J
OURNAL DE
T
HÉORIE DES
N
OMBRES DE
B
ORDEAUX
B
JORN
P
OONEN
An explicit algebraic family of genus-one curves
violating the Hasse principle
Journal de Théorie des Nombres de Bordeaux, tome
13, n
o1 (2001),
p. 263-274
<http://www.numdam.org/item?id=JTNB_2001__13_1_263_0>
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Article numérisé dans le cadre du programme Numérisation de documents anciens mathématiques
An
explicit algebraic family
of
genus-one
curvesviolating
the
Hasse
principle
par BJORN POONEN
RÉSUMÉ. Nous montrons que pour tout t ~
Q,
la courbe3 (x + y + z)3 = 0
de P2 est une courbe de genre 1 qui ne satisfait pas au principe de Hasse. On donne un modèle de Weierstrass
explicite
pour sajacobienne.
Le groupe de Shafarevich-Tate de chacune des cesjacobiennes
contient un sous-groupeisomorphe
àZ/3
xZ/3.
ABSTRACT. We prove that for any t ~
Q,
the curve+
9y3 +
10z3
+ 12(t2 + 82 t2 + 22)
3 (x
+ y +z)3
= 0 in P2 is a genus 1 curveviolating
the Hasseprinciple.
Anexplicit
Weierstrass model for its Jacobian Et is
given.
TheShafarevich-Tate group of each Et contains a
subgroup isomorphic
toZ/3
xZ/3.
1. Introduction
One says that a
variety
X overQ
violates the Hasseprinciple
ifX(Qv) =I 0
for allcompletions
(av
ofQ
(i.e.,
R andQp
for allprimes
p)
butX(Q)
=0.
Hasseproved
thatdegree
2hypersurfaces
in Pnsatisfy
the Hasse
principle.
Inparticular,
if X is a genus 0 curve, then X satisfiesthe Hasse
principle,
since the anticanonicalembedding
of X is a conic inp2.
Around
1940,
Lind[Lin]
and(independently,
butshortly
later)
Re-ichardt[Re]
discoveredexamples
of genus 1 curves overQ
that violatethe Hasse
principle,
such as thenonsingular
projective
model of the affine curveManuscrit recu le 27 octobre 1999.
This research was supported by National Science Foundation grant DMS-9801104, an Alfred
Later,
Selmer[Se]
gaveexamples
ofdiagonal plane
cubic curves(also
ofgenus
1)
violating
the Hasseprinciple, including
in p2.
O’Neil
[O’N, §6.5]
constructs aninteresting
example
of analgebraic
fam-ily
of genus 1 curves eachhaving
Qp-points
for allp
oo. Some fibers inher
family
violate the Hasseprinciple, by
failing
to have aQ-point.
Inother
words,
these fibersrepresent
nonzero elements of theShafarevich-Tate groups of their Jacobians.
In
[CP],
Colliot-Thélène and thepresent
author prove, among otherthings,
the existence of nonisotrivial families of genus 1 curves over thebase
P 1,
smooth over a dense opensubset,
such that the fiber over eachrational
point
ofPl
is a smoothplane
cubicviolating
the Hasseprinciple.
In more concrete
terms,
thisimplies
that there exists afamily
ofplane
cu-bics
depending
on aparameter t,
such that thej-invariant
is a nonconstantfunction of
t,
and such thatsubstituting
any rational number for t resultsin a smooth
plane
cubic overQ violating
the Hasseprinciple.
The purpose of this paper is to
produce
anexplicit example
of such afamily.
Ourexample, presented
as afamily
of cubic curves inp2
withhomogeneous
coordinates x, ~, z, isRemark. Noam Elkies
pointed
out to me that the existence of nontrivialfamilies with constant
j-invariant
could beeasily
deduced frompreviously
known results. In Case I of theproof
of Theorem X.6.5 in[Si],
one finds aproof
(based
on ideas of Lind andMordell)
that2y2
= 1-Nx4
represents
anontrivial element of
III [2]
of itsJacobian,
when N - 1(mod 8)
is aprime
for which 2 is not a
quartic
residue. The sameargument
works if N =c4N’
where c E
Q*
and N’ is aproduct
ofprimes
p - 1(mod
8),
provided
that2 is not a
quartic
residue for at least one pappearing
with oddexponent
in N’. One can check that if N
= a4
+16b4
for some a, b EQ
nz*,
thenN has this form. One can now substitute rational functions for a and b
mapping
intoZ2,
witha/b
not constant. Forinstance,
the choicesa = 1 +
2/(t2
+ t +1)
and b = 1 lead to thefamily
of genus 1 curves of
j-invariant
1728violating
the Hasseprinciple.
2. The cubic surface construction
Let us review
briefly
the construction in[CP].
Swinnerton-Dyer
[SD]
the Hasse
principle;
choose one. If L is a line inp3 meeting
V inexactly
3
geometric points,
and W denotes theblowup
of Valong
V nL,
thenprojection
from L induces a fibration W ->Pl
whose fibers arehyperplane
sections of V.
Moreover,
if L issufficiently general,
then W ->Pl
will bea Lefschetz
pencil,
meaning
that theonly singularities
of fibers are nodes.In
fact,
for mostL,
all fibers will be either smoothplane
cubic curves, orcubic curves with a
single
node.For some N >
1,
the above construction can be done with models overSpec
so that for eachprime
ptN,
reduction mod pyields
afamily
ofplane
cubic curves each smooth or with asingle
node. One then proves thatif
p$’N,
each fiber above anFp-point
has a smoothFp-point,
so Hensel’sLemma constructs a
Qp-point
on the fiberWt
of W ~Pl
above anyt E
P’(Q)-There is no reason that such
Wt
should haveQp-points
forpiN,
butthe existence of
Qp-points
on Vimplies
that at least for t in anonempty
p-adically
open subsetUp
ofPl(Qp),
Wt(Qp)
will benonempty.
We obtain the desiredfamily by base-extending
W -->Pl
by
a rational functionf :
P1 ~ pl
such that for eachpiN.
More details of this construction can be found in
~CP~.
3. Lemmas
Lemma 1. Let V be a smooth cubic
surface
inp3
over analgebraically
closed
field
k. Let L be a line inp3 intersecting
V inexactly
3points.
LetW be the
blowup of
V at thesepoints.
Let W -Pl
be thefibration of
Wby plane
cubics inducedby
theprojection
P3 ~ L ~
Pl
from
L. Assume thatsome
fiber of
7r : W -->Pl
is smooth. Then at most 12fibers
aresingular,
and
if
there areexactly
12,
each is a nodalplane
cubic.We
give
twoapproaches
towards thisresult,
one viaexplicit
calculationswith the discriminant of a
ternary
cubicform,
and the other via Eulerchar-acteristics. The first has the
advantage
ofrequiring
much lessmachinery,
but wecomplete
thisproof only
under theassumption
that L does not meetany of the 27 lines on V.
(With
morework,
one couldprobably
prove thegeneral
casetoo,
but we have not tried tooseriously,
since thespecial
caseproved
is all we need for ourapplication,
and also since the secondproof
works
generally.)
The secondproof
can beinterpreted
asexplaining
theorder of
vanishing
of the discriminant of thefamily
in terms of the Euler characteristic of a bad fiber.be the
generic
ternary
cubicform,
with indeterminates ao, ... , ag ascoeffi-cients. Let
H(x,
y,z)
be the Hessian ofF,
i. e.,
the determinant of the 3 x 3matrix of second
partial
derivatives of F. Let A be2-93-3
times the de-terminant of the 6 x 6 obtainedby
writing
each ofâF/ây, aF/az,
âH/âx,
in terms of the basisx2,
xy,y2,
xz, yz,z2.
(This
isa
special
case of a classical formula for the resultant of threequadratic
formsin three
variables,
which isreproduced
in[St],
forinstance.)
Onecomputes
that A is ahomogeneous polynomial
ofdegree
12 inZ [ao, ... , ag].
If we
specialize
F to thehomogenization
of y2 -
(x3
+ Ax
+B),
we findthat A becomes the usual discriminant
-16(4A3
+27B2)
of theelliptic
curve
[Si,
p.50].
Because A is an invariant for the action of
GL3(k),
it follows that Fgives
the usual discriminant for any
elliptic
curve ingeneral
Weierstrass format least in characteristic zero, and hence in any characteristic.
Every
smooth
plane
cubic isprojectively
equivalent
to such anelliptic
curve, soA is
nonvanishing
whenever the curve F = 0 is smooth.On the other
hand,
if F = 0 issingular
at(0 :
0 :1),
so that a7 = a8 =ag =
0,
wecompute
that A becomes 0.Again
using
the invariance ofA,
we deduce that A = 0 if andonly
if F = 0 issingular.1
Since a cubic surface is
isomorphic
top2
blown up at 6points
([Ma,
Theorem
IV.24.4],
forexample),
and W is theblowup
of V at 3points,
we obtain a birational
morphism
W -~P2.
Taking
theproduct
of thiswith the fibration map W --~
Pl
yields
amorphism W :
W -~p2
xpl
birational onto its
image.
Themorphism T
separates
points,
since W ~p2
separates
points
except
for 9 lines which contract topoints,
and theseproject
isomorphically
to the second factorP’,
becauseby
assumption
L does not meet the 6 lines contracted
by
themorphism
V -~P2.
Toverify
that Tseparates tangent vectors,
we needonly
observe that at apoint
P E W on one of the 9lines,
atangent
vector transverse to the linethrough P
maps to a nonzerotangent
vector at theimage point
inp2,
while a
tangent
vector at Palong
the line maps to the zerotangent
vector at theimage point
inp2
but to a nonzerotangent
vector at theimage
point
inP 1.
Hence T is a closedimmersion,
so we may view thegiven
family
W -~Pl
as afamily
of curves inP2.
By
assumption,
there exists afiber of W -~
Pl
that is a smooth cubic curve. It follows that the divisorW in
P 2
xP 1
is oftype
( 3,1 ) ,
and hence W isgiven
by
abihomogeneous
equation
q(xo,
xl, x2, x3;to,
tl)
= 0 ofdegree
3 in xo, xl, x2, X3 and ofdegree
1 in
to,
tl. In otherwords,
we may view the fibration W -Pl
as afamily
ofcubic
plane
curves where the coefhcients ao, ... , ag are linearpolynomials
inthe
homogeneous
coordinatesto,
tl on the basePl -
Hence A for thisfamily
is a
homogeneous polynomial
ofdegree
12 into, tl,
and it isnonvanishing
because of the
assumption
that at least one fiber is smooth. Thus at most12 fibers are
singular.
To finish the
proof,
we needonly
show that if a fiber issingular
and notwith just
asingle
node,
thenbl )
vanishes to order at least 2 at thecorresponding
point
onP 1.
To provethis,
we enumerate the combinatorial1 Facts such as this are undoubtedly classical, at least over C, but it seems easier to reprove
possibilities
for aplane
cubic,
corresponding
to thedegrees
of the factorsof the cubic
polynomial:
seeFigure
1.In the "three lines" case, after a linear
change
of variables with constantcoefficients we may assume that the three intersection
points
on the badfiber are
(1 :
0 :0), (0 :
1 :0),
and(0 : 0 : 1),
so that the fiber is xyz = 0.We
compute
that if G is ageneral
ternary
cubic and t is anindeterminate,
representing
the uniformizer at apoint
on the baseP ,
then A foris divisible
by
t3.
In the "conic + line" case, we assume that the twointersection
points
are thepoints
(1 :
0 :0),
(0 :
1 :0)
so that the conicis a
rectangular hyperbola
and the line is the line z = 0 "atinfinity."
Wecan then translate the center of the
hyperbola
to(0 :
0 :1)
and scale toassume that the fiber is
(xy -
z2)z
= 0. Thistime, A
for(xy -
z2)z
+ tGis divisible
by
t2.
In the
"cuspidal
cubic" and "conic +tangent"
cases, we maychange
coordinates so that the
singularity
is at(0 :
0 :1)
and the line x = 0 istangent
to the branches of the curvethere,
sothat a5 = a6 =
a7 = a8 =ag = 0. In the
remaining
cases, "line + doubleline,"
"concurrentlines,"
and"triple
line,"
we may move apoint
ofmultiplicity
3 to(0 :
0 :1),
andagain
we will have at least a5 = a6 = a7 = a8 =a9 = 0. We check that
A vanishes to order 2 in all five of these cases,
by substituting aZ - tb2
for i =
5, fi, ?, 8, 9
in thegeneric
formula forA,
andverifying
that thespecialized A
is divisibleby
t2.
DSecond
proof of
Lemma 1. Let p be the characteristic ofk,
and choose a p. Letdenote the Euler characteristic. Since V is
isomorphic
to theblowup
ofp2
at 6
points,
and W is theblowup
of V at 3points,
On the other
hand, combining
theLeray spectral
sequencewith the
Grothendieck-Ogg-Shafarevich
formula([Ra,
Th6or6me1]
or[Mi,
where
W’T1
is thegeneric fiber, Wt
is the fiberabove t,
andis the
alternating
sum of the Swan conductors ofFt)
consideredas a
representation
of the inertia group at t of the base SinceW17
is asmooth curve of genus g =
1,
=2 - 2g
= 0. If t E is such thatWt
issmooth,
then all terms within the brackets on theright
side of(1)
are
0,
so the sum is finite. The Swan conductor ofis trivial. Hence
(1)
becomesSince
sWt(Hlt(W17,Ft))
is adimension,
it isnonnegative,
so the lemma willfollow from the
following
claim: ifWt
issingular,
> 1 withequality
if andonly
ifWt
is a nodal cubic. To provethis,
weagain
check the caseslisted in
Figure
l.The Euler characteristic foreach,
which isunchanged
ifwe pass to the associated reduced scheme
C,
iscomputed
using
the formulawhere a : C - C is the normalization of
C, gCZ
i is the genus of the i-th
component
ofC,
andCsing
is the set ofsingular
points
of C. Forexample,
for the "conic +
tangent,"
formula(2)
gives
Lemma 2.
If
F(x,
y,z)
EFp[x,
y,z]
is a nonzerohomogeneous
cubicpoly-nomial such that F does not
factor completely
into linearfactors
overFP,
then the subscheme X
of
p2
defined by
F = 0 has a smoothFp-point.
Proof.
Thepolynomial
F must besquarefree,
since otherwise F wouldfac-tor
completely.
Hence X is reduced. If X is a smooth cubic curve, then itis of genus
1,
and0
by
the Hasse bound.Otherwise, enumerating
possibilities
as inFigure
lshows that X is anodal or
cuspidal cubic,
or a union of a line and a conic. The Galois action oncomponents
istrivial,
because when there is more than one, theover
Fp
toPl
with at most twogeometric points
deleted. But#P1(Fp) >
3,
so there remains a smooth
Fp-point
on X. D4. The
example
We will carry out the program in Section 2 with the cubic surface
in
P3.
Cassels andGuy
[CG]
proved
that V violates the Hasseprinciple.
Let L be the linex + ~ ~- z = w = 0.
The intersection V fl L as a subschemeof L
Pl
withhomogeneous coordinates x, y
is definedby
which has discriminant 242325 =
33.52.359 = ,A
0,
so the intersection consistsof three distinct
geometric points.
This remains true in characteristic p,provided
thatp 0
~3,
5,
359}.
The
projection
V --+Pl
from L isgiven
by
the rational function u :=+ y +
z)
on V.Also,
W is the surface inp3
xpl given
by
the((x,
y, z,w);
(uo,
ul))-bihomogeneous
equations
The
morphism W - Pl
issimply
theprojection
to the secondfactor,
and the fiberWu
above u EQ =
A (Q)
CP (Q)
can also be written as theplane
cubic- n n n n
The
dehomogenization
defines an affine open subset in
A2 of Wu.
Eliminating x
and y from theequations
shows that this affine
variety
issingular
when u EQ
satisfiesThe fiber above u = 0 is
smooth,
soby
Lemma1,
the 12 values of usatisfying
(5)
give
theonly
points
in above which the fiberWu
is
singular,
and moreover each of thesesingular
fibers is a nodal cubic.(Alternatively,
one could calculate that A of the firstproof
of Lemma 1for
(4)
equals - 2431354
times thepolynomial
(5).
One caneasily verify
on
V.)
Thepolynomial
(5)
is irreducible overQ,
soW~
is smooth for allu
The discriminant of
(5)
is2~.3~.5~.359~.
Fix aprime
p ~
{2,
3, 5,
359},
and a
place
Q
--+Fp.
The 12singular
u-values inP (Q)
reduce to 12distinct
singular
u-values inP1(Fp)
for thefamily
W ->Pl
definedby
thetwo
equations
(3)
overFp.
Moreover,
the fiber above u = 0 is smooth incharacteristic p.
By
Lemma1,
all the fibers of W -~Pl
in characteristic pare smooth
plane
cubics or nodalplane
cubics.By
Lemma 2 and Hensel’sLemma, Wu
has aQp-point
for all u EP~(Qp).
Proposition
3.If
u E(a
satisfies
u - 1(mod
pZp)
for
p E{2,
3,
51
and~u E
Z359,
then thefiber
Wu
has aQp -point
for
allcompletions
Qp,
p
oo.Proof.
Existence of realpoints
isautomatic,
sinceW~,
is aplane
curve ofodd
degree.
Existence ofQp-points
forp g
{2,3,5,359}
wasproved
just
above the statement of
Proposition
3.Consider p = 359. A Grbbner basis calculation shows that there do not
exist al, a2,
bl, b2,
cl,C2, U
EF359
such thatand
are identical. Hence Lemma 2
applies
to show that forany U
EF359,
theplane
cubic definedby
(6)
overF359
has a smoothF35g-point,
and Hensel’sLemma
implies
thatWu
has aQssg-point
at least when u EZ359
·When t6 = 1
(mod
5Z5),
the curve reduced modulo5,
consists of three lines
through
P :=(1 :
0 :-1)
EP2(F5),
so it doesnot
satisfy
the conditions of Lemma2,
but one of thelines,
namely
,y =-2(x + y + z),
is defined overF5,
and everyF5-point
on this lineexcept
Pis smooth on
W-.
HenceWu
has aQ5-point.
The same
argument
shows thatWu
has aQ2-point
whenever u - 1(mod
2Z2),
since the curve reduced modulo 2 isx3+y3
=0,
which containsx + y = 0.
Finally,
when u - 1(mod 3Z3),
thepoint
(1 : 2 : 1)
satisfies theequa-tion
(4)
modulo32,
and Hensel’s Lemmagives
apoint
(xo :
2 :1)
EWu (Q3)
with
(mod 3Z3).
Thiscompletes
theproof.
DWe now seek a nonconstant rational function
Pl
-~Pl
that mapsP ( Qp )
for p
E{3,5,359},
the functionhas the desired
property.
Substituting
into(4),
we see thathas
Qp-points
for allp
oo. On the otherhand,
Xt(Q) =
0,
becauseV(Q)
=0.
Finally,
the existence of nodal fibers in thefamily implies
asin
[CP]
that thej-invariant
of thefamily
haspoles,
and hence isnoncon-stant.
5. The Jacobians
For t E
Q,
letEt
denote the Jacobian ofXt.
The papers[AP]
and[RVT]
each contain aproof
that the classical formulas of Salmon for invariants of aplane
cubicyield
coefficients of a Weierstrass model of the Jacobian. Weused a GP-PARI
implementation
of theseby
FernandoRodriguez-Villegas,
available
electronically
atftp://www.ma.utexas.edu/pub/villegas/gp/inv-cubic.gp
to show that ourEt
has a Weierstrassmodel y2
= x3
+ Ax + B whereBecause the nonexistence of rational
points
on V isexplained
by
aBrauer-Manin
obstruction,
Section 3.5 and inparticular
Proposition
3.5 of[CP]
show that there exists a secondfamily
of genus 1 curvesY
with the sameJacobians such that the Cassels-Tate
pairing
satisfies(Xt,
Yt)
=1/3
for all t EQ.
Inparticular,
for all t EQ,
the Shafarevich-Tate groupcontains a
subgroup isomorphic
toZ/3
xZ/3.
Although
we will not findexplicit
equations
for the secondfamily here,
we can at least outline how this
might
bedone,
following
[CP],
except
using
Galoiscohomology
over number fields andQ(t)
whereverpossible
inplace
of 6tale
cohomology
over open subsets ofP1:
1. Let k =
Q( 3)
and
= VxQ k.
On pages 66-67 of[CKS]
anelement
Ak
ofBr(Vk)
giving
a Brauer-Manin obstruction over k isof
Ak
inH2(Gal(K/k),
K(V)*)
for a certain finite abelian extensionK of k. We may
map ~
to an element ofH 2(k, Q (V) *).
2.
Apply
the corestrictioncoreSk/Q
toAk
to obtain an element A EBr(V)
giving
a Brauer-Manin obstruction for V overQ.
(See
theproof
of Lemme4(ii)
in~CKS~.)
Inpractice,
all elements of Brauergroups are to be
represented by 2-cocycles analogous
to~,
and alloperations
areactually performed
on thesecocycles.
3. Pull back A under the
morphisms
X ~V,
whereX.~
overQ (t)
is the
generic
fiber of our finalfamily
X ~Pl
of genus 1 curves, toobtain an element of
Br(X~).
4. Let
X,.,
denote Find theimage
of in Picby
writing
the divisor of the2-cocycle
representing
theimage
ofAq
inQ (t) (Xq ) * )
as thecoboundary
of a1-cochain,
which becomes a1-cocycle
representing
an element ofH’ (Q (t), Pic X,7).
5. Observe that the
newly
discovered1-cocycle
actually
takes values inPico
=E,7 (Q (t)),
whereE,7
is the Jacobian of overQ(t).
6. Reconstruct the
principal homogeneous
spaceY,7
ofEq
overQ(t)
fromthis
1-cocycle,
by
computing
the function field ofY,7
as in Section X.2of [Si].
7. Find the minimal model of over
PQ,
ifdesired,
to obtain a modelsmooth over the same open subset of
Pl
as X.Acknowledgements
I thank Ahmed Abbes for
explaining
the formula(1)
to me, Antoine Ducros formaking
a comment that led to asimplification
of the rationalfunction used at the end of Section
4,
and Noam Elkies forsuggesting
the firstproof
of Lemma 1 and the remark at the end of the introduction.I thank Bernd Sturmfels for the
expression
for the discriminant A of aplane
cubic as a 6 x 6determinant,
and forproviding
Maple
code for it. Ithank also Bill McCallum and Fernando
Rodriguez-Villegas,
forproviding
Salmon’s formulas for invariants ofplane
cubics in electronic form. The calculations for this paper weremostly
doneusing
Maple,
Mathematica,
and GP-PARI on a Sun Ultra 2. The values of A and B in Section 5
and their
transcription
into LaTeX were checkedby
pasting
the LaTeXformulas into
Mathematica, plugging
them into the formulas for thej-invariant from
GP-PARI,
andcomparing
the resultagainst
thej-invaxiant
ofXt
ascomputed
directly by
Mark vanHoeij’s Maple package
"IntBasis"at
http://www.math.fsu.edu/"’hoeij/compalg/IntBasis/W dex.html
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Bjorn POONEN
Department of Mathematics
University of California
Berkeley, CA 94720-3840 USA