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Finding Optimal Probabilistic Generators for XML Collections

Serge Abiteboul, Yael Amsterdamer,

Daniel Deutch, Tova Milo, Pierre Senellart

(2)

Adding probabilities to an XML Schema

• Given a collection of XML documents, we sometimes have a schema the documents conform to.

– E.g., DTD or XSD

– Restricts the structure, mostly parent-child node relations (using regular expressions)

• The schema may be very general (e.g., xhtml, RSS)

• We want to add probabilities that reflect the likelihood of different parts of the schema

– We will use the probabilities to turn the schema into a probabilistic generative model for XML documents

– In particular, we want them to maximize the likelihood of a given XML document or document collection

Motivation

(3)

One Application: XML Auto- Completion [SIGMOD 2012]

• Based on previous document versions / corpus of example documents –

• Suggest nodes / sub-trees / node values to the user

• For example:

Challenges:

– Allow editing in every part of the document

– What kind of completion to suggest?

– Finding the top-k best completions

Motivation

<MyPapers>

<Paper>

<title>XML for Beginners</title>

<author>M. Jones<author>

<author>H. Q. David</author>

<author>L. Martin</author>

<author>S. Smith</author>

</Paper>

<Paper>

<title>Advanced XML</title>

<author>M. Jones</author>

<author>J. E. Peterson</author>

<author>G. L. Williams</author>

</Paper>

<Paper>

<title> </title>

<author> </author>

<author> </author>

<author> </author>

</Paper>

</MyPapers>

(4)

Many Other Usages for a Probabilistic Schema

Testing – e.g., generating many XML messages to

simulate network load and test system performance.

Explaining – e.g., a probabilistic schema for DBLP may show which types of publications are rarely used,

which kinds of attributes are not filled for BibTex, etc.

Schema Evaluation – how well a given schema describes a given corpus.

• …

Motivation

(5)

Our solution - An Outline

Preliminaries – Tree Automata

Generators for Schemas without Constraints

Restart Generators

Continuation-Test Generators Leaf Values

Adding Constraints

(6)

Schema as a Deterministic Tree Automaton

Preliminari es

q

0

b q

1

q

2

a c

$

An XML document is

modeled as an ordered tree.

Document d 0 :

Schema validation: the children of an a-labeled node are accepted by DFA A a

Automaton A r : (L(A

r

) = a*bc*$)

Validation is performed for the children of every inner node.

abcd 532 abcd

$

r

a b c

(7)

Using the Schema as a Generator

• Recall that we want to turn the schema from an acceptor into a probabilistic generative model.

• Straightforward nondeterministic generator: repeatedly choose an accepting run for a node's automaton, and generate children accordingly.

Adding probabilities: we consider two problem settings

1. Generating documents that are accepted by the schema, while maximizing the likelihood of a corpus.

2. Additionally, imposing integrity constraints on the documents (e.g., key constraints)

Preliminari

es

(8)

Probabilistic Generator

• Each transition is assigned a probability

• We assume independent choices, (a Markovian process) thus the document probability is the product.

• In this case, Pr(d)=p

a

∙ p

a

∙ p

b

∙ p

$

• The schema and generator ignore leaf values (for now!)

Without Constraints

b

a c

$ p a p c

p b p $

q

0

q

1

q

2

$

r

a a b

(9)

Formal Problem Definition

• Given a corpus D of documents ,

• and a deterministic schema S that accepts every document in D

• We want to find an optimal generator based on S:

– Find probabilities for the transitions of S that maximize the probability of generating D,

– i.e., the maximum likelihood estimator (MLE).

Without

Constraints

(10)

A Learning Algorithm

Without Constraints

b

a c

$

$

The frequency of using each

transition during the corpus verification process is recorded.

(q

0

, a) (q

0

, b) (q

1

, c) (q

1

, $)

1 1 1

1 q 0 q 1 q 2

r

a b c

(11)

An Algorithm for Probabilities Learning (Cont.)

This is repeated for every node in every corpus document.

We set the probability of each transition to be its relative frequency.

Without Constraints

(q

0

, a) 1 (q

0

, b) 1 (q

1

, c) 1 (q

1

, $) 1

/2 /2 /2

Theorem: This efficient algorithm /2

learns the MLE probabilities – finds

an optimal probabilistic generator

(12)

An Additional Result

Theorem: generation terminates with probability 1.

– Guaranteed only because of the choice of probabilities according to the corpus.

Without

Constraints

(13)

Integrity Constraints

• We want to support integrity constraints, which are used in XML schema languages.

Key Constraint: the leaves of a-labeled leaves have unique values (unary key)

Inclusion Constraint: the values of a-labeled leaves are contained in those of b-labeled leaves

Domain Constraint: the values of a-labeled leaves belong to some (finite or infinite) domain

• Different types are considered in the literature [Fan & Libkin 2001; David Libkin & Tan 2011]

Adding

Constraints

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New Problem

• We want to find optimal generators for XML schemas with constraints.

• Valid generator output: an XML document, which

1. is a accepted by the schema, and

2. there exists a valid leaf value assignment – which does not violate the constraints

– Example: each of a, b, c is unique, and contained the others

Adding Constraints

$ r

a a bc

r

a b

b

c

b

(15)

Restart Generators

• A simple idea:

– Use a probabilistic generator to generate a document

– Check if it has a value assignment valid w.r.t. the constraints – If not, 'restart' and try again until a valid document is generated

• Problem definition -- same as in the case without constraints (but now the schema includes constraints)

Proposition: Given a document with no values, checking for the existence of a valid value assignment is in PTIME

Proof: By translating the constraints to bounds on the number of unique values for each leaf label

Bad news: number of restarts can be unboundedly large in an optimal generator

Adding

Constraints

(16)

Continuation-test Generators

• Never make choices that lead to a 'dead end', thus always generate a valid document.

• We use a binary test to check if a choice has a continuation.

• Example: add to the schema of d

0

the constraints:

c is included in ac is unique

• The generation process:

Adding Constraints

b

a c

$ $

p a p c p b p $

q

0

q

1

q

2

r

a b c

Pr( d ) = p a ∙ p b ∙ p c ∙1

Perform a continuation-test before taking the

transition

Implies |

c|≤|a|

(17)

Learning Algorithm for

Continuation-test Generators

• The probabilities are again relative frequencies, but –

only in cases where there was an alternative choice.

• The learned generator will generate as many c-s as a-s Adding

Constraints

(q

0

, a) 1 (q

0

, b) 1 (q

1

, c) 1 (q

1

, $) 0

/2 /2 /1

/1 (q

1

, $) was chosen

only when (q

1

, c)

was not available.

(18)

Results for Continuation-test Generators

Theorem: The algorithm learns an optimal continuation-test generator, for automata with binary choices.

– Extensions to non-binary are discussed in the paper

Theorem: Continuation-test is NP-Complete

– But only in the size of the schema; it is polynomial in the document size

– Both generation and finding the optimal generator are exponential in the schema size unless P=NP.

– Based on schema satisfiability test [David et al. 2011]

Theorem: probability of termination for a continuation-test generator may be arbitrarily small!

– Proof – by construction of a simple, non-recursive schema – Can be handled by adding a constraint on the document size.

– Sub-classes of schemas that guarantee termination?

Adding

Constraints

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Adding Values to the Structure

• So far our generators were used only for the document structure

• Leaf values may also have a distribution according to which they can be generated

– The distribution may be learned from the same document collection

• We will focus on the interesting case – generating leaf values for a schema with constraints

Leaf Values

(20)

Suggested Algorithm

• We start with a valid document skeleton

• Order labels by inclusion constraints (e.g., c, b, a)

• Choose a leaf from the 'smallest' (most included) label, and including leaves

• Draw a value (from the domain) according to a given distribution.

• Use PTIME test to verify validity, if not revert the step

• Improvements presented in the paper

Leaf Values

$

r

a b c

abcd

abcd efg

(21)

Related Work

• Schema Satisfiability tests [Fan & Libkin 2001; David, Libkin & Tan 2011]

• Probabilistic XML and Probabilistic Schemas [e.g., Benedikt, Kharlamov, Olteanu & Senellart 2010]

• Probabilistic XML generation [e.g., Antonopoulos, Geerts, Martens & Neven 2011]

• Schema Inference [e.g., Bex, Gelade, Neven & Vansummeren 2008]

• AXML [Abiteboul, Benjelloun & Milo 2008]

• PCFGs [e.g., Chi & Geman 1998]

Summary

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Conclusion

• A model for a probabilistic XML generators

• Unconstrained case

– Generation and learning optimal generators can be done efficiently – Termination is guaranteed

• Constrained case

– Restart generator

• # of restarts is unbounded

– Continuation-test generators

• Generation and learning optimal generators are expensive

• Termination is not guaranteed

• Leaf Value generation

• In the talk labels and states are coupled (as in a DTD), but all the results hold when they are uncoupled.

Future work

– Efficient combinations of restart and continuation-test generators – Experimental study

Summary

(23)

Thank You!

Thank You!

Q&A

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