A NNALES DE L ’I. H. P., SECTION A
L. A CCARDI
Y. G. L U
The weak coupling limit without rotating wave approximation
Annales de l’I. H. P., section A, tome 54, n
o4 (1991), p. 435-458
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435
The weak coupling limit without rotating
waveapproximation
L. ACCARDI Y. G. LU(*)
Centro Matematico V. Volterra,
Dipartimento di Matematica, Universita di Roma II, Italy
Vol.54,n°4,1991, Physique theorique
ABSTRACT. - We
investigate
thebehaviour,
in the weakcoupling limit,
of a systeminteracting
with a Boson reservoir withoutassuming
therotating
waveapproximation,
i. e. we allow the system Hamiltonian to have a finite set of charactristicfrequencies
rather than asingle
one[cf equation (1.4)].
Our main result is theproof
that the weakcoupling
limit of the matrix elements with respect to suitable collective vectors of the solution of the
Schrodinger equation
in interactionrepresentation (i.
e.the wave operator at time
t)
exists and is the solution of aquantum
stochastic differentialequation
drivenby
afamily
ofindependent quantum
Brownianmotions,
one for each characteristicfrequency
of the system Hamiltonian.RESUME. - Nous etudions Ie
comportement
dans la limite decouplage
faible d’un
systeme interagissant
avec un reservoir de bosons sans supposer1’approximation
d’onde tournante, c’est-a-dire que nous permettons a l’hamiltonien dusysteme
d’avoirplusieurs frequences caracteristiques
aulieu d’une seule
equation (1.4)].
Notre resultatprincipal
est unepreuve de 1’existence de la limite de
couplage
faible des elements de matricepar
rapport
a certains vecteurs collectifs de la solution de1’equation
deSchrodinger
dans larepresentation
interaction(c’est-a-dire
del’opérateur
(*) On leave of absence from Beijing Normal University.
l’Institut Henri Poincaré - Physique théorique - 0246-0211 54/9t/04/435/24/$4,40/0 Gauthier-Villars
d’onde a 1’instant
t).
Deplus
cette limite est solution d’uneequation
differentielle
stochastique
contenant une famille de mouvements browniensquantiques independants,
un parfrequence caracteristique
de 1’hamil- tonien.1. INTRODUCTION
The attempt to
produce
asatisfactory
quantumdescription
of irrevers- iblephenomena
has motivated manyinvestigations.
In the last 30 years theseinvestigations
haveproduced
a number ofinteresting models,
but the theoretical status of these models hasremained,
for along time,
uncertain and even
(in
somecases) contradictory [14].
The standardapproach
to theproblem
is thefollowing:
one starts from a quantum systemcoupled
to a reservoir(or
heatbath,
ornoise - according
to theinterpretations).
The reservoir isphysically distinguished by
the system because its time correlationsdecay
much faster and one expectsthat, by
the effect of the
interaction,
and in somelimiting
situations some energy will flowirreversibly
from the system to the reservoir. One of the bestknown,
among theselimiting situations,
is the so-called van Hove(or
weak
coupling) limit,
in which thestrength
of thecoupling system-reservoir
is
given by
a constant ~, and one studies the average values of the observables of the system, evolved up to time t with thecoupled
Heisen-berg
evolution of the system +reservoir,
in the limit ~, ---+0,
~,2 t -+ ’t as ---+ 0. This
limiting procedure singles
out thelong
time cumulative beha- viour of the observables and the weakness of thecoupling implies,
in thelimit,
an effect of lost of memory(Markovian approximation).
In a first stage of
development
of thisapproach
oneonly
consideredaverages with respect to the Fock vacuum or to a fixed thermal state.
This limitation has the effect of
sweeping
away, in thelimit,
all the terms of the iterated series except thosewhich,
in the Wickordering procedure, correspond
to the scalar terms. Theresulting
reduced evolution was a quantum Markoviansemigroup
and thecorresponding equation -
a quan- tum masterequation (cf [6], [7], [8], [ 11 ]).
Independently
of thesedevelopments,
and on a lessrigorous
mathemati-cal level,
the notion ofquantum
Brownian motionemerged
frominvestiga-
tions of quantum
optics, especially
in connection with lasertheory and,
with the work of Hudson an
Parthasarathy
this notion wasbrought
ot itsfull power with the construction of the quantum stochastic calculus for the Fock Brownian motion
[13].
Annales de l’Institut Henri Poincaré - Physique theorique
The new idea of quantum stochastic calculus is that one does not limit oneself to the reduced evolution
(i.
e. the masterequation)
but one con-siders the noise
(quantum
Brownianmotion)
as an idealized reservoir andone studies the
coupled
evolution of the systemcoupled
to the noise.This evolution is not a standard quantum mechanical one, because it is not described
by
the usualHeisenberg equation,
butby
a quantum stochastic differentialequation,
called thequantum Langevin equation.
The
physical importance
of this morecomplete description
has beenpointed
outby
many authorsand,
from an intuitivepoint
of view isquite
clear: if the noise is looked at as an
approximate description
of thereservoir field
(or gas),
then in order to extractexperimental
informationon the
coupled
system, one can choose to measure either the system or thereservoir,
while in theprevious approach
one couldonly predict
thebehavior of the observables of the system
([9], [ 10]).
In order to put to effective use this new connection with the
experimental evidence,
a last step had to beaccomplished:
to prove the internal coherence of thispicture.
This meansessentially
twothings:
(i)
toexplain precisely
in which sense the quantum Brownian motionsare
approxiamtions
of the quantum fields(or
of Boson or Fermion gases at agiven temperature);
(ii )
toexplain precisely
in which sense a quantum stochastic differentialequation
is anapproximation
of aordinary
Hamiltonianequation.
Once answered the
questions (i)
and(ii),
all theprevious
results on themaster
equation
followeasily applying
a(by
nowstandard)
quantumprobabilistic technique - the
quantumFeynman-Kac
formula(cf [0]).
In a series of papers
[ 1 ], ..., [5] (cf
also[ 12],
for more recentresults),
we have solved the
problems (i )
and(ii )
in avariety
of models which include the mostfrequently
used models in quantumoptics.
The present paper
points
out twoqualitatively
newphenomena
whicharise when there are several characteristic
frequencies
in theoriginal
system:
(i )
In thelimit,
not asingle
quantum Brownian motionarises,
but severalindependent
andmutually
nonisomorphic
ones: one for eachfrequency
of the system.(ii )
The collective vectors suitable to evidentiate the weakcoupling behavior,
in this case are not the same as inprevious
papers. This suggests the appearence of ainteresting
newphenomenon, namely:
that the chioce of the correct collective vectors needed to evidentiate the weakcoupling
limit behaviour should
depend
on the form of the interaction. We expect this newphenomenon
toplay
animportant
part in thestudy
of macro-scopic,
i. e.collective, quantum
effects.A natural
extrapolation
of our result to the case of continuous spectrum, leads toconjecture
that in this case one should have a continuous tensorVol. 54, n° 4-1991.
product
of quantum Brownian motions labeledby
the energy spectrum of theoriginal
system. However it is not clear to us how toadapt
thetechniques developed
so far to the case of a system with continuous spectrum.Let us now fix the notations and state our basic
assumptions.
We consider a quantum
"System
+ Reservoir" model. LetHo
be thesystem Hilbert space;
H 1
the oneparticle
reservoir Hilbert space;Hs
the system
Hamiltinian; HR
=( - A)
where A is anegative self-adjoint operator - the
oneparticle
reservoir Hamiltonian - andS~:=~~.
Thetotal space is
where
r (H1)
is the Fock space overH1
and the total Hamiltonian iswhere,
D is a bounded operator on
Ho
andgEH1.
The
rotating
waveapproximation corresponds
to the twofollowing assumptions:
(i )
in the interaction there are no terms of the form or(ii )
D is aneigenvector
of the free evolution of the system, i. e.In
[6],
condition( 1. 3)
isreplaced by
thefollowing
weaker condition:Hs
has pure
non-degenerate
discretespectrum
and the system Hilbert space is finite dimensional. Thisassumption implies
thatwhere the
Dd (d =1,
...,N)
are bounded operators onHo
andfor In the present paper, we shall prove that if condition
(1. 3)
isreplaced by
condition( 1. 4),
then all the results of[2]
are still valid with theonly
difference that theresulting
quantum stochastic defferential equa- tion is driven notby
asingle
quantum Brownianmotion,
butby
N-independent
ones[in
the sense of Definition( 1.1 )] .
The reason of theappearance of these
N-independent
Brownian motions isexplained
inSection 2.
Now let
H(0)
=H(Î..) - Â
V =Hs~1
+ 18>HR,
then theoperator
Annales de Henri Poincare - Physique - theorique -
satisfies the
equation
where
In the
following,
we shall use the notationwhere,
and
In our
assumptions,
the iterated seriesconverges
weakly
on the domain of vectors of the form whereuEHo and 03C8
is a coherent vector inr (H1).
In order to formulate our results we have to introduce the notion of
N-independent
Boson Brownian motions.DEFINITION
( 1.1 ). -
LetK1,
...,KN
be Hilbert spaces andlet,
for eachd= l,
...,N,
begiven
aself-adjoint
operatorQd~1
onKd.
Theprocess of
N-independent
Boson Brownianmotions, respectively
withvalues in
K1,
...,KN
and covariancesQ1’
... ,QN
is the process obtainedby taking
the tensorproduct
of theQd-quantum
Brownian motions onL 2 (R, dt; Kd)
(cf
Def.(2 . 3)
of[2])
ford =1,
..., N. In other terms this is thecyclic quasi-free representation
W of the CCR onVol. 54, n° 4-1991.
with respect to the state cp characterized
by
If
then we
speak
ofN-independent
Boson Fock Brownian motions.The Hilbert space where this
representation
lives is the tensorproduct
of the spaces
Je (d= 1,
...,N). Denoting
the annihilation and creation operators
acting
on the d-th factor of thetensor
product,
one often uses the unbounded form of the quantum Brownian motion processgiven by
thepair
of operatorsAll these operators are defined on the domain of the vectors
Where xd
E L2(R), fd
EKd
and is thecyclic
vector of therepresentation
WQ,.
As in
[2],
we shall suppose that there exists a non-zerosubspace KcH1,
such that
This condition
implies that,
for eachd=1,
... ,N,
thesesquilinear
form[where S~
is definedby ( 1.11 )]
defines apre-scalar product
on K. In thefollowing,
for eachd=1,
...,N, Kd
shall denote the Hilbert spacecomple-
tion of the
quotient
space of K for( . ~ . )d-null
space.With these notations we can state our main result:
Annales de Henri Poincaré - Physique theorique
t ~
0,
u, v EHo,
the limit as À, ~ 0of
the matrix elementexists
and, in
the notation(1.16),
isequal to
where,
U(t)
is the solutionof
the quantum stochasticdifferential equation
and
Ad (s, g)
isgiven by ( 1.15).
ACKNOWLEDGEMENTS
L. Accardi
acnowledges
support from Grant AFSR 870249 and ONR N00014-86-K-0583through
the Center for MathematicalSystem Theory, University
of Florida.2. THE CONVERGENCE OF THE RESERVOIR PROCESS
In this
section,
we prove the convergence of the reservoirprocess
toa
N-independent
quantum Brownian motion. Thiscorresponds
to theconvergence of the 0-th order term
of ( 1.13)
in the seriesexpansion ( 1.12).
The
following
resultgeneralizes
Lemma(3.2)
of[2]:
Vol. 54, n° 4-1991.
By
theRiemann-Lebesgue Lemma,
one getsand this ends the
proof.
The
following
lemma shows in which sence the "collective Hamiltonianprocess"
converges toN-independent
quantum Brownian motion.Annales de l’Institut Henri Poincaré - Physique theorique
exists
uniformly , for {x(k)d}1~d~N,1~k~n, {S(k)d, T(k)d}1~d~N,1~k~n
Zn abounded set
0 R
’ and ’ is e ual toVol. 54, n" 4-1991.
and
obviously,
the convergence is uniform for3. THE WEAK COUPLING LIMIT
The strategy of the
proofs
in the section is similarto
thatapplied
in[2],
therefore we shallonly
outline theproofs, giving
the full detailsonly
of those statements which are
qualitatively
different from thecorrespond- ing
ones in[2].
First of
all,
inanalogy
with Lemma(4 .1 )
of[2],
we have thefollowing
can be written as a sum
of
two typesof
terms(called
termsof
type I andof
with
de l’Institut Henri Poincaré - Physique théorique
and
As in
[2], j1
...jk
are the indicesof
the creators ; qh(resp. ph)
are theindices
of
those creators(resp. annihilators)
which havegiven
rise to a scalar,
product.
Moreover, we recallfrom [2]
that~
means that the~P1~ ~ ~ ~ fqh)h= 1)
sum which runs over all 1
_ pl,
... , msatisfying
The
proof
is the same as in[2]
except for the fact that now the Ddepend
on t.LEMMA
(3 . 2). -
For each g EK,
and DEB(Ho),
there exists a constantC,
such thatfor
each a, v EHo,
nEN,
and t ~o,
Proof. -
The difference between(3.4)
and the uniform estimate of Lemmata(5 . 2), (5 . 3)
of[2]
consistsonly
in thefollowing
twopoints:
(i ) replacing
Dby D (t) : (ii ) replacing
the scalarproduct
Vol. 54, n° 4-1991.
by
Since ~
D DII,
the difference(i)
can’t influence the uniform estimate.But also the difference
(ii)
is notimportant
since(3 . 5 b)
ismajorized by
So,
we get the uniform estimate with the same arguments as in the above mentioned Lemmata of[2].
The
following
lemma states theirrelevance,
in the weakcoupling limit,
of the terms of type II in thedecomposition (3 .1 ).
LEMMA
(3 . 3). -
For each g EK,
and DEB(Ho),
there exists a constantC,
such thatfor
each u, v EHo,
nEN,
and t ~o,
Proof. -
With the same arguments as in theproof
of the Lemma(4. 2)
in
[2]
we obtain theinequality
Replacing St by S°,
we see that theright
hand side of(3 . 8)
has the sameform as
(4.21)
of[2].
So we can conclude theproof
with the samearguments as in Lemma
(4. 2)
of[2].
l’Institut Henri Poincaré - Physique theorique
The
following
lemmagives
theexplicit
from of the limit of the terms of type I.THEOREM
(3.4). -
For eachnEN,
the limitexists and is
equal to
where,
and
Vol. 54, n° 4-1991.
Proof., - Using
theexpression (3 . 2 a)
of the type I terms, one has forFrom
this, using ( 1. 4),
we know that(3 .13)
isequal
toAnnales de l’Institut Henri Poincare - Physique " theorique "
Now, multiplying
anddividing by
a factor e-i03C9dt andusing ( 1. 4),
we canreduce the
Sd - S0 - scalar products
to Sd - Sd - scalarproducts.
Thus theexpression (3 .14)
becomesWith the same
changes
of variables as those used in Theorem(5 .1 )
of[2]
we reduce
(3.15)
to the formVol. 54, n° 4-1991.
By
theRiemann-Lebesgue lemma,
in the limitonly
those terms will survive for which Therefore theexpression (3.15),
in the limit~0,
isequal
to thelimit,
as À -+0,
of theexpression
Annales de l’Institut Henri Poincaré - Physique " théorique "
Notice
that,
and
for
each/, gEK, d =1,
... , N andS, TER,
So we canapply again
the
Riemann-Lebesgue
Lemma and concludethat,
in the limit for Â. -t 0 of theexpression (3 .17), only
the terms withwill survive. This
implies
thatapart
from the(irrelevant)
sum overdt,
...,d",
the terms nonvanishing
in the limit of theexpression (3.17)
are
exactly
of the same form as theexpression (5.10)
of Theorem(5 .1 )
of
[2]. Applying
this Theorem,(3.10)
followseasily,
and this ends theproof.
From the above we obtain the
explicit
form of the limit( 1.11 ).
exists and is
equal to
,Vol. 54, n° 4-1991.
Proof. - Expand U~’~~ (t/~,2) using
the iterated series and useLemmas
(3.1), (3.2), (3. 3)
and Theorem(3.4).
4. THE
QUANTUM
STOCHASTIC DIFFERENTIALEQUATION
In the
section,
we shall prove that the limit(3.20)
is the solution of aquantum stochastic differential
equation (q.
s. d.e.)
whoseexplicit
form weare
going
to determine.We shall first determine an
equation
satisfiedby
the limit(3 . 20)
andthen we shall
identify
thisequation
with a q. s. d. e.From Lamma
(3 . 2)
we know that for each MeHo, ~0,
there exists aG(t)EHo,
such that(3 . 21 )
can be written toDenote for each
~>0,
then Theorem
(3.5)
shows thatMoreover for
each ~ ~ 1,
Annales de l’Institut Henri Poincaré - Physique ’ theorique ’
Notice that == so,
using
theproof
of Theorem(6.4)
in[2],
we know that there exists a constant
C2
such thatTherefore the function t
2014~
u,Gl (t) ~
is differentiable and its derivative isequal
toFrom
(4. 3)
and(4. 5),
one getsVol. 54, n° 4-1991.
If we call I
(t, ~) [resp.
II(t, ~)]
thepiece
of the scalarproduct
in(4 . 6) contaning
the terms(resp. - Dd 0A),
then(4 . 6)
can be writtenas
Notice that
Annales de l’Institut Henri Poincare - Physique theorique "
Therefore, by
theRiemann-Lebesgue Lemma,
Theorem(3 . 5),
the defini- tions(4 .1 ), (4 . 2)
and dominated convergence, one hasThe -
IIt ~)
term is dealt with the samestrategy
for the term in[2] (cf
formula(6.14)
of[2]).
That is:- one
brings - Dd
01 on the left hand side of the scalarproduct.
- one writes
- the first term on the
right
hand side of(4.9)
acts on the coherent vectorgiving
rise to anexpression
similar to(4.7) which,
in the limitÂ. -t 0 convergences a. e. to
- the commutator term is the sum, for
d=1,
...,N,
ofExpressing
of(t/~,2)
in terms of the itratedseries,
the n-th order termin Â. is
Vol. 54, n° 4-1991.
But the
limit,
as Â. -t0,
of(4 . 12)
is the same as thelimit,
as Â. -t0,
ofbecause all the other terms will contain scalar
products
of the formwith ~2
which are terms of type II in the sense of Lemma(3 . 3),
andtherefore
vanishing
in the limit ~, -t 0. Moreover the commutator in theexpression (4. 13)
isequal
toand since
the
Riemann-Lebesgue
Lemmaimplies
thatonly
the term with d= d’survives. So the
limit,
as Â. ->0,
ofintegral
of(4 .11 )
isequal
to thelimit,
as Â. -t 0 of
But this limit is
exactly
of the same type as that considered in(4. 7)
andtherefore it exists. The estimate
(4.4)
guarantesthat,
in theexpansion
of(4 .11 )
with the iteratedseries,
one can go to the limit termby
term.Resumming
the limit(4.15)
in n andusing
Theorem(3 . 5),
one gets that the limit of(4.15)
isequal
toAnnales de l’Institut Henri Poincaré - Physique theorique
Summing
up:THEOREM
(4 .1). -
For eachuEHo,
the mapG(t), defined by (4 . 1),
isdifferentiable
almosteverywhere
andsatisfies
theintegral equation
From the above we can easily deduce the
proof
of our main resultIt is clear that
F (u, t)
satisfies(4.17)
theequation
with the same initialcondition. Hence
by
theuniqueness
of the solution of the q. s. d. e.(4.17),
we have
Vol. 54, n° 4-1991.
which,
because of(4 .19)
and(4 . 2 a), implies
the thesis.[0] L. ACCARDI, Quantum Stochastic Process, Progress Phys., Vol. 10, 1985, pp. 285-302.
[1] L. ACCARDI, A. FRIGERIO and Y. G. Lu, The Weak Coupling Limit Problem. Quantum Probability and its Applications IV, Lect. Notes Math., No. 1396, 1987, pp. 20-58, Springer.
[2] L. ACCARDI, A. FRIGERIO and Y. G. LU, The Weak Coupling Limit as a Quantum
Functional Central Limit, Comm. Math. Phys., Vol. 131, 1990, pp 537-570.
[3] L. ACCARDI, A. FRIGERIO and Y. G. LU, The Quantum Weak Coupling Limit (II):
Langevin Equation and Finite Temperature Case, R.I.M.S. (submitted).
[4] L. ACCARDI, A. FRIGERIO and Y. G. Lu, The Weak Coupling Limit for Fermions, J. Math. Phys., 1990 (to appear).
[5] L. ACCARDI, A. FRIGERIO and Y. G. Lu, Quantum Langevin Equation in the Weak
Coupling Limit, Quantum Probability and its Applications V, No. 1442, pp. 1-16, Sprin-
ger Lectures Notes in Math..
[6] E. B. DAVIES, Markovian Master Equation, Comm. Math. Phys., Vol. 39, 1974,
pp. 91-110.
[7] E. B. DAVIES, Markovian Master Equation II, Math. Ann., Vol. 219, 1976, pp. 147-158.
[8] E. B. DAVIES, Markovian Master Equation III, Ann. Inst. H. Poincaré, B, Vol. 11, 1975,
pp. 265-273.
[9] A. BARCHIELLI, Input and Output Channels in Quantum System and Quantum Stochas- tic Differential Equations, Lectures Notes in Math., No. 1303, 1988, Springer.
[10] C. W. GARDINER and M. J. COLLET, Input and Output in Damped Quantum System:
Quantum Stochastic Differential Equation and Master Equation, Phys. Rev. A, Vol. 31, 1985, pp. 3761-3774.
[11] J. V. PULÈ, The Bloch Equations, Comm. Math. Phys., Vol. 38, 1974, pp. 241-256.
[12] L. ACCARDI, R. ALICKI, A. FRIGERIO and Y. G. LU, An Invitation to the Weak Coupling
and Low Density Limits. Quantum Probability and its Applications VI, World Scientific
Publishing, 1991 (to appear).
[13] R. L. HUDSON and K. R. PARTHASARATHY, Quantum Ito’s Formula and Stochastic Evolutions, Comm. Math. Phys., Vol. 91, 1984, pp. 301-323.
[14] G. S. AGARWAL, Quantum Statistical Theories of Spontaneous Emission and their Relation
to Other Approaches, Springer-Verlag, Berlin, Heidelberg, New York, 1974.
( Manuscript received August 1, 1990.)
Annales de l’Institut Henri Poincaré - Physique theorique