C OMPOSITIO M ATHEMATICA
A LEXANDER S CHMIDT
Extensions with restricted ramification and duality for arithmetic schemes
Compositio Mathematica, tome 100, n
o2 (1996), p. 233-245
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Extensions with restricted ramification and duality
for arithmetic schemes
ALEXANDER SCHMIDT
Universitiit Heidelberg, Mathematisches Institut, Im Neuenheimer Feld 288, D-69120 Heidelberg, Germany
Received 7 July 1994; accepted in final form 24 January 1995
© 1996 Kluwer Academic Publishers. Printed in the Netherlands.
Let X be a
(d
+l)-dimensional
smooth arithmetic schemelying smoothly
andproperly
over an open subset U ofSpec(OK)
for somealgebraic
number field K withgeometrically
connected fibres of dimension d. It iswell-known,
thatthere is a
duality pairing
for the sheafcohomology
ofX,
which connects theetale
cohomology
groups of alocally
constant constructible sheaf F with thecohomology
with compact support of the sheafFD(d),
where(d)
means the d-foldTate-twist
(see [6]).
In this paper we will prove a
duality theorem,
which isexclusively
formulatedin terms of the
ordinary
sheafcohomology,
notusing cohomology
groups with compactsupport.
One could also view the result as acomputation
of the cohomol- ogy withcompact support
in terms ofordinary
sheafcohomology using
adualizing
sheaf.
With the above notations let U =
Spec(OK,S)
where S is a finite set ofplaces
of K
including
the archimedianplaces.
We writeSf
for the set of finiteplaces
inS and
S~
for the set of archimedianplaces
ofK,
thus S =Sf
USoe .
As usual wedenote the maximal extension of
K,
unramified outside Sby Ks.
For aninteger
n and an abelian group A we denote the kernel of the
n-multiplication
mapby nA.
LetCSf(KS)
be theSf-idele
class group of the fieldKs (for
a definition seebelow)
and we putIn,u
:=nCs f ( s).
TheGal(Ks/K)-module In,u
is the direct limit of its finite submodules and hence defines a sheaf ofZ/nZ-modules
onUet.
Then the
following
holds.THEOREM 1. Let U be an open subscheme
of Spec(OK),
where K is afinite
extension
of Q.
Further letbe a smooth
and proper morphisms of schemes with fibres of pure
dimension d. Letn be an
integer
invertible on U and assume K to betotally imaginary if
n is even.Then
for
everylocally
constant, constructiblesheaf F of71 / n71-modules
onXet
thecup-product
defines
aperfect pairing of finite
abelian groupsfor
all i.Using generalized Poincaré-duality
the heart of theproof
of Theorem 1 is thecase d =
0,
which can be reformulated in terms of Galois groups with restricted ramificationof algebraic
number fields. Theproof
combines a resultof Wingberg
on
pro-p-extensions
with restricted ramification with a theorem ofWashington
on the behaviour of the
prime-to-p part
of ideal class groups inZp-extensions
ofalgebraic
number fields.For a
profinite
group G and aprime
number p we denote the maximal pro-p factor group of Gby G(p). Using
thelanguage
ofhigher
etalehomotopy
groupswe prove the
following
theorem for the case of arithmetic surfaces.THEOREM 2. Assume that
the fibres of
03C0: X - U are smooth,projective
curvesof nonzero
genus and let p be aprime number,
which is invertible on U. Then onehas:
Combining
Theorems 1 and 2 we conclude:THEOREM 3. Assume that
the fcbres of 03C0:
X U aresmooth, projective
curvesof
genus g and let p be aprime
number invertible on U. Assume that p is odd orthat Il is
totally imaginary.
Then thefollowing
holdsfor
the etalefundamental
group G
:= 7r¡t(X):
(i) If g
1 then G is aprofinite duality
group at pof dimension
4.(ii) If g
= 0 then G is aprofinite duality
group at pof dimension
2.REMARK.
(a)
If p = 2 and K is nottotally imaginary
the theorem remains true,if we
replace
the wordduality
groupby
virtualduality
group, i.e. there is an opensubgroup being
aduality
group.(b)
Under certain restrictions to X and U it was shown in[8],
that the maximal pro-p factor group of G has similarduality properties.
1. In this section we prove a
duality
theorem for Galois groups with restricted ramification ofalgebraic
number fields which willimply
Theorem 1 for the cased = 0.
Let K be a number field and let S be a finite set of
places
of K which contains all archimedianplaces. By KS
we denote the maximal extension ofK,
which is unramified outside S and we denoteGa1(Ks/ K) by Gs.
For an intermediate field K C L C
Ks
we use thefollowing
notations:We further use similar notations for the set of finite
primes Sf
in S. The definitionsare the same
word-by-word,
however we could not find them in the literature and therefore wegive
the definitions. Let L be a finite extension of 1( in1(s:
Further we denote:
where the limit runs
through
all finite subextensions L of K inKS.
REMARK: If K is
totally imaginary,
every extension of h’ isautomatically
unram-ified at the archimedian
places.
In this situation thepair (Gs, Csf )
is a P-classformation for the set P of
prime
numbers 1 withl~|#GS having analogous
prop- erties like the usual P-class formation(GS, CS) (see Proposition
10below).
Eachelement of
CS(K)
which can berepresented by
an idele with support in the set of archimedianplaces
is an universal norm for(GS, CS).
Theadvantage of (Gs, Csf )
is that it is free of this
’redundancy
atinfinity’,
i.e. the group of universal norms inCSf(K)
is much smaller.Let p be a
prime
number and we assume Ii to betotally imaginary
if p = 2.By
Sp(K)
we denote the set ofplaces
of Kdividing
p. For an abelian group A wewill denote the
subgroup
of elements which are annihilatedby
a power of pby
Torp(A).
THEOREM 4.
If S D Sp(K)
US~(K)
thenGs is a duality
group at pof dimen-
sion 2 with
p-dualizing
module I =Torp(CSf(KS)),
i.e.for every finite
discretep-primary Gs -module
M and alli,
thecup-product
defines
aperfect pairing offinite
groups.We will prove Theorem 4 in several
steps.
PROPOSITION 5. Under the above
assumptions
one hascdp(Gs)
= 2. For afinite
discretep-primary Gs-module
M thecohomology
groupsHi(GS, M)
arefinite for
all i. Thep-dualizing
moduleof GS
isisomorphic
toTorP(Csf (J( S)).
Proof.
The statement about thecohomological
dimension as well as the finite-ness statement on the
cohomology
can be found at variousplaces
in the literature(see [6], [4]). Following
thedescription
of thedualizing
module of anarbitrary profinite
group in[10], [11]
it holds for thep-dualizing
module I ofGS:
where L runs
through
the finite subextensions of K inKS.
Since
fl2p E KS
we can take the limit over all L which aretotally imaginary.
Using
Tate’slong
exact sequence([6]
1 Sect. 4 Thm.4.10)
we obtain thefollowing
exact sequence:
Going
to the limit over L and n we obtain:where
G v
denotes thedecomposition
group inGs
of a fixed extension of v toKS.
Using
the exact sequenceand the
fact,
thatESf(KS)
isp-divisible
we obtain the exact sequenceAs yp. C
Esf (Ks)
andby
the definition ofJsf
we get the exact sequencewhich proves the
proposition.
~In order to prove Theorem 4 we have to
verify
thevanishing
of thefollowing
limitfor i =
0, 1 (cf. [10], [11]):
where the limit runs
through
the opensubgroups
of U and the transition maps are the duals of the corestriction maps.It is easy to see that
Do(ZlpZ)
= 0 sincep~|#GS.
ln order to prove thevanishing
ofD1(Z/pZ)
thefollowing
theorem is crucial.THEOREM 6.
If S D Sp
US~
thenCS(KS)
isp-divisible.
REMARK. It is
easily
seen, that thep-divisibility
ofCS(KS)
isequivalent
to thefact,
that the local field(KS)v
is ap-closed
local field for all v ES(lis).
If Somits
only finitely
manyprimes
of Ii this is an easy consequence of the theorem ofGrunwald-Hasse-Wang (see [7]).
However if ,S is finite this is non-trivial. If S does not containSp
one even does not know, whether thesupematural
order ofGS
is divisible
by p°°.
In
[13] Wingberg investigates
thesimilarpro-p
situation for Theorem 6. In orderto refer to his result we introduce the
following
notations:KS(p)
the maximal pro-p subextension of li inKS,
GS(p)
the Galois group ofKS(p)/K,
Kv
thecompletion
of the number field Il at theprime
v,IÉV (p)
the maximal pro-p extension ofliv,
Yv
the Galois group ofKv(p)/Kv,
Tv
the inertia group of v inYv,
Gv
thedecomposition
group of v inGS(p),
Hi * H2
the free pro-pproduct
of the pro-p groupsFi
andH2.
Using
a theorem ofKuz’min, Wingberg proved
thefollowing
theorem see[13]:
THEOREM 7.
(Wingberg [13]).
Assume 03BC2p ~ K and S DSP(K)
US~
andsuppose that
CS(KS(p))
is notp-divisible.
Then there exists aprime
v ESp(K)
such that the
decomposition
groupGv of
v in the extensionKS(p)/K
is thefull
group
GS(p)
andthe following
holds:There exists
a finite
set Tof primes of
Iicontaining
S such that the homomor-phism
induced
by
the maps:~v’ : 9,, , Gal(K(p)/K) can G s(p)
is anisomorphism.
COROLLARY 8.
If CS(KS(p))
is notp-divisible
then there exists aprime
v ESp(K)
such thatthe following inequality
holdsProof of
thecorollary:
As yp C K thefollowing (in)equality
holdsby [9]
IISection 5 Thm. 4 for a
prime
v’ ESp(K):
Now assume that
#Sp(K)
> 1(otherwisé
the statement of thecorollary
istrivial)
and assume that
CS(KS(p))
is notp-divisible. By
Theorem 7 there exists aprime
v e
Sp(K)
such thatGS
=Gv
and the freeproduct decomposition
ofGS yields
the
following inequalities:
which proves the
corollary.
In order to prove Theorem 6 it is
obviously
sufficient to prove that the groupCS(LS(p))
isp-divisible
for a cofinal set of finite extensions L of K inKS.
Since 112p CKS
we assume without loss ofgenerality
that 03BC2p CK,
inparticular
Kis
totally imaginary, containing
theimaginary
abelian fieldQ(03B62p).
Now what weneed is a method of
leaving
the bad situations described in theorem 7. For this we use a result ofWashington,
wherekn
denotes theunique
subextension ofdegree pn
in thecyclotomic Zp-extension
of a number field k andhn
denotes the classnumber of
kn.
THEOREM 9.
(Washington [12]).
Let k be animaginary
abeliannumber field
andlet
H =
111 prime number,
1 divideshn for
somen}.
Then H is
infinite.
Now
returning
to our situation assume that L is a finite subextension of K inKS
and thatCS(LS(p))
isnot p-divisible.
CLAIM: There is a finite extension
L’/L
contained inKs
such thatCs(L’ s (p»
isp-divisible.
Proof of the
claim:Following
Theorem9,
choose aprime
number 1 > p and nsuch that:
By
class fieldtheory
there exists a finitecyclic
unramified extensionF/Q(03B6pn)
ofdegree
1. As theonly prime
ofQ(03B6pn)
which divides p isprincipal
itcompletely splits
inF,
hence there are 1 differentprimes dividing
p in F.By
condition(ii)
wesee that F and
L(Çpn )
arelinearly disjoint
overQ(03B6pn).
Hence everyprime v
ofL(Çpn ) dividing p splits
into 1 differentprimes
in LF. Therefore the field LF has the property that for everyprime dividing
p there are at least 1 - 1 otherprimes having
the same absolute localdegree. By Corollary
8 we obtain that the groupCs((LF)s(p))
isp-divisible
which proves the claim.Thus we have
proved
Theorem 6. DNow we are able to prove the
vanishing
ofDl (see above).
Thus the
proof
of Theorem 4 iscomplete.
IlIn order to
get
a betterunderstanding
of Theorem 4 wegive
thefollowing
propo- sition for the case oftotally imaginary
K.(Compare [6] 1,
Sect.4, 4.2, 4.5, 4.6.)
PROPOSITION 10. Let K
be a totally imaginary number field and let S ~ Soo(K)
be a
finite
setof primes.
Then thefollowing
holds.(i)
Thepair (GS, Csf )
is a P-classformation for
the set Pof primes
1 withl~|#GS.
(ii)
Thereciprocity
map: rec :Csf (K) GabS
issurjective
with divisible kernel.(iii) If
p is aprime
number such that allprimes dividing
p are in S andif
M is afinite p-primary GS-module
then thecup-product defines isomorphisms:
for
all r.Proof. Using
the definition ofCs
andCS f
weget
thefollowing
commutativediagram
with exact rows and columns:Hence we obtain for all i 1
isomorphisms: Hi(GS, CS) H’(Gs, Csf ).
Since
(Gs, CS)
is a P-class formation the same follows for(GS, Csf ).
We call thereciprocity
maps associated to these class formationsby
rec and rec f and we denote the kernel of rec(recf) by Ds (K) (Dsf (K)).
It is well-known([6] 1,
Sect.4, 4.5),
that rec is
surjective
and thatDS(K)
is divisible. Hence we get thefollowing
commutative
diagram
with exact rows and columns:This proves
(ii). By
Theorem 1.13 of[6]
1 Sect. 1 andby (ii)
we obtain that a’’ isan
isomorphism
for r 1(cf. [6] 1
Sect. 4 Thm.4.6.(a)).
The statement for r = 0follows from
Proposition
5. For r 0 both groups are zero. 0 REMARK. Now we can conclude Theorem 4 fromProposition
10(iii)
and fromTheorem 6:
Cs f
is aquotient
ofCs,
hencep-divisible.
Therefore thespectral
sequence
degenerates
to a sequence ofisomorphisms: Hp(GS, Hom(M, CSf))
ExtpGS ( M, Cs f ),
whichby Proposition 10(iii) implies
Theorem 4.2. In this section we prove Theorem 1.
Let K be a number
field,
U CSpec( K)
an open subscheme and let S be the finite set ofplaces
ofK, containing
the archimedianplaces
and such that U =Spec(OK,S).
As it is well known every finite discreteGS-module
M definesa
locally
constant constructible sheaf onUet.
If M is a discreteGs module,
anni-hilated
by
someinteger
n, then M is the direct limit of its finite submodules and therefore defines a sheaf of Z/
nz-modules onUet,
which is the direct limit oflocally
constant constructible sheaves. The
following proposition
is well-known.PROPOSITION 11. Assume that n is invertible on U. Then
for
all i:Proof.
If M is finite this is[6]
II, Sect. 2, 2.9. Thegeneral
case follows since etalecohomology
as well as Galoiscohomology
commute with direct limits. ~Therefore Theorem 1 for d = 0 is
equivalent
to Theorem 4 which isalready proved.
Further one knows that the
p-dualizing
module of aduality
group is divisible(or
else
Torp(CSf(KS))
isp-divisible
asCs (Ks)
isp-divisible).
For further use wenote:
COROLLARY 12. The stalks
of the sheaf In,U
areinjective Z/nZ-modules.
Now let
X,7r,U,n
be as in the introduction.By D(X, Z/nZ)
resp.D(U, Z/nZ)
we denote the derived
category
ofZ /nz-module
sheaves onXet
resp.Uet.
As 7rand n fulfill the conditions of
generalized Poincaré-duality
we get thefollowing isomorphism of objects
inD(U, Z/nZ) (see
Theorem 3.2.5. in[1] XVIII):
Here
(d)
is the d-fold Tate-twist and[2d]
is the shiftby
2d.By Corollary
12 the stalksof In,U (resp. 03C0*In,U)
areinjective Z/nZ-modules.
Therefore we have an
isomorphism
Applying Rl’(U, -)
on the left hand side of(*)
we get acomplex
of abelian groupswhose
rth cohomology
group isisomorphic
toBy
theproper-smooth
basechange
theorem[5] VI,
Sect.4,4.2)
the sheavesRi7r *F
are
locally
constant and constructible on U.Applying R0393(U, -)
on theright
handside of
(*)
we get acomplex
of abelian groups whoserth cohomology
groupby
theorem 1 for d = 0 is
isomorphic
toThis proves Theorem 1. D
3. In this section we prove Theorems 2 and 3. For a scheme X we denote
by Xet
its etalehomotopy type,
i.e. apro-simplicial
set. The etalehomotopy
groups of X areby
definition thehomotopy
groups ofXet
and it is well-known that these pro-groups arepro-finite,
whenever the scheme X isnoetherian,
connectedand
geometrically
unibranch([2]
Theorem11.1). By Xet
we denote the universalcovering of Xet. If p is a prime
number and Y is apro-simplicial
set, we denote thepro-p
completion
of Yby Y.^p.
The maximal pro-p factor group of a pro-group G is denotedby G(p).
For thefollowing
we needPROPOSITION 13. Assume that Y is
simply
connected(i.e. 03C01(Y.)
=0)
and that03C0i(Y.)
ispro-finitefor all
i 2. Then we haveisomorphisms for all
i:Proof.
If G is an abelianpro-finite
group, the canonicalsurjection:
G -G(p)
has a kemel with trivial
p-Sylow subgroup,
i.e. thesupernatural
order of the kemel isprime
to p. Therefore G is ap-good
pro-group in the sense of[2],
i.e. for every finite
p-primary G(p)-module
M the canonicalhomomorphism:
Hi(G(p), M)Hi(G, M)
is anisomorphism
for all i. HenceProposition
13follows
by
induction on i from Theorem 6.7. of[2].
DNow let K be a number
field,
let U CSpec((OK)
be an open subscheme and let p be aprime
number invertible on U. Then thefollowing
holds:PROPOSITION 14. The
higher
etalehomotopy
groupsof U
have no p-part, i.e.Further the canonical
morphism:
with
03C0et1(U)(p)
the maximal pro-pfactor
groupof
the etalefundamental
groupof
U is a weak
homotopy equivalence.
Proof.
Let S be the finite subset ofplaces
ofK, containing
the archimedianplaces
and such that U =Spec(OK,S).
ThenGS(li ) - 7rlt(U)
andProposition
11implies
that the universalcovering Ùet
has nocohomology
with values inp-primary
coefficient groups. Hence the pro-p
completion
ofÛet
is contractible and therefore the first statement of theproposition
follows fromProposition
13.By
a theorem of0. Neumann
(see [4] Prop. 22)
for every finitep-primary GS(p)-torsion
module Mthe canonical
homomorphism H’(Gs(p), M)Hi(GS, M)
is anisomorphism
for all i. The same arguments as for the first statement then also show the second. D
Similar arguments
apply
in thegeometric
situation. Here we denote the genus of acurve C
by g(C).
PROPOSITION 15. Let k be a
field
and let C be aconnected,
smooth curve over k. Assume either that C isincomplete
org(C)
> 0. Theni.e. the canonical
morphism
is a weak
homotopy equivalence. If
k isseparably
closed and p is anarbitrary prime
number then also the canonicalmorphism
is a weak
homotopy equivalence.
Proof. First,
if necessary, wereplace
kby
a suitableextension,
such that C isgeometrically
connected. We denote the basechange
of C to anseparable
closure ksof k
by Cks.
Since themorphism Cks - C is pro-etale
the canonicalmorphism:
from the universal
covering
ofCks,et
to the universalcovering
ofCet
is a weakhomotopy equivalence.
Therefore we can assume k to beseparably
closed also in the first statement. In order to show the first statement we show that thehigher homotopy
groups ofCet (which
are abelianprofinite groups)
have no p-part foran arbitrary prime
number p. If eitherC
isincomplete
or p =char(k)
thenHiet(C, Z/pZ)
=0 for i
2. ThereforeHi(et, Z/pZ)
=0 for i 1, which implies
03C0eti(C)(p) = 0 for i 2. If C
iscomplete and p =1 char(k)
thenHet(C, Z/pZ)
= 0for i > 2 and
Poincaré-duality [5] V,
Sect.2,
Thm.2.1) implies
anisomorphism:
H2et(C, Z/pZ) ~ H0et(C, Z/pZ)*
=7l/p71.
If C’ is a finite etale cover of C ofdegree n
then thefollowing diagram
is commutative:Therefore
H2(Cet, 7l/p71)
= 0 if andonly
if there are etale covers of C ofdegree
divisible
by arbitrary high
powers of p. This isobviously
the case if andonly
ifg(C)
> 0. This proves the first statement. The samearguments
also prove thesecond statement. ~
Now let 7r: X - U be
smooth,
proper with fibres which are curves of nonzerogenus. We denote
by U(i) = U
thepro-scheme representing
the universalcovering
of U.
By X(i)
we denote thepro-scheme
X x uU(i). Fixing
a(geometric)
basepoint u
of U we denote X x u uby Xu.
Further let p be aprime
number invertibleon U. Then
by
Theorem 11.5. of[3]
andPropositions
14, 13 we getisomorphisms
for all r 1:
By Proposition
15 we obtain03C0r(X(i)^pet)
= 0 for r2,
inparticular
we haveHret(X(i), Z/pZ)
= 0 for r 2. If Y is a finite etale cover ofX,
the same argu- mentapplies
forY (i) (possibly
Y is defined over an etale cover ofU). Going
to thelimit we obtain for the universal cover
Xet
ofXet: Hr(Xeh 7l/p7l)
= 0 for r 1.Since the groups
7r;t( X)
areprofinite they
arep-good
for r 2 and we obtain0 =
03C0r(et)(p) = 03C0etr(X)(p)
for r 2. This proves Theorem 2. DNow Theorem 3
part (i)
is an easy consequence of Theorem 2 and Theorem 1: For every finitep-primary 03C0et1(X)-module
M the canonicalhomomorphism
is an
isomorphism
for all rby
Theorem 2. Hence Theorem 1implies
theduality
statement
(i).
Part(ii)
is even easier. As the fibres aresimply
connected we havean
isomorphism 7rlt(X) 7rlt(U)
which proves the assertion in view of Theorem1 for U and
proposition
14. ~References
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