R ENDICONTI
del
S EMINARIO M ATEMATICO
della
U NIVERSITÀ DI P ADOVA
R EMO G ATTAZZO
A criterion for a rational projectively normal variety to be almost-factorial
Rendiconti del Seminario Matematico della Università di Padova, tome 79 (1988), p. 281-296
<http://www.numdam.org/item?id=RSMUP_1988__79__281_0>
© Rendiconti del Seminario Matematico della Università di Padova, 1988, tous droits réservés.
L’accès aux archives de la revue « Rendiconti del Seminario Matematico della Università di Padova » (http://rendiconti.math.unipd.it/) implique l’accord avec les conditions générales d’utilisation (http://www.numdam.org/conditions).
Toute utilisation commerciale ou impression systématique est constitutive d’une infraction pénale. Toute copie ou impression de ce fichier doit conte- nir la présente mention de copyright.
Article numérisé dans le cadre du programme Numérisation de documents anciens mathématiques
http://www.numdam.org/
Projectively Variety
to
be Almost-Factorial.
REMO GATTAZZO
(*)
SUNTO - Si dimostra che una varieta razionale
proiettivamente
normaleY c = dim Y, 6 semifattoriale se e solo se ammette una parame- trizzazione che
gode
dellaseguente proprietà :
sono sotto-insieme intersezione
completa
di 9 tutte lecomponenti
di Y n 8, dove 8 6 unaipersuperficie
di PNlegata
allaparametrizzazione
O’’j).Vengono
date
applicazioni
edesempi.
0. Introduction.
In the
forthcoming
paper Factorialsingularities
on rationalquartic
surfaces of1~3 >>,
written in collaboration with P. C.Craighero,
the
properties
of such surfaces in connection with theirparametric representation
on aplane
P2 have beendeeply investigated.
In sucha
research,
the curves on the surfacescoming
fromparticular points
of the
plane,
that is theexceptional
curves,play a leading
role. This fact hassuggested
the author theinvestigation
between the relationon
almost-factoriality
of rational surfaces and one of itsparametric representation.
This paper
presents
the answer to the matter. It holdsthat,
if ~is a rational
projectively
normalvariety, F
is almost-factorial iff areset-theoretic
complete
intersection on Yonly
a finite subset of sub-(*)
Indirizzo dell’A.: Istituto di MatematicaApplicata,
via Belzoni 7, 35100 Padova(Italy).
varieties of codimension 1 of Y which are
referred
to theparametrization (see
def.5); however,
among these there are also theexceptional
sub-varieties
(see Prop. 1).
An immediate affine version of this result isgiven
and someapplications
to classes of surfaces of A3 or of P3are enunciated.
The result is an extension of the well-known criterion of D. Gal- larati for the
almost-factoriality
which holds for monoidhypersurfaces
in PN.
According
toit,
one can, forexample,
tackle thequestion
of theclassification of the almost-factorial rational surfaces of
degree
fourwith
only
doublepoints.
On the other
hand,
as it isproved
in[1] Prop.
2.11 p.260,
the almost-factoriality
is a non localproperty
which is unaffectedby isomorphisms
in the class of the
projectively
normal varieties. Since P- is factorial(so almost-factorial),
for every n > 0 one can find verylarge
classesof almost-factorial varieties
by
means ofisomorphisms:
forexample
all the
m-ple embeddings
of Pn inPN,
N =n + m - 1, m
> 1. Ac- ncording
to the newresult,
one can build more models of rational almost- factorial varieties which are notnecessarly isomorphic
to some Pnor to some monoid.
At the end of the paper a rational
quartic
surface withonly
doublepoints
which results to be 12-almostfactorial is examined as a detailedexample,
y and some classes of rational almost-factorial surfaces of A3are
pointed
out as well.1. Let k be an
algebraically
closed field of any characteristic.PNand AN denote
respectively
theprojective
and the affine space of dimension N over k.Variety
on PN(or
onAN),
will meanalways
analgebraic
irreducible and reduced closed subset on PN(or
onAN), N> 3.
A
prime
divisor(or
moreshortly)
aprime
on avariety Y,
non sin-gular
in codimension1,
will be an irreducible and reducedsubvariety
on F of codimension 1. Curves
surfaces, hypersurfaces
on PN(or
on
AN)
will be varieties of dimension1, 2,
N - 1respectively.
Let Y be a
variety
on PN: denoterespectively
the(prime
andhomogeneous)
ideal of T ink[Xo, ... , (= k[X]),
thequotient ring k[X]jJ(:F),
the field of rational functions onY, ( =
fieldof
quotients
of elements ink[Y]
of samedegree).
DEFINITIONS 1. A
Variety
Y c PN is calledprojectively
normal ifk[Y]
isintegrally
closed.2. A
prime C
on avariety
cPN,
is set-theoreticcomplete
inter-section
(S.T.C.I.)
on Y withmulteplicity A,
if exists ahypersurface
19 c PN such that ,~ - ~ _
ÂC,
i.e. AC is thecomplete
intersection of Y and 6.3. A
Variety projectively
normal isalmost-factorial
if everyprime C
c Y is S.T.C.I. on ~. Inparticular -%
ise-almostfactorial
if every
prime C
on Y is S.T.C.I. on Y withmulteplicity I e.
Let ;~ be a
projective variety
ofPN,
with n = dim ~. We recallsome well known facts
(see [4],
pp.107-124)
about birational cor-respondences
betweenprojective
spaces and inparticular
betweenP" and Y.
. DEFINITION 4. A
parametrizaction
p on Pn of aprojective variety
is a set
of
homogeneous polynomials (forms)
of the samedegree
such thata) substituting
for
every P
E it follows.P(~ .... HN)
=0;
b) if g
denotes theimage
of G in the canonicalprojection k[X] - k[Y]
=k[xo,
... ,XN],
for every G Ek[X],
there exists a setof forms of the same
degree
such thatfor a suitable
M E k[ U],
We note that in
b)
the formsFo,
... ,I’n
are chosen ink[X] only
mod
J(~T);
thus thepolynomial
M in(2)
canchange
with the setFO
7....F’n;
however it must behomogeneous
from(2)
itself. Moreover(1)
and(2) together imply
there exists ak-homomorphism
betweenthe fields
k(Y)
andk( U)
of rational functions on Y and P"respectively.
By this,
there must exist a suitable(homogeneous) polynomial Q
EE
k[X], Q 0
such that(see
also[4]
p.116).
We remark also that for everypoint
A E pn--
{M
=01
isM(A)
=0,
ifexists j,
for which 0and, by (2)
for at least
one i,
This proves that theparametrization
prises, by
means of(1),
to a mapwhich is
regular
in lPn -{M
=01 and a,,
is invertibleby (3).
As above one sees that is
surely regular
in Y -n
{Q
=0~,
but ingeneral nothing
can be said for thepoints
of the set{Q
=01.
If we consider anotherparametrization q
on P" ofY, being
Yirreducible,
y we have that the map Gq: risedby
q coincides with a, in an open suitable subset of P".By
thisthey give
a birational map a: pn ~
T(c PN)
which may bebiregular
too. Forexample
it is whathappens
in them-ple embedding
with
2. In the
following
wesuppose Y
c PN to be a rationalvariety (i.e.
everyvariety Y
for which exists a birational mapY, n
=and let p a
parametrization
of Y on Pn.We are
precisely
concerned with theparticular
map G’JJ: Ygived by
p and the sets{M
=0}
and Y - Y r1{Q
=0}
whichdepend
from paccording
to theprevious notations,
y and the said situation.DEFINITIONS 5. Given a
parametrization
p on Pn of aprojective variety Y,
we callreferred
to p all the subvarieties of codimension 1 in Y whichbelong
to{Q
=0~ .
6. Rational
variety
of AN will be avariety
of ANwhose
projective
closure is a rationalvariety
in PN.The
properties
of the map c~ in thepresent hypothesis
are wellknown;
we recall someone of them in thePROPOSITION
1.a)
To everysubvariety
‘l~ c Y notreferred
to p, itcorresponds
asubvariety
such that dim = dim V and{M
=0~ (see [4],
SatzVI,
p.120)
b)
The restrictionof d;l
to the setof
nonsingular points of
- ’U r1
IQ
=0}
isbijective,
moreover to every nonsingular point
cor-responds
cc rtionsingular point (see [4] Korollar,
p.121).
Let Y’ and Y be two varieties of dimension n and r a birational map í: Y’ -~ ~’. We recall that a
prime
is saidexceptional
for í if dim
7:-l(’U)
n - 1. The rationalvariety
Y can haveonly
a finite number of
exceptional primes
for the birational map Pn Y:indeed
they
canbelong
among the maximalcomponents
of Y nIQ = 0)
for every
parametrization
p on lPn ofY; they
are then referred to everyparametrization
p. On the otherhand,
if the birational map Y isbiregular,
noprime
of :F isexceptional
for it.LEMMA 1. Let F be a rational
variety,
Y cPN,
and p be aparametri-
zation on Pn
of
,~ For each c Y notre f erred
to p, it exists at least an irreducibleform Y’
Ek[ U]
such thatPROOF. Let
C1, ... , such
that( C1, ... , C)
andlet be
Let us denote
always
with 0’1): P" -~ ,~ the rationalmapping
risedby p
andQ
E[X],
lVl Ek[ U]
the forms in the(3)
and(2) respectively.
First we have
Indeed
obviously
c~D1=
... =Ds
=0};
on the otherhand, by
Prop. 1.a),
is irreducible and of codimension 1 inpn,
so it mustbe a
hypersurface
of P". From this= ... = Ds
=01
and will be a
principal
idealgenerated by
... ,
jDj
and T will be irreducible and T does not divide M.Later,
being
thering
U.F.D. andIf = G.C.D{Dl, ..., D8~,
there existAi7 Bi
E =1, ... , s,
such thatby which
1Let us consider now the form ... ,
Fn)
Ek[X]
obtainedby substituting I’i
toplace
of =0, ... ,
n. It resultsNow we want to calculate its
image f n )
ink[Y].
From(3)
it is
by this,
from(#)
onegets
which
belongs
to theimage
of ink[Y], whence
PROPOSITION 2. let Y c PN be a rational
projectively
normalvariety o f
= n and p apararmetrization of
Y on PR. Thefollowing
areeq2civatent :
a)
Y isalmost-factorial;
b)
everyprime
on ~’referred
to p is set-theoreticcomplete
inter-section on T.
More
precisely if C,,
... ,Ct
are theprimes
on Yre f erred
to p and is thecomplete,
intersection Y with a suitablehypersur f ace gi
cPN,
i =
1,
... ,t,
thenfor
everyprime C
c Y it exists ahypersurface G
c P"such that
that is Y is
k-almostfactorial.
PROOF.
a)
=>b)
is obvious. So we haveonly
to proveb)
=>a)
Let
Ci ,
...,C,
be all theprimes
of Y referred to p.By hypothesis b)
there exist
hypersurfaces C,
= =0}
c PN and~, > 0, ~ == 1,..., ~
such that
Let A = ..., and let ni, ...,
nt be positive integers
suchthat
For every
prime D
c Y we denote withC(D)
the affine cone of 0 andlet be the affine cone of
Y,
both inObviously C(D)
hascodimension 1 in for every
prime 9)
c Y. Moreover thering
can be considered as the
ring
of theregular
functions onC(Y).
Let .g be the
quotient
field ofk[~’].
For everyprime C
c Y not re-ferred to p it
exists, by
Lemma1,
an irreduciblepolynomial tp E k[ U]
such that
Let be H = ...,
.Fn)
Ek[X]
and let h be itsprojection
ink[Y].
We have
where p
= 1by
because C is not referredto p,
andÐ1, ..., Dr
are distinct
primes
onY,
different fromC,
which arenecessarly
re-ferred to p.
Indeed,
ifDi
is one ofÐr,
it is orexceptional for p (and
then referred top),
or, if it would not be referredto p,
the idealby
Lemma 1 is aprincipal
ideal which contains ’1’ itself.Since ’1’ is
irreducible,
then =(’1’)
= On theother hand
0} % {If
=0} and cp
isregular
in Pn -{M
=0}
sowe would have
D; =
C. So =1,
..., r, is in any case referred to p. Of courser t, being
t the number of allprimes
of Y referredto p and among them there are
Ð1,
... ,Ðr.
We can supposethat
theprimes
of Y referred to p in(6)
to beDi
=C,,
... ,Ðr
=~r .
Let us consider now the
polynomials Lftivl
Ek[X],
i =1,
... , rand we denote with pi their
images
in1~[~ ].
Since isit
result, by (4), (5)
and(6),
Note
(7)
means that for everyvaluation ve
of the field K centered in thesubvariety 6
of codimension 1 in isBy
this g is an element whichbelongs
to theintegral
closure ofby
the structure theorem of noetherianintegrally
closed domains.On the other
hand, being
normal because T isprojectively
normal(see
d3f.1), g
Ek[~].
It exists then at least ahomogeneous
G ek[X]
such that its
projection
in is g. Moreover weget
We note that the
integer A
in(8)
does notdepend
on C butonly
on all the
primes
referred to p. So Y is £-almostfactorial.REMARK 1.
Prop.
2 is an extension of a well known criterion of D. Gallarati on the monoidhypersurfaces
~ c PN(see [3],
cap.III,
17,
p.38,
and also[7], Prop. 1 ) :
Every prime of
fl is set-theoreticcomplete
intersectiono f
~iff
allthe
primes of
the coneof
thestraight
linespassing through
the vertexof
~ acre set-theoretic
complete
intersection.Indeed the
projection
from the vertex V of ~ onto ahyperplane
not
passing through V, gives
aparametrization
of jKj on thathyper- plane.
Theprimes
of JC referred to thisparametrization
arejust
theprimes
of the cone ofstraight
lines of ~passing through
V.They
are all
exceptional
too.REMARK 2.
Prop.
2 also shows that theimage Y
ofa m-ple
em-bedding
of Pn in PN is m-almostfactorial(fact
well
known).
Indeed in theusually parametrization
p of Y on Pn(see [4],
pag. 124 forexample)
is referred to p aprime C
c Y whichcan be
supposed
to be theimage
of ahyperplane
of Pn. It results that me isjust
thecomplete
intersection of F with a suitablehyperplane
in PN. Since F is
projectively
normal onegets
that F is m-almost- factorial.We can f ormulate an affine version of
Prop.
2 in thefollowing
PROPOSITION 3. Let 8 c AN be a rational normal
variety.
Thefol- lowing facts
areequivalent:
a) ~
isalmost- factorial;
b)
everyprime ea referred
to aparametrization
pof
the pro-jective closure g
is on 8.PROOF. Let Y
= I
be theprojective
closure of E andCa
c 8 bea
prime
whoseprojective
closure C =Ca
is not referred to the param- etrization of Y. To obtain relation(7)
we argue as inProp.
2.(7)
induces on 6
where ga
nowbelongs
to thequotient
field of 8. Since 8 isnormal,
the
ring 1~[~]
coincides with itsintegral
closure. Thearguments
as atthe end of the
proof
ofProp.
2 provethat ga
Ek[~].
So it exists a suitablepolynomial
G for which it resultsThis proves
b)
=>a),
whilea)
=>b)
is obvious.3.
Applications
andexamples.
It is well known that a
hypersurface Y
c PN isprojectively
normaliff is non
singular
in codimension 1(see [6] Prop.
1 p. 389 andProp
2p.
391) arguing,
in theprojective
case, on the affine cone In the case of surfaces of P3 we canapply Prop.
2 to state theCOROLLARY 1..A rational non
singular surface
Y E P3 is almost-factorial only if
it is aplane. (So
it isfactorial).
PROOF. Let d be the
degree
of Y. Since Y is nonsingular
andrational,
thegeometric
genusSo,
if Y is not aplane,
Y is a nonsingular quadric
or cubic. But thesesurfaces are not almost-factorial
(see [3],
or[7]).
COROLLARY 2. A rational
surface
Y c P3of degree
d > 1 is almost-factorial if only if
it has apositive ( f inite)
n2cmberof singular points,
and has a
parametrization
p on P2 such that very curve on Y which isreferred
to p is S.T.C.I.of
Y.PROOF. It follows from
Prop.
2 and from what we have recalled about the condition for ahypersurface
of PN to beprojectively
normal.EXAMPLE 1. A
quartic surface
in P3 withonly
two doublesingular points.
Let us denote with{T, X, Y, Z}
the coordinates in P3. Let Y be :The surface is
singular only
in the doublepoints (1, 0, 0, 0)
and(o,1, 0, 0).
A
parametrization
p of Yis,
forexample, given by
because we
have,
firstsecondly,
let us chooseFo = Z2, .Fl
=TX, F2
= YZ Ek[T, X, Y, Z].
We can consider then the rational map
The restriction on
Y,
of the mapis
just
(1-1. Indeed for every F ek[T, X, Y, Z] let f
be the canonicalprojection
of F inone
gets
the relationsfrom which it results
Q
= TY6Z6. Moreover theproduct-map
is the
identity
onY,
while the identitiesshow that one must assume V6
W3( W2 -- U2) 2
andthey
prove that theproduct-map
is the
identity
on P2. Thecomponents
of Y r1{Q
=0)}
areand
they
are the curves on Y referred to p.Now we have to prove that every such curves is S.T.C.I. of Y.
Clearly
isLet us consider on F the divisor defined
by
thequotient
It is
just
the divisor of 2tx2 - 2xz2+ y3
because inequality
z4 =
t(tx2 + y3)
holds. Fromthis,
it followsBy
the samearguments
onegets
Since every curve of F referred
to p
is S.T.C.I. on Y we canapply
to ,~Prop.
2: Y is thenalmost-factorial;
moreprecisely
Y is12-almostfac-
torial.
As
example
let us consider the rational curvee5 belongs
to Y. The curvee5 belongs
even to the surfaces+ +
TXZ- T Y2 =0}, (Y2Z +
TXY+
2TXZ - T Y2 =0} etc.,
andeven to the
quadric Q
={TX -~- YZ -
Z2=0}.
Theimages
onP2, by
means of of the intersections with Y of such surfaces are curvesof which a common
component,
notcomponent
of{M = 0~ _
=
~2 ) 2 = O},
is the+
V’ - W =0~ . By
this wecan suppose
P(W, U, V)
= U+ V - W,
soTJ(FO, I’2)
= TX+ +
YZ - 22.On the other hand it is
Now
e2
and R are S.T.C.I.on Y,
so it is alsoC,
withmulteplicity
atmost 12. It is
enough
to consider on Y the divisor definedby
thequotient
Indeed in the identities
hold;
I whichgive,
firstwhere we have
assumed,
forexample,
ySecondly,
y the divisor of thequotient
coincides with the divisor of
It then exists in
k[X]
apolynomial G, homogeneous
ofdegree 15,
such that its
image
on is g; then weget {G
=0}’~= 1265.
EXAMPLE 2. Classes
of
rationalsurfaces
whith anaffine part
iso-morphic to a plane.
It is easy to determine a class ofsurfaces Fn
c A3of
degree n,
for every n >0,
which areisomorphic
to aplane
andhaving projective
closure nonsingular
in codimension 1 and n-almostfactorial.P. C.
Craighero
haspointed
thisexample
to me in the case n = 4.Let
a(T), b(T), c(T)
bearbitrary polynomials
ofk[T]
ofdegree
r, s, m
respectively
for which isLet us consider the two
isomorphisms
of A3and
and their
product
The affine surfaces of A3:
are
isomorphic
to aplane (and
moreprecisely
to theplane {W~ = 0})
by
means of Zoi7 and are ofdegree n, and,
forexample, they
admitthe
parametrization
whose inverse is
( U
= X-E- a(Z),
V =Y),
with Z+ b(X -~- a(Z)) +
-E- c( Y)
= 0. Such surfaces are then rational and factorial. Theirprojective
closure3f n
is nonsingular
in codimension1;
the section of such surfaces with theplane
at theinfinity
is astraight
line whichis
just
thecomplete
intersection of such two surfaces. Such a line is theonly
curve on thesurface Fn
which is referred to theparametrization of 5n : by
thisYn
is n-almostfactorial.If the
polynomial b(T)
is linear(s
=1)
such surfaces aremonoids;
then one can
apply
Gallarati’s criterion to them with the same con-clusions.
EXAMPLE 3. Classes
of
trinomial rationalsurfaces (of
the kind~Xa +
Yb =2!~}).
Let m, n becoprime positive integers,
with m n.Let
(ro, so)
ainteger
solution of thediophantine equation
Every
otherinteger
solution(r,8)
of suchequation
isFor every
integer
r in(f3l)’
we consider the classes of affine surfaces of A3One
gets
aparametrization
of such surfacesassuming
while for the inverse map we have to assume for the and ·
and U = xzr, v = yzs for the and for the
respectively.
Every
surface andJem,n,T
ism-atmostfactorial,
while the surfaces andgm,n,r
areby Prop.
2 andProp.
3.There are other classes of affine rational surfaces which are trinomial and almost-factorial. For
example,
for everypair
ofpositive integers (m, n)
the affine surfaces in ~3:admits a
parametrization x
= zn u, y = zm v, z = um+
vn whose inverse is u = v =yjzm, Cm,n
admits aparametrization
x = zn u, y = zm v, z =1 /(um + vn)
whose inverse is u =x/zn,
v =ylz-.
Thesurfaces and are
factorial
if m, n arecoprimes, $m,n
is(mn +
+ 1)-almostfactorial
andCm,n
is(mn - 1 )-ahnost f acctoriact
otherwise.Note the surface
C2,3
whichbelongs
to thefamily By
inter-changing - z with z,
onegets
the well known surface(z2 + y3 +
z5=0}
which is factorial even if it has a
singular point
in 0 =(0, 0, 0) (cfr. [5]
Example
5.8 p.420).
REFERENCES
[1] M. C. BELTRAMETTI - F. L. ODETTI, On the
projectively almost-factorial
varieties, Ann. Mat. pura eappl.,
serie IV, 103(1977),
pp. 255-263.[2] P. C. CRAIGHERO - R. GATTAZZO, Factorial
singularities
onquartic
rationalsurfaces of P3k,
to appear.[3] D. GALLARATI, Ricerche sul contatto di
superficie algebriche lungo
curve,Acad.
Roy. Belg.
Cl. Sci. Mem. Coll., 32, 3(1960),
pp. 1-78.[4] W. GRÖBNER,
Algebraische
Geometrie II, Biblio. Inst. Mannhein(1970).
[5] R. HARTSHORNE,
Algebraic Geometry, Springer,
New York(1977).
[6] D. MUMFORD, Introduction to
Algebraic Geometry,
Lectures Notes Har- vard(1967).
[7] E. STAGNARO, Le
ipersuperficie
cubiche diP4k
asuperficie
intersezione com-pleta
e sottoinsieme intersezionecompleta,
Bollettino U.M.I.,(4),
12(1975),
pp. 106-114.
Manoscritto pervenuto in redazione il 13