A NNALI DELLA
S CUOLA N ORMALE S UPERIORE DI P ISA Classe di Scienze
G IANNI D AL M ASO F RANÇOIS M URAT
Asymptotic behaviour and correctors for Dirichlet problems in perforated domains with homogeneous monotone operators
Annali della Scuola Normale Superiore di Pisa, Classe di Scienze 4
esérie, tome 24, n
o2 (1997), p. 239-290
<http://www.numdam.org/item?id=ASNSP_1997_4_24_2_239_0>
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Dirichlet Problems
inPerforated Domains with Homogeneous
MonotoneOperators
GIANNI DAL MASO -
FRANCOIS
MURAT0. - Introduction
In this paper we
study
theasymptotic
behaviour of the solutions of somenonlinear
elliptic equations
of monotone type with Dirichletboundary
condi-tions in
perforated
domains. Let S2 be a bounded open set ine,
and letA:
Ho ’ p ( S2 )
~H -1’ q ( SZ )
be a monotone operator of the formwhere 1 p +cxJ,
1 / p
+1,
and a : --~kv
satisfies the clas- sicalhypotheses: Carath6odory conditions,
local Holdercontinuity,
andstrong monotonicity (see (1.4)-(1.7) below).
We suppose, inaddition,
thata (x, -)
is odd andpositively homogeneous
ofdegree
p - 1. Given a sequence of open sets contained inS2,
we consider for everyf
E the sequence(un )
of the solutions of the nonlinear Dirichletproblems
We extend un to Q
by setting un - 0
on and we consider(un )
as asequence in The
problem
is to describe theasymptotic
behaviour of the sequence(un )
as n tends toinfinity.
The main theorem of the paper is the
following compactness
result(The-
orem
6.6),
which holds without anyassumption
on the setsQn.
For every sequence of open sets contained in Q there exist asubsequence,
still de-noted
by (Qn),
and anon-negative
measure it in the class such that for everyf
E the solutions Un of(o.1)
convergeweakly
into the solution u of the
problem
Pervenuto alla Redazione il 21 marzo 1996.
Here ~, ~ )
denotes theduality pairing
betweenH-1 ~q (SZ)
andHo ’ p (S2),
whileis the class of all
non-negative
Borel measures on Q with values in[0, +oo]
which vanish on all sets of(1, p)-capacity
zero.Moreover,
we prove(Theorem 6.8)
that(un)
converges to ustrongly
in for every r p, and that(a (x, D u n ) )
converges to a(x, Du) weakly
inRV)
andstrongly
in
RV)
for every s q.Finally
the energy(a (x, DUn), D u n )
convergesto
(a (x, Du), Du) + weakly*
in the sense of Radon measures on Q.To prove this
compactness
result we observe(Remark 2.4)
that allproblems
of the form
(o.1 )
can be written asproblems
of the form(0.2)
with a suitablechoice of the measure it = in the class
Actually
we prove(Theorem 6.5) that,
for every sequence(pn)
of measures of the classthere exist a
subsequence,
still denotedby
and a measure /,I E such that for everyf
EH-1,q (Q)
the solutions un of theproblems
converge
weakly
in~o’~(~)
to the solution u of(0.2).
In our
proof
an essential role isplayed by
the solution wn of the Dirichletproblem
or, in the
general
case(0.3), by
the solution wn of theproblem
As the sequences
(un)
and(wn)
of the solutions of(0.3)
and(0.4)
are boundedin
(Theorem 2.1),
we may assume that(un)
and(wn)
convergeweakly
in
H6’ (Q)
to some functions u and w.By using
a result of[4]
we prove thatand converge to D u and D w
strongly
in for everyr p
(Theorem 2.11).
The crucial step in the
proof
of ourcompactness
theorem is thefollowing
corrector result
(Theorem 3.1),
which isinteresting
in itself: iff
Ethen
where
and
The idea of the
proof
is to consider the functionwhich,
due to thehomogeneity
ofa(x, ç),
satisfies anequation
similar to(0.3).
We then useun -
uwn
as test function in the difference of(0.3)
and of thisequation. Using
the
strong monotonicity
ofa (x , ~ )
we prove that(u n -
tends to 0strongly
in
H¿’P (r2) (Theorem 3.7). Actually
theprevious description
of theproof
isnot accurate, because in
general w
can vanish on a set ofpositive Lebesgue
measure. For this reason we are forced to
replace uwn by w~~
with 8 >0,
andto consider
separately
the sets where w(Lemmas 3.4, 3.5, 3.6).
Another
important
step in ourproof
is the construction of the measure it, whichdepends only
on w and on the operator A. We prove(Section 5)
thatv = 12013Au; is a
non-negative
Radon measure on Q whichbelongs
toH-1,q (2),
and we define the measure It
by
where
Cp (E)
is the(1, p)-capacity
of E with respect to Q. We prove also that this ’ measurebelongs
to(Theorem 5.1).
It remains to prove that u
coincides
with the solution of(0.2) corresponding
to the measure it defined
by (0.6).
Togive
an idea of this part of theproof,
we assume now that
2
p(the
case 1 p 2 is moretechnical)
and that
f
E(the
casef ~
needs a furtherapproximation).
Given w
ECo (S2),
we take v = as test function in(0.3).
We wouldlike to take v = as test function in
(0.4).
This is notalways possible,
thus as before wereplace
wby w
v e for some E > 0 and we takev - test function in
(0.4). Subtracting
the twoequations
we obtain
I i n-2
Using (0.5)
and thehomogeneity
ofA,
as well as some technical lemmasproved
in Section
4,
we pass to the limit first as n oo and then as s0, obtaining
As
by
definition v = 1 -A w,
we getand thus
(0.6) gives
Since the set (p E is dense in n
(Proposi-
tion
5.5),
it follows that u is the solution of(0.2).
In the case 1 p 2 the main
difficulty
lies in the fact that the functionjUlp-2 u
does notbelong
to for every u EWe solve this
problem by considering
a suitablelocally Lipschitz modification,
nepr the
origin,
of the function t«
which enables us tocomplete
theproof following
the ideas of the case2
p +oo.When p = 2 and A is a
symmetric
linearelliptic operator,
the compactness resultproved
in the present paper hasalready
been obtainedby r-convergence techniques
in[2], [1], [23], [7], [39].
These results wererecently
extended tothe vectorial case
by [27].
When 1 p +00 and A is the subdifferential of a convex functional
=
Ig D u ) d x
defined on~/o~(~),
with~/r~ (x , ~ )
even andpositively homogeneous
ofdegree
p, the compactness result wasproved
in[20] by
r-con-vergence
techniques.
Thegeneral
case.)
is nothomogeneous
can beobtained
by putting together
the results of[2], [15], [16]
on obstacleproblems.
Further reference on this
subject
can be found in the book[18]
and in the recent paper[21],
which contains a widebibliography
on the linear case.Another method used in the
study
of thistype
ofproblems
was introducedin
[31]
and[37],
where theasymptotic
behaviour of the solutions of(0.1)
inthe linear case was
investigated
in variousinteresting situations,
under someassumptions involving
thegeometry
or thecapacity
of the closed setsThe case of
general Leray-Lions operators
inT~’~(~),
with Apossibly
nonhomogeneous,
was treated in[40]-[45], [32], [26]
under similarassumptions.
The linear case was also
investigated
in[14] by using
test functions as inthe energy method introduced
by
Tartar[46]
in thestudy
ofhomogenization problems
forelliptic operators.
In this paper some restrictivehypotheses
onthe sets
S2n
were made in terms of the testfunctions,
and a corrector resultwas obtained. The same method was then extended to a more
general
situationincluding
also the case where 1 p +oo and A is thep-Laplacian (see [2], [33], [38], [11]).
The linearproblem
with aperturbation with quadratic growth
with
respect
to thegradient
wasrecently
solved in[8]
and[9].
A new decisive
step
was achieved in[21],
where acompactness
result without anyhypothesis
on the sets wasproved
in the(not necessarily
symmetric)
linear caseby introducing
a new sequence of test functions whichwere defined as the solutions of
equations (0.4)
above with p = 2. Our paper follows the same lines as far as the test functions areconcerned,
but presentsan alternative method of
proof
for the compactness and corrector results.In
conclusion,
thecompactness
resultproved
in the present paper is new when thehomogeneous
monotoneoperator
A is nonlinear and is not the sub- differential of a convex functional. The correctorresult,
thestrong
convergence of the solutions un in for r p, and the convergence of the fieldsa
(x, D u n )
are new for all nonlinearhomogeneous
monotone operators,including
the case of subdifferentials of convex functionals:
they
are indeed obtained without anyhypothesis
on the setsAn
expository
version of thepresent work,
restricted to the case p = 2 andincluding
also asimplified,
but almost self-contained version of theproofs,
hasbeen
published
in[25].
The results of the
present
paper haverecently
been extended to the caseof a monotone operator without
homogeneity
conditions in[10]
and in[12],
where the case of systems is also solved.1. - Notation and
preliminary
resultsSobolev spaces and
capacity.
Let us fix a bounded open subset Q oflkv
and two real numbers p and q, with 1 p +cxJ, 1 q +oo, and1 /q
+lip
= 1.The space of distributions in Q is the dual of the space The space is the closure of
Co (SZ)
in the Sobolev spaceH 1’p (S2),
and thespace
H-1’q (S2)
is the dual of On we consider the normand is endowed with the
corresponding
dual norm.For every subset E of Q the
(1, p)-capacity
of E inQ,
denotedby Cp (E),
is defined as the infimum of
fo I D u I P dx
over the set of all functions u Esuch that u > 1 a.e. in a
neighbourhood
of E.We say that a
property P(x)
holdsquasi everywhere (abbreviated
asq.e.)
in a set E if it holds for all x E E except for a subset N of E with
Cp (N)
= 0.The
expression
almosteverywhere (abbreviated
asa.e.) refers,
asusual,
to theLebesgue
measure. A function u: S2 ~ R is said to bequasi
continuous if for every s > 0 there exists a setA c Q,
withCp (A)
s, such that the restriction of u to is continuous.It is well known that every u E has a
quasi
continuous represen-tative,
which isuniquely
defined up to a set ofcapacity
zero. In thesequel
we shall
always identify
u with itsquasi
continuousrepresentative,
so that thepointwise
values of a function u E are definedquasi everywhere
in S2.We recall
that,
if a sequence(un)
converges to ustrongly
in then asubsequence
of(un )
converges to u q.e. in S2. For all theseproperties
ofquasi
continuous
representatives
of Sobolev functions we refer to[47], Section’3,
and
[30],
Section 4.A subset U of Q is said to be
quasi
open if for every 8 > 0 there existsan open subset V of
S2,
withCp(V)
8, such that U U V is open.We shall
frequently
use thefollowing
lemma about theapproximation
ofthe characteristic function of a
quasi
open set. We recall that the characteristic function1 E
of a setE C Q
is definedby
=1,
1 if x EE,
andby
-
LEMMA 1.1. For every
quasi
open subset Uof
S2 there exists anincreasing
sequence
(vn) of non-negative functions of
which converges to1 U quasi everywhere
in S2.PROOF. See
[16],
Lemma1.5,
or[21],
Lemma 2.1. D Measures.By
a Radon measure on S2 we mean a continuous linear functionalon the space of all continuous functions with compact support in S2.. It is well known that for every Radon measure À there exists a
countably
additiveset function tt, defined on the
family
of allrelatively
compact Borel subsets ofS2,
such that~, (u )
= for every u ECho(0.).
We shallalways identify
the functional X with the set function it. ..
By
anon-negative
Borel measure on S2 we mean anon-negative, countably .
additive set function defined in the Borel a-field of Q with values in
[0, -f-oo].
It is well known that every
non-negative
Borel measure which is finite on all compact subsets of S2 is anon-negative
Radon measure. We shallalways identify
a
non-negative
Borel measure with itscompletion (see,
e.g.,[28],
Section13).
If it is a
non-negative
Borel measure onS2,
we shall useL~ (S2),
1 r+oo,
to denote the usual
Lebesgue
space withrespect
to the measure tt. Weadopt
the standard notation
when it
is theLebesgue
measure.We denote
by Mg (0.)
the set of allnon-negative
Borel measures p on Q such that(i)
= 0 for every Borelset B C Q
withCp(B)
=0,
(ii) A(B)
= Uquasi open , B c U }
for every Borel setB C
S2 .Property (ii)
is a weakregularity
property of the measure p. Since anyquasi
open set differs from a Borel set
by
a set ofCp-capacity
zero, everyquasi
openset is
ti-measurable
for everynon-negative
Borel measure it which satisfies(i).
Therefore
Jvt(U)
is well defined when U isquasi
open, and condition(ii)
makessense.
REMARK 1.2. Our class coincides with the class
M;(0.)
introducedin
[20].
It isslightly
different from the classes.Mp
and consideredin
[19]
and[36],
where condition(ii)
is notpresent.
It is well known that everynon-negative
Radon measure satisfies(ii),
while there areexamples
ofnon-negative
Borel measures whichsatisfy (i),
but do notsatisfy (ii).
Condition(ii)
will be essential in theuniqueness
resultgiven by
Lemma5.4,
which is used in theproof
of theuniqueness
of theyA-limit (Remark 6.4).
0For every open set
U c
Q we consider the Borel measure pu definedby
As U is open, it is easy to see that this measure
belongs
to the classThe measures / will be useful in the
study
theasymptotic
behaviour of sequences of Dirichletproblems
invarying
domains(see
Remark 2.4 and The-orem
6.6).
E
.J~lo (S2),
then the space nL§(Q)
is welldefined,
since allfunctions in are defined
~-almost everywhere
in Q. It is easy to see that r is a Banach space with the norm p =o [5], Proposition 2.1 ).
~
(Q) I-L 0B, >Finally,
we say that a Radon measure v on S2belongs
toH-1’q (S2)
if thereexists
f
eH -1’ q ( S2 )
such thatwhere (.,.)
denotes theduality pairing
betweenH -1 ~ q ( S2 )
andHo ’ p ( S2 ) .
Weshall
always identify f
and v. Notethat, by
the Riesztheorem,
for every non-negative
functionalf
EH-1’q (S2)
there exists anon-negative
Radon measure vsuch that
(1.2)
holds. It is well known that everynon-negative
Radon measurewhich
belongs
toH-1’q (Q) belongs
also toThe monotone operator. Let a:
Re
be a Borel functionsatisfying
thefollowing homogeneity
condition:for every x
E 0,
for every t E R, and forevery ~
E with the conventionltlp-2 t
= 0 for t = 0 and 1p 2.
In the case2 p
we assumethat there exist two constants co > 0 and cl > 0 such that
for every x E Q and for every
~1, ~2 E e,
where(~, ~)
denotes the scalarproduct
in1~.
In the case 1 p 2 we assume that there exist two constants co > 0 and c 1 > 0 such thatfor every x E S2 and for every
~l , ~2 E e
with~1 ~ ~2.
In
particular, (1.3) implies
thatfor every x E S2 and for
every ~
ERv,
hencefor every x E
S2,
while(1.4)-(1.7)
and(1.9) imply
thatfor every x E Q and for
every ~
EWe now define the operator A:
H-1’q (S2) by
Au --div(a (x, Du)), i.e.,
for every u E and for every v E
H6" P (0).
This operator is
strongly
monotone onHo ’ p ( SZ) .
The model case is thewhich
corresponds
to the choicea (x , ~ ) _ ~ ~ ~ p-2 ~ .
Conditions(1.4)-(1.7)
are satisfied in this case, sincefor
2
p +oo, whilefor 1 p s 2 and
§1 ~ ~2.
2. - Relaxed Dirichlet
problems
Estimates for the solutions. Let JL
e.J~lo (S2), f
EH-l~q (S2),
and let A be theoperator
definedby (1.12).
We shall consider thefollowing
relaxed Dirichletproblem (see [22]
and[23]):
find u such thatThe name "relaxed Dirichlet
problem"
is motivatedby
Theorem 6.6 and isgenerally adopted
for this kind ofproblems (see
also thedensity
resultsproved
in
[23]
and[22]).
Moregenerally, given 1/1
E we shallconsider the
following problem:
find u such thatThe existence of a solution of
(2.2)
isgiven by
thefollowing
theorem.THEOREM 2.1.
Let it
E1/1
EH1,P(Q)
nL~ (S2),
andf
EH-1,q(Q).
Then
problem (2.2)
has aunique
solution. Moreover the solution uof (2.2) satisfies
the estimate
where C is a constant
depending only
on p, co, ci.PROOF. Let
B : Ho ’ p ( S2 ) f 1 L ~ ( S2 ) -~ ~ Ho ’ p ( S2 ) n L ~ ( S2 ) ) ~
be the operatordefined
by
for every z, v
L~ (Q).
It is easy to see that B is monotone, continu- ous, and coercive. Asf
can be identified with an element ofthere exists a solution Z E n
L~ (S2)
of theequation
Bz =f
in(see,
e.g.,[35], Chapter 2,
Theorem2.1).
It is clear thatu - z
+ 1/1
is a solution of(2.2).
Theuniqueness
followseasily
from themonotonicity
conditions(1.4), (1.6), (1.13),
and(1.14) by
a standardargument.
Let us prove the estimate
(2.3).
If we take v =u - 1/1
as test functionin
(2.2),
we obtainTherefore, by
the coerciveness condition(1.10)
andby
the boundedness condi- tion( 1.11 )
we havewhich
implies (2.3) by Young’s inequality.
0The
following
lemma will be used to prove the continuousdependence
on
f
of the solution of(2.2).
LEMMA 2.2. Let it E let u 1, U2 E
H1,P(Q)
let ~p E rlL °° ( S2)
with cp > 0 q.e. in Q.If 2
p +oo, thenIf
1 p 2, thenwhere
K (u 1,
U2,~p) stands for
PROOF. If
2
p(2.5)
follows from themonotonicity
conditions(1.4)
and(1.13).
Let us consider now the case 1 p 2. Let z = u 1 - u2.By
themonotonicity
condition(1.6)
andby
Holder’sinequality
we haveSince
2(P- 1)(2-p)lp 2,
we obtainBy (1.14)
andby
Holder’sinequality
we haveTherefore
The conclusion follows now from
(2.7)
and(2.8).
The
following
theorem shows that the continuousdependence
onf
of thesolutions u of
(2.2)
is uniform withrespect
to JL.THEOREM 2.3. Let it E let E
H1,P(Q)
n letfl, f2
EH-1’q(S2),
and let u I, U2 be the solutionsof (2.2) corresponding
tof = ,fl
andf = f2. If 2 p
thenwhere C is a constant
depending only
on p and co.If
1 p2,
thenwhere
and C is a constant
depending only
on p, co, cl.PROOF. If we use v = u 1 - U2 as test function in the
problems
solvedby by u I and
U2, and if we subtract thecorresponding equalities,
we obtainIf
2
p +00, from(2.5)
and(2.11)
we obtainwhich
implies (2.9) by Young’s inequality.
Let us consider now the case 1 p 2. From
(2.6)
and(2.11)
we obtainwhere the constant is
given by
Lemma 2.2.By (2.3)
we haveK(ul,
u2, Cr ( fl , f2, 1/1),
and thus(2.10)
follows from(2.12) by Cauchy’s
inequality.
0A connection between classical Dirichlet
problems
on open subsets of S2 and relaxed Dirichletproblems
of the form(2.1 )
isgiven by
thefollowing
remark.
REMARK 2.4. If U is an open subset of ~2, and v is a function of such that v = 0 q.e. in
S2BU,
then the restriction of v to Ubelongs
to(see [3],
Theorem4,
and[29],
Lemma4). Conversely,
if we extend a functionv E
Ho’p (U) by setting v
= 0 inQBU,
then v isquasi
continuous andbelongs
toHo’p (S2) . Therefore,
is the measure introduced in( 1.1 ),
then a functionu in is the solution of
problem (2.1 )
if andonly
if the restriction of uto U is the solution in of the classical
boundary
valueproblem
and,
inaddition,
u = 0 q.e. in D’
Comparison principles.
The solutions of relaxed Dirichletproblems satisfy
thecomparison principles given by
thefollowing propositions.
PROPOSITION 2.5. e
let f
eH-1’q (S2),
and let u be the solutionof problem (2.1). If f > 0 in Q,
then u > 0 q. e. in Q.PROOF. Let v =
-(u
A0).
Then v E nL~ (S2)
0 q.e. inQ.
Since
0 q.e. in Qand f, v )
>0, taking v
as test functionin
(2.1)
we obtain(Au, v)
> 0. Since Dv = -Du a.e. in{u 0}
and Dv = 0a.e. in
0}, by
the coerciveness condition(1.10)
we haveAs
(Au, v)
>0,
we obtain that v = 0 q.e. in Q, hence u > 0 q.e. in Q. 0PROPOSITION 2.6. Let
fl, f2
be Radon measuresof (Q),
let ILl, E and let u 1, u2 be the solutionsof problem (2.1 ) corresponding
tof l,
it Iand
f2,
Assume that 0f2, f, f2,
and A2 IL in Q. Then ul 1 U2 q.e.in Q.
’
PROOF.
By Proposition
2.5 we have that U2 > 0 q.e. in Q. Let v -(Ul - u2)+.
Since 0 vui
and it2 ttl, we have v ELp
1(Q) C Lp
I-2(Q).
As
taking
v as test function in theproblems
solvedby ul and
U2 andsubtracting
thecorresponding equalities,
weobtain
Since
From the
monotonicity
conditions(1.4)
and(1.6)
it follows that v = 0 q.e. inQ
and, consequently,
u2 q.e. in Q. DPROPOSITION 2.7. Let
f l, f2
be Radon measuresof H-l,q(0.),
let i,c 1, i,c2 EMb(0.),
and let u 1, U2 be the solutionsof problem (2.1) corresponding
tofl,
JLl Iand f2, in 0., then lull
u2 q. e. in 0..PROOF.
By Proposition
2.6 we have ul U2 q.e. in SZ.By (1.8)
thefunction -u 1 is the solution of
(2.1 ) corresponding to - f
i and it,, and so,by Proposition 2.6,
we have also -u 1 U2 q.e. in S2. 0 Estimatesinvolving auxiliary
Radon measures. We consider now some furtherestimates for the
gradients
of the solutions u of(2.2)
and for thecorresponding
fields a
(x, Du).
Webegin by proving that,
iff
ELq(0.),
then the solutions of(2.2)
areactually solutions,
in the sense ofdistributions,
of a newequation involving
a Radon measure À, whichdepends
on u, it,f,
and whose variationon compact sets can be estimated in terms of and
PROPOSITION 2.8. Let JL E let
f
E Lq(S2),
and let u be the solutionofproblem (2.2) for some
EH 1, p (o)
f1LP (S2).
Letk,~,2
be the elementsof H - l,q (S2) defined by
Au -f- ~, =f, A(u+)
=f +, A(-u-) - ~,2 = - f -.
ThenÀ, X2 are Radon measures,
~,1
> 0, ~,2 >0,
À ),1 -~.2, and IÀI
~.1 -~~2.
Moreover for
every compact set K 5; S2 we havewhere ci
is
the constant in( 1.11 )
and cp, Q is a constantdepending only
on p and Q.PROOF. Let v E with v > 0 q.e. in Q and let Vn =
Then Vn > 0 q.e. in Q and Vn E
n L~(S2).
As uvn > 0 q.e.in Q and
f vn
-f + vn
a.e. inQ, by taking
Vn as test function inproblem (2.2)
we obtain
~Au, vn ) Jg,f+vndx::s
SinceDVn = n Dv
a.e. in{v nu+l
andDvn =
Du+ a.e. innu+l,
we haven
Taking
the limit as n -~ oo, we obtainSince
Du+
= Du a.e. infu+
>0}
and Du+ = 0 a.e. inlu+
=0},
from(1.9)
it follows that ~ ~
for every v E
Ho’p(~2) with v >
0 q.e. in S2. Thisimplies
that0,
hence~.1
I is a Radon measure.In a similar way we deduce that
h2
is anon-negative
Radon measure.By (1.9)
we have Au =A(u+)
+A(-u-),
hence X =À2,
whichimplies 1), ~.1
+À2. By
the upper bound(I. 11)
we havewhere C
depends only
on p and Q. The same estimate holds for h2. To prove(2.13),
for every 8 > 0 we fix a function z E such that z a 0 q.e. inQ,
z > 1 q.e. in aneighbourhood
of K,C p ( K )
-- .H6
(Q) ThenTaking
the limit as E -~ 0 we obtain(2.13).
C7REMARK 2.9. Under the
assumptions
ofProposition 2.8,
iff >
0 thenu =
u+ (Proposition 2.5)
and X = Therefore in this case h a 0 and hencef
in S2 in the sense of 0The
following theorem, together
withProposition 2.8,
will be used in theproof
of the main result of this section(Theorem 2.11):
if un are the solutionsof
(2.2) corresponding
to some measures pn EM§(Q),
and(un)
convergesweakly
in then(un )
convergesstrongly
in for every r p.THEOREM 2.10. Let
(gn) be a
sequence in(Q),
let(Àn)
be a sequenceof
Radon measures,and, for
every n E N, let Un E be a solutionof
theequation
Assume that
(un )
convergesweakly
in(Q)
to somefunction
u,(gn )
convergesstrongly
in and(Àn)
is bounded in the spaceof Radon
measures,i.e., for
every compact set
K C
S2 there exists a constantCK
such thatThen
(un)
converges to ustrongly
infor
every r p, and(a (x, DUn))
converges to a
(x, Du) weakly
inLq (0, Re)
andstrongly
inLs (0,
everys q.
PROOF.
By
Theorem 2.1 of[4]
the sequence(un)
converges to ustrongly
in for every r p. Let us fix a
subsequence,
still denotedby (un),
such that
(Dun)
converges to Dupointwise
a.e. in Q. As a(x, .)
iscontinuous,
we deduce that
(a (x, Dun))
converges to a(x, Du) pointwise
a.e. in Q.By
the upper bound
( 1.11 )
this sequence is bounded in Lq(Q,
and so,by
thedominated convergence
theorem, (a (x, DUn))
converges to a(x, Du) weakly
inRV)
andstrongly
inRV)
for every s q. 0 As a consequence ofProposition
2.8 and Theorem 2.10 we have the fol-lowing
result.THEOREM 2.11. Let
(gn)
be a sequence inH - l,q (S2)
which convergesstrongly
to some g E
H-l,q (Q),
let be a sequence inMÖ (Q),
and let(~n)
be a sequencein such that
JQ M for
a suitable constant Mindependent of
n. Assume that the solution Unof (2.2) corresponding
to it =f =
gn,1/1 = 1/In
convergesweakly
in tosome function
u. Then(un )
converges to ustrongly
in every r p, and(a (x, Dun))
converges to a(x, Du)
weakly
inLq (Q,
andstrongly
inMV) for every
s q.PROOF. Given 8 E
]0, 1 [,
we fix a function h E such thatII h -
E and we consider the solutions Zn of(2.2) corresponding
to It = An,
f
=h, 1/1
=1/In. By
Theorem 2.3 we havewhere a =
l/(p 2013 1) for p > 2 and a =
1 for 1p 2,
while C is a constantdepending only
on p, co, cl,M,
supn Thisimplies,
inparticular,
that
(zn )
is bounded inTherefore, passing
to asubsequence,
we mayassume that
(zn )
convergesweakly
in to some function z, and(2.14) gives
By Proposition
2.8 there exists a sequence of Radon measuressuch that
Azn + hn
= h in Q.By (2.13)
for everycompact
set K c Q thesequence
(IÂnl(K))
is bounded. Therefore Theorem 2.10implies
thatconverges to z
strongly
in for every r p.Using
Poincar6’s and Holder’sinequalities
we obtainwhich, together
with(2.14)
and(2.15), gives
As E is
arbitrary,
we obtain that(un)
converges to ustrongly
in Theconvergence of
(a (x,
to a(x, Du)
can beproved
as in Theorem 2.10. 03. - Corrector result
Definition of the
corrector. Let(An)
be a sequence of measures of and letf
EL°° (S2).
For every n E N let us consider the solution un of theproblem
By
estimate(2.3)
the sequence(un)
is bounded inH6’ (Q),
thus we may assumethat
(un )
convergesweakly
in to some function u.By
Theorem 2.11 the sequence converges to D uweakly
in andstrongly
inrr)
for every r p.We shall
improve
this convergence of thegradients
and we shall obtain theirstrong
convergence inLP(Q, rr) by
means of a corrector: we shall definea sequence of Borel functions
depending
on the sequence(ILn),
but
independent
off,
u, un, suchthat,
ifRn
is definedby
then the sequence
(Rn )
converges to 0strongly
inLp (S2 ,
This fact meansthat the oscillations around Du of the sequence of the
gradients (Dun)
aredetermined,
up to a remainder which tends to 0strongly
inonly by
the values of the limit function u andby
the sequence of correctors whichdepends only
on the sequence(it,).
In order to construct
Pn,
let us consider for every n E N the solution wn of theproblem
By
estimate(2.3)
the sequence(wn)
is bounded in thus we mayassume that
(wn)
convergesweakly
in to some function w. Then wedefine the Borel function
Pn :
S2 ~by
We are now in a
position
to state the main theorem of this section.THEOREM 3.1. Let sequence
of measures
and letf
eFor every n
E N,let un and wn be the solutions ofproblems (3.1 ) and (3.3).
Assume that
(un )
and(wn )
convergeweakly in some functions
u and w,and
define Pn and Rn by (3.4)
and(3.2).
Then(Rn )
converges to 0strongly in
REMARK 3.2. Let wo be the
unique
function of such thatA wo
= 1 in Q.By
thecomparison principle (Proposition 2.7)
andby
thehomogeneity
condition
(1.3)
we have c wo q.e. in~2,
with c =hence
q.e. in Q. As(see [34], Chapter 4,
Theorem
7.1),
the functions u and wbelong
to and the sequences(un)
and
( wn )
are bounded in DREMARK 3.3. Before
proving
Theorem3.1,
let us observethat,
iff
Ethen the sequence
(Rn)
definedby (3.2)
and(3.4)
converges to 0weakly
in andstrongly
in for every r p.Indeed §
E>
0 } ) by
Remark 3.2 andwhile
( D un - Du)
and( D wn - Dw)
converge to 0weakly
in andstrongly
in for every r pby
the definition of u and wandby
Theorem 2.11. The result of Theorem 3.1 is thus to assert that the convergence of
( Rn )
isactually strong
inThe corrector result of Theorem 3.1 is
formally equivalent
to the strong convergence of(un -
to 0 in Thisassertion,
which isonly
formal since w can vanish on a set of
positive Lebesgue
measure, becomescorrect in if U is some open subset of [2 such that w > s > 0 in U
(see
Lemma 3.4 and(3.7)).
0Three lemmas. To prove Theorem 3.1 we use the
following
lemmas.LEMMA 3.4.
Assume that the hypotheses of Theorem 3.1 are satisfied. For every
6’ > 0
{ w
>s)
f1(
> Thenfor
every B > 0thefunctions ~~
belong to ([2)
n([2)
and one hasNote that = w in
Us
and thus(3.6) implies formally
that(Dun - D( QQ))
converges to 0
strongly
in AsD(uwn)
is notalways
welldefined,
the