A NNALES DE L ’I. H. P., SECTION C
V ITTORIO C OTI Z ELATI
Periodic solutions for N-body type problems
Annales de l’I. H. P., section C, tome 7, n
o5 (1990), p. 477-492
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Periodic solutions for N-body type problems
Vittorio COTI ZELATI(*) SISSA, Strada Costiera, 11 1
34014 Trieste, Italy
Vol. 7, n° 5, 1990, p. 477-492. Analyse non linéaire
ABSTRACT. - In this paper we prove the existence of
a T-periodic
solution
(for
anygiven T)
for a class of Hamiltonian systems which includes theN-body
one. We also prove that the solution we find is not asimultaneous collision one.
Key words : N-body problem, periodic solutions.
RESUME. - Dans l’article on démontre l’existence d’une solution
T-périodique (pour chaque T > 0)
pour un ensemble desystèmes
hamilto-niens comprenant celui des
N-corps.
On démontre aussi que la solution ainsi trouvée n’est pas une solution de collision totale.Mots clés : Problème des N-corps, solutions periodiques.
INTRODUCTION
In the last few years a
quite large
amount of papersdealing
with theexistence of
periodic
solutions for"singular"
Hamiltonian systemsusing
Classification A.M.S. : 70 F 10, 34 C 25.
(*) Supported by MPI, Gruppo Nazionale "Calcolo delle Variazioni" (40%).
Annales de I’Institut Henri Poincaré - Analyse non linéaire - 0294-1449 Vol. 7/90/05/477/16/$3.60/0 Gauthier-Villars
variational methods has
appeared
in the literature. Such papers extend to Hamiltoniansof the form 1 2|p|2
+ V(q),
where V(q) behaves
like1
nearI q = 0,
results onperiodic
solutions of Hamiltonian systems contained in several papers(for example [9]).
We recall here
[7], [1], [8], [6], [3], [2]
for results on2-body
typeproblems.
As far as
periodic
solutions forN-body
typeproblems
areconcerned,
variational methods havejust
started to be used. We recall here the paper[5],
where the variational structure of theproblem
is used to prove the existence ofperiodic
solutions of theN-body problem
in the case onemass is
large
and all the others very small(actually
a bifurcationresult),
and the paper
[4]
where the existence ofgeneralized T-periodic
solutions("generalized"
means -roughly -
that collisions could - seeparagraph
1for a
precise definition)
for the3-body problem
isproved.
Motivated
by
the paper[4]
we have studied theN-body
typeproblem
and in this paper we prove the existence of
periodic
solutions ofassigned period
T for thefollowing
system ofordinary
differentialequations
where xi E
mi > 0
andThe
N-body problem being
our modelproblem,
we assumeand
Under these
assumptions
we prove, in section1,
thefollowing
theoremTHEOREM A. -
Suppose
that Vsatisfies
the aboveassumptions.
Then(P) has, b’ T > o, infinitely
manygeneralized
solutions. Moreoverf Vij satisfies,
V i ~j,
thefollowing Strong
Force conditionthen
(1.1)
hasinfinitely
many non-collision solutions.The other two sections of the paper are devoted to the
study
ofsimultaneous collision
solutions,
i. e. ofgeneralized
solutions of(P)
suchthat all the bodies collide at some time t = t*. The method used to prove
existence,
based on minimization of a suitablefunctional, permits
us toAnnales de l’Institut Henri Poincaré - Analyse non linéaire
prove that under the additional
assumption
where 1
_ a __
,(here /l
is aquantity
that can beeasily computed;
itdepends
on a and ml, ...,mN; it
is > 1 in many cases, See remark3 . 4)
the solution we find is not a simultaneous collision solution.
With respect to the existence results contained in
[4]
wepoint
out that(a)
werequire
but we have noassumptions (besides
boundedness from
above)
on the behaviour of V atinfinity;
(b)
ourmethod,
based on minimization of a suitablefunctional,
issimpler
than the one used in[4]
and works for anyN >_ 2;
(c)
in the case the strong force condition is not satisfied the result of TheoremA,
as that of any theoremproving
existence ofperiodic
solutionfor system like
(P),
can be obtainedjust minimizing f
on the set of simultaneous collisions(minimum
which is achieved whenever it is finite since the action functional isweakly
lower semicontinuous).
To thisregard,
Theorem 3 . 3 showsthat,
in somesituations,
the solution we find is not a simultaneous collisionsolution;
(d)
while in[4]
it isproved
the existence ofinfinitely
manyperiodic
solutions also in the case in which the
potential
Vdepends
on time i. e.V = V (t,
xl, ...,xN)
we canonly
prove the existence of one solution under the additionalassumption
See Remark 1. 2.
1. EXISTENCE OF SOLUTIONS
Let us consider the
following
system ofordinary
differentialequations
where we assume
Vol. 7, n° 5-1990.
N
We will also
always
assume~>0,
V and setM== ~
~.f=i i
We will say that a function
X(~)=(~(~ ...~M)eC’([0, T];
is a non-collision solution of
(1.1)
if~)~,(~ V~~ T]
and ifX (t)
solves(1.1).
We will say
(following [3])
that X(t)
=(~ (~
... , ,~(t))
e H~(Sl;
is a
generalized
solution of(1.1) if, denoting by G
the setwe have that:
V t E
[0,
N
Then we prove
THEOREM 1 . 1. -
Suppose
that Vsatisfies (V 1-2-3-4).
Then( 1. 1 ) has,
V T >
0, infinitely
manygeneralized
solutions. Moreoverif satisfies,
V i ~j,
the
following Strong
Force conditionthen
(1.1)
hasinfinitely
many non-collision solutions.Proof. -
We setand define
f :
A ~ R asIt is easy to see that the critical
points
off
on A are non-collisionsolutions of
( 1.1 ) .
’Annales de I’Institut Henri Poincaré - Analyse non linéaire
Since
Vij (x)
=Vji (x),
we have thathence one can
easily
check that the criticalpoints
off
~o areactually
critical
points of f
on A.We now prove Theorem 1.1 in three steps.
STEP 1. - > 0 we
modify
inBs (0)
in such a way that themodified potential Vs satisfies (SF).
This can be
done,
forexample, setting
where
[R+), (pg(~)=0,V~-~8, Then,
so that
(SF)
holds withSetting V
... ,= 1 ~ V~, (~, -
we define2l~~~N
Clearly,
no modification is necessary ifVij already
satisfies a(SF)
condi-tion.
STEP 2. - Existence
of
a minimumfor fs.
Let
Consider a
minimizing
sequence(X~n~)
EAo
such thatfs (X~n~)
- cs.Then,
for N
large,
Since ...,
xN ~) 0,
we deduce thatVol. 7, n° 5-1990.
Since
xi(t+T 2)=-xi(t),
we have thathence
and we
deduce,
for theminimizing
sequence x(n) = ...,This
implies
the existence of... , N)
withsuch that
and
It is well known that from
(SF)
it follows thatf (X~n~)
~ + oo for every sequence(X~n~)
such that x(n) ~ Xweakly
in H~ 1 andstrongly
in C° if X E aA(see [7], [1]).
This proves thatSince f is weakly
lowersemicontinuous,
itimmediately
follows that Xs EA°
is a minimum forfs
on
Ao.
Such a minimum is then a non-collision solution of( 1.1 ) (with
Vsreplacing V).
Inparticular
we haveproved
that(1.1)
has at least onenon-collision solution if
(SF)
is satisfied(in
such a caseVO = V).
STEP 3. - ~ -~ o.
Clearly
csC,
‘d ~ > o. Thisimplies
Then,
asbefore, x~ -~ x~ weakly
in H~ andstrongly
in C°. We will showthat
X = (xl,
...,xN)
is ageneralized
solution of(1. 1).
Annales de l’Institut Henri Poincaré - Analyse non linéaire
In
fact,
set,‘d i ~ j, ~i~ _ ~ t E [o, T]
such thatx~ (t) = x~ (t) ~ .
Then each~~~
is a closed set and
Then,
if measC(j ij
> 0and we reach a contradiction which proves meas
~1~ = o,
Let W = U
~~~.
Then Take‘d n >_ 1 Kn c [o, Kn
compact, UKn = [o, T]EW,
LetKn = { X (t)
such thatn>_1
Then,
is compact and Take aneighborhood Un of Kn
such that the closure of
Un
is compact in Q.Then,
V8sufficiently
smallwe have that
Vs -~
V in_
C 1 (Un; f~).
Therefore~x~
Vs(xi (t),
...,N (t))
~~xi
V(xl (t),
...,xN (t)) uniformly
onKn.
Sincewe deduce that
and hence X
(t)
=(Mi (t),
...,XN (t))
solvesSince U
Kn=[0, T]BG
we have that X satisfies(a)
and(b)
of the defini- tion ofgeneralized
solutions.(c)
followsnoticing
thatis a constant of the motion.
Moreover,
fromT
it
follows,
sincefs
= cs andJo ~ x~~ (t) ~ 2
dt arebounded,
thatEs
isbounded in f~. We can then assume
Es
-~ E. It followsthat,
s-o
Vol. 7, n° 5-1990.
V tl, t2 E
~U,
and this proves X is a
generalized. T-periodic
solution of( 1. 1 ).
We deducethat, ‘d T > o, ( 1.1 )
has at least onegeneralized
solutionXT.
To prove the existence of
infinitely
manyT-periodic
solutions wesimply
remark that
XT
cannot be a constant solution of( 1.1 ).
Otherwise the symmetry property wouldimply
thatX - 0
in con-tradiction with the fact
XT
is ageneralized
solution. ThenXT
is a T-periodic,
non costant function. LetT
, be its minimalperiod.
k
- pApplying
whatproved
above forT = T
we find a solutionwhich is
a T k+1-periodic
solution of(1.1).
Since theproblem
is auton-omous, such a solution is also
a T-periodic
solution.Iterating
such aprocedure
the theorem follows. DRemark 1.2. -
If
Vdepends
on time ina T-periodic fashion, satisfies (Vl-4)
andthen the same
proof of
Theorem 1 .1 shows that oneT-periodic
solutionexists
also for
the non-autonomous system. D2. ESTIMATES ON SIMULTANEOUS COLLISIONS
In this section we want to estimate the infimum of our functional on
the
generalized
solutions of( 1.1 )
which are simultaneouscollisions,
whereby
simultaneous collision solution we mean ageneralized
solution such that it exists at* E [0, T]
such thatAnnales de l’Institut Henri Poincaré - Analyse non linéaire
N-BODY TYPE
Such an estimate will be deduced from an estimate on simultaneous collisions for a
potential
V of the formWe start
by proving
thefollowing
LEMMA 2 . 1. - Let
X = (xl,
..., ... x ThenProof.
and the lemma follows. D
Let us introduce the
following
notation: we set, forX==(xi,
..., E Aand,
for R EH 1 o ( p T ~ +
We also set
is a simultaneous
collision
Vol. 7, n° 5-1990.
Then the
following
lemma holdsLEMMA 2.2:
Proof - Suppose X(~)=(~i,
..., a simultaneous collision.Then,
without loss ofgenerality,
we can assume that the simultaneous collision occurs att=0,
i.e. thatxi(0)=xj(0) ~i, j.
Set~=(0). Then,
since
X e Ao,
we have thatxi(T 2) =-~.
On the other hand
is constant
along solutions;
thisimplies
that(which
is a continuous functionV t)
has the formZ (t) _ ~ t + ~o.
SinceZ (t)
is
T-periodic
we musthave § = 0.
Thenand
which
implies ~o
= M r~ = 0.Annales de l’Institut Henri Poincaré - Analyse non linéaire
Using
Lemma 2. 1 and the symmetry property X we havethat, ~ X~039B0
N
Setting
now MR(t)~
=£
m;]
x;(t) ]~
wehave,
since X is a simultaneous;= 1
collision,
that R eH© ([0,T 2]; R + and that MR’ (t)2 £ m; ) x? (t)|2
from
which the lemma follows. D
Using
the methods of[6]
it ispossible
togive
a moreexplicit
estimateof
In fact if follows from
[6],
section2,
thatwhere
hence
where
Vol. 7, n° 5-1990.
Remark 2. 3. - In the paper
[6]
it is alsoproved
thatis a lower
semicontinuous function
with values in[1,
+00]
such that2.
1 cp(a)
+00,‘doc> 1;
3.
(p(a)=
+00,To sumarize the results of this
section,
we can state thefollowing
PROPOSITION 2.4. -
,Suppose
Then
Inf
~, f’ (X)
such that X is a simultaneouscollision}
> 2 60 (a, b) >_ 2 91 (a, b).
3. EXISTENCE OF SOLUTIONS WHICH ARE NOT SIMULTANEOUS COLLISIONS
In this section we will prove
that,
under suitableassumptions
ofV,
inf ~ f (X) I X
EAo }
inf{ f (X ) I X
is a simultaneous collisionsolution}
and from this it will follow that the
generalized
solution found via Theorem 2.1 is not a simultaneous collision.Let us first of all estimate the infirmum
of f on Ao.
LEMMA 3. 1. -
Suppose
Then, denoting by Xo
oneof
the solutionfound
via Theorem 1.1,
we havethat
where
Annales de l’Institut Henri Poincaré - Analyse non linéaire
and
Proof-
Takeç, IRk
such~ ~ ~ ~ 2 = 1, (~, r~ )
= 0 and definewhere Re R is to be determined. Then
while
This
implies
We deduce
that,
VR>OMinimizing
theright
handside,
we findVol. 7, n° 5-1990.
where
Now,
letXo
be the(generalized)
solution ofequation ( 1.1 )
which wehave denoted
XT
in theproof
of Theorem 1.1. ThenXo
= limXs.
Sinces-~o
we have that
Since
V§=V
outside a8-neighborhood
of thesingularity
set, we have thatOn the other hand it follows from the lower
semi-continuity of f that
and the lemma follows. 0
Setting
we can now prove
THEOREM 3 . 3 . -
Suppose
that(V 1-6)
hold and thatThen, if
(1 . .1 ) has, for
every T > o, at least oneT-periodic
solution which is not asimultaneous collision solution.
Proof. -
TakeXo
to be one of the solutions of( 1.1 )
for whichLemma 3 . .1 hold.
Suppose
thatXo
is a simultaneous collision solution.Then from
Proposition
2.4 it follows thatOn the other hand from Lemma 3 .1 we deduce that
Annales de l’Institut Henri Poincaré - Analyse non linéaire
where
R2
isgiven by (3 . 2).
Thisimplies
i. e.
which reduces to
contradiction which proves the theorem. D
Remark 3 . 4. - Theorem 3 . 3 states that among the functions
satisfying
the symmetry property X
t + T - X - ( t),
the total collisions solutions of( 1.1 )
have action(i.
e. value of thefunctional),
greater than the one ofa
particular planar
anduniformly rotating function, provided
V satisfiescondition
(3 . 7).
We remark that our condition(3 . 7)
is not, ingeneral, optimal.
In fact we know that it exists aplanar
anduniformly rotating
solution of
( 1.1 ),
withVij (03BE)
= I for which the valueof Oi
is smalleror
equal
than the one of our test funtion X(coinciding
with it when all the masses areequal).
Moreover we do not know if our estimate on theminimum
of f on Ao
could beimproved considering particular non-planar
solutions. Such a
problem
seemsinteresting
since it could indicate the existence ofperiodic, non-planar
solutions. Another remark concerns the estimates on simultaneous collisions. While such an estimate proves to beoptimal (in
the sense that we can construct solutions whose action isequal
to the estimated
ones)
for N = 3 andk >- 2,
it becomes less and lessprecise
for k fixed as N increases.
One can check that condition
(3. 6)
holds for alarge
class of choices ofmasses and a
(even
if not forall).
Forexample,
if mi=mjVi,j,
we havethat >
1 for all values ofN _ 68. Moreover, y
increases the more differentthe masses are. For
example,
forN =16,
we havethat,
ifm~ =1,
thenJ.l
1.39, while,
if mi = i, then J.l 1.43and,
ifmi = ei, then ~, ,:
1.64. DACKNOWLEDGEMENTS
The Author wishes to thank Antonio Ambrosetti for useful
suggestions
and discussions.
Vol. 7, n° 5-1990.
REFERENCES
[1] A. AMBROSETTI and V. COTI ZELATI, Critical points with lack of compactness and singular dynamical systems, Ann. Mat. Pura Appl., Vol. 149, 1987, pp. 237-259.
[2] A. AMBROSETTI and V. COTI ZELATI, Perturbation of Hamiltonian systems with Keplerian potentials, Math. Z., Vol. 201, 1989, pp. 227-242.
[3] A. BAHRI and P. H. RABINOWITZ, A minimax method for a class of Hamiltonian systems with singular potentials, J. Funct. Anal., Vol. 82, 1989, pp. 412-428.
[4] A. BAHRI and P. H. RABINOWITZ, Solutions of the three-body problem via critical points
at infinity, Preprint Univ. of Wisconsin-Madison, 1988.
[5] V. COTI ZELATI, A class of periodic solutions of the N-body problem, Celestial Mech., Vol. 46, 1989, pp. 177-186.
[6] M. DEGIOVANNI and F. GIANNONI, Periodic solutions of dynamical systems with New- tonian-type potentials, Ann. Sci. Norm. Sup. Pisa, Vol. 15, 1988, pp. 467-494.
[7] W. GORDON, Conservative dynamical systems involving strong forces, Trans. Am. Math.
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[8] C. GRECO, Periodic solutions of a class of singular Hamiltonian systems, Nonlin. Anal.
TMA, Vol. 12, 1988, pp. 259-269.
[9] P. H. RABINOWITZ, Periodic solutions of Hamiltonian systems, Comm. Pure Appl. Math., Vol. 31, 1978, pp. 157-184.
Annales de l’Institut Henri Poincaré - Analyse non linéaire