R ENDICONTI
del
S EMINARIO M ATEMATICO
della
U NIVERSITÀ DI P ADOVA
M. M ATZEU M. G IRARDI
On periodic solutions of a class of second order nonautonomous systems with nonhomogeneous potentials indefinite in sign
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of Second Order Nonautonomous Systems
with Nonhomogeneous Potentials Indefinite in Sign.
M.
MATZEU (*) -
M.GIRARDI (**)
ABSTRACT - In this paper some nonautonomous second order systems of the type
as well as of the type
where b is a real
T-periodic
continuous function,V1, ... , V m
arehomogeneous
with
respective degrees
and A is a continuousT-periodic
N x N matrix valued function, are considered. For system (1), an existence result is stated under the
assumptions
that b has anegative
mean in [0, T]and has a not
identically
zeropositive
part b +satisfying
some further condi- tions, thehomogeneous degrees flj i verify
the8 and
Vm
has apositive
definite Hessian outside of theorigin.
For sys- tem (2), the same existence result is stated in case that A issymmetric
andpositive
definite in [0, T], under the weaker condition that the mean of b in[ o, T] is different from zero. The
techniques
of theproofs
are based on a fi-nite dimensional
approximation
of theproblem,
a suitable truncation argu- ment of thepotential VI + V2
+ ... +V m
and the use of some Morse index es-timates for critical
points
of Mountain Pass type.Introduction.
The
problem
of existence ofperiodic
solutions to nonautonomous second ordersystems
where thepotential
Vchanges sign
was dealt incase that V is
homogeneous
in thespace-variable
in[13], [14], [4].
In the(*) Indirizzo dell’A.:
Dipartimento
di Matematica di Roma «TorVergata»,
V.le della Ricerca Scientifica, 00133 Roma,
Italy.
(**) Indirizzo dell’A.:
Dipartimento
di Matematica di Roma III, Via C.Segre
2/6, 00146 Roma,Italy.
following,
some results were obtained without thehomogeneity
as-sumption
in[10], [11], [2], [3], [6], [7].
This paper deals with the case that V has asuperquadratic growth
in thespace-variable
as well as thecase that V contains a further
quadratic
term.As for the
superquadratic
case, in[10], [11]
the authors of thepresent
paper considered asystem
of thetype
where b is a
T-periodic
continuous real function with a non-zero meanand V has a
superquadratic
behaviour either near zero and near to in-finity.
The existence of a non trivialT-periodic
solution to(V)
wasproved
in case that a suitableassumption connecting
the maximum of thenegative part
of b and the«homogeneity
gap» for V atinfinity
issatisfied.
In the
present
paper no condition on thenegative part
b - of b is as-sumed, only
onerequires
that the mean of b in[0, T]
isnegative
and itspositive part
b + = b + b - is notidentically
zero. In this case, undersome further
assumptions
onb + ,
an existence result forT-periodic
sol-utions to
(V)
is stated if V =VI
+V2
+ ... +Vm ,
whereVi ( i
=1, ... , m)
is
homogeneous
withdegree p
...6,
==
max fl j a 8)
andVm
has apositive
Hessian outside of theorigin.
Fori=il ... Im
example
V can be choosen in a wide class ofpolynomia
in-vari-
able
(see
Remark5).
As for the case that a further
quadratic positive
term is added to thesuperquadratic part,
the same kind of existence result is statedhere,
under the weaker
assumption
that b has a non-zero mean in[0, T].
The
proofs
of these two results are both based on two basic tools: afinite dimensional
approximation
of theproblem
and a suitable trunca-tion
argument
in such a way that the «truncationpotential»
ishomoge-
neous at
infinity (thus
the Palais-Smale condition is satisfiedby
thecorresponding functional).
The reduction to theoriginal problem
isthen
guaranteed by
the Montain Pass nature of theapproximated
sol-utions
(in particular
the use of the well known estimates for the Morse index of a criticalpoint
of Montain Passtype, (see [8], [9], [12])
and anappropriate
use of theGagliardo-Nirenberg inequality.
1. - The results.
Let us consider the
following
two Hamiltoniansystems
where b is a continuous
T-periodic
real function( T
>0), Vl , V2 ,
... ,Vm belong
toC2 (RN)(N ~ 2)
and A is a continuousT-periodic
N x N ma-trix valued function.
We are interested in the
study
ofT-periodic
solutions of(Hl)
and(H2 ),
in case thatVI, V2 , ... , Vm
arehomogeneous
with different de- grees and bchanges
itssign.
The
following
two results can be stated.THEOREM 1. Let
Vl , V2 ,
... ,Vm
bepositively homogeneous
with re-spective degrees P 2
...~ m ,
>2, Pm -1 6, 8,
andVi (x)
> 0for
i= 1,
... , m,0,
and letVm satisfy
theassumption vm) V; (x)
ispositive definite for
0 .Let b
satisfy
thefollowing
conditions:the set
is not
empty
andfinite.
Then there exists at least one non-zero
T-periodic
solutionof (H1 ) .
THEOREM 2. Let
Vl , V2 , ... , Vm satisfy
the sameassumptions of
Theorem
1,
let bsatisfy ( b2 ),
andand let A
verify
the condition(A) A(t)
is apositive definite symmetric
N x N matrixfor
any t e R.Then there exists at least one non-zero
T-periodic
solutionof (H2).
REMARK 1. Note that the statement of Theorem 1 still holds in
case that m = 1. In this case, which can be obtained as an easy conse-
quence of
Proposition
1 below(see
also[10]),
it isenough
to takefl
== fl
1 = ... _!3m
>2, (Vm )
and( b2 )
can be omitted and( b )
can bereplaced by
the weaker condition(13).
The case m = 1 for
problem (H2)
was dealt in[7],
where the condi-tions on V =
VI
= ... =V~
and on b are weakenedexactly
as in the pre- vious case. See also[2]
for other results in this framework.REMARK 2. We note that the class of functions b such that
(bi), ( b2 ),
hold is indeed notempty. Actually
it is easy to check that anyregular
function bsatisfying ( bl ), (b)
and suchthat,
for anywith a e
(1/2, 2/3),
verifies condition( b2 )
too.REMARK 3. Let us note that no upper bound is
imposed
on thenegative part
b - ofb,
i.e. b -(t)
= b +(t) - b(t).
REMARK 4.
Assumption (b)
does not esclude that b has an infinite numbers of zeroes t such that b isnegative
in theneighbourhood
of t.REMARK 5. Let us
point
out that alarge
class ofpolynomia
in theI x ~ -variable
satisfies theassumption
of thepotential
V =V,
+V2
++ ... +
Vm
in Theorems1,
2. Moreprecisely
V can be chosen asV(x) =
wherewith an
arbitrary integer
number m ~ 8 andarbitrary
numbers0,
a4 ~0, a5 a 0,
am >0, 4
+a4
+ > 0.Obviously, taking
into accountRemark
1,
one can also choose2. - The
proofs
of the theorems.PROOF OF THEOREM 1. First of all we need some lemmas in order to
modify
thepotential
suitablepotential
whichis
homogeneous
atinfinity:
this can be doneby using
a suitable trunca-tion
argument.
LEMMA 1. For any R > 0 there exists some XR e
C2(R+)
such thatPROOF. Let P be an
arbitrarily
fixedpolynomium (e.g.
ofdegree 5)
on
R~,
such thatand let
QR (t)
=P((t - R)/R)
for t e(R, 2R).
Then it is easy to check that the functionbelongs
toC2 (R+)
and satisfies(1), (2), (3).
Now let us
put
and
define,
forany R ; 1,
thefollowing
«truncated»potential VR
LEMMA 2. The
function VR defined by (4) belongs
to andverifies
thefollowing properties:
PROOF. Conditions
(5), (6), (7)
are easy consequences of(1),
the pos-itivity
and theBi-homogeneity
ofVi ( i
=1, ... , m)
and the facts thatfli
=minpi, 13m
=maxpi.
Conditions(8), (9) simply
derive from the facts thatVR (x )
= for 2R and theBm-homogeneity
ofVm .
Let us prove
(11)
now.Actually, taking
into account(1), (2), (3)
and thep m-homogeneity
ofVz ,
a direct calculationyields
where cp e
does not
depend
on R and verifiesso
(11), (12), (Vm )
and still theBm-homogeneity
ofVm imply (10).
Another basic element for the
proof
of Theorem 1 is the use of a pre- vious result obtainedby
the authors in[10].
PROPOSITION 1
(see
Theorem 2.1 of[10]).
Letb
be aT-periodic
con-tinuous real
function satisfying ( b1 )
andLet such that
Further, putting
let there exists two numbers c ~
0, d
> 0 such thatThen there exists at least one non-zero
T-periodic
solutionof
thesystem
Actually
in case that(Vt)
holds in the whole space, we can prove twoimportant
estimates for the solution xgiven by Proposition
1. This canbe achieved
by looking
at the very way ofconstructing
thissolution, namely by extending
to the whole real line a criticalpoint u
of Moun-tain Pass
type (in
the sense of Ekeland andHofer,
see[8], [9], [13])
for the functionalIndeed the «Mountain Pass nature» of u was not
completely
clarified in[10],
so wegive
some details about thispoint.
PROPOSITION 2. Let
b, V satisfy
the sameassumptions of Proposi-
tion 1 with r = + 00 in
VI).
Then there exists a solutions xof (H )
gener- atedby
a non-zero criticalpoint
iiof f
such thatwhere
k
is apositive
numberonly depending
onb
but not on theparticular
choiceof V.
Moreover one can choose f in such a way thatwhere
i(u) is
the Morse indexof u
withrespect
tof.
PROOF. If one looks at
Proposition
2.2 of[10],
one checks that thefunctional f
has thefollowing properties:
(19)
satitsfies the Palais-Smale condition(22)
3u -r= H’ only depending
on but not on theparticular
choice of V such that supp u - c
suppb+, f(u - )
0.Now let us show that
property (21)
can be reinforcedby
thefollowing
one:
Indeed,
we claimthat,
if one choosesg ’
= gappearing
in(21),
then onegets (21’ ).
Infact,
if it wasfalse,
then there would exist some sequencesuch that
By passing
to asubsequence,
converge to some uweakly
inso
uniformly
on the interval[0, T],
in such a way thatOn the other
hand,
so
(24), (25), (26) yield
Moreover
which, together
with(21), (27), yields
then, by (24), (25),
Therefore
strongly
converges to u = 0 inHT
which contradicts(23).
_Since
1 verifies (19), (20), (21’), (23), then, by
the Mountain Pass the-orem
by
Ambrosetti and Rabinowitz[1],
there exists apoint
ee H] E( 0 )
such thatwhere
Moreover, by
some well known resultsby
Ekeland and Hofer(see [8], [9], [12])
one can choose W in such a way that(18)
holds.Let us prove
(17)
now. Indeed(28), (29) imply
so,
using (Vl )
with r = + ~ andtaking
into account thatsupp u - c +
supp b + , (30) yields
where
1~
isfinite, as fl 1
>2,
andonly depends
ona-,,
as u -only
de-pends
onal , b.
REMARK 6.
By looking
at thearguments given
in theproofs
ofProposition
2.2 of[10]
andProposition
2 of thepresent
paper, one can note that condition(21’)
is satisfied under conditions(bi), (13),
(V2 ) only.
This remark will be veryimportant
for theproof
of the finalstep
of theproof
of Theorem 1.Now let us define a suitable sequence of finite-dimensional
approxi-
mations of
problem ( H 1 ).
First of
all,
let us observe that it is not restrictive to supposeb ( 0 )
== b(T)
= 0.Indeed,
if it was not case, one could consider the functionb ( t )
=b(t
+t )
where t is a zero of b in[0, T],
then consider theproblem
Thus,
if x- is a non-zeroT-periodic
solution to(H1),
thenx(t)
=x(t - t)
isa non-zero
T-periodic
solution to(HI).
Then let us suppose
b ( o )
=b(T)
= 0. Let us consider now the opendisjoint
intervals of[0, T],
sayIk ,
for k =1, ... ,
s, where b isstrictly
po- sitive(recall
that s is finite as(b) holds).
Observe that condition
( b2 ) implies,
for any k =1, ... ,
s, the proper-ty
At this
point
let us fix a sequence{En }
of finite-dimensionalsubspaces
of
HT
such thatand such
that, defining
theRN-valued
functionsb + ,
asone has
belong
toEn
Vn.The idea is to obtain a non-zero critical
point u
of the functionalas a non-zero
H1-limit
of a sequence un of criticalpoints
for the restric- tionfn of f to
eachsubspace En .
The critical
point
un is foundthrough
a truncationargument
con- nected with the choice of thepotential VR .
The estimates on Un(which yield
the convergence to a criticalpoint
u offi
are obtainedby
an
appropriate
use of the mentioned estimates for the index of Moun- tain Passtype
criticalpoints.
Finally
thenon-triviality
of u isgot
as a consequence of the Moun- tain-Pass nature of un and the behaviour itself ofVI
+V2
+ ... +V~
atthe
origin.
Then the usualargument
willgive
a non-zeroT-periodic
sol-ution x
by T-periodically extending u
on the whole real line.Now let us
proceed by steps.
STEP 1. For
any R >
1 and for any n eN,
there exists a criticalpoint un
for the functionalsuch that
where
PROOF. First of
all, observing
thatProposition
1 holds as well re-placing
the whole spaceHT by
anarbitrary
closedsubspace
E contain-ing
u _ ,b + , b / ,
inparticular
E =En ,
oneapplies Proposition
1 withthe choices
b = b,
V =VR .
Indeed(13)
is satisfied thanks to( b3 ),
while(Vi), V2), V)
are obvious consequences of(5), (6), (7), (8). Finally (8), (9), (10) easily yield (14), (15), (16)
with E =0, d
=STEP 2. There exists a constant number
1~1
> 0 such thatMoreover one can choose
un
in such a way thatPROOF. One can
apply Proposition 2,
withb
=b, V
=VR
andHT
re-placed by En . Finally
one can note that thenumber k appearing
in(31)
can be choosen
independent
notonly
ofR,
but of ntoo,
due to the fact that ~c _belongs
toEn
for any n.STEP 3. There exists a constant number
1~2
> 0 such thatPROOF. Let and the related interval
I k
where bis
positive. By (39)
weknow,
inparticular,
that the formcannot be
negative
definite on the whole N-dimensional(recall
that N ~2) subspace En
ofEn
defined as(note
thatE£ * ( 0)
as(34) holds,
sob t belongs
toEn ).
_Therefore there exists some with
(II. liEn being
theH-1-norm
endowed inEn)
such thatActually (41) implies,
thanks to(10),
thatthen,
asb t belongs
toHT
and(33) holds,
onegets
Finally
asimple
use of the Holderinequality
and( b2 ),
which takes into account that8, yields,
from(42),
the relationso
(40)
followsby (43),
as supp b +STEP 4. For any n
e N,
there exists a constant number Cn > 0 such thatPROOF.
By (38)
one deducesso,
by (6)
On the other
side, putting
one
easily
checksActually
an easyargument
shows that(42) implies
so
(45), (46), (47) yield
Let us consider now the space
Obviously
the dimension ofE’
isfinite,
then theL°m-norm
isequiva-
lent to the
L~-norm
inEn .
Therefore forsome k n
> 0so
(44)
follows from(48), (49), (40).
STEP 5. For
sufficiently large R a
1 un =uR
is a non-zero criticalpoint
of the functionalPROOF.
Property (44) implies that,
for someIn
>0, independent
ofR ;
1,
one hasThen for any
fixed n E N,
it is sufficient to choose R> Rn
=max ( 1, cn )
in order to
get, by
definition ofVR ,
then un =
U: ,
which is a non-zero criticalpoint off: ,
is a non-zero criti- calpoint of fn
too.STEP 6. There exists a constant number c > 0 such that
PROOF.
Putting
onehas, by (46),
On the other
side, by criticality
of unfor fn
and theB-homogeneity
ofVi ,
one haswhile, by (38),
Then
(53), (54) yield
thus, by
theBi-homogeneity
ofduces
one de-
At this
point (52), (55) yield
Now let us
apply
theGagliardo-Niremberg inequality (see
e.g.[5]
pag.147)
Then from
(56)
onegets
which
yields (51),
as~3 m _ 1
6.STEP 7
(Conclusion).
There exists a non-zero criticalpoint
u off,
so a non-zero
T-periodic
solution x of(Hi).
PROOF. The
point u
is obtainedby passing
to the weak-limit in theH1-norm
on the Thedensity property given by
(33)
and the factthat,
inparticular, {un} uniformly
converges to u easi-ly yield
thecriticality
of u for the functionalf.
Finally
let us show now that u is different from zero. Indeed one hasto note that satisfies
assumptions (V1 ),
ofProposition
2(take ~31
=/31,
r ~1)
and b = b satisfies( b1 )
and(13) by ( b3 ). Therefore, recalling
Remark6,
one can statethat,
for somepositi-
ve numbers e, c, one has
On the other side the construction of Un =
u R , given by (36), (37) (recall
that u _ does notdepend
on n, R butonly
on b and and0,
soyields
By (58)
it follows that cannotuniformly
converge to u =0,
as itwould
imply
which contradicts
(58).
Therefore u 0 0 and Theorem 1 iscompletely proved.
REMARK 7. Note that the
argument
used for theproof
of Theorem1 enables to state an
H’-estimate
of the solution u deducedby taking
the limit in
(57).
Indeed the same kind ofH’-estimate
can be obtainedby
the sameargument
also if V isgiven by
asingle ¡3-homoge-
neous term with
P
;8, satisfying (Vm).
In this case, of course, one does not need the truncation and finite dimensionalapproximation
argu-ments,
since one candirectly
prove theL-esthnate given by Step
3(due
to the Mountain Pass nature of the criticalpoint):
however this es-timate is based on the
properties
and(vm),
which can on the otherside omitted for the
only
existence result.REMARK 8. If one looks at the
proof
of Theorem 3(in particular
the passage
( 42) => ( 43»
one needsindeed,
for( b + ) -1, just
theproperty
which is
compatible
with theproperty
b +E=- H’
1exactly
in the caseActually,
we have decided topresent
the statement of Theorem 3 under thestronger assumptions
(instead
of(59), (60))
in order tosimplify
theexposition
andhaving
inmind the
polynomial example (see
Remark5).
PROOF OF THEOREM 2. It is easy to observe that the same kind of
arguments
carried on for theproof
of Theorem 1 can beused, replacing
the functional
f by
the functionalfA
defined asIndeed one has to observe that the
position
defines a norm on
HT
which isequivalent
to the standard due toassumption (A).
Then one can argue as in the
proof
of Theorem1, by replacing
theT T T
term f|u|2
with theterm f
without anyproblem.
More-o 0 0
over condition
( b1 )
can be weakened: the presence of theintegral
termcontaining A ( t )
enables to state the same kind of resultsexpressed by Proposition 1, Proposition 2,
under the weakerassumption ( b4 )
inplace
of
(b1) (indeed ( b4 )
is necessary in order to be sure that the Palais-Smale condition is satisfiedby
the «truncated» functionalf R ,
see Lemma 2.1of
[10]). Actually ( b1 )
wasonly
used in theproof
ofProposition
2.2 of[10]
which does not need anyassumption
on thesign
of the mean of b ifthe
potential
has apositive quadratic
term(indeed
condition(Ii )
ofProposition
2.2 in[10]
isquite
easy to check in thiscase).
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