C OMPOSITIO M ATHEMATICA
S HUN -I CHI K IMURA
On the characterization of Alexander schemes
Compositio Mathematica, tome 92, n
o3 (1994), p. 273-284
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On the characterization of Alexander schemes
SHUN-ICHI KIMURA
Massachusetts Institute of Technology
Received 5 June 1992; accepted in revised form 14 June 1993
(Ç)
Introduction
Let
;Hg
be the moduli space of stable curves of genus g. In[7],
Mumfordshowed that the Chow group of
,,#g (with
rationalcoefficients)
has aring
structure
by
intersectionproducts
when the characteristic is0, using
the factthat
;Hg
is étalelocally
aquotient
of a smoothvariety by
a finite group, andglobally
aquotient
of aCohen-Macaulay
scheme.Later,
Vistoli gave a moreelegant explanation, introducing
the notion ofAlexander schemes. In
[9],
Vistoli says "the class of Alexander schemes is areasonable answer to the
question
of what is the most naturalgeneral
class ofschemes that behave like smooth schemes from the
point
of view of intersectiontheory
with rational coefhcients." Forexample,
the Chow group of Alexander schemes(tensored
withQ)
has aring
structureby
intersectionproducts.
In[10],
he showed that if a scheme X is étalelocally
aquoient
of a smoothscheme
by
a finite group, then X is Alexander(in
characteristic0).
Hence;Hg
is an Alexander
scheme,
its Chow group has intersectionproducts
with rationalcoefficients,
and we do not need aCohen-Macaulay covering.
In this paper, we will
investigate
when a scheme is Alexander. Thegoals
areas follows.
(1)
Define Alexander schemes in such a way that Vistoli’s claim above is clear from thedefinition,
and prove that our definition is(almost) equivalent
to Vistoli’s definition.
(2)
Togive
apractical
criterion to check whether or not agiven variety
isAlexander.
(3)
Todefine
a notion of Alexandermorphisms
so that a scheme isAlexander if and
only
if the structure mapX -+ Spec K
is an Alexandermorphism.
Let us look at
( 1 ) -(3)
moreprecisely.
(1)
When X is a smoothvariety,
thediagonal
mapAx: X --+ X
x X is aregular imbedding,
so we have apull-back LBÍ: A*(X
xX) -+ A*X.
In[2],
Fulton
explains
all thegood properties
of smooth varietiesonly using
thispull-back.
Forexample,
the intersectionproduct [V]. [W]
is defined to beA*([ V
xW])
EA*X.
In this paper, we will define an Alexander scheme to be a
variety
that has a"pull-back" A*: A *(X
xX),, --+ A X,, (see
Definition 1.1 and Remark1.2).
Soonce we tensor all the Chow groups with
Q,
then the results in[2]
for smoothvarieties are valid for Alexander schemes. It is a consequence of our main theorem that this definition is
(almost) equivalent
to Vistoli’s definition(Theorem 4.2, Corollary 4.5).
(2)
When x :À - X
is a resolution ofsingularities,
then we will show that X is Alexander if andonly
if there is a"pull-back"
n*A*XQ --+ A*XQ
(Definition 4.1).
Thepull-back
n* lives inA(X --+ X)Q
which is easier tocalculate than
A(X - X
xX),
in whichA* lives,
so it is morepractical
to usethis criterion.
(3)
We will define the notion of Alexandermorphisms (Definition 2.1).
Itsatisfies the
following properties (i) -(iv).
(i)
A scheme X is Alexander if andonly
if the structuremorphism
X --+
Spec K
is an Alexandermorphism (Cor. 2.5).
(ii)
Acomposition
of Alexandermorphisms
is an Alexandermorphism (Prop. 2.3).
(iii)
The property to be an Alexandermorphism
is stable under base extensions(Prop. 2.3).
(iv)
Smoothmorphisms
are Alexander(Cor. 2.2).
In
particular
from theseproperties,
we can see that(a) products
of Alexander schemes areAlexander,
(b)
open subschemes of Alexander schemes are Alexander.As an
application
of ourresults,
we will find a criterion for a cone X over asmooth
projective variety S
to be Alexander. Inparticular,
we will prove that the cone X over a surface S is Alexander if andonly
ifA*S Q[cl(m(l»].
One
exciting implication
is that when S is Mumford’s fakeprojective plane [6],
then the cone is Alexander if and
only
if Bloch’sconjecture
holds forS, namely AOS --
Z.The author is
grateful
to the referee and A. Vistoli for useful andthoughtful
comments and advices. Theorem 5.3
emerged
from a conversation with S.Bloch.
Notations and conventions.
A*X
is the Chow group of X tensored with Q, andA(X - Y)
is the group of the bivariant classes(see [2, Chap. 17]),
tensored with Q.All schemes are
algebraic
schemes over a fixed field K. We assume theexistence of resolutions of
singularities (e.g.,
char K =0).
Avariety
is anintegral
scheme.
The notation as in
Fig.
1 means that there is amorphism
X -+ Y and a isan element of
A(X - Y).
Orientation
[ f ]
EA(X - Y)
is the bivarient class determinedby
thepull-
back
f *,
forexample,
whenf
isflat,
aregular imbedding
or alocally complete
intersection
[see 2, § 17.4].
1. Définition of Alexander schemes
DEFINITION 1.1. Let X be a scheme. Consider the situation as in
Fig. 2,
where
f :
X -Spec
x is the structuremorphism, Ax
is thediagonal morphism and n,
1 and n2 are theprojections.
If each connected component of X ispure-dimensional (we
need this condition to have the flatpull-back,
see[2,
Ex.1.7.1]),
then there exist the orientation(i.e.,
the class definedby
thepull-backs) [ f ]
EA(X - Spec x)
and itspull-backs [ni]
EA(X
x X 2013X),
i =1, 2.
We say that X is Alexander when X satisfies the
following
conditions(1)
and(2):
(1)
Each connected component of X ispure-dimensional (so
that[ni]’s
arewell
defined);
(2)
for thediagonal morphism Ax
as inFig. 2,
there exists a classc c- A(X -> X
xX)
such thatc.[nlJ
=c.[n2]
= 1 inA(X -+X)
= A*X.REMARK 1.2. We will show that the class
cEA(X -+ X
xX)
in2)
isunique
if it exists
(Cor. 3.5).
So we canregard
c as the orientation of thediagonal
morphism (for example,
if X issmooth,
then c is the orientation of theregular
imbedding Ax).
This c determines thepull-back
REMARK 1.3. All the nice
properties
of the Chow groups of smooth varietiesare deduced from the existence of the
pull-back OX,
or[Ax]
EA(X - X
xX) (at least,
theproperties
that areexplained
in[2]).
Therefore all the statementsin
[2]
for smooth varieties are valid for Alexander schemes once we tensor all the Chow groups with Q.REMARK 1.4. We will show that when X is an Alexander
scheme,
each connected component of X is notonly
puredimensional,
but also irreducible(Cor. 4.5).
2. Alexander
morphisms
DEFINITION 2.1. A
morphism f : X -
Ytogether
with a classc c- A (X ---> Y)
is called an Alexander
morphism
if for anymorphism
9: S -> Y, thefollowing
condition
(*)
is satisfied for the base extensioni:’xx--+S together
withc
EA(S xx ---> S).
( *)
For anymorphism
T --+sxx,
thehomomorphism
definedby taking
the
product
withqJ*c
is
bijective (see Fig. 3).
COROLLARY 2.2.
(i)
A smoothmorphism f together
with its orientation[ f ]
isan Alexander
morphism.
(ii)
A universalhomeomorphism f together
with its orientation[ f ] (see [4,
Lemma3.8]) is
an Alexandermorphism.
Proof.
Both classes are stable under baseextensions,
so we haveonly
to show(*)
when ç = id. Thebijectivities
areproved
in[2, Prop. 17.4.2]
for(i),
and[4,
Lemma3.8]
for(ii).
DPROPOSITION 2.3.
(i)
Thecomposition of Alexander morphisms
is an Alexan-der
morphism.
(ii)
A base extensionof an
Alexandermorphism is
an Alexandermorphism.
Proof Straightforward.
Fordetails,
see[3,
Cor.3.2.3.9].
D PROPOSITION 2.4.Let f :
X -+ Y be amorphism
and c EA(X -+ Y)
an elementof the
bivariant Chow group. Consider the situation as inFig. 4;
then(1)
and(2)
are
equivalent:
(1) f is an
Alexandermorphism together
with c.(2)
Thereexists l5EA(X -+Xy
xX)
suchthat b.fl*C = l5.f2*c
= 1 E A*X.Proof (1)=>(2).
Assume thatf together
with c is Alexander. Thennt : x x -+ X
withfi*c
is also Alexanderby Prop. 2.3(ii).
ThereforefOnt: x x -+
Y withf2*C
c isagain
Alexanderby Prop. 2.3(i).
Let C be the class C =f2*c.c
=fl*c.cEA(XX -+ Y) (the equality
follows from[2,
Ex.17.4.4]).
Becausef 0 nI
1 with C isAlexander,
we have abijection - . C: A(X -+ x X) -+ A(X -+ Y)
c. Sodefine à e A(X - § )
to be the classthat satisfies à . C = c. Let us show
that à . fi*c = à . f?c = 1.
BecauseC = fi*c . c = f?c . c, à . fi*c . c = à . f?c . c = à . C = c. Because f : X - Y with c
is
Alexander,
the class d E A*X =A(X -+ X)
that satisfies d . c = c inA(X -+ Y)
is
unique.
Eachof l5. fl*c, [). f2*C
and 1 E A * X satisfies thiscondition,
sothey
must coincide.
(2) => (1).
It is easy to check that the condition(2)
is stable under baseextensions,
so, we haveonly
to showthat,
for anymorphism 03C8 : T- X,
the
homomorphism -.
c :A(T - X) - A(T - Y)
isbijective.
One can mimicthe
proof
of[2, Prop. 17.4.2]
to show thebijectivity.
Fordetails,
see[3, Prop. 3.2.4].
DCOROLLARY 2.5. Assume that each connected component
of a
scheme X is pure dimensional. Then X is Alexanderif and only if f :
X -Spec
xtogether
withits orientation
[ f] is
an Alexandermorphism.
Proof
Because[nI]
and[n2]
arepull-backs
of[ f ],
the condition(2)
ofProp.
2.4 isequivalent
to the condition(2)
of Definition 1.1. D REMARK 2.6. InCorollary 2.5,
iff: X -+ Spec
x is an Alexandermorphism
with some class c E
A(X --+ Spec K),
then one can show thatf together
with[ f ]
is also
Alexander,
hence X is Alexander. Fordetails,
see[3, Prop. B2].
We donot use this result in this paper.
REMARK 2.7.
(i)
FromCorollary
2.5 andProposition 2.3,
iteasily
followsthat the
product
of Alexander schemes is also an Alexander scheme.(ii)
FromCorollary
2.5 andCorollary 2.2,
it follows that when X is Alexander and amorphism f :
Y - X issmooth,
then Y is also Alexander. Inparticular,
open subschemes of Alexander schemes are Alexander.3. Alexander schemes in the sensé of Vistoli
DEFINITION 3.1. Let X be an
equi-dimensional
scheme. We say that X is an Alexander scheme in the senseof
Vistoli when for anymorphism
T - X, theevaluation
homomorphism A(T --+ X) -> A* T
which sendsc e A(T X)
toc n
[X] E A*T
is anisomorphism ([9,
Def.2.1]).
REMARK 3.2. In
[9],
the definition of Alexander scheme has one morecondition, namely
thecommutativity.
In this paper, because we assume the existence ofresolutions,
thecommutativity
isautomatically
satisfied. See[2,
Ex.
17.4.4]
or[3,
Rem. 3.1.1.1 andA.3.3]
for details.REMARK 3.3. Assume that the characteristic of the base field K is 0. When a
variety
X hasquotient singularities
étalelocally,
then X is an Alexanderscheme in the sense of Vistoli
[10,
Cor.6.4].
Later, we will show that Vistoli’s definition isequivalent
to ours for varieties(Corollary 4.5),
so such varietiesare Alexander schemes in our sense, too.
LEMMA 3.4.
If a pure-dimensional
scheme X is an Alexanderscheme,
then Xis Alexander in the sense
of
Vistoli.Proof.
If X is an Alexanderscheme,
then the structuremorphism f:X --- Spec
xtogether
with[ f ]
is an Alexandermorphism by Corollary
2.5.For any
morphism T --+ X,
the evaluation map _ n[X] : A (T - X) - A*T
isthe same as the map
(-’ Cf]) n [Spec x]. By
definition of Alexander mor-phisms, -. [fJ : A(T --+ X) A(T -> Spec K)
isbijective,
andby [2, Prop.
17.3.1], _ n [Spec K]: A(T Spec K)
-A*T
is alsobijective.
Therefore theevaluation map _ n
[X]
isbijective,
hence X is an Alexander scheme in thesense of Vistoli. D
COROLLARY 3.5.
If X is an
Alexanderscheme,
then CEA(X --->
X xX)
inDefinition 1.1, 2)
isunique.
Proof.
Because c.[ni]
=1,
we have c n[X
xX]
= c n([nJ
n[X])
=[X].
By
Remark2.7(i),
X x X is alsoAlexander,
hence Alexander in the sense ofVistoli
by
Lemma 3.4.Therefore,
the evaluation mapA(X --->
X xX) - A*X
is
bijective
and such a class c isunique.
~4. Main result
DEFINITION 4.1.
When n: X -+
X is a propersurjective morphism
froma smooth scheme
X,
then a class CEA(X -+ X)
is called the orientation ofn if c n
[X] = [X] E A*X.
We will see that such c isunique
if it exists(Remark 4.6).
Theorem 4.2. Let X be a scheme. Then
(1)-(5)
areequivalent:
(1)
X is an Alexander scheme.(2)
Eachof
the connected componentsof
X ispure-dimensional
and thestructure
morphism
X --->Spec
Ktogether
with the orientation is an Alexandermorphism.
(3)
Each connected componentof
X is an Alexander scheme in the senseof
Vistoli.
(4)
For any propersurjective morphism n: X -+ X from
a smooth schemeX, n
has an orientation: there is a class
CE A (X -+ X)
such that c n[X] = [X ]
(Definition 4.1).
(5)
There exists a propersurjective morphism n : X -+ X from
a smooth schemeX
such that n has an orientation: there is a classCE A(X -+ X)
such thatc n
[X] = [X].
Proof (1)
and(2)
areequivalent by Corollary
2.5.(1) Implies (3) by
Lemma3.4.
(3) Implies (4) by
definition: if X is Alexander in the sense ofVistoli,
then for themorphism n: X
---> X, the evaluationhomomorphism A(X -+ X) - A*X
is an
isomorphism, therefore,
there existsCE A(X -+ X)
such thatev (c)
=c n
[X] = Because
we assume the existence ofresolutions, (4) implies (5).
We have
only
to show that(5) implies (1).
We have a propersurjective morphism n: X -+
X and a class c EA(X -+ X)
such that c n[X] = [X].
First,
let us show that each connected component of X is pure dimensional.Actually,
we will show that it is irreducible.LEMMA 4.3. Let Z c X be an irreducible component that intersects with another irreducible component Y. Then there is no class d E
A(Z ---> X)
such thatd n
[X] = [Z].
Proof.
Assume that such a class d exists. Then ddecomposes
intod =
Ea’ ô X di
wheredi
EAi(Z -+ X) by [2,
Ex.17.3.3],
and it is easy to see thatdo
n[X]
=do
nm [Z] = [Z]
where m is themultiplicity
of Z in X. So wemay assume that d E
A°(Z - X)
anddlz
n[Z]
=1/m [Z].
As Z isconnected,
A°(Z - Z) &é
Qby [4, Prop. 3.10],
anddlz corresponds
to1/m.
At the sametime,
the restriction of d to Y is 0 becausedlyEAO(Z
n Y--->Y) == 01.
Take apoint
PEZ n 1’: then inAOp Q, (d Iz) Ip
=1/m
and(d 1 y) p
=0,
which contra-dicts to the
functoriality
of thepull-backs.
D LEMMA 4.4.If the
condition(5) holds,
then each connected componentof
X isirreducible,
hencepure-dimensional.
Proof
Assume that X has an irreducible component Z that intersects with another irreducible component Y TakeZ z x -x,
then there exists acycle O:EA*Z
such that(nlz)*O: = [ZJ (because
Z -> Z is propersurjective,
theproper
push-forward A*Z --+ A*Z
issurjective,
see[4, Prop. 1.3]).
Because Xis
smooth,
there is a classJE A(Z --+ X)
such thatd n [X] _ [Z].
Defined = (n 12) *(j - c)
inA(Z ---> X),
thend n [XJ = [Z],
but it cannothappen by
Lemma 4.3. D
Now,
we have to construct aclass ô c- A(X ->
X xX)
that satisfies thecondition
(2)
of Definition 1.1.Because n is proper
surjective, n*:A*,C,A*X
issurjective by [4, Prop.
1.3].
Lety E A*X
be a class such that n*y =[X]. Let 00FF E A*X
be the class thatsatisfies y
n[X]
= y, and define b EA(,X --+ X)
tobe Y’
c. Because b n[X]
= y,7t*(b " [X]) = [X].
In the situation as in
Fig. 5,
let usdefine àeA(X
--+ X xX)
to ben*([xJ’ (c
xb))
where[Ag]
is the orientation of theregular imbedding Ag.
We will show that this ô satisfies the condition
(2)
of Definition 1.1.We have to show
that b’[nlJ = b.[n2]
= 1 in A*X. In order to show that b’[7r,]
= 1 it isenough
to show that(b’ [7r,])
n[X] _ [XJ
because n* isinjective ([4,
Lemma2.1]),
and1 E A * X
is theunique
element that satisfies 1 n[X] = [X].
Consider thediagram
inFig.
6where n,
and ny are the samemorphism n:,’ --- >
X,but 7r,
is horizontal and ny is vertical in thediagram.
Let us calculate
(ô - [n,])
n[X] .
Fig. 5.
Therefore l5.
[nl]
= 1.The
proof
of ô -ln2l
= 1 is similar. Fordetails,
see[3,
Th.3.3].
DCOROLLARY 4.5. A connected scheme X is Alexander
if
andonly if
it isAlexander in the sense
of
Vistoli. In this case, X is irreducible. ~ REMARK 4.6. In Definition4.1,
if an orientationCE A(X --+ X) exists,
thensuch a classs c is
unique. Actually,
if an orientation cexists,
thenby
Theorem4.2,
each connected component of X is an Alexander scheme in the sense of Vistoli.Therefore,
the evaluation map _ n[X] : A(X -> X) - A*X
isbijective.
In
particular,
the class c eA(X --+ X)
that satisfies c n[X] = [X]
isunique.
REMARK 4.7. The property to be Alexander is étale
local, i.e.,
if{ni: U i --+ X}
is an étale
covering,
then X is Alexander if andonly
if allU,’s
are Alexander.For Zariski case, see
[3,
Th.5.2].
Etale case will appear elsewhere.Fig. 6.
5. Cônes over smooth varieties
In
[9],
Vistoliproved
that a curve is Alexander if andonly
if it isgeometrically unibranch,
and a normal surface over aperfect
field is Alexander if andonly
ifthe
exceptional
divisor of itsdesingularization
consistsonly
of rational curves.On the other
hand,
in theearly 60’s,
Zobelalready
found that a Weil divisorand a curve in the cone
over P’
x pl do not have natural intersectionnumber,
and hence we see that it cannot be Alexander. In this
section,
we will find a condition for a cone X over a smoothprojective variety S
to be Alexander:When X is
Alexander,
then A*S xéQ[tJ/(tn+l)
where n =dim(S),
and t =c,«9(l».
Moreover when S is asurface,
this is a sufficient condition for X to be Alexander.Let S c pm be a smooth
projective variety,
embed P’ c pm + 1 as ahyper- plane,
take apoint
P E pm + l outside thehyperplane,
and let X be the cone overS with the vertex P. Then P is the
only singular point
of X, and if n :X --+ X
is theblowing-up along
P, then n is adesingularization,
theexceptional
divisorE is
canonically isomorphic
to S, andC (E) JE Ôs( - 1).
THEOREM 5.1. Notations are as above.
If
X isAlexander,
then the Chowring
A*S isQ[tJ/(tn+l)
where n =dim(S),
and t =cl(CD(l)).
Proof.
We startby restating
our criterion in terms of the Chow group of S.LEMMA 5.2. X is Alexander
if
andonly if
there is acycle l5 E A*(S
xS)
and{3 E A* S
such that(i)
and(ii)
below aresatisfied:
(i) p * ô
=0,
where p 1 : S x S --+ S isthe first projection.
(ii) c j(p* (9(l»
n b +p!{3
=[As]
where p2 : S x S --+ S is the secondprojection
and
[As]
is thecycle of
thediagonal.
Proof. By
Theorem4.2,
X is Alexander if andonly
if there existscEA(X --+ X)
such thatc n [X] _ [X].
We use[4,
Th.3.1]
to computeA(X --+ X):
InFig.
7, n*:A(X --+ X) - A(X x
x X --+X)
isinjective,
anda E
A(X X
xX
-X)
lies in theimage
of n* if andonly
if i *a EA(E
x E --->E)
liesFig. 7.
in the
image
ofn*: A(E - P) - A(E
x E --+E).
As P and E are
non-singular,
the evaluation mapsA(E --+ P) --+ A*E
andA(E
x E -E) --+ A*(E
xE)
arebijective [2, Prop. 17.4.2],
and7rE corresponds
to the
pull-back p i .
If c n
[X] = [X],
then(rc*c)
n[X] = [Ag] + j*b
forsome b E A*(E
xE) with nl*j*b
= 0. As E --+X
has asection,
itimplies Pl*b
= 0.Conversely,
for somecycle £5 E A*(E
xE)
withPl* b
=0, taking
the bivariantclass c so that
cn[X] == [A,X] + j* ô,
if c comes from some bivariant classc E
A(X --+ X), namely
n*c =c,
then c n[X] = [X] by
theprojection
formula.When
c n [X] _ [OX] + j* ,
c=7r*c for some c if andonly
if([Ag]
+j*(5)gE
=ptP
for somePEA*E by [4,
Th.3.1].
The intersection([OX] + j*(5)kE
islAE]
+cl(p* (9(- 1»
n(5,
so the condition is satisfied if andonly
if[DE]
=ci(PIbÙ(1))
n £5 +Ptfl
for somefi.
As E isisomorphic
toS,
Lemma 5.2 is
proved.
DNow, if X is
Alexander,
then we have bandfi
as in Lemma 5.2. Consider[As]
=cl(p*(9(l»
n b +ptfl
as acorrespondence
from S toitself,
then itsaction on the Chow group
A* S
is theidentity.
Let us take ad-cycle y E AdS,
then
where we
consider l5 E A*(S
xS)
as acorrespondence,
and({3, y)
is the inter-section number. If d n =
dim(S),
then({3, y)
= 0 and y =cl(m(l»
n(ô *7),
so
cl«9(1» n -:Ad IlS --->AdS
issurjective
ford = 0, 1,..., n - 1,
andcl(m(l»n
n _ :A,, S --> AOS
isbijective,
so the Chowring
of S isgenerated by
cl(m(l»
overA°S &é
0. DTHEOREM 5.3.
If S
is asurface
over analgebraically
closedfield,
the converseof
Theorem 5.1 holds:If
A*S xé Q[t]/(t3),
then a cone over S is Alexander.Proof.
If A*S ^-_r Q[t]/(t3),
then q =dim(Pic(S» = 0,
and Pg = 0by [5],
sothe
cycle
mapA*S -> H2*(S, Q)
isbijective.
Let us consider the Chow groupA*(S
xS).
As the exteriorproduct AoS Q9 A,S --+ AO(S x S) is surjective (the image
contains thegenerators), A,(S
xS) xé
Q.By [1],
thehomologically equivalent
to 0 part ofA2(S
xS)
isrepresentable by
some Abelianvariety
A, andby [8],
A satisfies 2dim(A)
dimH3(S x S, Q)
=0,
soA2(S
xS) ^--, H4(S x S, Q).
Soby writing [D]
=ci «9 (1»
n[S],
we havewhere
(D, D)
is the intersection number. Hencesatisfy
the conditions of Lemma 5.2. 0 Such a surface S mustsatisfy q
= p9 =0,
andp (S) - 1.
Sofar,
theonly
known
examples
are p2 and Mumford’s fakeprojective plane [6].
If Bloch’sconjecture
holds for the fakeprojective plane
S,namely AoS ^-_ Q,
then thecone over S is Alexander.
CONJECTURE 5.4. If S is a smooth
variety
and A*S= Q[t]j(tn+l),
then thecone over S is Alexander.
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