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Municipal infrastructure investment planning (MIIP)

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http://irc.nrc-cnrc.gc.ca

N a t i o n a l R e s e a r c h C o u n c i l C a n a d a

T he M unic ipa l infra st ruc t ure

I nve st m e nt Pla nning Proje c t

(M I I P)

N R C C - 4 8 3 7 1

V a n i e r , D . J .

A version of this document is published in / Une version de

ce document se trouve dans :

INFRA 2005 Measuring Performance: Getting More

Out of Your Action Plans, Montréal, Nov. 20-23, 2005,

pp. 1-10

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1

The Municipal Infrastructure Investment

Planning Project (MIIP)

Dana Vanier

I nstitute for Research in Construction

I NFRA 20 05, Montreal, Canada November 2 005

Summary

• Overview of MIIP Project

– Scope

– Definition of Asset Management – Partners

• Deliverables

– Client Reports on the Web (GIS, Case Studies, etc.) – Open Forum on Research in Asset Management in Canada – Municipal Infrastructure Management Framework – Software Prototype (DSS)

– Phase II of MIIP

• New NRC Initiatives

– Built Environment – Science Insight (BeSI 2006)

– Centre for Sustainable Infrastructure Research (CSIR Regina)

Abstract: Municipal Infrastructure Investment Planning (MIIP)

The objectives of the MIIP project are to identify, evaluate and develop tools, procedures, and practices that can help infrastructure managers make strategic and cost-effective planning and management decisions.

The project is now in its final months and many of the project deliverables are already available to the general public. These include: a survey of municipal infrastructure assets in Canada, a primer on strategic asset management, a report on geographic information systems for municipalities, case studies of municipal asset management, an evaluation of sewer condition assessment protocols, a report on social costs of infrastructure rehabilitation, reviews of asset management software systems, a report on opportunities for research in asset management, an analysis of the state of Canadian sewers and their remaining service life, and a framework for municipal infrastructure management for Canadian municipalities.

There is strong interest from the majority of the current MIIP members to continue with a Phase II of the project. Areas of interest for MIIP Phase II include: decision support tools for asset management, modelling the deterioration of buried utilities, and a generalized framework for municipal infrastructure management .

The current MIIP contributors are the cities of Calgary, Edmonton, Hamilton, Ottawa, Prince George, and Regina, the regional municipalities of Durham, Halton, and Niagara, and the Department of National Defence.

Overview of MIIP

Project

• Scope

– Municipal Infrastructure Investment Planning – 3 Year project started in June 2002 – To finish in Mar 2006

– Approximately $ 1.5 million (in-cash, in-kind) – Consortium: NRC and 10 Collaborators

• Objective

– MIIP will develop and formalize a Generalized Framework for information and knowledge related to strategic asset management of municipal infrastructure

• Concentrating on:

– Buried Utilities (Sewers)

– Geographic Information Systems (GIS) – Decision Support Systems

– Maintenance and Renewal Optimization

Municipal Infrastructure Investment Planning Project (MIIP)

http://irc.nrc-cnrc.gc.ca/ui/bu/miip_e.html

MIIP Partners

Deliverables

• Client Reports

– irc.nrc-cnrc.gc.ca/ui/bu/miip_e.html

– “Project Publications”

Survey on Municipal Infrastructure Assets Primer on Municipal Infrastructure Asset Management

Geographic Information Systems (GIS) and Interoperability of Software for Municipal Infrastructure Applications

Case Studies on Municipal Infrastructure Investment Planning Evaluation of Condition Assessment Protocols for Sewer Management Social Cost Considerations for Municipal Infrastructure Management Open Forum on Opportunities for Research in Asset Management in

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Future Deliverable

(Dec ’05)

• Software Review

– Municipal infrastructure asset management systems: state-of-the-art review (irc.nrc-cnrc.gc.ca/fulltext/nrcc48339)

• Mahmoud Halfawy, Linda Newton, Dana Vanier

– Reviews the following:

• Synergen • CityWorks • Hansen • RIVA • Infrastructure2000 • Harfan

• Municipal Infrastructure Management Systems (MIMS)

– Conclusions

• Evaluated well-known applications in Canada • Focused on collaborators’ interests

• Stresses need for industry standards for interoperability

– To be expanded to a MIIP Client Report

Deliverable: Software

Review - RIVA

www.rivaonline.com

Deliverable: Software

Review - Harfan

www.harfan.com

Deliverable: Software

Review - MIMS

www.albertamims.org

Future Deliverable

(Nov ’05)

• The State of Canadian Sewers – An Analysis of Asset Inventory

and Condition

• B-5123.11

– Sewer asset data from partners

• Edmonton, Hamilton, Prince George, Ottawa, Regina, Durham, Halton and Niagara

– Three non-MIIP municipalities

• Saskatoon, Niagara Falls and the Greater Vancouver Regional District (GVRD)

– Data for over 11,200 km of sewer pipes

• 9,000 km of sanitary sewer pipes (inventory data)

• Condition data for 3,400 km of sanitary pipes were available and used to model pipe performance

Future Deliverable

(Nov ’05)

• The State of Canadian Sewers – An Analysis of Asset Inventory

and Condition

– Pipe number or unique identifier – Pipe class (combined, sanitary, storm) – Construction year

– Diameter – Material – Inspection date – Survey length – Peak defect score – Pipe grade

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3

Future Deliverable

(Nov ’05)

• The State of Canadian Sewers – An Analysis of Asset Inventory

and Condition

Source Material Pipe Diameter (mm) Service Life (years) International Infrastructure Maintenance Manual (2000) All 80 – 100 WRc (1994) Non-plastic PVC/new materials <225 300-1000 >1000 all 80 100 125 40 City of Victoria (2005), USACE (1984)

Asbestos cement all 50-100

NAASCO (2004) Vitrified clay (VC) or reinforced concrete with PVC liner Plastic

100 - 6705

100-380 75

50 Missouri Highway &

Transportation Department MR91-1 (ACPA, 1991)

Corrugated steel pipe (CSP) all 15 - 60

National Clay Pipe Institute (2004)

VC all 100

Future Deliverable

(Nov ’05)

• The State of Canadian Sewers – An Analysis of Asset Inventory

and Condition

Table 14. Predicted average service life of Canadian sanitary sewers. Material Predicted Service

Life (years)

Predicted Service Life (years) Approx. Confidence Interval 10% All materials 115 105 – 130 Asbestos cement (AC) 138 125 – 155 Concrete (CO) 114 105 – 130

PVC 75 70 – 85

Vitrified clay (VC) 136 120 – 150

Future Deliverable

(Nov ’05)

• The State of Canadian Sewers – An Analysis of Asset Inventory and Condition

– One of most comprehensive sewer inventory and assessment surveys – Peak decade of growth for Canadian sewers was 1970

– Small diameter pipes (≤ 600 mm) comprised 91% of all pipes – Most pipes were Vitrified Clay

– PVC has become the material of choice for newer pipes – Concrete was the most used material for larger diameter pipes – Joint defects were most prevalent in PVC and VC pipes – Regression analysis used to predict sanitary sewer pipe service life

(105 to 130 years)

– Markov transition matrices were developed for small diameter pipes (any material) as well as matrices for AC, CO and VC pipes – Not enough data to develop matrices for PVC pipes

Future Deliverable

(Nov ’05)

• The State of Canadian Sewers – An Analysis of Asset Inventory

and Condition

0 10 20 30 4050 60 70 8090 1 3 5 0.00 0.20 0.40 0.60 0.80 1.00 P ro b a b ility d is trib u tio n Age (years) SPG

Future Deliverable

(Mar ‘06)

• Prototype Decision Support System

– Assist senior managers to prioritize maintenance and repair projects

• See Presentation “Tesfamariam and Vanier” Tuesday 22 Nov.

– “The Analytical Hierarchy Process for Eliciting Decision Preferences in Asset Management”

What is it worth? What is deferred? What is the condition? What is the remaining service life? What do you fix first? Where is it? What do you own?

Framework for MIM for

Canadian

Municipalities

•General rules exist only in practice today (6 Whats):

– What do you own? – What is it worth? – What is deferred? – What is the condition? – What is remaining service life? – What do you fix first?

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Future Deliverable

(Dec ’05)

• A Framework for Municipal Infrastructure Management for

Canadian Municipalities (Dec 05)

– Part 1 details “top level” processes for municipal infrastructure management (MIM);

• Primarily deals with decision-making

• Outlines the framework for senior managers and council

– Part 2 identifies the details of the “WHAT” and “HOW”

• Outlines implementation issues faced by practitioners • Describes available technologies to address the opportunities and

suggests potential solutions

– Ready in December 2005

MIM Framework- Part 1

• Framework is based on extensive “Value Engineering”

exercises by MIIP members at a number of meetings

Inventory Performance

Service Life Life Cycle Cost

Criticality

Technical Ranking

• To properly determine the “Technical Ranking” need to:

– Identify inventory – Predict performance – Estimate service life – Calculate LCC – Determine Criticality

• All 5 facets are described

– Parts 1 and 2

MIM Framework- Part 1

For each facet must identify processes

Select Protocols Itemize Assets Inspect Assets Rate Assets Forecast Needs Integrate Needs Recommend Resources Optimize Investment 1. Select Protocols 2. Itemize Assets 3. Inspect Assets 4. Rate Assets 5. Forecast Needs 6. Integrate Needs 7. Recommend Resources 8. Optimize Investment

All 8 processes are described

for each facet

MIM Framework- Part 1

• Describes overall goal as an ever-tightening spiral

Select Protocols Optimize Investment

• Each Process level looking at:

• Inventory • Performance • Service Life • LCC • Criticality

MIM Framework- Part 2

Examples of Detail

Select Protocols Review/Updat e Protocols Select IT Framework Select Facets Select Dat a Quality Select Asset Classes Select Inventory Protocols Select Asset Attributes Select Inventory Syst em Select Dat a Dict ionary In ve n to ry Sy st e m s Integrate Needs In ve n to ry Sy st e m s Propose Preliminary Budget Develop Decision Support System Normalize Asset Classes Harmonize Asset Classes Harmonize Performances

A review of the existing protocols involves studying the internal processes or methods already in use in the municipality. These protocols might even vary within the organization, as some protocols could have been implemented in one region and not another one. This process is fundamental to the entire Framework as it structures the Framework and determines which protocols need to be implemented. Although this task appears at the beginning of the major process, it can only be implemented after all the protocols for the various facets have been selected. Once the specific protocols have been established and which data are to be collected, then and only then can the IT framework be selected. Many municipalities could be restricted as to how they implement their MIM system owing to legacy software constraints, financial considerations and human resource issues.

Recommend level of funding required to meet initial technical requirements Could be several options min, optimum, maximum •-individual asset class based and coordinate to get total •- protect program vs project •Operating and capital budgets - Standardize asset classes, so that average is average regardless of asset

Provide better definition required, “harmonize” with common data structure.

MIIP Phase II

Phase II of MIIP

• Still in discussion phase

• Smaller cities/towns

• National database of inventory for condition assessment

• Data models for urban infrastructure

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5

New NRC Initiatives

Built Environment – Science Insight (BSI 2006)

• Title:

Sustainable Infrastructure: Techniques, Tools and Guidelines

• Similar to BSI – “Building Science Insight” from past years

• 10 Major Canadian Cities

• Oct / Nov 2006 (Quebec presentations in Feb 2007)

• Six experts from various engineering disciplines

• Collaboration with InfraGuide

Contact

Dana J. Vanier, Ph.D.

Senior Research Officer

Institute for Research in Construction National Research Council Canada 1200 Montreal Road

Ottawa, Ontario CANADA K1A 0R6 dana.vanier@nrc.ca

Tel: (613) 993-9699 FAX 954-5984

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