A NNALI DELLA
S CUOLA N ORMALE S UPERIORE DI P ISA Classe di Scienze
E DGAR L EE S TOUT
Cauchy-Stieltjes integrals on strongly pseudoconvex domains
Annali della Scuola Normale Superiore di Pisa, Classe di Scienze 4
esérie, tome 6, n
o4 (1979), p. 685-702
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on
Strongly Pseudoconvex Domains (1).
EDGAR LEE STOUT
(*)
Introduction.
A very attractive
chapter
of classicalanalysis
is that devoted to thestudy
ofintegrals
ofCauchy-Stieltjes type.
Given a measure ,u on the unit circle in thecomplex plane
or, moregenerally,
on a curve y, the smoothnessproperties of p
and y are shown to be related to those of theholomorphic
function
FJA
definedby
This
theory
isquite
welldeveloped
and may be found in the books[1]
and
[7].
Recently
it has become feasible tobegin
ananalogous theory
in thehigher
dimensional case. The papers[2], [4], [6]
and[11]
contain contri- butions in this direction. Inparticular, Nagel [6]
has studiedintegrals
ofthe form
where p
is a measure concentrated on the smooth curve h in theboundary
of the unit ball
BN
inCN, F and p suitably
restricted. In this paper we(l)
This material is based upon worksupported by
the National Science Founda- tion under Grant No. MCS78-02139 and No. MCS76-06325. Part of it waspresented
to the
NSF/CNR
Seminar on SeveralComplex
Variables from the Geometrical Point of View at Cortona inJuly,
1977.(*) Department
of Mathematics,University
ofWashington,
Seattle.Pervenuto alla Redazione 1’8 Settembre 1978.
extend some of
Nagel’s
results. In the firstplace,
y we work onstrongly pseudoconvex
domains inCN,
rather than the ball.Secondly,
y whereNagel
worked with measures concentrated on smooth curves, y we are able to treat
measures on submanifolds of the
boundary
ofarbitrary
dimension.There is the
question
of theanalogue
on ageneral strongly pseudo-
convex domain of the kernel
(1 - z, W>)-N
in theintegral
above. Two candidates come to mind. One natural candidate is the kernel of Henkin and Ramirez. The other is theSzego
kernel. Webegin by dealing
withthe Henkin-Ramirez kernel. Given the
analysis
of this case, we are then able to treat theSzego
kernelby using
theanalysis given recently by
Kerzman and Stein
[5].
I would like to
acknowledge
here some useful discussions I have had withNagel concerning
the results of this paper. Inparticular, he suggested
the idea of
studying
theSzego
kernel in this context.1. - Preliminaries.
We fix attention on a
strongly pseudoconvex
domain D in CN with eooboundary. Thus,
D is a bounded domain inCN,
and there exists a real- valued eoo functionQ
on aneighborhood f2
ofD
which isstrictly pluri-
subharmonic and which satisfiesand
dQ #
0 on aD. It will become evident in the discussion below that for much of what we do lessstringent regularity
conditions on aD would sufhce.Recall the
integral
kernel construct.by
Ramirez[8]. (Compare
thisconstruction with the similar kernel constructed
by
Henkin[4]
as wellas with the constructions
given by
0vrelid[12]
and Fornaess[3].) According
to
Ramirez,
there exists aneighborhood V
ofaD,
aneighborhood
’tL ofD,
and a Coo function 0: ‘lL x ’U -+ C with the
properties
that forfixed’
E’U, 0(-, ,)
e0(’LL),
and ReO(z, ,)
> 0for z e D, I e
aD and z =A,.
Inaddition,
there is a
decomposition
of 0: There exist Coo functions gj:U x ’U C,
j
=1, 2,
...,N,
eachholomorphic
in the firstvariable,
such thatAccording
to thetheory
ofCauchy-Fantappie forms,
there is a constant eN such that iff E 0(-D),
then for eachz E D,
L1k
a smooth form thatdepends holomorphically
on z.It becomes
natural, therefore,
to considerintegrals
of thetype
s >
0, with It
a finite measure on aD. It is known from[11]
thatF(s)
EH"(D)
provided
0 C sC N and p
E(0, N/s ) .
In this paper, as in
[6],
attention is focused on measures concentratedon certain smooth submanifolds of
aD,
the submanifolds transverse to theholomorphic tangent
spaces of aD in thefollowing
sense. Given apoint
p E
aD,
letTc(aD)
denote the maximalcomplex subspace
ofT,,(aD), T,,(aD)
the
tangent
space to aD at p.Thus, dimc Tc(aD) .
N - 1. We shall say that asubmanifold
lVlof
aD is transverse to theholomorphic tangent
spaceof
aD at p EM if T,,(aD)
=Tp(M) + T2c, (aD).
AsTp (aD)
has codimensionone in
T,,(aD),
the condition isequivalent
to the condition that1£(8D)
not contain
T,,(M).
Notice that aD itself has thisproperty
at each of itspoints.
2. - The case of the Henkin-Ramirez kernel.
With the
preceding
notions inmind,
we formulate thefollowing
result
(2).
THEOREM I. Let M c 2D be a
locally
closedsubmanifold of
classek, k > 2
dimension m,1 c m c 2N - 1, that,
at eachof
itspoints,
is transverseto the
holomorphic tangent
spaceof aD,
and let 1p be acompactly supported function of
class ek-I on M.If
flm denotes the m-dimensionalHausdorff
measures(2) Mme Anne-Marie Chollet has informed me that she has obtained the case
m = I of Theorem I.
on CN and
if
isdefined by
..
a = s
+
i-r tvith 0 s, then the derivativesof
Fof
order x, k - s - 1loci N + k - s - 1 belong
toH"(D) for
p E(0, N/(s + locl-
k+ 1)).
The condition that k - s - 1
]ce ) guarantees
that s-E- loc1- k -]-
1 >0,
so the range of p, the interval
(0, N/(s -+- lcxl - k -E- 1 ) ),
isnonempty.
Notice too that if
k ->- s + 1, then ]ce ) can
vary within an interval oflength
N.On the other
hand,
if s islarge compared with N and k,
the conditionlcx I N + k - s - 1
cannot be satisfied.Finally,
y forla I N + k - s - I
we have s
-E- lal - k +
1N,
so inparticular
the derivatives inquestion belong
toHI(D).
The
hypothesis
that if be alocally
closed submanifold means that M is a closed submanifold of an open subset of aD.PROOF. We execute the
proof
in twosteps.
First we deal with thecase of curves,
i. e. ,
the case that m = dim M =1, paying
some attentionto the
dependence
of the estimates on the differentialproperties
of thecurve. This
analysis
follows thegeneral
line of[6],
the mainpoint being repeated integration by parts.
Once we have the curve case, we are able to deal with thegeneral
caseby
afibering
process.As
above,
we denoteby Q
a eoostrongly plurisubharmonic characterizing
function for the domain D. Let P be the associated Levi
polynomial
P :
CN x S2 --->-
Cgiven by
There is a constant
fl
such that for a certain smooth function H defined oniwht
Jut(’ i) holomorphic
on and withfor some constant ci > 0.
Consider now a
locally closed,
connected curve 1-’ in 3D that is of class ek and is transverse to theholomorphic tangent
spaces of aD. Assume T tohave
length
not more thanidle
Choose aparameterization
of class
ek, y’ nonvanishing.
The ek-lfunction y
iscompactly supported
in
F,
so 1p 0 Y iscompactly supported
in(0, 1).
SetBy hypothesis
the curve T is transverse to theholomorphic tangent
spaces of
aD,
so for eacht, y’(t) 0 Tct)(aD).
As D =IQ 01, given w E aD,
the space
Tc(aD)
can be identified with thecomplex subspace
of
CN,
so isequivalent
toFix a
constant c2
> 0 so that for all t in thesupport of ip 0 7,
For a multiindex a =
(01531,
...,aN),
letDa
denote the associated dif- ferentialoperator Ô!Xl +...+!XN/(ÔZl ... ozc;r),
and considerDaI’.
We haveIf we set
dist
we have the estimate sup
with
CQ,a(dl )
a constant whichdepends
onø, s, a
anddl
but not on 1-’.As the curve T has
length
no morethan! d1,
it follows thatfor i e T,
zE’l1(r, !dl),
we haveI - z ] § di ,
so forz e U(T, ) di ) ,
we can writewhere the summation is over multiindices x and A with
nonnegative entries,
where the
q(x, A)
are certain constants and thefunctions u,,
and v. arise fromdifferentiating
thequotient 1/PH
anddepend
on P and Hrespectively.
For a
fixed t,
u,, is apolynomial
in zand v
isholomorphic
in’LL(F, 4 d) .
As « is
fixed, A
in(7)
is determinedby
x. Setso that
(7)
isWe
integrate
thisby parts.
To this
end,
notice thatIf we write
Qjk
forô2Q/(ô’/ð’k)
and use similar notation for other deriva- tives sothat, e.g., Q,
denotesôQ/ô’"
we havewhence
where the remainder term
R(z, t) is,
forgiven t,
aquadratic polynomial
in zthat satisfies
R(y(t), t)
= 0.Thus,
from(4)
it follows that there is aconstant
d2
such thatif dist
(z, y(t)) d2.
The constantd2 depends only
onQ
and on themagni-
tude of the first order derivatives of y. We may
take d2 dl.
Assume now that
ly’l 0,,.
Divide[0, 1]
intoequal
intervalsJ1, ... , JI,,
I4C1/d2 c L 40l/d2 + 1, disjoint except
for theirendpoints.
For agiven j,
let
Jj
be an open interval twice aslong
asJj
and centered on the center ofJj .
Let(q;)f_
be apartition
ofunity
of class eoo on[0, 1]
subordinate to{Jj}f=l.
1. Thefunctions ?7j
can be chosen so that their ek norms are boundedby
a constantC(L)
thatdepends only
on L and henceonly
on the e1norm of y.
We have
In
estimating
thesesummands,
we restrict our attention to z’sin’11{F, ! d1)
because of the estimate
(6).
In the sum(12),
there are two kinds of terms.First there are
those j
for whichzc-’LU(F, -I d.)-cLL(y(ij), -I d,).
These termsare bounded
by C,, s p IV’I (length y(Jj ) )
for a certain constantCx
thatdepends
on x and D but not on y, for P is bounded away from zerouniformly
on this set.
If z E
’11{y(Jj), !d2)
then asy(Jj)
haslength
no more thanit follows that for
all ’E y(Jj},
dist(z, I) !d2,
so the estimate(11)
is atour
disposal.
Assume now that x satisfiesand write
by integration by parts.
Introduce a sequence offunctions,
yGo, G1,
...by
and,
forIterating
thepartial integration,
y we findFor a
given
J, xand k,
we terminate this process for one of two reasons.When
8 + lul- It
E(0, 1],
we do notintegrate parts again. Also,
noticethat the functions
Gj
becomeprogressively
less differentiable. The functionGo
is of class ek-1
in t,
so if s+ lul- (k
-1)
>0,
we take r = k - 1 in(15).
Thus,
in the former case, we reachwith and in the latter case, we find that the
integral
is(Recall
thatby
itsconstruction, Gk-l
issupported
inJj.) By hypothesis, leX
C N+ k - s
-1,
so as1"1 leX I,
it follows that1"1 + 8
- k+
1 N.If we recall
(9)
and( 12 ) , we see
that forzE’l1(T, !dl)
we have writtenDa F(z)
as a sum of]ce) L
terms of the formwith
0 s’ s + la I - k + 1, g
a function continuous onD X J, g(., t) holomorphic
onD,
and boundeduniformly by
a constant thatdepends only
on the Ck normof y,
the ek-, normof 1p
and thequantity
As the
integral (17)
can be rewritten asand the
integral (18)
lies inHI(cLL(-r, -I d,))
for(See [11].)
We
have, therefore,
established thatfor
thef unction
Fgiven by (3),
DrxF lies in
H°(D) for
p E(0, Nj(s + l0153l-
k+ 1 ) ) i f
0153satisfies
k - s - 1l0153l
N+
k - s - 1and,
moreover, theH1J(D)
normo f Da I’
is boundedby
a constant thatdepends only
on the ek normo f
y, the ek-1 normof
1p and thequantity
This
completes
the discussion of the case m = 1 of the theorem. We turn now to the case ofgeneral
M.Suppose
therefore MeaD is alocally
closed m-dimensional submanifold of class Ck that is transverse to theholomorphic tangent
spaces ofaD,
andlet y
ECk-1(NM)
havecompact support.
We suppose, as we may, that M consists of asingle
coordinatepatch
so that there is adiffeomorphism (of
classCk)
y: R" - M. Choose R > 0 solarge
that. thesupport
of 1p 0 y is contained inSince M is transverse to the
holomorphic tangent
spaces ofaD,
there is for each x E Rm a unitvector
E Rm such thatBy compactness,
there is an 8, > 0 such that for each x EBm(O, R)
thereis a unit
vector
such thatBy continuity
there exists a6,
such that if x EBm(o, .)
and if x’ satisfies thenChoose xl , ..., Xp E
B(O, R)
such that whereLet u,
bethe ux
associated with Xj. Let be a Coopartition
ofunity
on
Bm(o, R)
subordinate to the coverWe write
where
J.
denotes theappropriate
Jacobian.(See,
e.g.,[10].)
The functionJy
is of class Ck-l. For
each j,
letNj
be theorthogonal complement
of theline We can write
By
construction and the discussion of the one dimensional caseabove,
forfixed x E
Nj r1 Bj,
the innerintegral,
qua functionof z, belongs
to the appro-priate H?-space,
with HI norm boundeduniformly
in x.Thus,
theintegral
on the left of
(16) belongs
toH°(D),
and so the theorem isproved.
COROLLARY.
I f
Mand 1p
areof
classeoo,
then thefunctions
Ifof
the theorembelongs
toAoo(D).
Recall that
A°°(D)
is the space ofholomorphic
functions on D thattogether
with their derivatives of all orders are continuous on D. The
special
casethat lVl = aD of the
corollary
is contained in work ofElgueta [2].
Seealso
[5].
3. - The
Szego
kernel.We will now
study integrals
of the formwherein 8 denotes the
Szego
kernel of the domainD,
andM, 1p
and pm areas in the
preceeding
section.Throughout
this section werequire
D to be astrongly pseudoconvex
domain in CN withboundary of
class Coo withstrictly plurisubharmonic defining
functionQ.
Ouranalysis
of theintegral (17)
isbased on the ideas involved in our treatment of the
corresponding
Henkin-Ramirez
integrals
and on the recent results of Kerzman and Stein[5]
con-cerning
theSzego
kernel.We need to recall some of the Kerzman-Stein results.
They
introducean
explicit
kernelE(z, I) by
with 0: D X 8D - C a Coo function whose
principal
term is a functiongiven explicitly
in terms ofQ
and thefunction g given by
with gi of the form
Here 1p: R -
[o, 1]
is a Coo functionsatisfying
s > 80’ and
if
The constant so is chosen so that if
then for some
if and It follows then that for some
if
Also,
for andwe have
P the Levi
polynomial
used in the last section. The functionsg(z, I)
andg(), z)
are much alike in size near thediagonal
of D x D.If z, 03B6
EaD,
thenAccording
to Kerzman andStein,
theSzego
kernel for the domain D isgiven
as follows.For z, C
EaD, put
For a fixed
integer d,
for andin which
Rd(Z, I)
ECa-(D)
in z for afixed i
e aD withas d -+ oo, and the kernels
EOK»
aregiven by
with dS the surface area measure on
aD, i.e.,
9 dS =d!l2N-l.
Thus,
toanalyze
theintegral (17)
we must consider three kinds of terms:This
analysis yields
thefollowing
result.THEOREM II. Let M c aD be a
locally
closedsubmanifold of
classCk, k>2,
dimension m, 1
c m c 2N - 1,
that at eachof
itspoints
is transverse to theholomorphic tangent
spaceof aD,
and let 1p be acompactly supported ek-I function
on M.If
pm denotes m-dimensionalHausdorff
measure onCN,
andif
F E0 (D)
isdefined by
then the derivatives
of
Fof
order cx, k - N - 1let C
k - 1belong
toH"(D) for
This result
corresponds
to the case or = N of Theorem I which is to beexpected
on the basis of therepresentation (22)
for S.PROOF. We shall not execute the
proof
indetail;
to do so wouldmerely
be to
repeat
much of theproof
of Theorem I.The first
point
to be made is that as in thepreceeding section,
y it issufficient to treat the case that if is a curve, say
h;
the case ofhigher
dimensional lVl reduces to this as before.
Thus,
we fix a Ckparameterization
y :
[o,1 ]
- 8D ofF; y’ (t)
is transverse to theholomorphic tangent
directionsof aD at
y(t).
Also, by using
a smoothpartition
ofunity,
we can suppose that the diameter of y issmall,
say diam1-’ C 8 so .
Thus,
ifdist then for
-
We can now
dispatch
theintegral F,.
The functionFl
is smooth onDBT’
but notholomorphic
on all ofD, though
forfixed’ c -r, E(., ,)
isholomorphic
onQr,lso.
To determine the behavior ofPI
and itsderivatives,
we need
only
examine the behavior near h itself.However,
as noted in thelast
paragraph,
for z near1,
the kernel of theintegral defining F(z)
hasthe same
singularity
as the one we handled inanalyzing
the Henkin- Ramirezintegral. Thus, FI
behaves as the theorem asserts.We shall see that
Fn
andFlu
behave better.Consider
Fn.
* If we setthen for
The t,,
...,tj-
and the’-integrations
can beinterchanged
because Kerzman and Stein have shownfor some constant C
independent
of t1 and t2.The definition shows that
G(-r)
is defined for all T EaDBh.
If we writewith
and
then the function G’ is defined and smooth on all of
F)BF. Near
thediagonal
of
aD X aD,
thesingularity
of E isessentially 1 /PN,
so theanalysis
used totreat the Henkin-Ramirez kernel
applies.
The derivativesDrxFn
are smoothon
-DBF,
andthey
are in theappropriate
-EP class near r.Thus,
theboundary
values of G’ are in
L’(aD) for p
E(0, N/(N + lal - k -+- 1))
iflcxl lies
in therange
To treat
G",
we notice that theequation (20) implies
thatIf now
X1,
... ,X,
are smooth vector fields on 3D and weput
which is
surely
defined onaDBh,
then for T EaDBF,
we havefor a suitable smooth function
81. By
virtue of(24),
we canintegrate by parts, just
as in the Henkin-Ramirez case,provided
we have made 1-’ shortenough.
The process will be terminated herejust
as in the earlier case.If we take
r k - 1,
we find .for a continuous
function 99 - 99
is continuous in í solong
as r is close to F.According
to(20)
we may writeIU(i, ’)Iconst li- ’la,
so we have thenSince
Re g(-r, ,) > const IT - ’12,
weget, again provided
1-’ is shortenough
and z is close
enough
tor,
with q
a continuous function-theterm q
is at leastcontinuous,
but it isnot clear how smooth it is. In any
event,
we reachfor r near r. This is an
integral
of thetype
we dealt withearlier;
the con-clusion is that
provided k - N - I r k - I-, DX1...xrG"
has values on aDbelonging
toE.,,(aD),
p in the asserted range.We now know that both G’ and
G"
have the kind ofboundary
behaviorwe claim for F.
Since,
as Kerzman and Steinshow,
the kernel .K is asmoothing kernel,
a kernel oftype
1 in theirterminology,
y and since E isa kernel of
type 0,
the definition ofFn implies
that theboundary
behaviorof
Fn
is even better than that claimed for F.It remains for us to discuss the
integral FIn.
This follows the samelines as the treatment of
Fl,.
We have to recall the form of the remainder termRd(Z, (). By
construction itis, except
for a term that is of class eooon aD
X D,
Here the kernel A is
given by
the function C of class Coo on
D
XaD,
andS(z, w)
is theSzego
kernel itself.This leads to
with
As in our discussion of
Fn,
7 this function G is smooth onD,
and becomesprogressively
smoother as k increases. It follows thatby making d large,
we can make
FIII
as smooth as we wish.The theorem is
proved.
4. - An
example.
We have considered
integrals
of smooth functions over smoothmanifolds,
and our work has used this smoothness in an essential way, in our
repeated partial integration.
Wegive
here asimple example
to illustrate what canhappen
when we relax the smoothness conditions.Let F be the circle in
aB2, B2
the open unit ball inC2, given by
We have so is transverse to for each t.
Consequently,
y if andthen for
It is not unreasonable to ask
whether, granted
merecontinuity
onf,
the function F
enjoys
anyunanticipated
smoothnessproperties brought
about
by
thespecial geometry
of F. The answer seems to be that it does not.Recall that
for g
Ee(oB2),
A the
Lebesgue
measure on C. It follows that F EHl(B2)
if andonly
ifWe have
If
f belongs
to the discalgebra, i.e., f
is continuous on the closed unitdisc, holomorphic
on itsinterior,
then we findso F E
.Hl(B2)
if andonly
ifIt is known however
[9]
that there existfunctions g
in the discalgebra
for which
for almost all values of 0.
Thus,
theintegral (25)
need notbelong
toH1(B2),
evenf or f
theboundary
value
of function
in the discalgebra.
REFERENCES
[1] P. DUREN,
Theory of Hp-Spaces,
Academic Press, New York, 1970.[2] M. ELGUETA, Extension
of functions holomorphic
in asubmanifold
ingeneral position
and C~ up to theboundary
tostrictly pseudoconvex
domains, Dissertation,University
of Wisconsin, Madison, 1975.[3] J. E. FORNAESS,
Embedding strictly pseudoconvex
domains in convex domains,Amer. J. Math., 98 (1976), pp. 529-569.
[4] G. M. HENKIN,
Integral representations of functions holomorphic
instrictly pseudoconvex
domains and someapplications,
Mat. Sb., 78 (1969), pp. 611-632(English
translation: Math. USSR-Sb., 7 (1969), pp.597-616).
[5] N. KERZMAN - E. M. STEIN, The
Szegö
kernel in termsof
theCauchy-Fantappiè
kernels, Duke Math. J., 45 (1978), pp. 197-224.
[6] A. NAGEL,
Cauchy transformations of
measures, and a characterizationof
smoothpeak interpolation
setsfor
the ballalgebra, Rocky
Mountain J. Math., 9 (1979),pp. 299-305.
[7] I. I. PRIWALOW:
Randeigenschaften Analytischer
Funktionen, VEB DeutscherVerlag
der Wissenschaften, Berlin, 1956.[8] E. RAMÍREZ DE ARELLANO, Ein
Divisionproblem
undRandintegraldarstellungen
in der
Komplexen Analysis,
Math. Ann., 184 (1970), pp. 172-187.[9] W. RUDIN, The radial variation
of analytic functions,
Duke Math. J., 22 (1955),pp. 235-242.
[10] K. T. SMITH, Primer
of
ModernAnalysis, Bogden
andQuigley, Tarrytown-on-
Hudson, 1971.[11] E. L. STOUT,
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