C AHIERS DE
TOPOLOGIE ET GÉOMÉTRIE DIFFÉRENTIELLE CATÉGORIQUES
F RIEDRICH W. B AUER
Homology functors on shape categories
Cahiers de topologie et géométrie différentielle catégoriques, tome 21, n
o4 (1980), p. 427-438
<
http://www.numdam.org/item?id=CTGDC_1980__21_4_427_0>
© Andrée C. Ehresmann et les auteurs, 1980, tous droits réservés.
L’accès aux archives de la revue « Cahiers de topologie et géométrie différentielle catégoriques » implique l’accord avec les conditions générales d’utilisation (
http://www.numdam.org/conditions). Toute utilisation commerciale ou impression systématique est constitutive d’une infraction pénale. Toute copie ou impression de ce fichier doit contenir la présente mention de copyright.
Article numérisé dans le cadre du programme Numérisation de documents anciens mathématiques
http://www.numdam.org/
CAHIERS DE TOPOLOGIE
3e COLLOQUE
SUR LES CATEGORIESET GEOMETRIE DIFFERENTIELLE DEDIE A CHARLES EHRESMANN Vol. XXI-4 (1980)
HOMOLOGY FUNCTORS ON SHAPE CATEGORIES
by
Friedrich W.BAUER
One of the first appearances of
categories
and functors on the math- ematical scene was in connection with attempts of an axiomatic treatmentof
homology
andcohomology
theories. It turned out that a few verysimple properties
can be used to characterize( co-)homology
at least for nice spa-ces
(like
forexample
finitepolyhedra).
Then very soon, one found it ne-cessary to abolish one of these
axioms,
the «dimensionaxiom »,
in orderto get access to the wide
variety
of« generalized ( co- )homology
theories »like different kinds of
K-theories,
cobordismtheories,
etc.Let E =
I En I
be aCW-spectrum (cf. I ~ ) ;
then G. ~l. ~’hitehead definedhomology
with coefficientsin E
for a basedC~’-space X by
(1) ,~n(X) _ ~n(E~X) = li~~n+k(Ekt~X),
nr Z.k In the case
E = K ( G ) ( = Eilenberg - Mac
Lane spectrum for an abelian group G),
we get back
ordinary homology Hn ( X ; G ).
On the other hand it is well-known that there are many different ho-
mology
functors(which readily
deserve thisname)
onlarger categories
oftopological
spaces orpairs
of spaces(
likeM ( -
category of compact metricpairs) ).
The main
objective
of this talk is to indicate that thereis, roughly speaking, only
onegeneralized homology (with
fixed coefficientspectrum)
on
aCM (or equivalently
on Com - category of basedcompacta) having
reasonable
properties.
To this end we do notchange
the definitionof homo-
logy ( 1 )
but thecategory
in which we areworking
and go over to the strongshape
category K =Corn .
So,
thehomology
inquestion
is definedby :
427
428 F. W. BAUER
2 > .~n(‘Y) - L~ ~’n+k(Ek~lX),
whererr~(X,xo ) = Comh(,~n,X)
and where à denotes the
smash-product
which turns out to beappropriate
forthe purposes of strong
shape theory.
In the course of our
investigation
of( 2 )
we will meet several oldfriends,
like:1) Steenrod - Sitnikov homology SHn ( X ; G ) ( in
factachieving
a gene-ralization of
J.
Milnor’s axiomatic characterization[7]
of thisimportant homology),
as well as2)
theBrown -Douglas - Fillmore [6) K-homology ~*
onComf ( =
fin- ite dimensionalcompacta),
andfinally
3) shape-singular homology ( for connected X ) :
En~~’~ = En(, s(~’)~ )~
where
~5’ ~ I~ -~ SE ( =
category ofKan-complexes )
is the
shape-singular complex-functor,
defined incomplete analogy
to theordinary singular-complex-functor S: Top - 8~ .
This talk is based on results which are laid down in
( 5 )
whereproofs
and further references can be found.1. STRONG SHAPE THEORY.
,fe do not attempt to
give
a detailed account on the construction ofa strong
shape theory, referring
to the relevantexpositions ( e, g. (3,4~ ).
.
Here,
we will confine ourselves to thefollowing conceptual
remarks :Let K be a suitable category of
topological
spaces(
e. g.I~ _ ~’o p
o ,Com
( =
based compact metricspaces ), Comf ( =
finite dimensional spa-ces in Com
), etc. )
and let P C K be a(traditionally supposed
to befull ) subcategory
of« good»
spaces.In
shape theory,
we aredealing
with those invariants of atopolo- gical space X
which are determinedby mappings of X
into« good >>
spaces.It turns out very soon that this
general
program allows many different- and
by
no meansequivalent - interpretations.
We will indicate three pos- sible realizations of thisgeneral
idea ; 1HOMOLOGY FUNCTORS ON SHAPE CATEGORIES
1)
Let K be ahomotopy
category oftopological
spaces, i. e. h =Fop , .
A
shape mapping f :
X, Y is a transformation whichassigns
to each mor-phism
g cK ( Y, P ), P E P ,
af (g~ E K ( X, P )
such that for a commutativetriangle r g’ = g"
in K one hasA A -
f (rg y = f(gn~ = rf(~r~.
This
yields
a categoryK , having
the sameobjects
asK ,
with suchshape mappings
asmorphisms. By making
theright
choice of K and P( e. g.,
K =
G‘omh,
I P - compactANRs )
thisgives
usprecisely
K. Borsuk’sshape
category
(
in thedescription
of S.Mardesi~ ).
2) Repeat
the construction in 1 but put K =Topo (rather
than the ho- motopycategory).
Thusr g’ = g"
means now strictcommutativity,
not asin
1,
anequality
ofhomotopy
classes.’While the category K of 1 is for most purposes of
algebraic topology
too
weak,
the K of 2 is on the contrary much toorigid.
3)
In order to doalgebraic topology,
one has to take into account the fact that K =Topo
is a categoryequipped
with the concept of ahomotopy (rather
thanjust
with anequivalence
relation «-r »).
But at the same timewe must avoid to go over to the
homotopy
categoryKt. right
away.So,
instrong
shape theory
we start off with a category like K =Topa ,
not witha
homotopy
category( this
resembles theprocedure in 2 ).
A/’6~~,~
isagain,
as in2,
anassignment
( g: Y - P E P ) ~--~( f(g~: X-~ P~ P J~
but now we do not
simply
consider commutativetriangles r g’ = g" (neither
in K nor in
Kh )
butpairs ( r , c~ J : g’ -~ g n
asmorphisms
in a categoryP y
(having
continuous g:Y - P e P
asobjects ) where ú): r g’ ~ g" is a given
A A
homotopy.
Nowf
isrequired
to be a functorf : Py - PX
between thesecategories,
where we assume thatf ( r, c~ ) ---- ( r, c~’ )
for a suitable(but
well-defined) homotopy
úJ’:r f ( g’ ~ ~ f ( g") .
To illustrate the essential difference between this
procedure
andthat of 1 or
2,
we observe that it may very wellhappen
that o is the cons-tant
homotopy, i. e.,
thatr g’
=g" , although
(o’ is not constant. Moreoverit turns out to become necessary to endow
P y , 2Cx
with the structure of a429
430 F . W. B AU ER
2-category and i
with the structure of a 2-functorwhich,
in addition to whatwe have
indicated,
involveshigher homotopies (between homotopies, etc).
We do not intend to enter into these technical
details, referring
to[3, 41 .
By investing
some morework,
one couldperform
the whole cons-truction for some kind of abstract
3-categories K coming together
with aprescribed 3-subcategory P .
In our concrete
example,
the2-morphisms
are( suitably adjusted) homotopies
and the3-morphisms homotopies
betweenhomotopies.
Here onehas to take care of the fact that the
original
definition of ahomotopy
bet-ween two maps
f’, f": X -
Y does notautomatically
turnK (X, Y) ( X,
Y
fixed)
into a category,because, although composition
ofhomotopies
canbe
defined,
one does not have anidentity
nor is thiscomposition
asso-ciative.
In all three cases, we have a functor
h :
K -K
which is definedby h ( X )
= X on theobje cts
andby h ( f ~( g ~
=g f
on themorphisms f ~
I~ .Assume that we
have Y c P ,
then there exists anassignment h’: K (X , Y) ~ K (X , Y)
definedby h’~ f ) = f ( 1 y ).
All this can be
accomplished
inparticular
in the strongshape
category K(case
3above)
and we obtain( 1 ) h’h( f) = f
and(2 ) hh’( f~ ~ f
whenever the left
expressions
are defined. Here the~-sign
refers to a ho-motopy relation in
K ,
which is defined incomplete analogy
toordinary
ho-motopy
by
means ofshape mappings 19 - ~ (X >C C D , 11
1Y ) .
In
particular,
we deduce from( 2 ) :
1.1. PROPOSITION. To
each f ~
iK(X, Y), Yf P, there
exists a continuousfF ,I~(X, Y)
withh(f) ± i.
There is one
important
relation betweenBorsuk - Mardesic shape ( 1 )
and strongshape ( 3 )
which should be mentioned :1.2. PROPOSITION
[3 ]. L et K = Com , P = full subcategory o f ANI~s,
then
Sh X =Sh Y (i. e., X
and Y areequivalent
in the Borsukshape
cat-egory) iff they
arehomotopy equivalent
inK~ .
.4,qn
HOMOLOGY FUNCTORS ON SHAPE CATEGORIES
This result does not
imply
that the Borsukshape
category and the strongshape
category areequivalent
ascategories !
The main
objective
ofshape theory
is to find a categoryI~
in whichone can do
topology ( in
our case :algebraic topology, primarily homology theory)
in the same way as in the category ofCW-spaces
but with a muchricher
supply
ofobjects ( including
forexample
allcompacta).
So we needin our strong
shape
category a smashproduct X l~ Y
for spaces(which
could be
accomplished quite easily)
but also forshape mappings :
f ~ I Z : X A Z -~ YAZ.
The
major
obstacle indoing
this is embodied in the fact that a continuousg : Y l1 Z ~ P ~ P
does notnecessarily
factors over aproduct
glAg2:
fY A Z ? P1~1P2,
Pi c P .
As a result we have to define a new kind ofsmash-product XA
Yeven for spaces
X, Y E I~
which is not anymore atopological
space in K(but
which carries the structure of aspecial category).
This kind of
smash-product
is needed in K fordefining homology.
In many
special
cases it turns out that thisA-product
coincides with the classicalN-product ( cf. [4], Proposition 1.4 ).
2. HOMOLOGY.
Let
E=!E~,7~;XE~-~E~~.~! I
be a spectrum,i. e.,
a sequenceof based spaces
En ,
n (Z, together
with continuousmappings (7~ ; S
de-notes reduced
suspension.
ACW-spectrum
is one in which all theEn
areC~-complexes
and all the an are cellular inclusions. It is well-known that the lastassumption
is not essential and canalways,
up tohomotopy,
beachieved.
Let X
be any based space : then we can definehomology
with co-efficients in E
by:
) En~X) - L.+’Tn+k~Ek~X),
n E Z.k
This functor is not very useful unless one agrees to
impose
some restric-tions on E and on X .
So,
for aCW-spectrum
E and aCW-complex X
weevidently
have :431
432 F. W. BAUER
2.1. PROPOSITION.
The natural trans formation c,~ : ~ S ( X )~ -~ X ( S ( ) - singular complex, I. ~.I
=geometric realization)
induces anisomorphism:
( Ej~~~r!s~~u.
This factorization of
E*
overS( ) justifies calling
E*singular homology >>.
Of
particular
interest is thecase E - K ( G ) ,
theFilenberg - Mac
Lane spectrum to an abelian group G . In this case, the
right
hand side issimply ordinary singular homology Hn ( X; G ).
Another
important example
is furnishedby
theclassifying
spectrum BU{ BO )
ofcomplex (real) K-theory. Here, BUn ( X )
is a veryimportant
group for a finite
CW-space,
while for anarbitrary
spaceX ,
it does not de-serve much interest.
The situation
changes
as soon as one tries to convey( I)
into strongshape theory : Using
the~-product
mentioned in Section1,
we can defineshape homology
with coefficients in Eby
(3) ~n(X) = Li nk+n(~k11 X)~
where 17, ( y = Kh ( S"z , Y )
denotes theshape homotopy
groups. This fur- nishes a functorE*:
K -AbZ
which is well-defined at least for any CW-spectrum. For K =
Com ,
we can say a little more:2.3.
THEOREM[4, 5]. The functor E*: I~ -~ AbZ
hasthe following
pro-perties :
1) fo ~ ii
~E* f~
=E* f~ .
2) There
exists anatural isomorphism Qn : En(X) =-- En+ 1 (~ X )’
3)
L et i : Ac X
be aninclusion,
p :X -~ XIA
theprojection,
thenthere exists an exact sequence:
2013 ~ 2013 P * 2013
E ~4
~*
En(X)
p * 0-E X A).
~.r~~201320132013~r~ 2013-2013~-Bj~/~~
I~ere we set
e. g.L* = En (h (i )).
4)
L et i : AC X
be aninclusion,
Acontractible (in I~ ) ;
then the pro-jection
p : X -XIA
induces anisomorphism E*( X ) ~ E *( X/A ).
These are the
Eilenberg-Steenrod
axioms for reducedhomology.
Axiom
4,
forexample,
reflects theimportant
fact that any inclusion in ComHOMOLOGY FUNCTORS ON SHAPE CATE GORIES
becomes a cofibration in Com
( cf. [41 ).
The
question
arises under what conditions thefollowing
axiom( Mil-
nor’s celebrated «cluster
axioms)
holds:5) Let Xi
=( X i , xin ) ~
Com begiven, i
=1, 2 , ... ,
andCL X
L =L am X 1 V ... V X~
1,=1 - ’ "
be the cluster
( or
strongwedge).
Then the naturalisomorphism
- 00 00 -
(4) E*( CL Xi)
i=1 = i= 1ITE*(Xi)
becomes an
isomorphism.
Since we can
replace
1by
thefollowing ( weaker )
axiom:1’) fo, f~ f Com, fo ~ fl
~E~~/0=E~~/7,
we can
speak
about theEilenberg-Steenrod
axioms forE*h :
K -AbZ .
In the case of the cluster axiom we will have to deal with the fact that sometimes
(4)
becomesonly
anisomorphism
on thesubcategory Comf
(consisting
of all compacta of finitedimension), i. e.,
werequire
that allthe XL
’ as well as the cluster ClXi
are spaces inComf .
~’e will hence-i=1 ’
forth say that a
spectrum E having
this propertyfulfills
the cluster axiomon
Comf .
We have2.4. THEOR EM.
1)
There existCW-spectra
E such that 5 does not hold(neither
on Com nor onComf ).
2)
For E =K (G’~ ( G
anarbitrary abelian group )
aswell
asf’or
anysusp ension spe ctrum,
th ecluster
axiom isvalid.
3)
Thesp ectra
BU and BOfulfill
thecluster
axiom onComf.
Let
Po
C Com denote the fullsubcategory
of all( based)
finite CW-space s. The
importance
of2.4,
2 and3,
lies in thevalidity
of thefollowing uniqueness
theore m :2.5. THEOREM. Let E be a
CW-spectrum
such that thecluster
axiomholds
(resp.
holds inComf ); then
any extensionof E*: P’~ -~ AbZ
over Com(resp.
overComf )
whichfulfills
theEilenberg- Steenrod
axioms1- ~ and
the cluster axiom 5
(resp.
onComf ~
isnaturally isomorphic
to433
434 F. W. BAUER
-
Com ,Ab2 ~ resp. E *h : Comf -~ ~6~~.
As an immediate
corollary
we obtain :2.6. COROLLARY.
L et E
be as in Theorem2.5; then
any extensionof E*: Po - Abz
over Com(over Comf )
whichfulfills
theEilenberg-Steenrod
axioms 1- 4~ and the cluster axiom 5
(resp.
thecluster
axiom onComf )
al-lows an extension over Com
(resp.
overComf ).
We will return to this
point
very soon.3. HOMOLOGY AND SINGULAR COMPLEX.
In
Proposition
2.1 we took notice of the fact thatEn ( )
factors overthe
singular complex.
In K(now
we take for K the categoryTop,
and forP the full
subcategory
of all AI~IEs(for
metricspaces),
we have also a kind ofsingular complex ( cf. [2, 4] ) :
--3:
K -~E ( =
category ofKan-complexes ) ,
sr~
=I ~"~rA",~;},
with face and
degeneracy
defined in the classical manner. Moreover there exists a natural transformation of functors cJ:5( J) -~ 1 K
which inducesa weak
homotopy equivalence
in K( cf. (2J).
Here a weakhomotopy equi-
valence is
evidently
ashape mapping i-t K( X , Y ) having
the property that77*(i)
becomes anisomorphism.
We are
trying
to detect thoseCW-spectra
E which have(at
leastfor
suitably
chosencategories K )
thefollowing
property:A - A
~’) Every
weakhomotopy equivalence i
induces anisomorphism E*(f)
For this purpose we need a
special
class of spectra :A cs-spectrum
{ =
compact skeletonspectrum )
- E ={ En ~
nI
is a C~U-spectrum
having
thefollowing properties :
a) Every
m-skeleton( En )"t
for all m -0, 1,
... and all n f Z is com-pact.
b)
There exists a no such that allEn
> n > no , aresimply
connected.Then we have :
.4.14.4
HOMOLOGY FUNCTORS ON SHAPE CATEGORIES
3.1. THEOREM. I, et E
be a cs-spectrumand:
a)
letf ~ G’om (X , Y)
be aweak homotopy equivalence for connected X , Y;
theng *( ¡)
Ls anisomorphism..
b) Let X f
Com be acontinuum;
then wehave
anisomorphism
r~ E*(I S(X)~ ~ ~ E*(X~.
In other words :
E *( X)
turns out to besingular homology
in thestrong
shape
category.REMARKS.
1)
Condition b for a cs-spectrum is notessential,
becauseforeach E there
always
exists a spectrum E’ such that b holds as well as anatural
isomorphism E * =
E2) 3.1
a ensuresthat,
at least on the category ofcontinua,
awhite-head axiom holds for
E* ( E being
acs-spectrum).
One cannot expect thisbeing
true for Com or even forTopo .
However there exists an extension~*
ofE*
for anyspectrum E
such that(V)
holds(cf. (5 ] ).
4. RELATIONS TO OTHER HOMOLOGY THEORtES.
In ~ 7~ J.
Milnorproved
that the so-called Steenrod - Sitnikov homo-logy H~~ ~ X , A; G ) ,
defined on the category of compact metricpairs
and foran
arbitrary
abelian coefficient groupG , is,
up to a naturalisomorphism,
determined
by
theproperties
1-4 in Theorem 2.3together
with the cluster axiom 5.Differently
from ourapproach,
he uses these axioms forpairs (not
for based spaces as we
did),
but the transition from ahomology
for basedspaces to a
homology
which is defined on a category ofpairs
and vice-versa is standard and does not need any furtherexplanation.
In
particular
we deduc e from[7]
thatH* ( X ; G ), X = ( X , xo ) ~ Com,
fulfills the
Eilenberg-Steenrod
axioms as well as the cluster axiom. From Theorem2.5
we obtain thefollowing assertion,
whichimplies
Miln or’s ori-ginal uniqueness
Theorem :4.1. THEOREM,
Steenrod - Sitnikov homology (in
its reducedform, defined
on th e
category Com )
withcoefficients in
an abelian group G isnaturally isomorphic
toK ( G )*( ) ( more precisely
to K(G )*h ( ) ).
435
436 F. W. B AUE R
For G
being finitely generated,
we can realizeK ( G )
as a cs-spec-trum, hence we have :
4.2. THEOREM.
Let X
be acontinuum,
Gfinitely generated;
then wehave
a
natural isomorphism:
K(G)*(X) ~ H*(~ S(X)~ ; G).
The case G - Z has
already
been settled in[ 2 ~ ,
Theorem 7.7, butby using
different methods.As our second
application,
we deduce from Theorem 2.5 that every functor/7~; Comf , AbZ is,
up to anisomorphism,
determinedby
the Eilen-berg-Steenrod axioms,
the cluster axiom and the fact that H* isisomorphic
to
BU~
onPo ( =
category of compactCVU-spaces ).
In
[61
the authors introduced a kind ofhomology theory 6*
on Comby purely
functionalanalytic methods,
whichplays
animportant
role in ana-lysis.
Moreoverthey
were able toverify
that6*
fulfills theEilenberg-
Steenrod
axioms,
the cluster axiomand,
inaddition,
that5;*
isisomorphic
to
BU *
onPo .
As a consequence, we have due to Theorem 2.4:4.3.
THEOREM. Theisomorphism
a:6* r--
BU* onPo
allows aunique
ext-ension a :
&* ~ BU*h
overComf.
REMARK. One should observe that the excision axiom for
ctc M (
= categoryof compact
pairs )
which is obtainedby translating
property 4 in2.3
is in fact the strong excision of[7].
5. COHOMOLOGY.
Although
we aredealing
in this talkexclusively
withhomology,
afew words on
cohomology
are in order :Let E be a
CW-spectrum, X = (X, xo )
any space, then we can de- finecohomology
with coefficients inE :
(1) En(X ) - h= [~k ~’,~n+k~ ~
, n ~ Z .( 1 )
k
,
X,’E n+kl ,
n c ZBecause all spaces
En
areby assumption CW-spaces,
we deduce from Pro-position
1.1 that there is no need todistinguish
betweenEn(X) and En ( X ) (the
latter defined inKh ).
A well-known theorem(cf. [8],
also for fur-l/ O~
HOMOLOGY FUNCTORS ON SHAPE CATEGORIES
ther
references)
assertsthat,
under mild restrictions on thecoverings
in-volved, li (G )*( )
isnothing
else thanCech cohomology.
This
changes immediately
whenever one agrees to deal with spectra E which are notCW-spectra (cf. [4]). Furthermore,
it should bekept
inmind that
( 1 )
ingeneral
is not identical with thecohomology
in the senseof Boardman
( defined
in the Boardman categoryr 11 ) : (2) gEn(X~ _ ~ ~’~ ~‘n.~~ ~
where X / Ek X I
is either asuspension
spectrum( whenever X
is a COW-space
itself)
or a CW-substitute for such a spectrum, and where the( .., J
brackets are
denoting
themorphisms
in the Boardman category.While
( 1 )
isCech cohomology
with coefficients in~’ , ( 2 )
is whatone should call
singular cohomology
with coefficients inE .
The relations between
homology (
in the sense ofSection 2 ( 3 ) )
and( 1 )
are treated elsewhere( cf. (4~ ).
437
438
F. W. BAUER
REFERENCES.
1. F. ADAMS, Stable
homotopy
andgeneralized homology, Chicago
Lecture Notes in Math., The University of Chicago Press, 1974.2. F. W. BAUER, A
shape
theory withsingular homology, Pacific Journ. of
Math. 62, 1 (1976), 25-65.3. F.W. BAUER, Some relations between shape constructions, Cahiers
Topo.
etGéom.
Diff.
XIX-4 ( 1978), 337- 367.4. F. W. BAUER,
Duality
inmanifolds
( not yetpublished).
5. F. W. BAUER, Extensions
of generalized homology functors
( not yetpublished).
6. L. G. BROWN, R. G. DOUGLAS & P. A. FILLMORE, Extensions of
C*-algebras
and
K-homology,
Ann.of
Math. (2) 105 ( 1977), 265- 324.7. J. MILNOR, On the Steenrod
homology theory,
Berkeley ( unpublished manus-cript ),
1960.8. K. MORITA,
010Cech cohomology
andcovering
dimension fortopological
spaces, Fundame nta Math. LXXXVII ( 1975), 31- 52.Fachbereich Mathematik
Johann Wolfgang
Goethe-UniversitatRobert-MayerStrasse
6- 106000 FRANKFURT AM MAIN
~ ,