AG-quotient of M Then, if
X~ ~
0, for
somecharacter X of (Z/pZ) ,
we haveas a
function of
n.PROOF: Let X =
M/Y,
for some submodule Y of M. Consider thefollowing diagram:
The columns are
evidently
exact; that the middle row is exact followsdirectly
fromProposition
2 and the definition of M’ as a function space. Let * denotePontryagin
dual.Proposition
2implies
that(M Q9z Q,/Z,)*
isisomorphic
to Mx.Assume
Xx 00; by freeness,
X~ ~Zp Qp/Zp ~ 0.
Thus(X~ ~Zp Qp/Zp)* def=. ~
is a non-zeroAG-
submodule of M. It now follows from
Proposition
1 that~
is a rankp + 1 039BC0-module,
and that~ def. ( Yx ~Zp QpIZp)*
is a rank zero03BBC0-module; i.e.,
a torsion039BC0-module.
From Lemma 1 andduality
itfollows that
dimQp(Yx~Zp Qp)Gn ~ dimqp (~~Zp Qp) c-
=O(pn),
whereas
dimQp(X~ Q9zc Qp)Gn ~ dimQp(X~ Q9zp Qp)cn
=(p
+I)p2n
+O(pn);
moreover,dimQp(MX ~Zp Qp)Gn = (p
+l)p2n. Combining
theseobservations with
diagram (1) yields
theproposition.
2.
Kubert-Lang
UnitsLet E be an
elliptic
curve over the number fieldK,
and let p be aprime
number. IfE[p"] is
thesubgroup
ofp n -division points
inE,
letKn
=K(E[pn+’]), n
=0, 1, 2,... ;
let L = UKn.
We assume E has non
complex multiplication.
ThenGal(L/K) is, by
a theorem of Serre([10]), isomorphic
to an opensubgroup
of G =GL(2, Zp );
the imbed-ding
isgiven by
the action ofGal(L/K)
on the Tate moduleTp(E) =
lim
E[pn].
Henceforward we assumeGal(L/K)
isisomorphic
ton
GL(2, Zp).
Let S denote the set ofplaces
of Lconsisting
of(a)
all archimedeanplaces; (b)
allplaces dividing
p ; and(c)
allplaces
atwhich the
j-invariant
of E is not aninteger.
For any subfield L’ CL,
we let S also denote the set of restrictions of
places
in S to L’.Let W be the group of S-units of L;
i.e.,
the direct limit of the131
groups 6n
of S-units of theinteger rings
ofKn. Then E ~ 03BC,
the groupof
pnth
roots ofunity
for all n. Let Z’ =E/03BC’,
wherep’
is the group of of roots ofunity
in E.LEMMA 2: The group E’ is a
free
abelian group.PROOF:
By
Lemma 3.4.2.1 of[2],
it isenough
to show that(E’)Gn
isfree and
finitely generated
over Z for all n. We have an exactcohomology
sequenceIt is
enough
to show thatH1(Gn, 03BC’)
is finite for each n.Now M
is of finite index in 03BC, since the maximal abelian extension ofQ
in L is finite over the field obtainedby adjoining 03BC
toQ.
Thuswe may as well show that
H’(Gn, 03BC)
is finite for all n. ButGn
acts on03BC via the determinant character:
g(C) = 03BEdetg, g ~ Gn, 03BE ~ 03BC. By
the Hochschild-Serrespectral
sequence, it isenough
to show thatHI(Zn, p)
andHO(Zn, p)
arefinite;
sinceZn
actsnon-trivially
on il, this is clear.We now introduce the
Kubert-Lang
units. LetgN,N
be the modularfunction denoted g,,s in
[5, II], i.e.,
the one withq-expansion
atinfinity
here £ = e203C0i/N.
ThengN,N
is a modular function of levelN,
for everypair
ofintegers (r, s), depending only
on the residue classes of r and s modulo N. Inparticular,
when N =pn+1,
a choice of basis for the Tate moduleTp(E)
allows us tospecialize gNr,s,N
at E and obtain an S-unit in the fieldKn.
However, gNr,s,N
is the Nth power of the function denotedl12r,s0394
in[5, II];
we call this function g,,s,N, and remark that it is modular of levelN2,
as shown in[5, II].
Inparticular,
it toospecializes
at E togive
rise to an S-unit inL,
when N =pn+1; furthermore,
itsimage
in8" is
evidently
in(E’)Gn. Finally,
when(r, s) = (1, 0),
9,,sN is invariant under the groupB’ (in
the convention of[5 II],
gr,s,N is invariant under the group1 0),
* * which isconjugate
J g toB’ by
Y an outer automor-phism).
Let
Un
be thesubgroup
of themultiplicative
group of the modular function field(of
levelp2n+2) generated by
theSiegel
functions g,,s,pn+1, modulo itssubgroup
of roots ofunity.
LetMn
be as in§ 1,
and letM n
be the submodule of
Mn
fixedby
±(1 0)
E Z. SinceUn
isgenerated
over
039BG by
gl’o,pn+l,by [5, II],
it follows from theindependence
resultsof Kubert and
Lang (cf. [5, II]
and also[5, V]) that,
as aAG- module,
Now the distribution relations of Robert and
Kubert-Lang ([5, III],
Theorem3.1) immediately imply
LEMMA 3: Under the
isomorphism
describedabove,
thefollowing diagram
is commutative:Here the inclusion on the left is
provided by
the distributionrelations,
andv’,n
is the restriction of vn,m toM+n.
COROLLARY:
If
U = U nUn 0z Zp (the
unionbeing
taken in the modular functionfield),
then U isisomorphic
toM+
= limMn
as aVn,.
AG-module.
THEOREM 1: Let
(K - L)
be thesubgroup of E generated by speci-
alizations
of
gr,s,pn+1 at theelliptic
curveE, for
ailintegers
r, s, n. Let(K-L)n = (K-L) ~ En;
letdn
be the rankof (K-L)n
as a Z-module. Thenwhere À is the number
of
characters Xof (ZlpZ)X
C Z such that((K - L)~ZQp)~ ~ 0.
PROOF:
By
Lemma2,
theimage (K-L)’
of(K-L)
in E’ is a free abelian group.Thus, by
thecorollary
to Lemma3, (K-L)’(Dz7,p
is afree
quotient
ofM+.
It follows fromProposition
3 thatWe will be done once we show that
(K-L)’G,.
and(K-L)II
have the133
same Z-rank. But this follows
immediately
from the finiteness ofH’(Gn, p) proved
in the course of theproof
of Lemma 2.REMARK: As noted on page 263 of
[6],
theSiegel
functions generate the modular function field. Thus the fieldgenerated
over Kby
the elements of(K-L)
is of index two inL,
and inparticular
is notcontained in any
cyclotomic
extension of K. It follows that(K-L)
contains elements of infiniteorder; i.e.,
that À > 0.3. An
application
ofp-adic
L-functionsWe retain the notation of
§2,
and assume further that E hasgood ordinary
reduction at someplace
v of Kdividing
p ; we extend v to aplace
ofKoo,
also denoted v. Without loss ofgenerality,
we may assume that thedecomposition
groupDv
of v is containedin B ;
it hasfinite index in B
by [11],
A.2.4. Letiv’l
be the(finite)
set ofplaces
of K.
dividing v
and such thatDv-
CB ;
let F~ = IlK.,v,.
Then B acts{v’}
on F,
and we may think of B as the "Galoisgroup"
ofFoo/Kv. Let Fn
be the
subalgebra
of F fixedby Bn ;
it is theproduct
ofcompletions
ofKn
at the finite set ofprimes {vn},
which consists of the set of restrictions of elements of{v’}
toKn.
We writeFn
= flKn,vn·
{vn}
Now we may consider the
specializations
of theKubert-Lang
unitsgpn+10,spn+1, s
E Z, as elements of thealgebra Fn.
Letfin
Cfn
be theproduct
of theinteger rings wn
ofKn,vn ;
lete,,
be theproduct
of themaximal ideals
ev,
ofPvn. If 03BE = e p
thengpn+10,s,pn+1
is the modular function denotedH03BEs by
Katz in[4],
andspecializes
to an elementh(03BEs)
ofFn.
As remarkedby
Katz([4], 10.1.5), (h(03BEs)/h(03BEs’)p-1
~ 1(mod Pn),
if s and s’ are twointegers relatively prime
to p ; we may thus define thep -adic logarithm
the
logp
on theright-hand
side is definedby
the usual convergentpower series.
Now Z C B acts on the set of
h(Cs):
if we writez(a)
for thediagonal
matrixa 0 (0
a thenLet
(K-L)
be thesubgroup
of(K-L) consisting
of elements whichhave absolute value one at the
places v’;
we note that(K-L)/(K-L)
isa free
Z-module of
finite rank.By
the aboveremarks,
we see thath(03BEs)/h(03BEs’) ~ (K-L) ~ (K-L)n
for anyintegers
s, s’relatively prime
to p.
Now
the map from(K-L)
to Fm extends to ahomomorphism
~ : (K-L)~zZp ~ F ~,
whoseimage
is contained in thesubgroup
ofelements of absolute value one. Our
object
in thisparagraph
is todetermine conditions under which the
image
of((K-L) Q9z Zp)~
in F ~def.
is
non-trivial,
for agiven character y
of à =(Z/pZ)
C Z. When thisimage
isnon-trivial, «K-L) Q9z Zp)X
is afortiori non-trivial,
and theconclusion of Theorem 1 can be
strengthened.
Let X
be a character of Z of exact conductorp n+l; i.e.,
a homomor-phism X :
Z -Qp (ppn)X
whose kernel isZn.
Let X= X |0394;
we call X thetame part of
X.
1 claimthat, if,
for some non-trivialX with
tame part X, we havefor some
pair
ofintegers s, s’ relatively prime
to p, thencp«K- L) ~z Zp)~ ~ 0. (Here
we have writtenx-1(z(a») by
abuse of notation when a E(Z/pn+1Z) ; evidently
this is a well definedfunction.)
Infact, since X
isnon-trivial, h()
isjust
theimage
inFn
of the element(multiplication
is here writtenadditively),
under the natural extensionof the
p-adic logarithm.
Butis the
orthogonal idempotent
inQp(ppn) [Z/Zn] corresponding
to thecharacter
x.
Our claim followsimmediately,
sincee()
is a non-zeromultiple
of theorthogonal idempotent corresponding
to the character~ in Qp[0394] ~ Qp(03BEpn)[Z/Zn]
·Let a ~ 1 be a
p-adic unit;
we mayregard
it as an element of Z.Katz has
proved:
THEOREM
(Katz, [4],
10.2.12 and[3]):
There is aKv -valued
measure03BC(a)E
on thep -adic
group Z with the property that its associatedp -adic
L-function
135
satisfies, for
any characterX of
exact conductorpn",
here
G(X)
is the Gauss sumIaE(Z/pn+lz)x x(a)(-as,
where s is as in thedefinition of h(x).
For notions associated with
p-adic
measures andp-adic
L-func-tions,
see[3], §3,
and[7],
§7. We needonly
to make use of thef ollowing
lemma:LEMMA
([7], §7):
Thefunction L (a)(f)
is determinedby
the setof functions L(a)~(f0)
=L(a)(x, fo),
where X is a characterof à
and wherefo
EC(Z0, Kv);
here X -fo(z)
=X(d) fo(zo) if
z = d - Zofor
d ~0394 andzo E
Zo. Furthermore, if L(a)~(f0)
is not zerofor
allfo, for
somefixed
X, thenL(a)~(~’)
is zerofor
at mostfinitely
many continuous charactersX’ : Zo - K v.
The
p-adic L-function LE(X)
is definedby
Katzby
the formulaKatz has shown
([3], 3.7)
that thisexpression
isindependent
of thechoice of a. As a consequence of the
preceding remarks,
we have THEOREM 2:Let X be a
characterof 0394,
and letL,(X’)
be thefunction
associated toLE(X’)
as in the lemma.If Lx(X’) :¡i;
0for
somenon-trivial continuous character
X’,
then«K-L) ~z Zp))~ ~
0.PROOF: We have
only
to choose an a such thatXX’(a) 0 1,
andapply
thepreceding
argument.REMARKS: 1. Katz’s construction of
p-adic
measuresdepends
upon a choice of trivialization of the formal group of
E/Kv;
whetheror not the
p-adic
L-function vanishesis, however, independent
of thetrivialization.
2. The Lemma illustrates the
principle, already exploited
in§2,
thatthe
non-triviality
of((K-L) ~Z Zp))~ implies
that((K-L) ~Z Zp))x
hasinfinité
Zp-rank. (Actually
we need to know that itsimage
in F ~ isnon-trivial in order to draw this
conclusion.)
3. Fix an even
character y
of0394; i.e., x(-1) = 1.
The functionLE(X),
as a function ofordinary elliptic
curves E overp-adic rings,
isa
p-adic generalized
modular function ofweight
zero andnebentypus
X
which,
moreover, is notidentically
zero(as
can be verifiedby
acomputation
of itsq-expansion
andapplication
of theq-expansion principle;
cf.[3]).
It is not hard to seethat,
for any finite extension D ofZp,
it is arigid analytic function
on the(rigid analytic)
subset of the moduli space ofordinary elliptic
curves over D withlevel p
structure.This
presumably
means thatLE(X)
= 0 for at mostfinitely
many Eover D. In
particular,
for all butfinitely
many E over K which areordinary
at someprime
of Kdividing
p, the number À in Theorem 1 may bereplaced by (p - 1)/2.
4. The conclusion of Theorem 2 may be
strengthened
to assertp-adic multiplicative independence
ofKubert-Lang units,
asopposed
to mere
multiplicative independence.
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[1] M. HARRIS: P-adic Representations Arising from Descent on Abelian Varieties, Compositio Math., 39 (1979) 177-245.
[2] M. HARRIS, "Systematic Growth of Mordell-Weil Groups of Abelian Varieties in Towers of Number Fields," Inv. Math., 51 (1979) 123-141.
[3] N. KATZ: The Eisenstein Measure and p-Adic Interpolation. Am. J. Math., 99 (1977) 238-311.
[4] N. KATZ, "p-adic interpolation of real analytic Eisenstein series," Ann. of Math., 104, pp. 459-571 (1976).
[5] D. KUBERT and S. LANG, "Units in the Modular Function Field," II. Math. Ann., 218, pp. 175-189 (1975); III. Math. Ann., 218, pp. 273-285 (1975); V. Math. Ann., 237, pp. 97-104. (1978).
[6] S. LANG, Elliptic Functions, Reading, Mass.: Addison-Wesley (1973).
[7] B. MAZUR and P. SWINNERTON-DYER, "Arithmetic of Weil Curves," Inv. Math.
25, pp. 1-61 (1974).
[8] K. RAMACHANDRA, "Some Applications of Kronecker’s Limit Formula," Ann.
of Math., 80, pp. 104-108 (1964).
[9] G. ROBERT, "Unités Elliptiques," Memoire N° 36, Bull. Soc. Math. France (1973).
[10] J.-P. SERRE, "Propriétés galoisiennes des points d’ordre fini des courbes ellip- tiques," Inv. Math. 15, pp. 259-331 (1972).
[11] J-P. SERRE, Abelian l-adic Representations and Elliptic Curves, New York: W. A.
BENJAMIN, Inc. (1968).
(Oblatum 28-111-1979 8 13-VI-1979) Department of Mathematics Brandeis University Waltham, Ma. 02154 USA