A NNALI DELLA
S CUOLA N ORMALE S UPERIORE DI P ISA Classe di Scienze
L EV A IZENBERG
A LEXANDER T UMANOV
A LEKOS V IDRAS
The class of holomorphic functions representable by Carleman formula
Annali della Scuola Normale Superiore di Pisa, Classe di Scienze 4
esérie, tome 27, n
o1 (1998), p. 93-105
<http://www.numdam.org/item?id=ASNSP_1998_4_27_1_93_0>
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The
Class of Holomorphic Functions Representable by Carleman Formula
LEV AIZENBERG
(*) -
ALEXANDER TUMANOV(**) -
ALEKOS VIDRAS
(***)
Abstract. Carleman formulas, unlike the Cauchy formula, restore a function holo-
morphic in a domain D by its values on a part M of the boundary aD, provided
that M is of positive Lebesgue measure. Naturally arises the following question:
Can we describe the class of holomorphic functions that are represented by
Carleman formula?
We consider the simplest Carleman formulas in one and several complex
variables on very particular domains. Under these conditions the main result of the present paper is that a necessary and sufficient condition for a holomorphic
function f to be represented by Carleman formula over the set M is that f must belong to "the class
1i
near the set M".Mathematics Subject Classification (1991): 30E20 (primary), 30D25, 32A25, 32A35 (secondary).
1. - Introduction
In the
theory
ofboundary
values ofholomorphic
functions of onecomplex
variable a
question
was raised about thedescription
of the class ofholomorphic
in a domain D functions which are
represented using
theirboundary
valuesby
theCauchy integral
formula. The answer was very clear and was obtained for the case of the diskby
F. and M. Riesz(1916)
and for other domainsby
V. Smimov
(1932).
Their result states that this class of functions coincides with theHardy
classDuring
the last years there was a number of research papers devoted to the Carleman formulas forholomorphic
functions of one or severalcomplex
variables
(their
survey can be found in[1]).
These formulas solve theproblem
of(*) The author was supported by BSF Grant No.94-00113
(**) The author was supported by BSF Grant No.94-00113
(***) The author was supported by a Grant of Univ. of Cyprus
Pervenuto alla Redazione il 20 gennaio 1998 e in forma definitiva il 28 maggio 1998.
the reconstruction of
holomophic
functions in the interiorpoints
of a domain Dfrom their values on a subset M C aD of
positive
measure, which does not contain the Shilovboundary
of the domain. This isexactly
thepoint
of essential difference with theCauchy
formulas and its multidimensionalanalogues.
Thisproblem
isill-posed
and therefore it is not an accident that the limit appearstogether
with theintegration
over M in Carleman formulas.Therefore, naturally
arises thefollowing problem:
Can we describe the class of
holomorphic
functions that arerepresented by
Carleman formula?Our
conjecture
is that a necessary and sufficient condition for aholomorphic
function
f
to berepresented by
Carleman formula over the set M is thatf
must
belong
to the "class near the set M.The solution in this case is more delicate than in the case of
Cauchy integral
formula described above. The present paper is the first result in this direction.
A
positive
answer is obtainedonly
for thesimplest
cases of Carleman formulas in one and severalcomplex
variables. In onecomplex
variable theconjecture
is true when the domain D in C is bounded
by
aAhlfors-regular
curve and apiece
of the unit circle. In multidimensional case, theconjecture
holds for astrongly
convex domain D in Cn boundedby
astrongly
convexhypersurface together
with apiece
of theboundary
of a Reinhardt domain.Furthermore,
wepoint
out that ourprincipal
result marks thesharp
differ-ence between the Carleman type
integrals (i.e. integrals
of someL
1 functionabout which it is not known
apriori
that it comes from aholomorphic function)
and the
Cauchy
typeintegrals. Cauchy
typeintegrals
ofL
1 functionsalways
exist and are
always holomorphic
functions in thegiven
domain. On the otherhand,
Carleman typeintegrals (for n
=1)
exist on a sequence ofpoints
con-verging
to theboundary
of the domain if andonly
if it is a Carlemanintegral,
i.e. can be continued
holomorphically
into the domain. Inaddition,
we obtain multidimensionalanalogues
of these statements. Note also that in contrast to theCauchy formula,
even in the case of onecomplex variable,
Carleman formulasdepend
on the domain D and on the set M.Concluding,
wepoint
out that aCarleman type
integral
is aholomorphic
function if andonly
if it is a Carlemanintegral.
In Section 2 we solve the
problem
on domains ofparticular
type withAhlfors-regular boundary
for thesimplest
Carleman formulas. In Section 3 we areconsidering
some multidimensionalanalogues
of the results from Section 2.AKNOWLEDGEMENT. The authors thank E.
Dyn’kin
and E. L. Stout for theirhelp.
2. - Case of one
complex
variableThe classical
problem
of thedescription
of a class ofholomorphic functions,
representable by
theirangular boundary
values(in
the paper we will also usethe term
boundary values) using
theCauchy integral
formulawas solved
by
F. and M. Riesz(1916)
for the disk andby
V. Smimov(1932) [12], [16]
for othersimply
connected domains. Their theorem is thefollowing
THEOREM 2.1. Let D be a
bounded, simply
connected domain withrectifiable boundary.
Aholomorphic function f
with itsboundary
valuesbelonging
to L1 (aD)
is
representable by formulas (2.1 ) if and only if f
EHI (D).
A function
f (z) holomorphic
in Dbelongs
to the classRP(D),
p >0,
ifthere exists a sequence of curves ym in D
converging
to aD such thatwhere C is
independent
of m.Carleman
formulas,
unlike theCauchy formula,
restore a function holomor-phic
in a domain Dby
its values on a part M of theboundary a D, provided
that M is of
positive Lebesgue
measure.Recall that a rectifiable curve r is called
Ahlfors-regular
if thefollowing
holds
where
K (a, T)
is a disk of radius i and center at anypoint a
E r and 1 is thelength
of the curve.Let us
give
thesimplest
Carleman formula(Goluzin-Krylov, 1933)
to be found in[13].
Let r be anAhlfors-regular simple curve joining
twopoints
on the unit circle and
lying
inside it. We assume that0 ¢
r. We definethe
domain
VI
to be thepart
of the unit diskK (0, 1)
cut offby r so
that 0Then for any function
f holomorphic
inD,
and continuous inD1
thefollowing
Carleman formula holds
The
problem
of the reconstruction of afunction, holomorphic
in VI,by
itsboundary
values on r isill-posed (unstable)
and therefore it is notsurprising
that a limit is involved in
(2.2).
There arises theproblem
ofdescription
ofthe class of
functions, holomorphic
inVI
andrepresentable by (2.2).
Letp =
infr (r : E), =,4 0),
whereDt
=K (0, i)
nD 1,
0 i 1. Next we state thefollowing
THEOREM 2.2. Let
f
bea function holomorphic
inVI
with the property that itsboundary
values on rbelong
to the classL1 (r).
1) If f
Efor
a sequence[Tkl,
ik > 0, rk =1,
thenf
isrepresentable by (2.2).
2) If f
isrepresentable by (2.2)
thenf
E?~ 1 (Dt ) for
every T, p r 1.PROOF.
1)
Letf
E ik >0,
= I and z be a fixedpoint
of
Di.
Then z EDrk
for some k andby Cauchy
formula we haveFurthermore
where I. . The second
integral
tends to zero as m H oo, hencewhere the second
integral
tendsagain
to 0. Therefore the Carleman formula(2.2)
holds for the functionf.
2)
Assume now that therepresentation (2.2)
holds forf
and for z ED1.
Obviously
hence
where
Therefore,
for z EDi
there exists a limitand
consequently
the serieshas a radius of convergence greater than or
equal
to 1.Let us consider the
Cauchy
typeintegral
where
F+
isholomorphic
inÐl
and F- isholomorphic
inK(0, 1) B Dl .
In aneighborhood
of theorigin
-where ak
are definedby (2.5),
so F- hasanalytic
continuation intoK (0, 1 ) .
The function
F+ being
theCauchy type integral belongs
to the spacefor all 0 p 1
(V. Smimov,
1928 in[16],
Th. 3.5 in[10]).
Smimov’sresult was proven for the unit
disk,
however it does hold forsimply
connecteddomain with
Ahlfors-regular boundary [7], [8], [9].
Since
F+
E for 0 p1,
we have that the subharmonic function has a harmonicmajorant
inD1 (p.
168 in[10]). Therefore I f (z) I P
hasa harmonic
majorant
inDt
cÐ1
for all p T 1. Henceby (2.4)
wededuce that
for any i, p i 1. Since
f e
it hasangular boundary
valuesalmost
everywhere
on r.Thus,
for almost all t, p t1,
we have thatf
Ewhere y, = {z : lzl
= i, z EDi}.
Sincef
ELl(r),
wededuce that
f
E for almost all t . We recall now a Smimov’s theorem(1928) ([16]; chap. 9,
Section4,
Th. 4 in[12]),
which states that if a functionbelongs
to the class HP and its values on theboundary
of the domain are in the spaceLq, q
> p then the same functionbelongs
to the class From this theorem and the fact thatf ’
EHP(Dr)
we conclude thatf
Efor almost all i, p i 1.
Applying
once more theargument
about the harmonicmajorant,
mentionedabove,
we obtain thatf
E for every r,/) T l.
0COROLLARY 2.1.
If f and ak
aredefined by (2.5)
then1) If f
hasanalytic
continuation intoÐl
as wheref tk }
is asequence
of positive
numbersincreasing
to 1, and so that p tk 1 then2) If (2.7)
holds thenf
hasanalytic
continuation intoVI
as 1i1 (Dt ) function for all -r, p -r 1.
3) If fir
is not almosteverywhere
zero then(2.7)
in1)
and2)
isequivalent
toPROOF. The
parts 1)
and2)
areessentially
proven above.Part
3) (for f
EC(r)
one can consult[2])
follows from the fact that theCauchy type integral
- - -1~ I ~-defines a
holomorphic
function in the domain CB
r such thatF (oo)
= 0. Inan open
neighborhood
of the 0 the functionF (z)
can bedeveloped
into the1
series
(2.6).
Thisseries,
if limI ak I ~
1, converges in a disc of radius R > 1. Therefore r C U CD(0, R),
for some openneighborhood
U of r.Hence the
singularities disappear
andF(z)
= 0. It means that in this case the functionsF+,
F- areanalytic
continuations of each other andF+ _
F- =- 0.Hence
F+ - F_ ~ r
=f
= 0 almosteverywhere.
DREMARK 2.1. The conditions
(2.7), (2.8)
firstappeared
in the work of the first author(1990, 1992)
as a condition onanalytic
continuation of a functionf
EC ( r ) .
Thecorresponding
references can be found in[1], [2].
One can consider now the Carleman type
integral
where
f Next,
we state thefollowing
COROLLARY 2.2. Let the limit in
(2.9) exists for
a sequencefzj I ofpoints
inVI,
such thatlzj I
- 1, thenf
hasanalytic
continuation intoVI
asx 1 (Dt )- function for all t,
p T 1.PROOF. If the limit
(2.9)
exists for a sequencethen,
as ispointed
outin the
proof
of Theorem2.2,
the series(2.6)
converges at thesepoints (zj).
Hence its radius of converges is greater than or
equal
to 1. Therefore(2.7)
holds. D
THEOREM 2.3. Let
f be a function holomorphic
inD1,
with itsboundary
valuesbelonging
to the space LP(r) for
some 1 p oo.If f
isrepresentable by (2.2)
then
f
E T 1.PROOF. The
proof essentially repeats
thearguments
in thepart 2)
of theprevious
theorem. But in the present case we obtain the fact thatF+
E ~lp(Dr: )
for all i, p r 1. Therefore one is able to conclude thatf
=F+ -
F- EThis last step is based upon the fact that for the domains with Ahlfors-
regular boundary
theCauchy
typeintegral
of a function from the spaceLP,
1 p oo, is a function that
belongs
to the classRP, [7], [8], [9].
0As an
application
of this theorem we have twocorollaries,
similar to Corol-laries 2.1 and 2.2.
COROLLARY 2.3.
If f
ELp (r) for
some 1 p oo and the relation(2.7)
holds, where ak aregiven by (2.5),
thenthe function f
hasanalytic
continuation into the domainDI
as an every i E(p, 1 ).
COROLLARY 2.4. Let
f
ELp (r) (with
1 poo)
and a sequencefzj I
C VIbe such that
limj =
1 and the limit(2.9)
existsfor all j.
Then thefunction f
hasanalytic
continuation into the domainÐ1
as an everyi E
(p, 1).
In order to illustrate the main
points
of the above theorems we conclude the present section with thefollowing
EXAMPLE 2.1. We want to construct a function which satisfies the con-
dition
1)
of Theorem2.2,
and therefore isrepresentable by
Carleman for-mula
(2.2),
but is notrepresentable by
theCauchy
formula. The reason is that the function under construction will notbelong
to theHardy
class forany p > 0.
Consider the curve
that is the curve r is the union of a vertical
segment
and of an arc of a circle tangent to the unit circle from the inside. Consider the functionThen
f fj. 1)),
for all 3 > 0[16],
since themodulus I f (z) grows
fasterthan it should in order to be in the class whenever z H 1- . For the same reason this function does not
belong
to any classH3 (D1 )
and therefore is notrepresentable by Cauchy
formula. On the other handf (z)
EL°° (r),
since it isholomorphic
on the verticalpart
of r and on the arc of{z : ( z - 2 ~
=11
wehave
that =
e.Furthermore,
in any domainÐT,
p r1,
this functionbelongs
to the class since it is evenholomorphic
inDr.
Hencef (z)
is
representable by
Carleman formula(2.2).
3. - The case of several
complex
variablesLet 0 =
{z
E Cn :0}
be a convex, bounded Reinhardt domain witha
boundary
of classC2.
Consider astrictly
convexhypersurface
rintersecting
Q and
cutting
from it the domain D ={z
e Cn :O}
with a smoothboundary
8D and such that on the thefunctions g
and go coincide up tothe second order derivatives. We assume also that
0 f/
D. TheCauchy-Fantappie
kernel is
given by
where
n for every
function f holomorphic
in D and continuous in D thefollowing
Carleman formula is valid[ 1 ], [2],
where
-
71 Jie _
For small
enough positive
number r let alsobe a convex Reinhardt domain. Then we obtain the domains
Define
D~0}.
The
Hardy
classHP(D)
consists of such functionsf holomorphic
in Dfor which
where v~ is the unit vector of the exterior normal to aD at the
point ~
and dais the area element of the
Lebesgue
measure, 0 p 00.Before
proceeding
any further wegive
thefollowing
DEFINITION 3.1. Denote
by A (E)
thecomplete
Reinhardtenvelope
of theset
E,
thatis,
the smallestcomplete
Reinhardt domaincontaining
the set E.Now we are
ready
to formulate the next result.THEOREM 3.1. Let
f
be afunction holomorphic
in the domain D with the property that itsboundary
values exist on r almosteverywhere
andbelong
to theclass L
1 (r).
1) If f
Ex for
some sequence{ tk {,
p tk1,
tk = 1, thenf
isrepresentable by
theformula (3 .1 ).
2)
Consider the domain S2 =A (D). If f
isrepresentable by
theformula (3 .1 )
then
f belongs
toHI 1 (D,) for
all T, p T 1.PROOF.
1)
If z is a fixedpoint
of the domain D then z E forsufficiently large
k.By Cauchy-Fantappie
formula[1], [2], [4]
where
rt
= and the kernelR(z, 03B6)
is a differential formdepending
on Q, Qo and their first derivatives. The form7?(z, ~)
isequal
to zero on the facesof
integration
if thefunctions Q,
Qo and their first derivatives coincide there.A convex Reinhardt domain is also
linearly
convex, thatis,
theanalytic
tangent
plane {z : ~/, ~ 2013~
> =O}, where §
e does not intersectQr .
In other words
for §
e8Qr
f1 D, z eQr
the relationg’, 03B6-
z> #
0 holdsor
equivalently
Moreover,
if z eS2t,
thenzeit
eS2t,
for0 ~ ~ ~
2n. It follows from(3.3)
that
I I , B I
This and the fact that 0 E
S2~ imply
thatConsequently
the kernel of the thirdintegral
in(3.2)
has a seriesexpansion
for z E
Ðik’ ç
Ea S2tk
n D =B r ik
as follows1-11
which converges
uniformly
with respect to EB
for fixed , The form- I
1
is of class
(the
class of closed exterior differential forms withC1
coefficients and of type(n, n - 1))
for every 1. Hence this form isorthogonal
to
holomorphic
functions whenintegrating
over that isSubstracting
theequality (3.4)
from theequality (3.2)
andpassing
to thelimit as m H oo, we observe that the second
integral
in the obtainedequality
tends to zero. This
implies
thatFurthermore,
we haveUniform convergence in
(3.5) implies
that we caninterchange
the order oflimits and hence obtain the desired formula
(3.1 ),
since on the face r n Q thekernel
R (z, ~ )
tends to 0.2)
At this stage of theproof
we recall the standard multi-index notationcx =
(a 1, ... , an ), la =
a 1 + ... + an, a ! =c~i!...c~!, ... Zln.
For theReinhardt domain Q we can write the formula
(3.1)
in a different form. We useinstead of the sequence of
partial
sums of series ofhomogeneous polynomials
the sequence of
partial
sums of thecorresponding
power series and get thefollowing
where B, B7/07 / Hence the
representation
of the functionf (z) by
the Carlemanformula (3.1) implies
the convergence in the domain D of the power serieswhere
Since the
complete
Reinhardtenvelope
of D is Q the series(3.7)
converges in the domain Q also. We denote this sumby F-(z)
andby F+ (z)
theintegral
Then
f (z)
=F+(z) - F_(z)
for all z E D. Since r isstrictly
convexhypersurface
of orderC2
thenF+
as anintegral
ofCauchy-Fantappie
typebelongs
to theHardy
classHP (D)
for every 0 p 1. This result for the unitsphere
can be found in[17],
but it also holds in our case[18].
On theother hand for functions from the space
HP(D)
we have thefollowing
estimateThe estimate
(3.10)
is proven for the unit ball in[17], but,
as it ispointed
outthere,
it can be extended tostrictly pseudoconvex
domainstogether
with themajority
of the other results(see,
forexample, [14]).
The constant C in(3.10) depends
on the functionf.
From(3.10)
we infer that theintegrals
where dcr is an area element
corresponding
to thehypersurface (we
consider thecase when n >
1,
and thehypersurface
ofintegration
in(3.11)
has dimension2n -1 ).
The same result followseasily
in a different manner from the multidi- mensional version of the Carleson theorem[15].
Inaddition,
sincef
ELP(r)
and
f
E for a sequence ofhypersurfaces r~
fromDr,
wherethe
following
will holdTherefore
f
E for any t, p i 1. On the other hand(3.11 ),
thefact that
f
E and the multidimensionalanalogue
of Smimov’s theorem(look
at the next Lemma3 .1 ) imply
thatf
for any t, p r 1. D In order tocomplete
theproof
of the last theorem we state and prove a multidimensional variation of Smimov’s theorem. In the next lemma D is aLiapunov
domain inCn,
that is at anypoint ~
E aD there exists the exterior normal and the unit normal is continuous vector-functionsatisfying
the Holdercondition.
LEMMA 3.1.
If f
EHP (D)
and itsboundary
valuesbelong
to the space Lq(aD),
where q > p then
f
E Hq(D).
PROOF. It was
pointed
out in[3], Prop.0.8
in[1]
that if we consider thefamily
ofcomplex
lines(fl) passing through
a common fixedpoint
or afamily
of
parallel complex
lines thenf
EHP(D)
if andonly
if thefollowing
twoconditions are satisfied
1) f
E nD)
for almost alllines P
of thefamily.
2)
Theboundary
values of the functionf belong
to the spaceIf
f
ELq(aD),
thenby
Fubini’s theorem we have thatf
ELq(p
naD)
for almost all
Thus, by
Smimov’stheorem,
we deduce thatf
En D).
From the above
equivalence
condition it follows thatf
E(D).
0REMARK 3.1. It is
possible
that the last lemma isalready
a known result.However,
we were not able to locate the suitable reference.Using
the standard multi-index notation we state thefollowing
COROLLARY 3.1.
If a function f
isholomorphic
in D and hasboundary
valueson r which
belong
to the class L1 (r),
then1) If f
Efor
some sequenceI -rk Ik,
p rk 1, tk = 1, thenwhere S2 =
A(D), da(Q)
= and ca aredefined by (3.8).
2) If f is
a CRfunction
on rand(3.12)
holds thenf
is extendible into D as aHI
all T, p T 1.PROOF.
1)
Theproof
goes as in the part1)
of Theorem 3.1. We get that the series(3.7)
converges in D, but then the same series convergs inS2,
since theset S2 is the
complete
Reinhardtenvelope
of D.Applying
a theorem from[5]
we
get (3.12).
2)
This part wasessentially
proven in[6],
but thereonly
the part aboutthe
analytic
continuation was marked out. 0Consider now the Carleman type
integral
with
REMARK 3.2. The condition
(3.12)
firstappeared
in[6]
as a condition onanalytic
continuation of a functionf
EC (r ),
however the multidimensional version of3)
fromCorollary
2.1 is not true.COROLLARY 3.2. Let
f
be aCR-function
on r.Suppose
that there exists asequence
of
C D such that = Q and the limit in(3.13)
existsfor
anyz =
zi, j
=1,
2 ... Thenf
can be extended into the domain D asa R 1 (D1 ) function for
all T E(p, 1).
PROOF. The
assumption implies
that the series(3.7),
where the coefficients ca aregiven by (3.8)
converges in all of the domainQ,
and therefore(3.12)
’
holds,[5].
The conclusion of thecorollary
now follows from the part2)
of theCor. 3.1. 0
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Department of Mathematics and Computer Science
Bar-Ilan University
Ramat-Gan 52900, Israel
[email protected]
Department of MathematicsUniversity of Illinois Urbana, Il 61801, USA tumanov @ math.uiuc.edu
Department of Mathematics and Statistics
University of Cyprus
Nicosia 1678, Cyprus
msvidras @pythagoras.mas.ucy.ac.cy