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How Regional Is Regional Environmental Governance?

DEBARBIEUX, Bernard

Abstract

One of the most striking features of the work of scientists specialized in regional environmental governance is the huge diversity of ways they refer to the notion of region. In this academic subfield, “regionality” refers to different orders of reality (ontology), and regions have a heterogeneous status in the production of knowledge (epistemology). While such a diversity of uses and meanings illustrates the rich potential of a regional scope in environmental governance analysis, scholars' ontological and epistemological stances must be made more explicit. The objective of this commentary is to elaborate this suggestion and to illustrate it on the basis of the articles published in this special issue.

DEBARBIEUX, Bernard. How Regional Is Regional Environmental Governance? Global Environmental Politics, 2012, vol. 12, no. 3, p. 119-126

Available at:

http://archive-ouverte.unige.ch/unige:23352

Disclaimer: layout of this document may differ from the published version.

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How  Regional  Is  Regional  Environmental  Governance?  

Bernard  Debarbieux,  University  of  Geneva    

Published  in  Global  Environmental  Politics,  August  2012,  Vol.  12,  No.  3,  Pages  119-­‐126    

Abstract:  

One   of   the   most   striking   features   of   the   work   of   scientists   specialized   in   regional   environmental  governance  is  the  huge  diversity  of  ways  they  refer  to  the  notion  of  region.  In   this   academic   subfield,   “regionality”   refers   to   different   orders   of   reality   (ontology),   and   regions  have  a  heterogeneous  status  in  the  production  of  knowledge  (epistemology).  While   such   a   diversity   of   uses   and   meanings   illustrates   the   rich   potential   of   a   regional   scope   in   environmental  governance  analysis,  scholars'  ontological  and  epistemological  stances  must   be  made  more  explicit.  The  objective  of  this  commentary  is  to  elaborate  this  suggestion  and   to  illustrate  it  on  the  basis  of  the  articles  published  in  this  special  issue.  

 

Many  geographers,  political  scientists,  and  other  social  scientists  share  a  common  interest  in   regional  environmental  governance  (REG).1  However,  though  they  share  a  common  interest   for  a  special  kind  of  spatial  entities  –  supranational  or  transnational  ones  –  one  of  the  most   striking  features  of  the  work  of  such  analysts  is  the  huge  diversity  of  the  ways  they  refer  to   the  notion  of  region  itself.  Are  the  regions  they  refer  to  really  of  the  same  kind?  

The  same  observation  can  be  made  after  reading  the  articles  in  this  special  issue.  All  of  them   have  been  written  by  political  scientists  specializing  in  international  relations.  Together  they   prove  how  rich  and  relevant  this  academic  subfield  is,  producing  a  real  added  value  for  the   analysis   of   environmental   governance,   which   has   so   far   mainly   been   done   at   other   levels.  

They   also   demonstrate   how   useful   a   multilevel   approach   is,   REG   being   hard   to   conceive   without  taking  into  account  national  and  global  levels  of  decision-­‐making  and  organization.  

Therefore,  the  research  gathered  here  provides  an  excellent  argument  for  those  who  want   to  state  that  the  rise  of  REG  instruments  and  practices  deserves  academic  attention.  

Yet  this  shared  quality  goes  along  with  a  manifest  diversity:  beyond  the  evident  diversity  in   the   geographical   focus   of   these   articles   (South   and   Southeast   Asia,   European   Alps,   North   American   Great   Lakes,   etc.)   lies   a   more   significant   one—namely   the   diversity   in   social,   political,  and  legal  entities  under  study  (international  treaties  or  agreements,  supranational   entities,   social   mobilization,   etc.),   and   an   even   more   decisive   one—fundamental   heterogeneity   in   the   ontological   and   epistemological   status   of   the   notions   of   region   and   regionality.  In  simpler  terms,  regionality  refers  to  different  orders  of  reality  (ontology),  and   regions  have  a  heterogeneous  status  in  the  production  of  knowledge  (epistemology).  

The  authors  of  this  special  issue  refer  to  regional  entities  of  very  different  kinds.  Some  refer   to  natural  regions  (such  as  the  Alps  for  Balsiger,  the  Mekong  River  basin  for  Elliott,  the  Indus                                                                                                                            

1    Balsiger  and  Debarbieux  2011;  Balsiger  and  VanDeveer  2010;  Debarbieux  2009.  

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River  basin  for  Matthew,  the  Great  Lakes  water  basin  for  Klinke),  which  seem  to  indicate  that   the   regions   exist   prior   to   any   attempt   to   set   up   institutionalized   governance   at   this   level.  

Some  are  supranational  organizations  (such  as  the  Association  of  Southeast  Asian  Nations  in   Elliott’s   paper,   the   European   Union   in   Balsiger’s),   and   have   developed   a   more-­‐or-­‐less   ambitious  agenda  for  dealing  with  environmental  issues.  Some  are  decentralized  affiliates  of   global   organizations   (regional   centers   of   the   Basel   and   Stockholm   Conventions   in   Selin’s   paper).  Some  (eg,  Klinke)  are  social  configurations  shaped  by  collective  mobilization  or  public   participation,   if   not   collective   identities;   and   some   combine   different   kinds   of   regions   or   regional  entities.  Balsiger’s  and  Elliott’s  papers,  for  example,  focus  on  the  will  or  capacity  of   regional   organizations   to   take   into   account   environmental   issues   at   the   level   of   natural   entities  that  are  defined  according  to  natural  scientific  knowledge  (such  as  watersheds  and   mountain  ranges).2  

Such  ontological  and  epistemological  variety  in  the  term  region  illustrates  the  potential  for   adopting   a   regional   point   of   view   in   environmental   governance   analysis.   It   is   part   of   the   internal  diversity  of  what  deserves  to  be  seen  as  a  specific  subfield  of  knowledge.  But  the   notions  of  region  and  regionality  remain  vague,  which  is  somehow  paradoxical  for  a  research   field   that   explicitly   refers   to   these   terms.   We   may   guess   that   in   most   cases,   if   not   in   all,   regions  are  socially  constructed,  but  we  could  expect  to  know  more  about  the  constructions   themselves,  as  well  as  how  regionality  as  such  is  constructed.  

In  my  view,  making  explicit  the  ontological  and  epistemological  basis  of  REG  analysis  is  not  a   matter   of   definition.   Geographers   know   how   time-­‐consuming   and   fruitless   have   been   attempts  to  precisely  define  the  term  region.  We  can  survive  quite  well  with  the  simple  idea   that  a  region  is  a  spatial  entity  at  a  particular  level,  even  if  we  regret  the  lack  of  academic   consensus   on   whether   that   level   is   subnational,   supranational,   or   transnational.   The   question,   What   is   a   region?   (environmental/eco/etc.)   merely   requires   an   arbitrary   consensus.   Another   question,  How   is   a   region?   deserves   much   more   attention,   because   it   forces  us  to  make  explicit  the  ontological  status  of  a  regional  entity.  This  second  question   points   at   a   region’s   mode   of   existence   and   determines   what   can   be   said   about   it   by   REG   analysis.   In   other   words,   as   this   commentary   will   explain,   answering   the   how   question   highlights  the  way  REG  analysis  is  made  and  justified.    

The  following  paragraphs  discuss  some  issues  related  to  the  ontological  or  epistemological   status   of   regionality   in   REG   analysis.   This   perspective   owes   a   lot   to   vigorous   debates   that   have  taken  place  in  some  academic  domains  during  the  last  three  decades,  especially  in  the   so-­‐called   politics   of   scale,   new   regional   geography,   and   political   ecology   domains.3   It   will   suggest   that   political   science,   international   relations,   and   geography   have   much   to   learn   from  one  another  around  their  shared  interest  in  regionality.  

 

Regional  Scope  Versus  Scope  of  Regionality  

There  is  a  major  difference  between  the  concept  of  regional  scope,  such  as  the  one  adopted   in  this  issue  by  Matthew’s  analysis  of  South  Asia,  and  that  of  scope  of  regionality  used  by                                                                                                                            

2   Balsiger,  this  issue;  Elliott,  this  issue;  Klinke,  this  issue;  Matthew,  this  issue;  Selin,  this  issue.  

3   Brenner  2001;  Neumann  2009;  Paasi  1991.    

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other  authors  in  this  issue,  such  as  Elliott  when  she  refers  to  Southeast  Asia.  Regional  scope   refers  to  a  kind  of  epistemic  and  methodological  artifact  used  to  spatially  frame  the  area  of   analysis.   Many   papers   analyzing   environmental   governance   with   an   ad   hoc   spatial   focus   (Central  Europe,  Southern  Africa,  etc.)  proceed  in  this  way.  Elliott,  for  instance,  questions  the   will   and   ability   of   a   regional   institution—the   Association   of   Southeast   Asian   Nations   (ASEAN)—to   tackle   environmental   issues,   notably   watershed   management.   For   her   and   similar  writers,  regionality  is  not  an  element  of  an  epistemic  posture,  but  a  component  of  an   ontological  statement;  it  refers  to  regional  entities  (the  overall  territory  of  ASEAN  member   states,  watersheds,  and  some  others),  which  are  considered  part  of  the  reality  itself.  

 

Is  Regionality  a  Feature  of  Ontological  Subjectivity  or  Objectivity?  

To   what   kind   of   reality   does   this   second   kind   of   paper   refer?   When   Elliott   and   Balsiger   examine  the  way  ASEAN  and  the  EU  cope  with  environmental  issues,  they  point  at  regional   institutions  and  organizations.  Following  philosophers  such  as  John  R.  Searle4  (1995),  both   can   be   said   to   be   ontologically   subjective:   the   existence   of   institutions   and   organizations   such   as   ASEAN   and   EU,   but   also   the   Alpine   Convention   or   the   Great   Lakes   Water   Quality   Agreement,  requires  some  degree  of  intersubjectivity,  trust,  and  legitimacy.  From  this  point   of  view,  there  is  a  difference  between  these  entities  and  the  regional  centers  of  the  Basel   and   Stockholm   conventions   examined   by   Selin.   These   regional   centers   are   organizations   whose  corresponding  institutions  (both  conventions)  are  specifically  global.  

Comparatively,  the  Alps  (Balsiger),  the  Great  Lakes  water  basin  (Klinke),  the  Mekong  River   basin  (Elliott),  and  the  Himalayas  (Matthew)  have  what  Searle  calls  ontological  objectivity.  

Their   mode   of   existence   (the   kind   of   reality   these   entities   refer   to)   does   not   depend   on   individuals  or  societies.    

 

Are  Environmental  Regions  Parts  of  the  Objective  World?  

However,   we   need   to   be   very   precise   about   what   objectivity   means.   Does   ontological   objectivity  refer  to  a  set  of  entities  (such  as  natural  regions)  and  statements  related  to  them   (such  as  causal  relations  between  water  flow  and  forest  cover)  that  belong  to  the  real  world?  

This  highly  realist  posture  has  been  undermined  by  history-­‐of-­‐science  studies  and  challenged   by  epistemic  constructivism.  Scholars  of  history  of  science5  have  shown  that  natural  areas   have   been   conceived   and   defined   in   very   different   ways   through   time.   Since   the   early   twentieth   century,   proponents   of   epistemic   constructivism6   have   shown   that   entities   defined   by   scientific   knowledge   cannot   pretend   to   be   the   pieces   that   comprise   the   real   world.   These   entities   are   scientific   conventions   that   provide   efficient   models   of   observed   reality.   They   are   entities   of   knowledge   rather   than   of   reality   itself.   Following   such   a   constructivist  epistemology,  it  is  no  use  to  build  on  the  idea  that  some  natural  areas/entities   could  preexist  any  process  of  objectification.  Natural  areas  are  not  entities  to  be  recognized  

                                                                                                                         

4   Searle  1995.  

5   Eg,  Debarbieux  2008;  Jardine  et  al.  1996.  

6   Eg,  Bachelard  2001;  Watzlawick  1984  

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or  uncovered  by  scientific  processes;  they  are  the  intentional  output  of  the  differentiation  of   the  Earth’s  surface  and  of  a  scale-­‐making  process  aiming  at  greater  intelligibility.    

 

Ignoring  or  Questioning  Social  Ontologies  

REG  analysis  can  reasonably  ignore  the  above  comments  if  it  sticks  to  a  formal  analysis  of,   let’s  say,  institutional  arrangements,  policy-­‐making,  or  bilateral  treaties.  Thus  it  can  take  for   granted  entities  (national  territories,  natural  areas,  supranational  institutions,  etc.)  referred   to  by  social  actors,  as  do  most  social  actors  themselves.  This  is  the  dominant  posture  in  this   special  issue.  

But   REG   analysis   could   also   build   on   these   inputs   and   question   the   very   nature   of   and   relations  between  the  various  ontologies  at  work  in  regionalized  social  worlds.  In  a  recent   work   devoted   to   mountain   regions   and   policies,   I   have   tried   to   follow   how   and   when   mountain  ranges—as  conventionally  defined  and  conceived  by  natural  scientists—have  been   used  for  grounding  collective  identities,  public  policies,  and  politics.7  This  has  happened  only   thanks  to  the  growing  confidence  in  scientific  knowledge  and  a  growing  social  demand  for  a   nature-­‐based  vision  of  the  world  and  of  environmental  management.  Therefore,  a  decisive   question  for  such  analysis  is  to  determine  how  social  actors  seize  scientific  knowledge  and   translate  scientific  ontologies  into  social  ontologies.  Pierre  Livet  and  Ruwen  Ogien  say,  “to   ask   questions   of   ontology,   is   simply   to   wonder   what   king   of   entities   are   convoked   when   someone   talks   about   something,   describes   and   explain   a   phenomenon   and   (…)   what   operations  are  made  possible  on  these  entities,  what  transformations  make  possible  to  from   one   to   another.”8   But   scientific   ontologies   and   social   ontologies   are   of   a   different   kind,   motivated  by  different  intentionalities,  and  produced  according  to  different  processes.  

Therefore,  REG  analysis,  when  referring  to  the  spatial  entities  of  the  world  of  environmental   governance,   faces   an   alternative:   either   refer   to   taken-­‐for-­‐granted   ontologies   (regional   organizations,   conventional   entities   of   natural   scientists,   imagined   regional   communities,   etc.);  or  analyze  how  these  regional  entities  are  built  or  reinforced  in  the  various  ontologies   at   play,   how   these   ontologies   interact,   and   how   these   factors   eventually   lead   to   various   kinds  of  environmental  governance.  

 

Is  the  Study  of  Regionality  Itself  a  Social  Issue?  

The   above   commentaries   invite   us   to   pay   specific   attention   to   the   social   and   political   modalities   and   implications   of   the   tendency   of   modern   societies   to   conflate   scientific   and   social   ontologies.   One   fascinating   example   is   the   notion   of   ecoregions   used   by   WWF.   The   term  is  officially  implied  to  be  borrowed  from  scientific  knowledge:  “An  ecoregion  is  defined   as  a  large  area  of  land  or  water  that  contains  a  geographically  distinct  assemblage  of  natural   communities   that   (a)   share   a   large   majority   of   their   species   and   ecological   dynamics;   (b)                                                                                                                            

7   Debarbieux  and  Rudaz  2010.  

8   Livet  and  Ogien  2000,  15.  My  translation  of  the  original  in  French:  «  se  poser  des  questions  d’ontologie,   c’est  simplement  se  demander  quel  est  le  type  d’entités  que  l’on  convoque  lorsque  l’on  parle  de  quelque   chose,  que  l’on  décrit  un  phénomène  et  qu’on  l’explique  et  (…)  quelles  opérations  sont  possibles  sur  ces   entités,  quelles  transformations  permettent  de  passer  de  l’une  à  l’autre  »  

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share  similar  environmental  conditions,  and  (c)  interact  ecologically  in  ways  that  are  critical   for  their  long-­‐term  persistence.”  9  But  in  fact  WWF  also  uses  the  concept  of  ecoregion  as  a   systematic  tool  for  organizing  political  action  on  a  regional  basis.  This  conflation  reveals  an   interesting   normative   conception   of   the   spatial   frame   of   action,   which   refers   to   imagined   nature  as  a  driving  force  for  shaping  policies.  

The  examples  discussed  in  this  commentary  also  invite  REG  analysts  to  pay  attention  to  how   regional  ontologies  are  put  on  stage,  disputed,  or  negotiated,  and  thus  constitute  a  decisive   element   of   consensus   building   or   conflict   in   environmental   governance.   Arturo   Escobar   provides   an   example   of   how   different   actors   can   adopt   a   common   reference   to   a   biogeographical  area  in  Colombia  usually  called  Pacifico  biogeografico.  Whereas  global  NGOs   are   motivated   by   biodiversity   conservation  in   this   region,   local   people   (predominantly   descendants   of   slaves)   seize   on  the   same   spatial   entity   for   demanding   official   recognition   because  of  their  role  in  ecosystem  stewardship).10  Klinke’s  analysis  of  the  Great  Lakes  Water   Quality  Agreement    illustrates  how  stakeholders  reach  consensus  on  a  spatial  entity  and  the   environmental  threats  and  solutions  that  pertain  to  this  entity.  

On  the  other  hand,  Balsiger’s  paper  displays  how  the  identification  of  a  regional  entity  to  be   selected  for  environmental  governance  can  be  controversial  because  of  divergent  interests   and   visions   of   regional   issues;   a   narrow   delineation   of   the   Alps   as   defined   by   the   Alpine   Convention,   promoted   by   environmental   associations   and   national   ministries   of   environment,  is  being  challenged  by  a  larger  delineation,  that  of  a  macroregional  strategy   promoted  by  subnational  political  entities  (länder,  provinces,  cantons,  etc.).    

Such   convergences   or   controversies   remind   us   to   consider   the   lessons   emerging   from   the   academic  study  of  the  so-­‐called  politics  of  scale,  which  suggest  that  scale  “is  not  simply  an   external  fact  awaiting  discovery  but  a  way  of  framing  conceptions  of  reality”  and  that  “the   politics  of  scale  may  often  take  the  form  of  contending  ‘framings’.”11  This  should  be  kept  in   mind  in  REG  analysis:  ecoregional  entities  invoked  by  various  stakeholders  are  also  ways  of   framing  geographical  and  natural  reality,  and  can  be  objects  of  potential  controversy  when   stakeholders  do  not  share  the  same  mode  of  framing.  

 

Is  Region  a  Category  of  Knowledge  or  of  Social  Practice?  

The  diversity  of  conceptions  of  regionality  that  underlies  REG  analysis  leads  to  a  final  set  of   questions:  Is  regionality  a  category  of  knowledge,  and  if  so,  what  kind  of  knowledge?  Or  is  it   conceived  as  a  category  of  social  practice?  Most  papers  in  REG  analysis  do  not  provide  clear   answers  to  this,  probably  because  regionality  is  paradoxically  not  at  the  very  heart  of  their   focus.  

In   this   domain,   regional   geography   has   experienced   a   dramatic   shift   since   the   1980s.   The   notion   of   region,   central   in   the   discipline’s   vocabulary   since   the   early   decades   of   the   twentieth   century,   used   to   be   conceived   as   a   category   of   objectivist   scientific   knowledge.  

The   so-­‐called   new   regional   geography   (NRG),   as   well   as   earlier   publications   such   as   by                                                                                                                            

9   World  Wildlife  Fund  2012.  

10   Escobar  2001.  

11   Delaney  and  Leitner  1997,  95.  

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Armand  Frémont  and  Wilbur  Zelinsky,  made  their  own  the  constructivist  turn  of  the  time,   even   though   their   reference   to   regions   as   a   category   of   social   practice,   i.e.   of   social   and   practical   ontology,   was   only   implicit.12   One   of   the   most   quoted   NRG   authors,   Anssi   Paasi,   conceives  of  regions  as  the  output  of  “historically  contingent  social  processes  emerging  as  a   constellation  of  institutionalized  practices,  power  relations  and  discourse.”13    

REG   analysis   usually   refers   to   regional   entities   as   being   both   components   of   scientific   knowledge   and   referents   of   social   practices.   This   may   blur   the   message   on   regionality.  

Brubaker  and  Cooper  suggested  that  the  notion  of  identity,  having  too  many  heterogeneous   meanings,   could   not   refer   at   the   same   time   to   a   social   notion   and   a   scientific   concept.14   Adam  Moore  adopted  the  argument  for  the  notion  of  scale;  he  recommended  keeping  the   notion  as  a  category  of  social  and  political  practice—a  way  of  framing—and  to  get  rid  of  it  in   the   academic   conceptual   vocabulary,   where   it   usually   refers   to   "a   nested   hierarchy   of   bounded   spaces.”15   Therefore,   to   ensure   that   the   critical   analysis   of   social   practices   and   norms  remains  possible,  Moore  recommended  focusing  on  “scalar  practices  of  social  actors,”  

where   “the   tendency   to   partition   the   social   world   into   hierarchically   ordered   spatial  

‘containers’   is   what   we   want   to   explain—not   explain   things   with.”16   Following   both   arguments   on   identity   and   scale,   I   wonder   if   “region”   as   used   in   REG   analysis   should   be   reserved   for   describing   how   social   actors   and   organizations   make   use   of   it.   This   does   not   mean   that   these   regions   have   no   real   existence   by   themselves.   Regions   of   regional   governance  are  real  as  long  as  social  actors  shape  them  as  relevant  frames  for  action  and   build  institutions  accordingly.  REG  analysis  focuses  on  regional  institutions  that  shape  social   reality   and,   potentially,   material   reality   (through   spatial   transformation   such   as   water   or   biodiversity  management).  This  is  how  Pierre  Bourdieu  shaped  his  own  understanding  of  the   making  of  social  reality:  social  categories—such  as  family  or  marriage,  but  also  regions  in  the   French   context—are   institutionalizing   frames   for   societies   and,   in   the   case   of   regions,   for   their  social  spaces.17  

 

Conclusion:  It’s  Good  to  Think  about  Regions  

REG  analysis  displays  a  wide  diversity  of  conceptions  of  regionality.  This  is  no  problem  at  all   as  long  as  this  diversity  is  clearly  understood  and  motivated.  There  is  no  reason  in  my  view   for   discarding   ontological/epistemological   pluralism   in   favor   of   one   single   approach.  

However,   authors   focusing   on   REG   should   be   explicit   about   the   way   they   conceive   regionality.  If  they  do  not,  they  risk  undermining  the  relevance  of  such  a  focus  and  blurring   the  message.  This  would  make  it  difficult  to  build  a  common  or  shared  knowledge  about  the   added  value  of  focusing  on  the  regional  level  in  environmental  governance.  After  all,  if  REG   analysis  wishes  to  become  a  space  of  dialogue  among  others—maybe  a  ‘knowledge  region’  

where   political   science,   international   relations,   and   geography   could   gain   from   shared                                                                                                                            

12   Frémont  1976;  Zelinsky  1980.  

13   Paasi  1991,  239.  

14   Brubaker  and  Cooper  2000.  

15   Moore  2008.  

16   Moore  2008,  212.  

17   Bourdieu  1980.  

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interest   on   regionality,   knowledge   building   and   identity—it   would   certainly   gain   strength,   and  clarify  at  the  same  time  why  the  notion  of  region  merits  reflection.  

 

References  

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Brenner,  Neil.  2001.  The  Limits  to  Scale?  Methodological  Reflections  on  Scalar  Structuration.  

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Debarbieux,   Bernard.   2008.   The   Mountains   Between   Corporal   Experience   and   Pure   Rationality:   The   Contradictory   Theories   of   Philippe   Buache   and   Alexander   von   Humboldt.  In  High  Places,  edited  by  Denis  Cosgrove  and  Veronica  della  Dora,  87-­‐104.  

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Debarbieux,  Bernard,  ed.  2009.  Mountain  Regions  as  Referents  for  Collective  Action.  Journal   of  Alpine  Research  97  (2).  

Debarbieux,  Bernard,  and  Gilles  Rudaz.  Forthcoming.  Mountain  Makers.  Chicago:  University   of  Chicago  Press.  Translation  of  Les  Faiseurs  de  Montagne.  2010.  Paris:  CNRS  Editions.  

Delanay,   David,   and   Helga   Leitner.   1997.   The   Political   Construction   of   Scale.   Political   Geography  16  (2):  93-­‐97.  

Escobar,   Arturo.   2001.   Culture   Sits   in   Places:   Reflections   on   Globalism   and   Subaltern   Strategies  of  Localization.  Political  Geography  20:  139-­‐174.  

Frémont,  Armand.  1976.  La  Région,  Espace  Vécu.  Paris:  Presses  Universitaires  de  France.  

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Paasi,  Anssi.  1991.  Deconstructing  Regions:  Notes  on  the  Scales  of  Spatial  Life.  Environment   and  Planning  A  23  (2):  239-­‐256.  

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