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C OMPOSITIO M ATHEMATICA

J. B OURGAIN

A counterexample to a complementation problem

Compositio Mathematica, tome 43, n

o

1 (1981), p. 133-144

<http://www.numdam.org/item?id=CM_1981__43_1_133_0>

© Foundation Compositio Mathematica, 1981, tous droits réservés.

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Article numérisé dans le cadre du programme Numérisation de documents anciens mathématiques

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(2)

133

A COUNTEREXAMPLE TO A COMPLEMENTATION PROBLEM

J.

Bourgain*

@ 1981 Sijthoff &#x26; Noordhoff International Publishers - Alphen aan den Rijn

Printed in the Netherlands

Abstract

The existence is shown of

subspaces

of

L which

are

isomorphic

to

an

L1(03BC)-space

and are not

complemented.

A more

precise

local

statement is also

given.

1. Introduction

The

question

we are

dealing

with is the

following:

PROBLEM 1:

Let g

and v be measures and

T : L1(03BC) ~ L1(03BD)

an

isomorphic embedding.

Does there

always

exist a

projection

of

L1(03BD)

onto the range of T ?

and was raised in

[1], [4], [5]

and

[21].

This

problem

has the

following

finite dimensional reformulation

(cfr. [4]).

PROBLEM 2: Does there exist for each À 00 some C 00 such that

given

a finite dimensional

subspace

E of

L1(03BD) satisfying d(E, ~1(dim E)) ~ 03BB (d

= Banach-Mazur

distance),

one can find a pro-

jection P : L1(03BD) ~ E

with

IIPII

~ C ?

In

[4],

L. Dor obtained a

positive

solution to

problem

1

provided

IITIlIIT-111 V2.

It was shown

by

L. Dor and T. Starbird

(cfr. [5])

that

* Aangesteld Navorser, N.F.W.O., Belgium Vrije Universiteit Brussel.

0010-437X/8104133-12$00.20/0

(3)

any

11-subspace

of

L’(v)

which is

generated by

a sequence of

prob- abilistically independent

random variables is

complemented.

A

slight improvement

of this result will be

given

in the remarks

below,

where

we show that

problem

2 is affirmative under the additional

hypothesis

that E is

spanned by independent

variables. Our main purpose is to show that the

general

solution to the above

questions

is

negative.

Examples

of

uncomplemented 1 P -subspaces

of LP

(1 p ~)

were

already

discovered

(see [24]

for the cases 2 p 00 and 1 p

4/3

and

[1]

for 1 p

2).

2. The

Example

We first introduce some notation. For each

positive integer N,

denote

GN

the group

{1, -1}N equipped

with its Haar measure mN.

For 1 s n S

N,

the

n th

Rademacker

function rn

on

GN

is defined

by rn (x) = xn

for all x ~ GN. To each subset S of

{1, 2, ..., N}

cor-

responds

a Walsh function ws

= 03A0n~S rn

and

L1(GN)

is

generated by

this system of Walsh functions.

For fixed 0 ~ ~ ~

1, let IL

=

0n ILn

be the

product

measure on

GN,

where

03BCn(1) = 1 + E

and

03BCu(-1) = 1-~ 2

for all n =

1,..., N.

This

measure IL is called sometimes the e-biased

coin-tossing

measure

(cfr.

[30]).

Let now

T~:L1(GN)~L1(GN)

be the convolution operator cor-

responding

to li. Thus

(T~f)(x) = (f * 03BC(x) = ~GN f(x,Y)IL(dy)

for all

f

E

L1(GN).

It is clear that Te is a

positive

operator of norm 1 and

easily

verified

that

T~(wS)

=

elslws,

where

|S|

denotes the

cordinality

of the set S.

Another way of

introducing

Te is

by using Riesz-products.

Before

describing

the

example,

we

give

some lemma’s.

LEMMA 1:

If f E L1(GN),

then

~T~~~2 ~ f f dmN | + ~~f~2.

PROOF: Take

f

= a~ +

03A3S~~

asws the Walsh

expansion

of

f.

Then

The

required inequality

follows.

(4)

LEMMA 2: Let

f1,

...,

f d

be

functions

in

L’(GN)

such that

for

each

i = 1,...,d

1.

f fi dmN = 0.

2.

fA, Ifil dmN ~ Sllfilli

where Ai =

[lfd ~ d~fi~1].

Then

PROOF: For i =

1, ..., d,

take Di =

ON BAi

and let

Ci

be the subset of

GN ··· GN

defined

by Ci = B1 ··· Bi-1 Ai Bi+1

x ... x Bd. Remark that

mN(Ai) ~ 1/d

and hence

mN(Bi) ~

1 -

1/d.

Let rl, ..., rd be Rademacker functions on

[0, 1]. By unconditionality,

we get

as

required.

For each v E

GN,

define the function ev =

03A0Nn=1 (1

+

vnrn )

on

GN.

Thus

(ev)vEGN

generates

L1(GN)

and is

isometrically equivalent

to the

tl(2’)-basis.

LEMMA 3: For

fixed

0 ~ E ~ 1 and K &#x3E;

0,

the

following

holds

PROOF: It is

easily

verified that

T~(e03BD)=03A0Nn=1 (1+~03BDnrn).

If we let

r =

03A0Nn=1 (1

+

ern),

then

by independency

and thus

(5)

We use the

symbol O

to denote the direct sum in

e’-sense.

For fixed N and

d,

take

Consider the maps

and for 0 ~ ~ ~ 1

defined

by

where

(x1, ..., xd )

E GN ··· x GN is the

product

variable

Obviously ~03B1~ ~ 1, 11011

:5 2 and

11-y,11

~ 2.

Let

Ae :

x -

~1(d) (D Y ~

X be the map a

(D 13 EB

03B3~,

clearly satisfying

~039B~~

~ 5.

LEMMA 4: Under the above

notations, IIAe(CP )11 ~ 1 24|~~1 f or

each

cp

E X,

whenever 0 ~ ~

1/4d.

PROOF: Assume cp =

f 1 ~ ··· (D f d

and take for each i =

1,

..., d

Ai =

[|gi| ~ d~gi~1],

B. =

GNBAi, gi =

gi~Ai and

g"i =

gi~XBi.

Let further 1=

{i

=

1,..., d; ~g’i~1 &#x3E; 1 4~gi~1}

and J =

{1, ..., d}BI.

Using

Lemma

2,

we find that

(6)

110 (f ~ ··· ~ fd)~1 ~ ~GN ··· GN |03A3gi(xi)| dmN(x1) ... dmN(xd)

On the other

hand, by

Lemma 1

and hence for i ~ J

Consequently

Combination of these

inequalities

leads to

proving

the lemma.

COROLLARY 5:

Again

under the above

notations,

denote RE the range

o f

039B~. Then

d(RE, t1(d.2N»:5 do provided

0 ~ ~

1/4d.

Our next aim is to show that RE is a

badly complemented subspace

of ~1(d) ~ Y ~ X

for a suitable choice of

N,

d and E.

LEMMA 6: Fix any

positive integer d ~ 4,

take N =

d6d

and let

E =

1/4d.

Then

~P| ~ d/384 for

any

projection

P

from t1(d) (D Y(B

X

onto R.

PROOF: Define for each v E

GN

Since A, C

U 1:J [Tej(av)

&#x3E;

4], application

of Lemma 3

gives

that

(7)

and

hence, by

the choice of N and E

as an easy

computation

shows.

It follows that if

t/1v = 03BE03BD - 1,

then

Assuming

P a

projection

from

~1(d) ~ Y ~ X

onto

R~,

one may consider the operator

Q

=

039B-1~ from ~1(d)~ Y ~ X

into X.

For each i =

1,...,

d and v E

GN,

let

~i03BD be 03C803BD

seen as element of

the

ith

component

L1(GN)

in the direct sum X. Thus

03B1(~i03BD) = 0, 03B2(~i03BD) = 03C803BD(xi)

and

03B3(~i03BD)

=

~i03BD - T~(~i03BD).

By

well-known results

concerning

operators on

L’-spaces,

we get

Remark

that, by

symmetry, Lv

|03C803BD|

is a constant function. Because

1 4 ~03C803BD~1

~2 and

we find

using

Lemma 4

(8)

and hence

completing

the

proof.

From

Corollary

5 and Lemma

6,

it follows that

THEOREM 7: There exists a constant 0 C 00 such that whenever

T &#x3E; 0 and D is a

positive integer

which is

large enough,

one can

find

a

D-dimensional

subspace

E

of LI satisfying d(E, ~1(D)) ~

C and

IIPII

~

C-1(log log D)1-T

whenever P is a

projection from LI

onto E.

This

provides

in

particular

a

negative

solution to Problem 1 and

Problem 2 stated in the Introduction.

3. Remarks and

Questions

1.

Following

L.

Dor,

one may define local and uniform moduli for functions and

subspaces

of an

L1(03BC)-space.

For a

function f

in

L1(03BC)

and p

&#x3E; 0,

take

If now E is a

subspace

of

L1(03BC)

and p &#x3E;

0,

let

and

Call

a (E, p)

a local modulus and

(3 (E, p)

a uniform modulus of the space E.

Based on the ideas

presented

in the

preceding section,

the

following

can be

proved

LEMMA 8: There exist a sequence

(En) of finite

dimensional sub- spaces

of LI

and constants C 00 and c &#x3E; c, such that

1.

d(En, t1(dim En)) ~

C.

(9)

2.

limn~~

a

(En, C)

= o.

3. For each p &#x3E;

0, infn 03B2(En, p)

&#x3E; 0.

As was

pointed

out

by

Dor

[6],

this leads to the existence of a

non-complemented t1-subspace

of

LI.

2. In

fact,

one may choose the spaces

En

of Lemma 8 in such a

way that

they

are

well-complemented

and

probabilistically

in-

dependent.

This allows us to construct a

non-complemented t’-direct

sum of

uniformly complemented, independent,

uniform

e’-isomorphs.

Thus the next result

concerning independent

functions can not be

extended to

independent tl-copies.

THEOREM 9:

If

E is an

t1-subspace of L1(03BC) spanned by

in-

dependent variables,

then E is

complemented

in

L1(03BC) by

a

projection

P whose norm

JIP Il

can be bounded in

function o f d (E, e’(dim E)) (cfr.

[5]).

There is an easy reduction to the case where E is

generated by

a

sequence

(fk)

of

normalized, independent

and mean zero variables.

Using

then the

uniqueness

up to

equivalence

of unconditional bases

in t1-spaces (see [14]),

it turns out that this sequence

(fk)

is a

"good"

~1-bases

for

E,

or more

precisely

there is some constant M 00, M

only depending

on

d(E, ~1(dim E)),

so that

whenever

(ak)

is a finite sequence of scalars.

Assume 6k

(k

=

1, 2,...) independent u-algebra’s

such

that fk

is

6k-

measurable. The main

ingredient

of the next lemma is the result

[4].

LEMMA 10: There exists a sequence

(Ak) of li-measurable

sets,

satisfying

1.

Ak

E

6k for each k,

2.

fAk fk d03BC ~

p

for each k,

3.

03A3k 03BC(Ak) ~ K,

where p &#x3E; 0 and K ~

only depend

on M and hence

only

on

d(E, t1(dim E)).

The

proof

of this lemma is contained in

[5],

Section 3. So we will

not

give

it here. Let us now pass to the

(10)

PROOF oF THEOREM 9: We may

clearly

make the additional

assumption

that

bt (Ak) 1 3.

For

each k,

let

fEk

=

G(J1, ..., Zk)

the

u-algebra generated by ..,

Take

Clearly

Bk

G 3Fk

for each k. Remark also that

and hence

Define

Thus

Next,

take P :

L1(03BC) ~

E

given by P(f) = 03A3k Uk’ 0394k[f],

Bk &#x3E;

fk.

It is

clear that P is a

projection.

We estimate its norm

3. Our

example

leaves the

following questions

unanswered

PROBLEM 3: What is the

biggest

À such that

problem

1 has a

positive

solution

provided IITIlIIT-111

&#x3E; 03BB?

For E

subspace

of

L’,

define

(11)

Take further for fixed n =

l, 2,

... and À o0

PROBLEM 4: Find estimations on the numbers

03B3(n, 03BB).

At this

point,

it does not seem even clear that for fixed À 00 the

following

holds

Let us mention the

following fact,

which may be of some interest for further

investigations

PROPOSITION 10: Given 00, one can

find

constants c &#x3E; 0 and C 00 such that

if

E is a

finite

dimensional

subspace of LI satisfying d(E, ~1(dim E):5

À, then E has a

subspace

F for which the

following

holds:

1.

d(F, t1(dim F»:5 À

2. dim F ~ c dim E

3. There exists a

projection

P :

L1 ~

F with

IIPII

~ C.

4

PROBLEM 5: Let G be an uncountable compact abelian group and E a translation invariant

subspace

of

L1(G),

such that E is isomor-

phic

to

L1(G).

Must E be

complemented?

Related to this

question

is the

following

one, due to G. Pisier

[19].

PROBLEM 6: Let G be the Cantor group and define E as the

subspace

of

L’(G) generated by

the Walsh-functions ws where

ISI-2.

Obviously,

E is

uncomplemented.

What about the

following

a. Is E an

L1-space?

b. Is E

isomorphic

to

L1(G)?

It can be shown that E satisfies the Dunford-Pettis property

(see

[13]

for definition and related

facts).

(12)

5

Easy

modifications of the construction

given

in the second section also allow us to obtain

badly complemented ~p(n)-subspaces

of LP

for 1 p 2.

REFERENCES

[1] B. BENNETT, L.E. DOR, V. GOODMAN, W.B. JOHNSON and C.M. NEWMAN: On

uncomplemented subspaces of Lp, 1 p 2. Israel J. Math. 26 (1977) 178-187.

[2] J. BRETAGNOLLE and D. DACUNHA-CASTELLE: Application de l’étude de certaines formes linéaires aléatoires au plongement d’espaces de Banach dans des aspaces Lp. Ann. Sci. Ecole Normale Supérieure 4e ser. 2 (1969) 437-480.

[3] D.L. BURKHOLDER: Martingale transforms. Annals of Math. Stat. 37 (1966) 1494-1504.

[4] L.E. DOR: On projections in L1. Annals of Math. 102 (1975) 483-474.

[5] L.E. DOR and T. STARBIRD: Projections of Lp onto subspaces spanned by independent random variables. Compositio Math. (to appear).

[6] L. DOR: Private communication.

[7] I.T. GOHBERG and A.S. MARKUS: On the stability of bases in Banach and Hilbert spaces. Izv. Adad. Nauk Mold. SSR 5 (1962) 17-35.

[8] W.B. JOHNSON, D. MAUREY, G. SCHECHTMAN and L. TZAFRIRI: Symmetric

structures in Banach spaces.

[9] W.B. JOHNSON and E. ODELL: Subspaces of Lp which embed into lp. Compositio Math. 28 (1974) 37-49.

[10] M.J. KADEC: On conditionally convergent series in the spaces Lp. Compositio Math. 28 (1974) 37-49.

[11] M.J. KADEC and A. PELCZYNSKI: Bases, lacunary sequences and complemented subspaces of Lp. Studia Math. 21 (1962) 161-176.

[12] J.L. KRIVINE: Sous-espaces de dimension finie des espaces de Banach reticulés.

Ann. of Math. 104 (1976) 1-29.

[13] J. LINDENSTRAUSS and L. TZAFRIRI: Classical Banach spaces, Lecture Notes in Mathematics, Springer Verlag, Berlin 1973.

[14] J. LINDENSTRAUSS and L. TZAFRIRI: Classical Banach spaces, I, Ergenbnisse

der Mathematik Grenzgebiete 92, Springer Verlag, Berlin 1977.

[15] J. LINDENSTRAUSS and A. PELCYNSKI: Absolutely summing operators in lp

spaces and their applications. Studia Math. 29 (1968) 275-326.

[16] V.D. MILMAN: Geometric theory of Banach spaces. Part I, theory of basic and minimal systems. Uspehi Met. Nauk 25:3 (1970) 113-174 (Russian).

[17] W. ORLICZ: Über unbedingte Konvergenz in Functionenraumen I/II. Studia Math. 4 (1933) 33-37, 41-47.

[18] A. PELCZYNSKI and H.P. ROSENTHAL: Localization techniques in Lp spaces.

Studia Math. 52 (1975) 263-289.

[19] G. PISIER: Oral communication.

[20] H.P. ROSENTHAL: On a theorem of J.L. Krivine concerning block finite

representability of lp-spaces in general Banach spaces. J. Functional Analysis.

[21] H.P. ROSENTHAL: On relatively disjoint families of measures, with some ap-

plications on Banach space theory. Studia Math. 37 (1970) 13-36.

[22] H.P. ROSENTHAL: On subspaces of Lp. Annals of Math. 97 (1973) 344-373.

[23] H.P. ROSENTHAL: On the span in Lp of sequences of independent random

variables (II), Proceedings VI Berkeley Symp. Math. Stat. Prob. Vol. II (1970/1)

149-167.

(13)

[24] H.P. ROSENTHAL: On the subspaces of Lp, p &#x3E; 2 spanned by sequences of

independent random variables. Israel J. Math. 8 (1970) 273-303.

[25] H.P. ROSENTHAL: Projections onto translation-invariant subspaces of Lp(G).

Memoirs A.M.S. 63 (1966).

[26] W. RUDIN: Trigonometric series with gaps. J. Math. Mech. 9 (1960) 203-227.

[27] A. SZANKOWSKI: A Banach lattice without the approximation property. Israel J.

Math. 24 (1976) 329-337.

[28] J.Y.T. Woo: On modular sequence spaces. Studia Math. 48 (1973) 271-289.

[29] A. ZYGMUND: Trigonometric Series. Vol. I, 2nd edition. Cambridge Univ. Press, Cambridge, England, 1959.

[30] H.P. ROSENTHAL: Convolution by a biased coin, The Altgeld book 1975/76, University of Illinois.

(Oblatum 20-11-1980 &#x26; 13-V III-1980) Vrije Universiteit Brussel Pleinlaan 2 F-7

1050 Brussels

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