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URL:http://www.emath.fr/cocv/

REMARKS ON WEAK STABILIZATION OF SEMILINEAR WAVE EQUATIONS

Alain Haraux

1

Abstract. If a second order semilinear conservative equation with esssentially oscillatory solutions such as the wave equation is perturbed by a possibly non monotone damping term which is effective in a non negligible sub-region for at least one sign of the velocity, all solutions of the perturbed system converge weakly to 0 as time tends to infinity. We present here a simple and natural method of proof of this kind of property, implying as a consequence some recent very general results of Judith Vancostenoble.

Mathematics Subject Classification. 35B35, 35L55, 35L90.

Received June 19, 2000. Revised November 11, 2000 and May 4, 2001.

1. Introduction

Following a recent work of Vancostenoble [20], we investigate the weak stabilization to 0 of solutions to the equations

utt+Au+Q(ut) = 0 on R+ (1.1)

utt+Au+g(u) +Q(ut) = 0 on R+ (1.2)

where Ais a linear positive selfadjoint operator of elliptic type on H =L2(Ω), Ω is a bounded open domain of RN, the term−Q(ut) represents a possibly non monotone feedback dissipation acting on a “non negligible”

part Y of Ω and g(u) stands for the Nemytsckii operator associated to some numerical function g C1(R).

Concerning (1.1), the original proof from [20] was inspired both by the work of Slemrod [19] and the techniques of Conrad and Pierre [10]; here we present a new simplified proof relying on almost periodicity of generalized solutions to

utt+Au= 0 on R

which implies some essential oscillatory behavior of those solutions on R×Y. Weak convergence is proved, following the philosophy introduced in [11] (cf. also [12, 13]) under the hypothesis that the damping is effective at least for one sign of the velocity (one-sided dissipation). This method is applicable to more complicated problems of the form (1.2) when solutions of

utt+Au+g(u) = 0 on R

are known to be oscillatory onR×Y. A typical example is the nonlinear string equation utt−uxx+g(u) +a(x)q(ut) = 0 on R+×

Keywords and phrases:Weak stabilization, semilinear, wave equations.

1 Universit´e Pierre et Marie Curie, Analyse Num´erique, Tour 55-65 5e ´etage, 4 place Jussieu, 75252 Paris Cedex 05, France;

e-mail:haraux@ann.jussieu.fr

c EDP Sciences, SMAI 2001

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with homogeneous Dirichlet boundary conditions on∂Ω with Ω = (0, L) when g is odd nonincreasing, a≥0, a >0 on an open subdomain ωandq satisfies:

q∈C1, q(v)v≥0 on R, q(v)>0 for all v >0.

Here even ifqis monotone, compactness of trajectories in the energy space is not known. The consideration of more general similar examples sheds a new light on the interest of oscillatory behavior of semilinear conservative systems.

2. Internal damping

In this section, we consider the case of equation (1.1) with internal damping, which means thatY =ω, an open subset of Ω. In other terms we consider the equation

utt+Au+a(x)q(ut) = 0 on R+ (2.1)

where a∈L(Ω), a0 a.e. in Ω anda≥η >0 a.e. inω. The functionq∈C(R) satisfies

q(v)v≥0 on R, q(v)>0 for all v >0. (2.2) We consider a Hilbert spaceV ⊂H=L2(Ω) with compact and dense imbedding. The linear operatorA:V V0 satisfies the following conditions

A∈ L(V, V0); ∀v∈V, < Av, v >≥αkvk2 whereα >0 andkvk denotes the norm ofv in V. Assume that

W =L(Ω)∩V is dense in V.

We say that a functionu:R+→V is a solution of (2.1) ifusatisfies the following conditions:

u∈C(R+, V)∩C1(R+, H)∩Wloc2,1(R+, V0), a(x)q(u0)∈L1loc(R+, L1(Ω))

∀ϕ∈W, < u”(t) +Au(t) +a(x)q(u0(t)), ϕ >= 0 a.e. on R+. In addition, we say thatusatisfies the energy inequality if

∀T >0, E(T) + Z T

0

Z

a(x)q(u0(t, x))u0(t, x)dxdt≤E(0) with

∀t≥0, E(t) := 1

2{|u0|2(t)+< Au(t), u(t)>}·

Finally we say that unique determination of eigenfunctions of A holds inω if

∀λ >0,∀ϕ∈V, =λϕ and ϕ≡0 inω = ϕ≡0 in Ω The main result of this section is:

Theorem 2.1. Under the above hypotheses, let u be a solution of (2.1) satisfying the energy inequality and assume that unique determination of eigenfunctions of A holds in ω. Then ast→ ∞:

(u(t), ut(t))*(0,0) inV ×H.

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Proof. Lettn be a sequence of positive real numbers tending to +with nandun(t, x) =u(t+tn, x) for all (t, x) [−tn,+)×Ω. Given any τ > 0, the functionun(t, x) is well defined a.e. on Ω as an element ofV for all t [−τ, τ] =: Jτ as soon as tn τ. In addition it follows easily from the energy inequality that un is bounded uniformly inC(Jτ, V)∩C1(Jτ, H) forn τ. In particular, by Ascoli–Arzela’s theorem, we can assume that a certain subsequence unk=:zk converges in C(Jτ, H) for allτ >0, to a certain limiting function z C(R, H). Moreoverz is bounded inH and weakly differentiable R→H with bounded derivative. From the energy inequality it also follows, by using continuity ofqat 0, that

∀τ >0, a(x)q(u0n(t, x))0 in L1(Jτ×Ω) as n→ ∞

for allτ >0. By using as test functions the eigenfunctions of A, it follows easily thatz is in fact a solution of z∈C(R, V)∩C1(R, H)∩C2(R, V0), z” +Az= 0.

In particular,z is aC1 almost periodic vector function: R→H, cf. e.g.[1, 3, 16]. From (2.2) we infer that in fact

z0=zt0 a.e. on R×ω. (2.3)

Assuming (2.3) the conclusion follows easily. Indeed then the trace of z on ω is a non-increasing function:

R→L2(ω).Classically, such a function has to remain constant with respect totfor almost allx∈ω (this can be checked easily on multiplying by any smooth nonnegative function supported inω and applying a classical recurrence property of real-valued almost periodic vector function, cf. e.g.[1, 3] or Cor. 4.2.6, p. 50 of [16], or even Cor. I.3.1.6 of [15]), therefore if we consider (cf. e.g.[1, 18]) the Fourier–Bohr expansion ofzgiven by the formula

z(t, x) =X

n=1

hϕn(x) cos tp

λn

+ψn(x) sin tp

λni where n}n≥1 is the increasing sequence of eigenvalues ofAand

ϕn(x) = lim

T→∞

1 T

Z T

−T

cos(tp

λn)z(t, x)dx

ψn(x) = lim

T→∞

1 T

Z T

−T

sin(tp

λn)z(t, x)dx

the functions ϕn(x) and ψn(x) are eigenfunctions of A which vanish in ω. By the unique determination of eigenfunctions ofAinωthe result follows at once. Now (2.3) will follow as an easy consequence of the following Lemma 2.2. Let(U, µ)be any finitely measured space and wn ∈Lp(U,dµ)withp >1. Assume

wn * w inLp(U,dµ) as n→ ∞ (2.4)

µ{wn0} →0 as n→ ∞. (2.5)

Then we have:

µ{w >0}= 0. (2.6)

Proof of Lemma 2.2. Letyn= inf{wn,0}=−wn 0.We have

kyn−wnkL1(U)≤ kwnkLp(U){wn 0}]1−1p 0 as n→ ∞. (2.7) In particular we have

yn* w in L1(U,dµ) as n→ ∞. (2.8)

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Since by construction,yn 0, µ.a.e. on U, (2.6) follows immediately.

End of proof of Theorem 2.1. From (2.2) we finally deduce (2.3) as follows. Let τ > 0 be fixed and set U =Jτ×ω and denote by µthe Lebesgue measure onU in RN+1. We establish thatw=z00, a.e. onU. In order to do that it is sufficient to establish, for any givenε >0, the inequalityw=z0 ≤ε, µ – a.e. onU. First, given anyδ >0 we select M =M(δ) such that

∀n≥τ, µ{(t, x)∈U, z0n(t, x)≥M} ≤δ.

This is made possible by boundedness ofu0 in L2(Ω). In particular we have

∀n≥τ, µ{(t, x)∈U, z0n(t, x)≥ε} ≤δ+µ{(t, x)∈U, ε≤zn0(t, x)≤M}·

As a consequence of (2.2) and by compactness of [ε, M] it now follows easily from the properties a≥ η > 0 a.e. in ω anda(x)q(u0n(t, x))0 inL1(U) as n→ ∞, that

n→∞lim µ{(t, x)∈U, ε≤zn0(t, x)≤M}= 0.

Therefore

lim sup

n→∞ µ{(t, x)∈U, zn0(t, x)≥ε} ≤δ.

Since δ >0 is arbitrary, this means

n→∞lim µ{(t, x)∈U, zn0(t, x)≥ε}= 0.

By Lemma 2.2 applied with wn=z0n−εwe deducez0≤ε, µ– a.e. onU. The proof is now complete.

3. The general case

In this section, we consider the case of equation (1.1) with a damping possibly distributed on a lower dimensional subset. For instanceY can be a relatively open subset of∂Ω, in which case (1.1) can take the form of a wave equation with boundary dissipation

utt∆u= 0 on R+×Ω; ∂u(t, x)

∂ν +a(x)q(ut) = 0 on R+×∂Ω (3.1) considered in [21] by Vancostenoble.

In the general case we consider a functionq∈C(R) satisfying (2.2) and the stronger condition

∀ε >0, inf

s≥εq(s)>0. (3.2)

We consider a Hilbert spaceV ⊂H=L2(Ω) with compact and dense imbedding. The linear operatorA:V V0 satisfies the following conditions

A∈ L(V, V0); ∀v∈V, < Av, v >≥αkvk2 whereα >0 andkvk denotes the norm ofv in V. Assume that

W =C(Ω)∩V is dense in V.

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In addition we consider a compact subset Y of Ω and a nonegative bounded measureµ∈MB(Y).We say that a function u:R+ →V is a solution of (1.1) if u satisfies the following conditions:

u∈C(R+, V)∩C1(R+, H)∩Wloc2,1(R+, V0) a(y)q(u0(t, y))∈L1loc(R+, L1(Y,dµ))

∀ϕ∈W, hu”(t) +Au(t), ϕi+ Z

Y

a(y)q(u0(t, y))ϕ(y)dµ(y) = 0 a.e. on R+. In addition, we say that u satisfies the energy inequality if

∀T >0, E(T) + Z T

0

Z

Y

a(y)q(u0(t, y))u0(t, y)dµ(y)dt≤E(0) with

∀t≥0, E(t) := 1

2{|u0|2(t) +hAu(t), u(t)i}·

Finally we say that unique determination of eigenfunctions ofAholds inω⊂Y if

∀λ >0,∀ϕ∈V, =λϕ and ϕ≡0 µ−a.e. in ω = ϕ≡0 in Ω.

The main result of this section is:

Theorem 3.1. Under the above hypotheses, assume that unique determination of eigenfunctions of A holds in ω with infy∈ωa(y) > 0. In addition assume that the trace z −→ z|Y is well defined and continuous:

V −→L1(Y,dµ). Let ube a solution of (1.1) satisfying the energy inequality. Then as t→ ∞: (u(t), ut(t))*(0,0) inV ×H.

Proof of Theorem 3.1. Let tn be a sequence of positive real numbers tending to +∞ with n and un(t, x) = u(t+tn, x) for all (t, x)∈[−tn,+∞)×Ω. Keeping the notation of Section 2, by Ascoli–Arzela’s theorem, we can assume that a certain subsequence unk =: zk converges in C(Jτ, H) for all τ > 0, to a limiting function z C(R, H). Moreoverz is bounded inH and weakly differentiable R→H with bounded derivative. From the energy inequality it also follows, by using continuity ofqat 0, that

∀τ >0, a(y)q(u0n(t, y))0 in L1(Jτ×Y) as n→ ∞.

By using as test functions the eigenfunctions ofA, it follows easily thatz is in fact a solution of z∈C(R, V)∩C1(R, H)∩C2(R, V0), z” +Az= 0.

In particular,zis aC1almost periodic vector function: R→H. However in the general case the analog of (2.3) is more delicate to establish and in fact, in order to use the trace operator: V −→L1(Y,dµ) we shall rely on a smoothing procedure replacing unk =:zk by some auxiliary functions which have bounded time-derivatives in V. For anyδ >0, we consider

uδ(t) :=

Z t+δ

t

u(s)ds

and we define accordinglyuδ,n(t) andzδ(t). From (2.2) and (3.2) we infer that in fact

zδ0(t, y)0 µ– a.e. on R×ω. (3.3)

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In order to establish (3.3), first of all from the energy inequality we deduce Z τ

−τ

Z

ω

(u0n−ε)+(t, y)dµ(y)dt0

valid for allε >0.On the other hand we have for eachδ∈(0, τ) u0δ,n(t, y)−δε≤

Z t+δ

t

(u0n−ε)+(t, y)ds

almost-everywhere on Ω and in particular for any nonnegative function ζ L(ω,dµ) we find, since ε is arbitrarily small

∀t∈R, lim sup

n→∞

Z

ω

(u0δ,n(t, y)ζ(y)dµ(y)dt0.

Now since u0δ,n(t, x) =un(t+δ, x)−un(t, x), the convergence of toz(t, .) in V weak implies the convergence pointwise in t ofu0δ,n(t, .) to zδ0(t, .) inV weak. SinceV is a Hilbert space, there is, for each givent, a convex combination of the functionsu0δ,n(t, .) which converges in fact tozδ0(t, .) inV strong. By continuity of the trace:

V →L1(Y,dµ) we obtain (3.3), more precisely we find

∀t∈R, ∀ζ∈L+(ω,dµ), Z

ω

zδ0(t, y)ζ(y)dµ(y)dt0.

Now the conclusion follows easily. Indeed then the trace ofzδonωis a non-increasing almost periodic function:

R→L1(ω,dµ) which is also the trace of a solution of the linear equation. Classically, such a function has to remain constant, and by the unique determination of eigenfunctions of A in ω, reasoning as in the proof of Theorem 2.1, we find thatzδ = 0 for all δ >0. By letting δ→0 we obtainz = 0. Since the result is valid for any convergent subsequence of (un, u0n) we conclude easily.

4. Additional results and remarks

The method of proof of Theorems 2.1 and 3.1 is applicable to more complicated problems of the form (1.2) when solutions of

utt+Au+g(u) = 0 on R

are known to be oscillatory onR×Y. As a typical example we consider the nonlinear string equation

utt−uxx+g(u) +a(x)q(ut) = 0 on R+×(0, L); u(t,0) =u(t, L) on R+ (4.1) whengis odd nonincreasing,a∈L(0, L), a≥0, a(x)≥α >0 on some open subdomainω andqsatisfies:

q∈C1, q(v)v≥0 on R, q(v)>0 for all v >0.

Here we obtain:

Theorem 4.1. Under the above hypotheses, let ube a solution of (4.1) satisfying the energy inequality

∀T >0, E(T) + Z T

0

Z L

0

a(x)q(ut(t, x))ut(t, x)dxdt≤E(0)

with

∀t≥0, E(t) := 1 2

Z L

0 {u2t(t, x) +u2x(t, x)}dx+ Z L

0

G(u(t, x)dx

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where

G(r) :=

Z r

0

g(s)ds Then as t→ ∞:

(u(t), ut(t))*(0,0) inV ×H with

V =H01(0, L) and H =L2(0, L).

Proof of Theorem 4.1. Let Ω = (0, L),lettn be a sequence of positive real numbers tending to +∞withnand un(t, x) =u(t+tn, x) for all (t, x)∈[−tn,+∞)×Ω. Keeping the notation of Section 2, we obtain that a certain subsequence unk =:zk converges inC(Jτ, H) for allτ >0, to a certain limiting function z∈C(R, H). From the energy inequality it also follows, by using continuity ofqat 0, that

∀τ >0, a(x)q(u0n(t, x))0 in L1(Jτ×Ω) as n→ ∞. It follows easily thatz is in fact a solution of

z∈C(R, V)∩C1(R, H)∩C2(R, V0), ztt−zxx+g(z) = 0 on R×(0, L) with in addition

z0=zt0 a.e. on R×ω.

As a consequence of [2, 3], it follows that z = 0. The conclusion then follows easily from the fact that any sequence (u(tn), u0(tn)) has a subsequence converging weakly to (0, 0).

Remark 4.2. Here even ifqis monotone, compactness of trajectories in the energy space is not known.

Remark 4.3. When q(s) = cs for some c > 0, compactness of positive trajectories in the energy space is satisfied as a special case of the classical theorem of Webb [22]. Indeed then the equation

utt−uxx+ca(x)(ut) = 0 on R+×(0, L); u(t,0) =u(t, L) on R+

generates an exponentially damped linear semi-group inV×H and the Nemytskii operatoru→g(u) is compact V →H.

Remark 4.4. The method of proof of Theorems 2.1 and 2.2 applies also to the more qeneral case of the equation

utt+Au+Q(t, ut) = 0 on R+ (4.2)

where Q(t, ut) is realized in the form

a(t, y)q(t, y, ut) with

y∈ω,t≥0inf a(t, y)>0 when qsatisfies the uniform conditions

∀ε >0, inf

s≥ε,y∈ω,t≥0q(t, y, s)>0 and

ε→0lim sup

|s|≤ε,y∈ω,t≥0|q(t, y, s)|= 0.

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This is in particular applicable to the problems

utt∆u+a(x)˜q(x,∇u, ut) = 0 on R+×Ω; u(t, x) = 0 on R+×∂Ω and

utt∆u= 0 on R+×Ω; ∂u(t, x)

∂ν +a(x)˜q(x,∇u, ut) = 0 on R+×∂Ω with

q(x,˜ ∇u, ut) = ˜q(y,∇u(t, y), ut(t, y)) =:q(t, y, ut).

In this case we recover some recent results of Vancostenoble [21] which generalize Slemrod [19].

The author is grateful to the referees for their remarks which led to a useful reorganization of this paper.

References

[1] L. Amerio and G. Prouse,Abstract almost periodic functions and functional equations. Van Nostrand, New-York (1971).

[2] J.M. Ball and M. Slemrod, Feedback stabilization of distributed semilinear control systems. Appl. Math. Optim. 5 (1979) 169-179.

[3] M. Biroli, Sur les solutions born´ees et presque p´eriodiques des ´equations et in´equations d’´evolution.Ann. Math. Pura Appl.

93(1972) 1-79.

[4] T. Cazenave and A. Haraux, Propri´et´es oscillatoires des solutions de certaines ´equations des ondes semi-lin´eaires.C. R. Acad.

Sci. Paris S´er. I Math.298(1984) 449-452.

[5] T. Cazenave and A. Haraux, Oscillatory phenomena associated to semilinear wave equations in one spatial dimension.Trans.

Amer. Math. Soc.300(1987) 207-233.

[6] T. Cazenave and A. Haraux, Some oscillatory properties of the wave equation in several space dimensions.J. Funct. Anal.76 (1988) 87-109.

[7] T. Cazenave, A. Haraux and F.B. Weissler, Une ´equation des ondes compl`etement int´egrable avec non-lin´earit´e homog`ene de degr´e 3.C. R. Acad. Sci. Paris S´er. I Math.313(1991) 237-241.

[8] T. Cazenave, A. Haraux and F.B. Weissler, A class of nonlinear completely integrable abstract wave equations.J. Dynam.

Differential Equations5(1993) 129-154.

[9] T. Cazenave, A. Haraux and F.B. Weissler, Detailed asymptotics for a convex hamiltonian system with two degrees of freedom.

J. Dynam. Differential Equations5(1993) 155-187.

[10] F. Conrad and M. Pierre, Stabilization of second order evolution equations by unbounded nonlinear feedbacks. Ann. Inst. H.

Poincar´e Anal. Non Lin´eaire11(1994) 485-515.

[11] A. Haraux, Comportement `a l’infini pour une ´equation des ondes non lin´eaire dissipative.C. R. Acad. Sci. Paris S´er. I Math.

287(1978) 507-509.

[12] A. Haraux, Comportement `a l’infini pour certains syst`emes dissipatifs non lin´eaires.Proc. Roy. Soc. Edinburgh Ser. A 84 (1979) 213-234.

[13] A. Haraux, Stabilization of trajectories for some weakly damped hyperbolic equations. J. Differential Equations59(1985) 145-154.

[14] A. Haraux and V. Komornik, Oscillations of anharmonic Fourier series and the wave equation. Rev. Mat. Iberoamericana1 (1985) 57-77.

[15] A. Haraux,Semi-linear hyperbolic problems in bounded domains, Mathematical Reports Vol. 3, Part 1 , edited by J. Dieudonn´e.

Harwood Academic Publishers, Gordon & Breach (1987).

[16] A. Haraux,Syst`emes dynamiques dissipatifs et applications, R.M.A. 17, edited by Ph. Ciarlet and J.L. Lions. Masson, Paris (1990).

[17] A. Haraux, Strong oscillatory behavior of solutions to some second order evolution equations, Publication du Laboratoire d’Analyse Num´erique 94033, 10 p.

[18] B.M. Levitan and V.V. Zhikov,Almost periodic functions and differential equations. Cambridge University Press, Cambridge (1982).

[19] M. Slemrod, Weak asymptotic decay via a relaxed invariance principle for a wave equation with nonlinear, nonmonotone damping.Proc. Roy. Soc. Edinburgh Ser. A113(1989) 87-97.

[20] J. Vancostenoble, Weak asymptotic stability of second order evolution equations by nonlinear and nonmonotone feedbacks.

SIAM J. Math. Anal.30(1998) 140-154.

[21] J. Vancostenoble,Weak asymptotic decay for a wave equation with weak nonmonotone damping, 17p (to appear).

[22] G.F. Webb, Compactness of trajectories of dynamical systems in infinite dimensional spaces. Proc. Roy. Soc. Edinburgh Ser.

A84(1979) 19-34.

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