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HAL Id: hal-01097356

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Submitted on 27 Oct 2015

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Lagrangian solutions to the Vlasov-Poisson system with L1 density

Anna Bohun, François Bouchut, Gianluca Crippa

To cite this version:

Anna Bohun, François Bouchut, Gianluca Crippa. Lagrangian solutions to the Vlasov-Poisson sys- tem with L1 density. Journal of Differential Equations, Elsevier, 2016, 260 (4), pp.3576-3597.

�10.1016/j.jde.2015.10.041�. �hal-01097356v2�

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SYSTEM WITH L1 DENSITY

ANNA BOHUN, FRANC¸ OIS BOUCHUT, AND GIANLUCA CRIPPA

Abstract. The recently developed theory of Lagrangian flows for trans- port equations with low regularity coefficients enables to consider non BV vector fields. We apply this theory to prove existence and stability of global Lagrangian solutions to the repulsive Vlasov-Poisson system with only integrable initial distribution function with finite energy. These so- lutions have a well-defined Lagrangian flow. An a priori estimate on the smallness of the superlevels of the flow in three dimensions is established in order to control the characteristics.

1. Introduction

We consider the Cauchy problem for the classical Vlasov-Poisson system

Btf vxf Evf 0, (1.1)

fp0, x, vq f0px, vq, (1.2) where fpt, x, vq¥0 is the distribution function, t¥0, x, vPRN, and

Ept, xqxUpt, xq (1.3) is the force field. The potential U satisfies the Poisson equation

xU ωpρpt, xqρbpxqq, (1.4) with ω 1 for the electrostatic (repulsive) case, ω 1 for the grav- itational (attractive) case, and where the density ρ of particles is defined through

ρpt, xq

»

RN

fpt, x, vqdv, (1.5) and ρb ¥ 0, ρb P L1pRNq is an autonomous background density. Since we are in the whole space, the relation (1.3) together with the Poisson equation (1.4) yield the equivalent relation

Ept, xq ω

|SN1| x

|x|N pρpt, xqρbpxqq, (1.6) where the convolution is in the space variable.

The Vlasov-Poisson system has been studied for long. Existence of local in time smooth solutions in dimension N 3 has been obtained in [21]

after the results of [8]. Global smooth solutions have been proved to exist in [9, 32, 24], with improvements on the growth in time in [33, 37, 19, 34, 28, 30].

Related results are [35, 27, 15]. These solutions need a sufficiently smooth

Key words and phrases. Vlasov-Poisson system, Lagrangian flows, non BV vector fields, superlevels, weakly convergent initial data.

1

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initial datum f0. In particular, the following theorem is a classical result due to Pfaffelmoser [32].

Theorem 1.1. If N 3, let f0 be a non-negative C1 function of compact support defined on R6. Then there are a non-negative f P C1pR7q and U P C2pR4q, which tends to zero at infinity for every fixed t, satisfying equations (1.1)-(1.5) with ρb 0. For each fixed t, the function fpt, x, vq has compact support. The solution is determined uniquely by the initial datum f0.

In a different spirit, global weak solutions were proved to exist in [6, 16, 18], with only f0 P L1pR6q, f0log f0 P L1, |v|2f0 P L1, E0 P L2 (and ρb 0,ω 1). Related results with weakinitial data have been obtained in [31, 22, 38, 29].

In this paper we would like mainly to extend the existence result of [16] to initial data inL1 with finite energy (in the repulsive caseω 1), avoiding the Llog L assumption. Our existence result is Theorem 8.4. It involves a well-defined flow. Even weaker solutions were considered in [39, 25, 26], where the distribution function is a measure. However, these solutions do not have well-defined characteristics.

Our approach uses the theory of Lagrangian flows for transport equations with vector fields having weak regularity, developed in [17, 1, 4, 14, 5], and recently in [13, 2, 10]. It enables to consider force fields that are not in Wloc1,1, nor in BVloc. In this context we prove stability results with strongly or weakly convergent initial distribution function. The flow is proved to converge strongly anyway. Our main results were announced in [12]. Related results can be found in [3].

Acknowledgment. This research has been partially supported by the SNSF grants 140232 and 156112.

2. Conservation of mass and energy

We would like here to recall some basic identities related to the VP system.

They hold for smooth solutions, and a priori not for weak solutions, for which only the associated a priori bounds remain valid.

Integrating (1.1) with respect to v and noting that the last term is in v-divergence form we obtain thelocal conservation of mass

Btρpt, xq divxpJpt, xqq0, (2.1) where the current J is defined by

Jpt, xq

»

RN

vfpt, x, vqdv. (2.2) Integrating again with respect to x, we obtain the global conservation of

mass d

dt

¼

RNRN

fpt, x, vqdxdv d dt

»

RN

ρpt, xqdx0. (2.3)

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Multiplying (1.1) by |v2|2, integrating inx andv, we get after integration by parts in v

d dt

¼

RNRN

|v|2

2 fpt, x, vqdxdv

¼

RNRN

Evf dxdv0. (2.4) Using (1.6) and (2.1), one has

BtE

N

¸

k1

B

Bxk

ω

|SN1| x

|x|N Jk

0, (2.5)

or in other words

BtEω∇xpxq

1divxJ, (2.6)

which means that BtE is the the gradient component of ωJ (Helmholtz projection). We deduce that

»

RN

EBtE dxω

»

RN

EJ dx. (2.7)

Using (2.2) in (2.4), we obtain the conservation of energy d

dt

¼

RN

RN

|v|2

2 fpt, x, vqdxdv ω 2

»

RN

|Ept, xq|2dx

0. (2.8) The total conserved energy is the sum of the kinetic energy and of the potential energy multiplied by the factor ω 1. In particular, in the electrostatic case ω 1 we deduce from (2.8) a uniform bound in time on both the kinetic and the potential energy, assuming that they are finite initially. In the gravitational case ω 1 it is not possible to exclude that the individual terms of the kinetic and potential energy become unbounded in finite time, while the sum remains constant. Indeed it is known that it does not happen in three dimensions as soon as f0 is sufficiently integrable, but we cannot exclude this a priori for only L1 solutions.

Note that the assumption E0 PL2 is satisfied in 3 dimensions as soon as ρ0ρb PL6{5. However, in one or two dimensions, for E0 to be in L2 it is necessary that

³

pρ0ρbqdx 0, as is easily seen in Fourier variable. It is also necessary that ρ0ρb has enough decay at infinity. Thus in one or two dimensions, in order to have finite energy, ρb cannot be zero identically.

3. Regularity of the force field for L1 densities

3.1. Singular integrals. We recall here the basic properties of singular integral operators, that can be found in [36] for example.

Definition 3.1. A function K is a singular kernel of fundamental type in RN if the following properties hold:

(1) K|RNzt0uPC1pRNzt0uq.

(2) There exists a constantC0 ¥0 such that

|Kpxq|¤ C0

|x|N, xPRNzt0u. (3.1)

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(3) There exists a constantC1 ¥0 such that

|∇Kpxq|¤ C1

|x|N 1, xPRNzt0u. (3.2) (4) There exists a constantA2 ¥0 such that

»

R1 |xR2

Kpxqdx

¤A2, (3.3)

for every 0 R1 R2  8.

Theorem 3.2 (Calder´on-Zygmund [36]). A singular kernel of fundamental typeK has an extension as a distribution onRN (still denoted byK), unique up to a constant times Dirac delta at the origin, such that Kˆ P L8pRNq. Define

SuKu, for uPL2pRNq, (3.4) in the sense of multiplication in the Fourier variable. Then we have the estimates for 1 p 8

||Su||Lp

pRN

q

¤CN,ppC0 C1 ||||L8q||u||Lp

pRN

q

, uPLpXL2pRNq. (3.5) IfK is a singular kernel of fundamental type, we call the associated oper- atorS a singular integral operator onRN. We define then the Fr´echet space RpRNq XmPN,1 p 8Wm,ppRNq and its dual R1pRNq € S1pRNq, where S1pRNq is the space of tempered distributions on RN. Since all singular integral operators are bounded on RpRNq, by duality we can define the op- erator S also R1pRNq Ñ R1pRNq. In particular it enables to defineSu for uPL1pRNq or foru a measure. The resultSu is inR1pRNq€S1pRNq. 3.2. The split vector field. Letρpt, xq PL8pp0, Tq;L1pRNqq. We denote by

bpt, x, vqpb1, b2qpt, x, vqpv, Ept, xqq

v,ω∇xpxq1pρpt, xqρbpxqq (3.6) the associated vector field on p0, TqRN RN. Then the Vlasov equation can be written in the form of the transport equation Btf bx,vf 0. In the following subsections we establish bounds on the vector field b.

3.3. Local integrability. ForL1densities, using the weak Hardy-Littlewood- Sobolev inequality (see Lemma 4.5.7 in [20]) we have that

pq1pρpt, xqρbpxqq

M

N N1

pRNq

¤

1

|SN1||x|1N|ρpt, xqρbpxq|

M

N N1

pRNq

¤cN||ρpt, xqρbpxq||L1pRN

q,

(3.7)

where

|||u|||Mp

pRNq sup

γ¡0

γLNptxPRNs.t.|upxq|¡γuq1{p, (3.8) and LN denotes the Lebesgue measure inRN. It follows that

|||E|||

L8pp0,Tq;MNN1pRNqq

¤cN||ρρb||L8pp0,Tq;L1pRN

qq, (3.9)

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and using the inclusion MNN1pRNq € LplocpRNq for 1 ¤ p   NN

1 we con- clude that b P L8pp0, Tq;LplocpRNx RNv qq for any 1 ¤ p   NN

1, since vPLplocpRNx RNv q for any p.

3.4. Spatial regularity. Since b1 v is smooth, the only non-trivial gra- dient is the one of b2 E, indeed the differential matrix of the vector field is given by

Db

Dxb1 Dvb1

Dxb2 Dvb2

0 Id

DxE 0

. (3.10)

We have by (3.6)

pDxEqij BxjEi ωBx2ixjppxq

1

pρρbqq for 1¤i, j¤N. (3.11) It is well-known that the operator B2xixjpxq1 is a singular integral oper- ator. Its kernel is

Kijpxq 1

|SN1|

B

Bxj

xi

|x|N

, (3.12)

it is given outside of the origin by Kijpxq 1

|SN1|

N xixj

|x|N 2 δij

|x|N

, forxPRNzt0u. (3.13) The kernel satisfies the conditions of Subsection 3.1, and ˆKijpξqξiξj{|ξ|2. Thus (each component of)DxEis a singular integral of anL8pp0, Tq;L1pRNqq function.

3.5. Time regularity. According to (2.6),BtE is a singular integral of the current J defined by (2.2). Using the bounds available for solutions with finite mass and energy

||fpt,q||L1

pRN

xRN

vq,

¼

|v|2fpt, x, vqdxdv¤C, (3.14) and since |v|¤1 |v|2, we get that J PL8pp0, Tq;L1pRNx qq. Hence BtE is a singular integral of an L8pp0, Tq;L1pRNxqqfunction. In particular,

BtE PL8pp0, Tq;S1pRNqq. (3.15) 4. Lagrangian flows

Suppose that f is a smooth solution to (1.1)-(1.5) with fp0, x, vq f0. Thenfis constant along the characteristicspXps, t, x, vq, Vps, t, x, vqq, which solve the system of equations

$

'

'

'

&

'

'

'

%

dX

ds ps, t, x, vqVps, t, x, vq, dV

dsps, t, x, vq Eps, Xps, t, x, vq, Vps, t, x, vqq,

(4.1)

with initial dataXpt, t, x, vqxandVpt, t, x, vq v. Thus the solution can be expressed as fpt, x, vqf0pXp0, t, x, vq, Vp0, t, x, vqq.

In order to extend this notion of characteristics to non-smooth solutions, we define regular Lagrangian flows, which are defined in an almost every- where sense.

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Definition 4.1. Let b P L1locpr0, TsR2N;R2Nq, and t P r0, Tq. A map Z :rt, TsR2N Ñ R2N is a regular Lagrangian flow starting at time t for the vector field b if

(1) for a.e. z P R2N the map s ÞÑ Zps, zq is an absolutely continuous integral solution ofβ9psqbps, βpsqqforsPrt, Tswith βptqz.

(2) There exists a constantL independent ofssuch that L2NpZps,q1pAqq¤LL2NpAq

for every Borel setA€R2N.

The constant L is called the compressibility constant ofZ. Definition 4.2. Define the sublevel of the flow as the set

Gλ tzPR2N :|Zps, zq|¤λfor almost allsPrt, Tsu. (4.2) 5. Stability estimate for Lagrangian flows

We summarize the main result from [13] in the following regularity setting of the vector field in arbitrary dimension. We say that a vector fieldbsatisfies (R1) ifb can be decomposed as

bpt, zq

1 |z| ˜b1pt, zq ˜b2pt, zq (5.1) where ˜b1 PL1pp0, Tq;L1pR2Nqq, ˜b2 PL1pp0, Tq;L8pR2Nqq.

We assume also that b satisfies(R2): for everyj 1, . . . ,2N,

Bzjb

m

¸

k1

Sjkgjk (5.2)

where Sjk are singular integrals of fundamental type on R2N and gjk P L1pp0, Tq;L1pR2Nqq. Moreover, we assume condition (R3), that is

bPLplocpr0, TsR2Nq, for somep¡1. (5.3) We recall the following stability theorem from [13], where we denote by Br the ball with center 0 and radius r in R2N.

Theorem 5.1. Let b, ¯b be two vector fields satisfying (R1), b satisfying also (R2), (R3). Fix t P r0, Tq and let Z and Z¯ be regular Lagrangian flows starting at time tassociated to b and¯b respectively, with compression constants L and L. Then the following holds.¯

For every γ ¡0, r ¡0 andη ¡0 there existλ¡0and Cγ,r,η ¡0 such that L2N BrXt|Zps,qps,q|¡γu

¤Cγ,r,η||b¯b||L1pp0,TqBλq η for all sPrt, Ts. The constants λand Cγ,r,η also depend on

The equi-integrability inL1pp0, Tq;L1pR2Nqqofgjkcoming from(R2),

The norms of the singular integral operators Sjk from(R2),

The norm ||b||Lppp0,TqBλq corresponding to (R3),

The L1pL1q and L1pL8q norms of the decompositions of b and¯b in (R1),

The compression constants L andL.¯

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We would like now to state a variant of this theorem, where (R1) and (R2) are replaced by (R1a)and (R2a).

We consider the following weakened assumption (R1a): for all regular Lagrangian flows Z : rt, TsR2N Ñ R2N relative to b starting at time t with compression constant L, and for all r, λ¡0,

L2NpBrzGλq¤gpr, λq, withgpr, λqÑ0 asλÑ8at fixed r, (5.4) where Gλ denotes the sublevel of the flowZ, defined in (4.2).

We next consider a splitting of the variables, R2Nz RNx RNv , and we denote Zpt, x, vq pX, Vqpt, x, vq. Noticing the special form (3.6), we assume the condition that bsatisfies(R2a):

bpt, x, vqpb1, b2qpt, x, vqpb1pvq, b2pt, xqq, (5.5) with

b1 PLippRNv q, (5.6)

and where b2 involves singular kernels only in the first set of variables x, that is for every j1, ..., N,

Bxjb2

m

¸

k1

Sjkgjk, (5.7)

where Sjk are singular integrals of fundamental type on RN and gjk P L1pp0, Tq;L1pRNqq.

Theorem 5.2. Let b, ¯b be two vector fields satisfying (R1a), b satisfying also (R2a), (R3). Fix t P r0, Tq and let Z and Z¯ be regular Lagrangian flows starting at time tassociated to b and¯b respectively, with compression constants L and L, and sublevels¯ Gλ and G¯λ. Then the following holds.

For every γ ¡0, r¡0andη ¡0, there existλ¡0 andCγ,r,η¡0such that L2N BrXt|Zps,qps,q|¡γu

¤Cγ,r,η||b¯b||L1

pp0,TqBλq η for all sPrt, Ts. The constants λand Cγ,r,η also depend on

The equi-integrability inL1pp0, Tq;L1pRNqqofgjkcoming from(R2a),

The norms of the singular integral operators Sjk from(R2a),

The Lipschitz constant of b1 from (R2a),

The norm ||b||Lppp0,TqBλq corresponding to (R3),

The rate of decay of L2NpBrzGλq and L2NpBrzλq from (R1a),

The compression constants L andL.¯

Proof. We summarize the modifications of the proof of Theorem 5.1 from [13]. The main added difficulty is the singular integral operators on RNx

instead of R2N. More general situations with singular integrals of measures instead of L1 functions are considered in [10]. Let z px, vq P RN RN. We estimate the quantity

Φδpsq

»

BrXGλXGsλ

log

1 |Zps, zqZsps, zq|

δ

dz . (5.8)

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Differentiating with respect to time, we get Φ1δpsq¤

»

BrXGλXGsλ

|bps, Zps, zqqsbps,Zsps, zqq|

δ |Zps, zqZsps, zq| dz

¤

Ls

δ||bps,qsbps,q||L1pBλq

»

BrXGλXGsλ

min

"

|bps, Zps, zqq| |bps,Zsps, zqq|

δ ,

|b1ps, Zps, zqqb1ps,Zsps, zqq|

|Zps, zqZsps, zq|

|b2ps, Zps, zqqb2ps,Zsps, zqq|

|Zps, zqZsps, zq|

*

dz.

Using the special form of b from(R2a), we obtain Φ1δpsq¤

Ls

δ||bps,qsbps,q||L1pBλq

»

BrXGλXGsλ

min

"

|bps, Zps, zqq| |bps,Zsps, zqq|

δ ,

|b1pVps, zqqb1pVsps, zqq|

|Vps, zqVsps, zq|

|b2ps, Xps, zqqb2ps,Xsps, zqq|

|Xps, zqXsps, zq|

*

dz

¤

Ls

δ||bps,qsbps,q||L1pBλq Lippb1qL2NpBrq

»

BrXGλXGsλ

min

"

|bps, Zps, zqq| |bps,Zsps, zqq|

δ ,

|b2ps, Xps, zqqb2ps,Xsps, zqq|

|Xps, zqXsps, zq|

*

dz.

(5.9) Using assumption (R2a), we can use the estimate of [13] on the difference quotients of b2,

|b2ps, Xps, zqqb2ps,Xsps, zqq|

|Xps, zqXsps, zq| ¤Ups, Xps, zqq Ups,Xsps, zqq, (5.10) where Ups, .qPM1pRNq for fixed sis indeed given by

Ups,q

N

¸

j1 m

¸

k1

MjpSjkgjkps, .qq, (5.11) with Mj a smooth maximal operator onRN. Next, we can define the func- tion

Zps, x, vqUps, xq1

px,vqPB„λ, (5.12) and we notice that since the above integrals are over Gλ XGsλ, we can replace the right-hand side of (5.10) byZps, Zps, zqq Zps,Zsps, zqq. Then, for givenε¡0, we can decomposegjkg1jk gjk2 , with}gjk1 }L1pp0,TqRN

q

¤ε and}gjk2 }L2

pp0,TqRNq

¤Cε,g2jkhaving support in a setAε of finite measure.

This gives rise to two type of termsZ1 andZ2. Since all theZ terms have

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compact support in v, this allows to perform the same estimates as in [13].

We finally get

L2NpBrXt|Zpτ,qZspτ,q|¡γuq

¤

1 logp1 γ{δq

»τ t

Φ1δpsqds L2NpBrzGλq L2NpBrzGsλq. (5.13) By choosing λlarge first, then εsmall, and finallyδ small, we conclude the

proof as in [13].

6. Control of superlevels

In order to apply Theorem 5.2, we need to satisfy (R1a). Therefore, we seek an upper bound on the size of BrzGλ.

6.1. The case of low space dimension. We first recall the following lemma from [13].

Lemma 6.1. Let b : p0, Tq R2N Ñ R2N be a vector field satisfying (R1). Then b satisfies (R1a), where the function gpr, λq depends only on L,||˜b1||L1pp0,Tq;L1pR2N

qq,||˜b2||L1pp0,Tq;L8pR2N

qq.

This lemma allows us to control the superlevels of bin 1 or 2 dimensions.

Proposition 6.2. Letbbe the vector field in (3.6), withEPL8pp0, Tq;L2pRNqq. For N 2 or N 1, b satisfies (R1), hence also (R1a).

Proof. It is clear that

v

1 |x| |v| PL8t pL8x,vq, (6.1) and

Ept, xq 1 |x| |v|

Ept, xq

1 |x| |v|1|v|¤|Ept,xq|

Ept, xq

1 |x| |v|1|v|¡|Ept,xq| 12. (6.2) Clearly ˜E2 PL8t pL8x,vq, and if N 2, ˜E1 PL8pp0, Tq;L1x,vqsince

¼

R2R2

|Ept, xq|

1 |x| |v|1|v|¤|Ept,xq|dxdv

¤

»

R2

|Ept, xq|

»

|v|¤|Ept,xq|

1

|v|dv

dx

»

R2

|Ept, xq|2dx.

(6.3)

In the caseN 1, we have directly thatEpt, xq{p1 |v|qPL8pp0, Tq;L2x,vq. 6.2. The case of three space dimensions. The condition (R1) being not satisfied in 3 dimensions (the above computation would require E P L1tpL3xq), we need an estimate on|Z|in order to control the superlevels. For getting this we integrate in space a function growing slower at infinity than logp1 |Z|q(this corresponding to the case (R1)).

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Proposition 6.3. Letb be as in (3.6) withN 3,EPL8pp0, Tq;L2pRNqq, satisfying (2.6) with J P L8pp0, Tq;L1pRNqq. Furthermore, assume that ω 1, ρ ¥ 0, and ρb P L1XLppR3q for some p ¡ 3{2. Then (R1a) holds, where the function g depends only on L, T, ||E||L8

t pL2xq, ||J||L8

t pL1xq,

}pq1ρb}L8, and one has gpr, λq Ñ0 asλÑ8 at fixed r.

Proof. Step 1.) LetZ :rt, TsR3R3ÑR3R3 be a regular Lagrangian flow relative tobstarting at timet, with compression constantLand sublevel Gλ. DenotingZ pX, Vq, we have the ODEs

#

X9ps, x, vqVps, x, vq,

V9ps, x, vqEps, Xps, x, vqq. (6.4) Recalling that E xU, one has

Bs

|Vps, x, vq|2

2 Vps, x, vqBsVps, x, vqEps, Xps, x, vqqBsXps, x, vq

BsrUps, Xps, x, vqqs BtUps, Xps, x, vqq. (6.5) This computation is indeed related to the form of the Hamiltonian for (1.1), H |v|2{2 Upt, xq.

We are going to bound the superlevels of Vps, x, vq. We claim that

¼

Br

sup

sPrt,Ts

1 log

1 |Vps, x, vq|2{2

α

dxdv¤A, (6.6) where 0   α   1{3, and for some constant A depending on L, T, r, α, and on the norms ||E||L8

tpL2xq, ||J||L8

t pL1xq, }pq1ρb}L8. Assume for the moment that this holds. From the lower bound

¼

Br

sup

sPrt,Ts

1 log

1 |Vps, x, vq|2{2

α

dxdv

¥L6pBrzGrλqp1 logp1 λ2{2qqα,

(6.7) with Grλ the sublevel of V, we get that

L6pBrzGrλq¤ A

p1 logp1 λ2{2qqα. (6.8) Next, we remark that by the first equation in (6.4), whenever px, vq P Grλ one has |Xps, x, vq|¤|x| |st|λ, and |Zps, x, vq|¤|x| p1 Tqλ. Thus forλ¡r, one hasBrzGλ €BrzGrpλrq{p1 Tq, which enables to conclude the proposition (for λ¤r we can just boundL6pBrzGλqby L6pBrq).

Step 2.) By Step 1, it is enough to prove that we have a decomposition

1 log

1 |Vps,,q|2 2

α

¤f1 f2PL1pR3xR3vq L8pR3xR3vq, (6.9) for px, vqPBr, where f1,f2 are independent of sPrt, Ts. Let

βpyqp1 logp1 yqqα, fory¥0. (6.10)

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