C OMPOSITIO M ATHEMATICA
G EORGE R. K EMPF
F RANK -O LAF S CHREYER
A Torelli theorem for osculating cones to the theta divisor
Compositio Mathematica, tome 67, n
o3 (1988), p. 343-353
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343
A Torelli theorem for osculating
cones tothe theta divisor
GEORGE R.
KEMPF1 &
FRANK-OLAFSCHREYER2,*
1Department of Mathematics, The Johns Hopkins University, Baltimore, MD 21218, USA ; 2Fachbereich Mathematik der Universitât, Erwin-Schrôdinger-Str., D-6750 Kaiserslautern, Fed. Rep. of Germany
Received 11 November 1987; accepted in revised form 13 February 1988 Compositio
cg Kluwer Academic Publishers, Dordrecht - Printed in the Netherlands
Let C be a smooth
complete
curve ofgenus g
5 over analgebraically
closed field k of
characteristic ~
2. Let 0 be the theta divisor on the Jacobian J. Let x be a doublepoint
of 0. Then we mayexpand
a localequation
0 = 0 of 0 near x aswhere Oi
ishomogenous
ofdegree
i in the canonical flat structure[K3]
on J.It is well-known that the
tangent
cone R ={03B82 = 01
is aquadric
ofrank
4 in the canonical space Pg-1which
contains the canonical curve.If C is not
hyperelliptic, trigonal
or aplane quintic
then for ageneral
double
point x
thequadric 02
has rank 4 and the tworulings
of R cut outon C a
pair
of residualbase-point-free
distinctg1g-1’s,| 1 D | and K - D|,
(apply
Mumford’s refinement of Martens’ theorem[M].
In thebi-elliptic
case x should be a
general point
of thecomponent
of thesingular
locus of0 which does not arise from
g14’s by adding
basepoints
or its residualcomponent).
Moreover themorphism
~|D| x ~|K-D|: C - Pl x Pl maps Cbirationally
onto itsimage
C’.Taking
thecomposition
with theSegre embedding
P1 xP’ oe-* p3
we mayregard
91DI x ~|K-D| as theprojection
of C from the
(g - 5)-dimensional
vertex V 9 Pg-1 of R.In this paper we
study
thegeometry
of theosculating
cone S ={03B82 = 03B83 = 0}.
It is well-known and easy to prove that C g S. Thus if - denote the strict transform afterblowing up V
we have adiagram
* Supported by the DFG.
where the vertical maps are induced
by projecting
from V. Animportant
butsimple
observation is that S contains V and hence that a is aquadric
bundlecontained in the
Pg-4
bundle 03C0. We will proveTHEOREM 1.
Suppose
that x E 0398 ~ Jcorresponds
to apair of base-point free
residual
991 - 1’s, IDI and K - D|,
such that ~D X ~K-D: C ~ C" 9 P1 x Pl is birational onto itsimage.
Thenthe fibers of a
over P1 x Pl - C’are smooth
and for
a smoothpoint
c’of
C’ thecorresponding point
cof
C isthe
only singular point of the . fiber of
a over c.Thus we have a
straightforward
way to recover the canonical curve from S ~ R ~Pg-1. Explicitely
C is thecomponent
of thesingular
locus of the fibers whichprojects non-trivially
into P1 x P1.If char
(k) ~ 2,
3 then{03B82 = 03 = 04 - 01
is defined. We note PROPOSITION 2. C is not contained in{03B82 = 03 = A4 - 0
This work was done
during
a visit of UNAM in Mexico. We thank Sevin Recillas for hishospitality
and forbringing
thisquestion
to our attention.§1.
Infinitésimal calculations on the Jacobian viacohomological
obstructions
Intrinsically
xcorresponds
to apoint
of the g - 1st Picardvariety
Picg-1(C) ~
J. Thepoint
is theisomorphism
class of the invertible sheaf if =OC(D).
In our caser(C, 2)
is two-dimensional.By
thegeneral procedure
of[K2]
we maylocally
around x find a 2 x 2 matrix(fij)
ofregular
functionsvanishing
at x such thatThe
equation
of thetangent
cone R isThe
equations
of the vertex V aredfij|x
= 0 for 1 xi,j
2.Using
the flat structure on J we mayexpand
higher
order termswhere xij
=dfij|x and qij
arethought
of as linear andquadratic
functions onthe
tangent
space J at x.Expanding
0 as a determinant we haveThus we
get:
PROPOSITION 3. The vertex V is contained in S =
{03B82
=03
=01-
To
get deeper
results we will have to use the obstructiontheory
from[K3].
First we will
give
acohomological interpretation
of theprevious
material.The
tangent
space to J iscanonically isomorphic
toH1 (C, (9c).
The matrix(xij)
describes the cupproduct
actionwhere
H1 (C, L) ~ r(C, 03A9C
QL-1)*
is also two dimensional. The coneover V is the kernel of u and the cone over R
corresponds
tocohomology
classes a E
H1(C, (De)
such that ~03B1:r(C, L) ~ H1(C, 2)
hasrank
1.The
punctured
line over apoint
c in the canonical curve C consists of thecohomology
classes[nc] of the principal part ne
of a rational function witha
simple pole
at c and otherwise zero. Forpractice (because
these ideas areneeded later in a more
complicated situation)
let us seecohomologically why
C is contained in R and let us
compute
C n V.Let Ic
Er(C, 2)
be a sectionwhich vanishes at c. Then the
principal part
~c03C0c is zero, so qc uM ]
= 0and
~[03C0c]: r(C, L) ~ H’ (C, 2)
hasrank
1. Thus C ~ R. Also if c isa
base-point
ofr(C, 2)
then[03C0c]
E ker(u)
and so{base-points
ofL} ~
C n V. If c is not a
base-point
then there is asection 03B3c
Er(C, 2)
whichdoes not vanish at c. The
principal
part 03B3c03C0c of 2 has apole
of order 1 atc and is otherwise zero. Its
cohomology
class is zero if andonly
if 2 has arational section 03C3 with a
single simple pole
at c.By duality a
exists iff c isa
base-point
ofr(C, Qc
QL-1).
ThusThe idea behind the above calculations is the
relationship
between the matrix(fij)
and thevanishing
of cupproduct.
The matrix(fij)
controls346
the
cohomology
of all local deformations of Y. The above calculation involves a deformation over the infinitesimal schemeDl
=Spec (k[03B5]/(03B52)).
Such a deformation is
given by
where
22 is
an invertible sheaf on C xD, .
As it is well-known the iso-morphism
classes of such extensionscorrespond
tocohomology
classesa E
H’ (C, (9c)
and asection
of 2 lifts to a section of22 if
andonly
if11 u a is zero. We will consider similar
lifting problems
tohigher
orderdeformations of 2.
Let
Di
=Spec(A;)
withAi
=k[03B5]/(ei+1).
We want to describe the defor-mation of 2
corresponding
to a flat curveDi
J withsupport (D)
= x[K3].
Such a deformation of 2 is determinedby
itsvelocity
which is atangent
vector ofJ; i.e.,
an element inH’ (C, (9c).
Letfi
=(Pc)
be ak(C)-valued
function on C suchthat fi,
isregular
at cexcept
forfinitely
many c’s.
Then P
determines acohomology
class[03B2]
inH’ (C, OC).
We wantto write the deformation of 2 in terms
of fi.
Let2i + 1 (P)
be the sheaf whosestalk at c E C x
Di (=
C assets)
isgiven by
rational sectionsf
=fo
+J. e
+ ...+ fie’
of 20 Ai
such thatf exp (epc)
isregular
at c. Ifchar
(k) §
i ! thisexpression
makes sense asThus if i = 2 for
f
=fo
+.f, E + f203B52
to be aglobal
section of23(P)
weneed
(0) fo
is aregular
section of2, (1) f,
+!OPe
isregular
at c for everyc E C and
(2) f2
+f, Pc
+f003B22c /2
isregular
at c for every c E C.Our main tool to
study
theosculating
cone S ={03B82
=63
=01
is thefollowing:
LEMMA 4. A
cohomology
class[03B2]
EHl (C, (De)
is contained in the cone cover{03B82
=03B83 = ···
=03B8i+1
=01 g pg -
1if and only if
length Al (r(C
xDi, 2i+l (03B2))
i + 2.In
particular if k[p]
Epg-l
is apoint
which does not lie in V thenk[03B2]
E{03B82
=03B83
= ... =03B8i+1
=01 if and only if there
exists asection f of Li+1 1 (P)
such that
f0 ~
0.Proof.
Thecohomology
of2i+ 1 (P)
is controlledby
thepullback
9 of the matrix(fij)
viaDi ~
J -Picg-l (C),
e ~ exp([03B2]03B5).
SinceDi
isjust
a fatpoint
we have an exact sequenceof
Ai-modules.
The matrix ç isequivalent
to a matrixwith 1 a
b
i + 1. Solength r(C
xD;, 2i+l (03B2))
= a + b. Onthe other hand
Di
J is a flat curve for a non-trivial class[03B2].
Hencek[03B2]
is contained in {03B82
=03
=... =03B8i+1
=01
if andonly
if a+ b
i + 2.If
k[03B2] ~ V
then a = 1 and hencek[fi]
E{03B82
=03
= ... =03B8i+1
=0}
ifand
only
if b = i + 1. But03B5i+1
= 0 and so there exists a sectionf
ofLi+1(03B2) withy f0 ~
0. DThus
k[03B2]
is contained in R if andonly
if there is asection f0
+fl
e ofL2(03B2) with =1=
0. Moreoverif k[03B2]
E R - Vthen f0
isuniquely
determined up to a scalar factor. Alsok[03B2]
E S - V if andonly
iffo
+(f,
+~)03B5
lifts toY3 (fi)
for a suitable choiceof ~ ~ r(C, 2).
One works out that[f003B2]
is zeroin H’
(C, 2)
if andonly if f0
lifts to the first order. A second orderlifting
ispossible
if andonly
if[f103B2
+f003B22/2]
is zero inH’ (C, 2)/r( c, 2)
u[03B2].
(The
last division isrequired
because we have to consider~).
Similarly
one cancompute tangent
vectors to apoint k[03B2]
E Sby
com-puting
the sections of a deformation obtained via exp(([03B2]
+t[03B3])03B5)
overk[03B5 t]/(03B53, t2).
Using
thismachinery
we will prove:PROPOSITION 5.
(a)
The canonical curve C is contained in S.(b) If
the rationalmaps
~L arzd ~03A9C~L-1:
C ~ Pl aredistinct,
then S is smoothof
dimensiong - 3 at a
general point of
C.Proof.
For(a)
if c is not abase-point
of 2 then with theprevious notation,
03C0c theprincipal part
of a rational function with asimple pole
atc
and l1e
a section of 2 which vanishes at c, we havethat ilc
+ Oe is a sectionof
22(ne)
and[l1en:12]
EF(C, 2) u [ne].
Thus the second obstruction vanishes. So C - C ~ V ~ S. Hence C ~ S.For
(b)
we will find atangent
vector to R at ageneral point
c which is nottangent
to S. Let T =k[t]/(t2)
and d anotherpoint
of C - C nV,
soc and d are not
base-points
of 2 or03A9C ~ 2-1. (1)
348
[03C0c
+ndt] represents
atangent
vector tok[03C0c]
= c E Pg-1. For it to betangent
to R we need[(~c
+rt)(ne
+03C0dt)]
= 0 inH1(C, 2) Ok
T forsome
regular
section r of2; i.e., [r03C0c
+~c03C0d]
= 0 inH’ (C, 2).
If weassume that
then
~c(d)
= 0 and we can take r to be anarbitrary multiple
of 11c. Thus wehave found a
tangent
vector to R.To see that this vector is not
tangent
to S we consider the obstructionto the second order
lifting [(~c
+rt) (nc
+nd t)2 /2]
in HI(C, L)
0TI (T(C, L)
QT )
u[03C0c
+nd t]).
Thequestion
is whether there are sectionsf2
+ g2 t ~r(C, L(c
+d))
0 T and s + s’t E0393(C,L)
Q T such that(~c
+rt)03C02c/2 - (s
+s’t)(03C0c
+03C0dt) - ( f2
+g2 t)
isregular
at c and d. Ifwe assume that
then
r(c, 2) = r(c, 2(c
+d)) by duality
and the last term isregular
inany case. If we assume further that
c is not a ramification
point
of qJy(4)
then
~c03C02c/2
has asimple pole
at c and one needss(c) ~
0 to make theexpression regular
at c. But thens(d) ~
0by (2)
andconsequently
the term(r03C02c/2 -
S03C0d -s’ne)t
has asimple pole
at d. So a secondlifting
isimposs-
ible. For a
general point
c E C the conditions(1), ... , (4)
are satisfied forevery
point
d E~-1L(~L(c)) - {c}.
DNext we need to check a
simpler
fact. Let c + V denotes the linear span of c and V inPg-’.
PROPOSITION 6.
If c
E C - C n V then c is asingular point of
S n(c
+V).
Proof
As c + V ~ R we need tocompute
the derivative of03B83 along
c + V at c. We want to show that any
tangent
vector in c + V at c is contained in S. Let[03B21],
... ,[03B2g-4 be
a basis ofker(~)
where the03B2i,c
areregular
at c. This ispossible
because eachcohomology
class isequivalent
toone
supported oifany given point
asC-{point}
is affine.Let fi
= ne + Eti03B2i
where
the ti
areindeterminates,
T =k[t, , ... , tg-4]/(t1,
... ,tg-4)2.
Clearly 11e
lifts to the first order as 11e u[03B2]
= 0 inH1(C, L)~
T. Let~c + ye with y = 0 + 03A3 yiti be a
lifting
to a section of22 (03B2).
So the y, areregular
at c. The obstruction to the second orderlifting
is[~c03B22/2
+03B303B2]
in
H1(C, 2)
QT/(r(C, 2)
QT) ~ [03B2].
This has the form[~c03C02c/2
+L
t1(~x03C0c03B2l
+03B3l03C0c)].
Wealready
saw that~c03C02c/2 =
gncfor some
g E
T(C, 2). 03C0c03B2i
= 0 asthey
have differentsupport.
03B3i03C0c has at most asimple pole
at c, so it does notgive
an obstruction since there is a section which does not vanish at c.Consequently
in
H’ (C, 2)
QT/(r(C, 2)
~T) ~ [j8]. Since
Eker(~)
we have(l u
[03B2i]
= 0 inHl (C, 5f?)
and the obstruction vanishes for alltangent
directions in c + V. D
We will now prove
Proposition
2. We have to consider a third orderlifting problem
inL4(03C0c)
for apoint
c of C. Assume that c is not abase-point
of2 and
03A9c
Q 2-1 and that c is not a ramificationpoint of 9,
and~03A9C~L-1.
A first order
lifting
has theform q,
+ écwhere (J
is aregular
section of 2.A second order
lifting
has theform q,,
+ éc+ 03C303B52
where isregular
and~c03C02c/2
+ (Jnc isregular
at c. The obstruction to lift to the third order is[~c03C03c/6
+Qn’12
+03C303C0c] ~ H’ (C, 2)/r(C, 2) u [nc].
But this is cohom-ologous
to[ - ~c03C03c/12]
which has a doublepole
at c. Thus the obstruction does not vanish. This provesProposition
2 and shows thatC
~ {03B82 = 03 = 01 = 01 g base-points (2) u base-points (03A9c ~L-1)
u ramification
points (2) u
ramificationpoints (03A9C
QL-1)
The reversed inclusion is
easily
seen as the obstructionclearly
vanishes. Thismeans that for a
(C, 2) general
the divisor C n{03B84 = 0}
is the sum of theramification divisors of 2 and
03A9C
(D 2-1 which is in|4K| as
it should be.We leave the determination of the
multiplicities
inspecial
cases open.§2.
Globaldescription
of thequadric
bundle definedby
a cubichypersurface containing
a linearsubspace
Let
Ph-d ~ Ph
be a linearsubspace
of codimension d.Let
be Ph blown upalong Ph-d.
Then we have theprojection
03C0:IP
~ Pd-1 and anexceptional
divisor E in
P.
Let H be the inverseimage
of thehyperplane
class inPh
toIP
and let L be the inverseimage
of ahyperplane
in Pd-1under
n. Thenby
350
examining
ahyperplane
inPh
which contains the center Ph-d we deduce thatThe next
well-known
fact describes thePh-d+1-bundle
n.where
Proof Clearly E gives
ahyperplane
in each fiber of n. It remains tocompute
a basis for 03B5. Toget
agenerator
eo of the first summand we may take 03C0* of the section 1 ofOP(E ).
For the other direct summands we may take ei =7*(xi)
E0393(Pd-1, 03B5(1))
where xl, ..., xh-d+1 ~0393(P, O(E
+L)) ~ r(fPB O(1))
are linear forms which inducehomogeneous
coordinates onPd-h. Looking
at the fibers of 03C0 we see that these sectionsgenerate 6
everywhere.
0Let A be a cubic
hypersurface
inph
which containsPh-d.
We can write inverseimage in P
as E +A
whereA
is an effective divisors. Thensince
à ~
3H - E = 2E + 3L. Theequation
ofÃ
is verysimple.
Underthe identification
0393(Ph, (9(1» -= r(iP, O(H)) ~ 0393(Pd-1, 03B5(1))
are
homogeneous
coordinates onPh,
if yo, ... , Yd-1 E0393(Pd-1, (9(1))
arehomogeneous
coordinates inpd-1. Substituting
theseexpressions
into thecubic
equation f
=f’x1,
... ,xh )
of A we findso lis
aquadratic
form in eo,..., eh-d+11 with
coefficientsOf course the
(h-d+2)x(h-d+ 2) matrix a
=(ai))
isjust
what weobtain from the
equation of A under
theisomorphism 0393(P, O(2E
+3L»
0393(Pd-1, Sym2(03B5)(3)) ~ r(pd- 1 H om(03B5*(- 3), 03B5)) using
thesplitting
of6. The fact we will use is
For any
point
p E pd-the
codimension of thesingular
locus of(D) Â
n03C0-1(p)
in03C0-1(p)
is the rank of the matrix(aij)
at p.Thus for a
general
cubic Acontaining ph-d
weexpect
theimage
of allsingular
fibers is a divisor ofdegree
h - d + 4 =deg
det(a).
Let B be a smooth
projective variety together
with amorphism
i:B -
Pd-1. By
basechange
we obtain aquadric
bundleThe next result
gives
what we needabstractly
about thisquadric
bundle.PROPOSITION 7. Let X be a closed
subvariety of A,
such that(a) A,
n n’-l(03C0’(p))
issingular
at pfor
allpoints
p EX, (b) A,
is smooth at ageneral point of
X and(c) 03C0’(X)
is a divisor on B withdeg(’(X)) (h -
d -4) deg (03C4-1(hyperplane))
Then
(d) Â,
nn" -’(q)
issmooth for
all q E B -n’eX)
and(e)
p is theonly singular point of Â,
n03C4’-1(03C0’(p)) for
apoint
pof
Xsuch
that n’(p)
is smooth on03C0’(X).
Proof
Let q E B be apoint.
The codimension of thesingular
locus ofÂt
n03C0’-1(q)
isequal
to the rank of03C4*(aij)
0k(q).
Thesingular
locussimply
isif we
regard a
=(aij)
as anhomomorphism 03B5*(- 3)
~ 9. For thegeneric point of B,
thissingular
locus has a dense subset ofk(B)-rational points.
Ineach of
them A2
issingular.
Hence the closure of thesingular
locus of thegeneric
fiber is contained in thesingular
locus ofÃ!.
Thereforeby (b)
theclosure does not contain X.
352
Next we prove that the
singular
locus of thegeneric
fiber isempty.
Otherwise
r*(aij)
would have somerank r
h - d + 1. Let x be thegeneric point
of X. Since x is not contained in the closure of thesingular
locus of the
generic
fiber and on the other hand thesingular
locus ofÃ03C4
n03C0’-1(03C0’(x))
is a linear space which contains xby (a)
we have rank(03C4*(aij)
Qk(03C0’(x)))
r. Hence all r x r minors of i*a vanish at03C0’(x).
Since not all of them vanish
identically
on B and all of them arepullbacks
of
polynomials
ofdegree
h - d + 4 onP’-1
this isimpossible by (c).
Thus the
singular
locus of ageneral
fiber isempty
and moreover weget
that03C0’(X)
isscheme-theoretically
the zeros ofdet(03C4*(aij)).
This proves(d).
For
(e) just
note thatif
n’(p)
is smooth in03C0’(X)
since otherwise03C0’(p)
would bemultiple point
ofdet(03C4*(aij))
= 0. This proves(e).
0Proof
of
Theorem 1.Let
P’
be the canonical space Pg-1 andPh-d = V
the vertex of R ={03B82 = 01.
Let A ={03B83 = 0}.
Thus A contains Ph-dby
Lemma 3. Next letB = P’ x P’ and s the
embedding
intop3 .
Then we have that03C4
is Rblown up
along V and A,
is the stricttransform S
of S ={03B82 = 03 = 0}.
Then take X = C the canonical curve.
Proposition
6gives (a)
andProp-
osition 5
gives (b).
For(c)
we note that03C0’(C) =
C’ has class(g - 1,
g -
1).
Hence Theorem 1 follows now fromProposition
7. DREMARKS.
(1)
Forsingular points
c’ E C’ thesingular
locus of the fiber ishigher
dimensional. As C’ is the zero divisor of the determinantSo if c’ E C’ is an
ordinary
doublepoint
thenSing a’(c’) is
the linespanned by
the twopreimage points
in C andequality
holds in the formula above.One
might
guess thatequality always
holds. We leave this to the reader.(2)
The canonical curve C ~ Pg-1 1 lies in the birational model Y of P1 x Pl obtainedby
the rational map definedby
the linear series ofadjoint
curves to C’. Without
proving
it we mention that Y is acomponent
of thevariety
definedby
thepartial
derivativesin R. It is the component which dominates P’ x P’ and the birational map is
just
theprojection.
(3)
In case g = 5 Theorem 1might
beslightly misleading.
S is a K3surface birational to the double cover of P’ x P’ branched
along
C’. C’ isa divisor of
type (4, 4)
with 4(possibly infinitesimally near)
doublepoints
which lie on a divisor A of class
(1,1).
The lastproperty
holds because the twog"s
are residual. The double cover has rational doublepoint singu-
larities over the double
points
of C’. Resolve those. Thepreimage
of 0394 has twodisjoint components.
Both are( - 2)
curves. In case there are 4 distinctdouble
points
S is obtainedby contracting
one ofthem,
thesingular point
will
give
the vertex V. If two or more of the doublepoints
of C’ areinfinitesimally
near then S has a morecomplicated singularity.
References
[K1] G.R. Kempf: On the geometry of a theorem of Riemann, Ann. of Math. 98 (1973)
178-185.
[K2] G.R. Kempf: Abelian Integrals, Monografias de Instituto de Mathematica 13, Uni- versidad National Autonoma de Mexico, Mexico City (1984).
[K3] G.R. Kempf: The equation defining a curve of genus 4, Proceedings of the AMS 97 (1986) 214-225.
[M] D. Mumford: Prym varieties I. In: (L.V. Ahlfors, I. Kra, B. Maskit and L. Nirenberg (eds) Contribution to Analysis. Academic Press, New York (1974) pp. 325-350.