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CURVES ON 2-MANIFOLDS: A COUNTEREXAMPLE

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CURVES ON 2-MANIFOLDS: A COUNTEREXAMPLE

BY

D. B. A. E P S T E I N and H. ZIESCHANG The University of Warwick, Coventry, England Mathematisches Institut der Universitiit, Frankfurt, Germany

I n [1] R. Baer proved t h a t if two simple closed curves on a closed orientable 2-manifold M of genus greater t h a n one are homotopic, but not homotopic to zero, then t h e y are isotopic. I t is well-known t h a t this theorem is true without restriction on M (see [2] for example). One might be t e m p t e d to assert the stronger: if two simple closed curves are homotopic keeping a basepoint fixed, then t h e y are isotopic keeping the basepoint fixed.

I n this p a p e r we show t h a t the stronger result is not true in general. The counterexample has the p r o p e r t y t h a t each simple closed curve is the b o u n d a r y of a MSbius band in M.

I n [2] it is proved t h a t this is the only type of eounterexample.

I f / : X • I -~ Y • I is a level preserving imbedding, we say that/0,/1: X - ~ Y are isotopic.

T ~ O R E ~ 1. Let ]0,/1:S 1, -)~ -~M,~r be imbeddings o/ simple closed curves which bound disks with opposite orientations. (Note that we can de]ine orientations in a neighbourhood o/ the basepoint, even i] M is non-orientable.) Then/o is isotopic to ]1 i] and only i] M is a 2-sphere.

Proo/. Suppose M # S 2 a n d / 0 is isotopic to/1. We shall deduce a contradiction. I f M is non-orientable, let M ' be the orientable double cover a n d let ]0,]1:S , - ) e - ~ M ' , ~ be liftings of ]o,]1. L e t ~ : M ' ~ M ' be the covering translation. An isotopy between f0 and ]1, keeping the basepoint fixed, can be lifted to a n isotopy b e t w e e n / ~ a n d / ~ in M ' - v ~ - . Since M ' - v ~ e 4 S ~, there is no loss of generality in assuming t h a t M is orientable.

Let F t : S 1, ~e -+M, ~- be the isotopy between/0 and ]1. S i n c e / t - - - 0 , / t S 1 bounds a disk D t. Since M~VS ~,/t $1 bounds only one d i s k . / t $1 assigns an orientation to Dt and hence to M for each t. I t is easy to see t h a t this orientation is unchanged b y a small change in t.

(For example remove a point p from in 9 Dt and a point q from M - D t. T h e n / t gives a homology class in H i ( M - p - q ) , which determines the orientation of M.) I t follows t h a t /0S 1 a n d / 1 S 1 bound disks with the same orientation, which contradicts our hypothesis.

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110 D . B . A . E P S T E I N A N D H . ZLESCHANG

Diagram 1. Diagram 2.

THEORV.~ 2. Let fo:S l, ~e -~intM, ~e bound a MSbius band in M . Then there is a homo.

topy / t : S 1, * -+intM,-)e such that ]1 is an imbedding, which is not isotopic to fo keeping the basepoint /ixed.

Remark. Conversely, it is proved in [2], Theorem 4.1, that if f0S 1 does not bound a MSbius band or a disk, then every imbedding, which is homotopic t o / 0 keeping the base- point fixed, is isotopic t o / 0 keeping the basepoint fixed.

Proo]. Diagram 1 shows a slightly larger MSbius band than that bounded b y / 0 S 1. The imbedding fl shown in the diagram is homotopic to ]0, b y a homotopy which changes only the vertical coordinate in the diagram.

To show t h a t / 0 a n d / 1 are isotopic, we examine two cases. Suppose first t h a t M is a projective plane. Then /0 and ]1 bound disks with opposite orientations and we apply Theorem 1. Suppose M is not a projective plane.

Then every multiple of ]0 is non trivial in ~I(M, ~- ). Lifting to the universal cover M', we see t h a t each component of the inverse image of the MSbius band is an infinite strip.

L e t T be the covering translation corresponding to a generator of the fundamental group of the MSbius band. Let/0,/~: I, 0 -~M', ~- be liftings o f / 0 , / r

Suppose we had an isotopy ]t:S ~, -)e ~ M , -~. Then this would lift to an isotopy 1~:I, 0, 1 -~(M'-C-x-), -x-, zz~-.

I n particular the simple closed curve obtained b y going first along/01 and then along f~ I would be homotopic to zero, and would therefore bound a disk in M ' - ~ .

References

[1]. BAER, R., Isotopie von Kurven auf orienteierbaren geschlossenen Fl~chen und ihr Zu- sammenhang mit der topologischen Deformation der Fl~tchen. J. reine angew. Math., 159 (1928), 101-111.

[2]. EPSTEIN, D. B. A., Curves on 2-manifolds and isotopies. Acta Math., 115 (1966), 83-107.

Received May 31, 1965

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