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ANOTHER PROOF OF THE EXISTENCE OF SPECIAL DIVISORS

BY

STEVEN L. K L E I M A N and DAN LAKSOV M.I.T., Cam~rldge, Mass. USA

I n the classical literature on curves, it is repeatedly asserted t h a t the divisors of degree n and (projective) dimension at least r depend on at least (T ~b r) parameters, with

= (r + 1 ) ( n - r ) - r g where g is the genus. However, it was only recently proved that, if is nonnegative, such divisors exist. Meis [17] gave an analytic proof for the case r = 1, which involves deforming the curve over the Teichmiiller space into a special curve t h a t has an explicit (~ +r)-dimensional family of such divisors. K e m p f [10] and Kleiman-Lak- soy [12] independently gave similar algebraic proofs for the case of a n y r, valid in a n y characteristic, which involve constructing a global, finite cohomology complex for the Poincar~ sheaf and performing a local analysis of some resulting determinantal subvarieties of the jaeobian. Gunning [7], working over the complex numbers, gave a proof for the case r = 1, which uses Macdonald's description of the homology of the symmetric product and Hensel-Landsberg's trick of choosing n minimal ([8], lecture 31, w 3, p. 550); otherwise, the proof is akin to the proofs in [10] and [12].

We offer below another algebraic proof for the general case, which is conceptually simpler and more natural. Our framework is the t h e o r y of singularities of mappings. We observe t h a t the divisors of degree n and dimension a t least r are parametrized b y the scheme Zr of first order singularities of r a n k at least r of the canonical m a p from the vari- e t y of divisors of degree n to the jacobian, a base point on the curve having been picked.

(By definition, Z r consists of the points where the m a p of t a n g e n t sheaves is of r a n k at least r.) Consequently, if Z r is e m p t y or of the right dimension, t h e n in the Chow ring its class is given b y a certain T h o m polynomial in the Chern classes of the v a r i e t y of divisors.

T h e T h o m polynomial is evaluated (Proposition 16), and the value is then proved non- zero if T is nonnegative b y using the projection formula a n d Poincar~'s formulas. Hence, divisors of degree n and dimension at least r m u s t exist; otherwise, the value of the T h o m polynomial would be zero. I n fact t h e y abound: carried further, the proof shows that,

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164 S T E V E N L . K L E I M A N A N D D A N L A E S O V

if v is nonnegative, every closed subvariety of the jacobian of codimension ~ contains the image of at least one such divisor, and moreover the weighted n u m b e r of images con- tained, if the n u m b e r is finite and the divisors are of dimension exactly r, is equal to r!...0!/(g - n + 2r)!...(g- n + r)! times the intersection n u m b e r of the subvariety with the ( g - ~ ) - t h power of the theta divisor.

The m a p of t a n g e n t sheaves associated to the canonical m a p from the v a r i e t y of di- visors of degree n to the jacobian can be represented locally b y a m a t r i x t h a t was used b y Brill and Noether [1] to find the n u m b e r (~+r); their work is discussed in R e m a r k 6. As- suming ~ is equal to zero a n d the divisors of degree n and dimension at least r form a finite n u m b e r of linear series of dimension r, Castelnuovo [2] found the weighted n u m b e r of series is

1 ! 2 ! ...r! l ! 2 ! . . . r ' !

g! w i t h r ' = ( g - l - n + r ) ; 1 ! 2 ! . . . ( r § 1)!

the same n u m b e r comes out above, the subvariety now being the whole jacobian.

The T h o m polynomial giving the class of the scheme Zr of first order singularities of r a n k at least r of a m a p of smooth varieties was determined b y Porteous [19], under a certain transversality hypothesis. This hypothesis is automatically satisfied if Zr is e m p t y , and so Porteous' work suffices for establishing the existence of special divisors. However, the transversality hypothesis was relaxed to a more natural hypothesis, requiring simply t h a t Zr be of the right dimension, b y K e m p f and L a k s o v [12], and their work allows us to determine the weighted n u m b e r of images above, using the weighting indicated b y the scheme structure of Z~.

The Chern classes of the symmetric products of a curve were computed through a series of articles ([14], [13], [20], [16]). The method in Mattuck's article [16] is a d a p t e d in section 3 to the varieties of divisors. Of course, the v a r i e t y of divisors of degree n and the n-fold symmetric product have been proved isomorphic ([3, w 6], [20], [9]), b u t each re- presents a basically different point of view.

We would like to point out the influence of A. Mattuck. His article [16] inspired us to reconsider the problem of the existence of divisors from the point of view of the v a r i e t y of divisors. A seminar talk he gave and m a n y private conversations with him were very helpful.

Throughout, we work over a fixed algebraically closed ground field k. The t e r m

" v a r i e t y " indicates a reduced and irreducible k-scheme of finite type. The Chow ring of a smooth quasi-projective v a r i e t y refers to the ring of cycles with integer coefficients modulo rational equivalence.

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ANOTHER PROOF OF THE EXISTENCE OF SPECIAL DIVISORS

165 1. Porteous' f o r m u l a

Let X be a smooth quasi-projective variety. For each subscheme Z of X, let cycle (Z) denote the element of the Chow ring of X determined b y the cycle Z n , Z , , where the Z, are the irreducible components of Z and n, is the length of the (Artin) local ring of Z at the generic point of Z,. For each locally free coherent sheaf E on X, let

c(E) (t) = 1 +

el(E ) t ~- es(E ) t s ~-...

denote the Chern polynomial of E, whose coefficients c,(E) are the Chern classes of E in the Chow ring of X. Finally, for each formal L a u r a n t series with coefficients in any given ground ring,

c(t) : ... ~ - c _ s t -2 + C _ I t - 1 + C o ~ - c l t ~ - c 2 t 2 + ..., and for each pair of nonnegative integers a, b, set

Ab, a (e(t)) = det

I C b Cb+l

" ' "

Cb+a_l 1 Cb- 1 C b

. . .

Cb+a- 2

i -" i b

Cb-a+l C~-a+ 2

. . . . . J

The formula below for cycle (Zr(u)) is known as "Porteous' formula"; it is proved un- der the hypotheses below b y Kempf and Laksov [11, Cor. 11] and under more restrictive (transversality) hypotheses by Porteous [19, Prop. 1.3, p. 298].

T~EOREM 1. Let u: E ~ F be a map between locally/ree coherent sheaves on X , say o/

ranks p and q. Let r be a nonnegative integer satis/ying the condition, (p - q ) <~r <~p. Let Zr(u) denote the scheme o/zeros o] the exterior power A (~-r+l)u.

(i) I / Z J u ) is nonempty, then we have an estimate, codim (ZJu), X ) <~ r(q - p + r).

(ii) I / Z r ( u ) is empty or o/pure codimension r(q - p + r), then we have a/ormula, cycle (ZJu)) = A(q_~+r).~(c(F)(t)/c(E) (t)).

COROLLARY 2. L e t / : X--> Y be a morph ism between smooth quasi-projective varieties, say, o/dimensions p and q. Assume that each scheme-theoretic fiber o ] / is smooth. Let r be a nonnegative integer satis/ying the condition, (p - q ) <~ r <~p, and consider the closed subset o / X ,

O ~ -- {x e X [dim, (/-~/(x))/> r}.

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1 6 6 STEVEN L. KLEIMAN AND DAN LAgSOV

(Notice t h a t the condition on r is geometrically reasonable, for b y general theory in a mor- phism of varieties the dimension of each fiber is bounded above b y the dimension of the source and below b y the difference of the dimensions of the source and target.)

(i) I] G r is nonempty, then we have an estimate,

codim (G ~, X ) <. r ( q - p +r).

(ii) I] G r is empty, then we have an equation

hr (c(/*T Y) (t)/c( T X ) (t) ) = O, where T X and T Y denote the tangent sheaves.

Proo/. At each closed point x of X, we have a canonical exact sequence of tangent spaces.

o ~ T , (l-It(x)) ~ T x ( X ) u(x__~) TI(~)(Y), a n d u(x) is equal to the fiber at x of the canonical m a p of sheaves,

u: T X -+/* T Y.

Therefore, x lies on the scheme Z~(u), clearly, if and only if the estimate, dim Tx(/-1/(x)) >~ r,

holds. However, since/-1/(x) is smooth, the above estimate holds if and only if the est- imate,

dim x (/-i](x)) >~ r

holds. Thus, G r is the set of points of the scheme Zr(u). Consequently, the corollary follows from the theorem.

2. Existence of divisors

L e t X be a projective variety. Consider the canonical morphism, /: Div(x/k~ -+ Pie(x/k),

defined b y sending a divisor to its associated invertible sheaf.

L e t Z be a Poincar6 sheaf on X • Pic(xm). B y [6, Thm. 7.7.6, p. 69], there exists a unique coherent sheaf Q on pic(x/k) satisfying the equation,

Horn (Q, G) = p2.(L | G),

for all quasi-coherent sheaves G on Pic(x/k~. B y [4, w 4, pp. 8-12], there exists a canonical isomorphism,

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A N O T H E R P R O O F O F T H E E X I S T E N C E O F S P E C I A L D M S O R S 167 P(Q) = Divr

and the structure m a p of P(Q) corresponds t o / . Therefore, each scheme-theoretic fiber of / is smooth.

L e t r be a nonnegative integer satisfying the condition, ( p - q ) ~<r ~<p, and consider the closed subset of Div(xml,

G ~ = { n E Div(x/k) ] dim (/-1/(n)) >1 r}.

Corollary 2 immediately yields the following result because the tangent bundle to a group v a r i e t y is trival.

PROPOSITION 3. Let S be an irreducible component o/Div(xm). A s s u m e S and Pic~x/k ~ are smooth, say, o / d i m e n s i o n s n and g.

(i) I] G r (1 S is nonempty, then we have an estimate, codim (G ~ N S, S) <~ r ( g - n +r).

(ii) I / G r fl S is empty, then we have an equation, A(o_~_~).~(1/c(TS ) (t)) = O.

:From now on, assume X is a curve. Then, Div(x/k ~ and Pic~zm) are smooth [3, Cor.

5.4, p. 23 and 5, Prop. 2.10 (ii), p. 16] and decompose into irreducible components Div~x/k) and Pic~x/k) according to the degree n of the divisors and invertible sheaves t h e y para- metrize. Furthermore, Div~x/k) is of dimension n, and Pic~x/z) is of dimension g, the arith- metic genus of X. Set

G~ = G ~ n D'~x/k).

Then G~ parametrizes the divisors of degree n t h a t v a r y in a linear system of projective dimension at least r.

Fix a (closed) base point P0 in the smooth locus of X, and normalize the Poincar~

sheaf L on X • Pic(x/k~ b y requiring its fiber over P0 to be trival. Then P0 is a divisor of degree 1, and sending a divisor D to ( D + P o ) and an invertible sheaf M to M |

defines a c o m m u t a t i v e diagram,

9 n - 1

Dlv(xm) --> Div~x/k)

4 r

" n - - 1

Plc(x/k) -~ PlCTx/~>

for each n. We obtain a morphism,

--> PlC(xik)~

~ : Div~xm) 9 o

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1 6 8 S T E V E N L. K L E 1 M A N A N D D A N L A K S O V

which sends a divisor D of degree n to the invertible sheaf O x ( D - nP0). We also obtain a canonical isomorphism,

Div~'xjk) = p(Qn),

where Qn is the coherent sheaf on Pic~ satisfying the equation, H o m (Qn, G) = Jo2, [p~ 0 x ( n P o) | L o | G], for all quasi-coherent sheaves G on Pic~ where we have set

L o = L] X • Pic~

We now introduce the last of the general notation. Set

Z n = C 1 (Ov(Qa) (1));

z. is an element of degree 1 in the Chow ring of Div~x/~). Set w o _ . = r

wo n is an element of degree ( 9 - n ) in the Chow ring of Pic(~ Finally, set w{t) = I + w z t +w~t ~ + . . . .

The following proposition is the object of the remaining two sections.

PROI'OSlTIO~ 4. Under the above conditions, we have the/ollowing congruence modulo numerical equivalence:

~.,

[z~ A(g-,+,).T (1/c(T Div~x/~)) (t))]

= I t ! . . . 0 !/(9 - n + 2r) t... (g - n + r) !] w (r+l) (g-n+r)

The next result, our goal, is an immediate consequence of Propositions 3 and 4 and of Poincar6's formula (15, w 2, Formula 4] deg (w[) =g!.

THEOREM 5. A s s u m e X is a smooth pro~ective curve. Set T = ( r + l ) ( n - r ) - r g .

T h e n G~n is nonempty and o / d i m e n s i o n at least (3 + r) i / T >~ 0 holds.

R e m a r k 6. About a hundred years ago, Brill and Noether [1, w 9, pp. 290-293] studied the sets ~n using a matrix, which locally represents the map of tangent sheaves,

u: T Div~x/k) -+/*TPic~xlk).

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ANOTHER PROOF OF THE EXISTENCE OF SPECIAL DIVISORS 169 Let D be a divisor of degree n on X, and also use D to denote the corresponding point of Div~x,k). B y an argument like [18, Lecture 24, 3 ~ pp. 164-166], the fiber of u at D is easily seen to be equal to the map of cohomology groups,

UD: H~ --> S l ( O x ) ,

arising from the short exact sequence,

0 -+ Ox---> Ox(D) ~ OD(n) ~ 0 .

B y general duality theory, the transpose of UD is equal to the natural map, v: H~ -~ H ~ 1 7 4

Assume D is a sum of n distinct points P~, fix a holomorphic differential eo that is nonzero at each Pt, and fix functions ~t ... ~a such that the differentials ~I(D . . . ~0g(D form a basis of H~ Then, locally at D, the map v is represented b y the n x g matrix,

[

~1 (Pl) "'" (J~ (Pl) ]

i ~ ,

L ~01(Pn)

~.(Pn)J

which is the matrix used b y Brill and Noether.

We reasoned from the structure of / that G~ is the underlying set of Zr(u ) or, in other words, t h a t D lies in G~ if and only if all the (n - r + 1) minors of the above matrix vanish.

Brill and Noether reasoned directly from the Riemann-Roch theorem: the vanishing of the ( n - r + 1)-minors means t h a t the number of independent holomorphic differentials vanishing on D is at least ( g - n + r ) ; whence, D varies in a linear system of projective dimension at least r.

Brill and Noether assume X has general moduli. They suggest that, since the points P~ are constrained to move on a curve, setting the ( n - r + 1)-minors equal to zero yields r ( g - n +r) independent equations; consequently, the dimension of ~ at D is precisely (T + r). I t is true that, in the affine space of all n x g matrices, the matrices whose (n - r + 1)- minors vanish form a subvariety of codimension r ( g - n + r ) ; consequently, if G~ contains D, then its codimension at D is at most r ( g - n + r), whether or not X has general moduli.

Thus, Brill and Noether's reasoning does yield the appropriate estimate of the dimension of G~ for any X; however the exact dimension of G~ when X has general moduli remains conjectural. On the other hand, Brill and Noether do not consider the problem of prov- ing that G~ is n o n e m p t y if T is nonnegative, and their reasoning does not yield a proof.

12-742909 Acta mathematica 132. Imprim6 le 18 Juin 1974

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170 S T E V E N L . K L E I M A N D D A N L A I ( S O V

3. Chern Classes of Div~x/k)

K e e p all t h e n o t a t i o n a n d a s s u m p t i o n s of section 2 (X is a projective curve, etc.).

LEMMA 7. For each integer, n there is a natural embedding, Jn : D i v ~ 1) -~ Div~x/k) ;

Jn is de]ined by a surjective map Qn~Q~_I, and its image is the scheme o/zeros o / a section o]

the tautological shea/ Op(Q~) (1).

Proo]. T h e s h o r t e x a c t sequence on X,

0 -~ Ox((n - 1 )P0) ~ Ox(nPo) -+ Op, ~ O,

a n d t h e Poinear~ sheaf L 0 on X x Pic~ t o g e t h e r clearly yield a s h o r t e x a c t sequence on X x Pic~

0-+ p~ O x ( (n - 1) Po) | Lo | G ~ p~ O x (nPo) @ Lo | G -~p~O~.QLo|

for each quasi-coherent sheaf G on Pic~ So, a p p l y i n g p~. a n d rewriting t h e terms, we

9 0

o b t a i n a n e x a c t sequence on Pm(xjk),

0 -+ H o m (Q~-I, G) -~ Horn (Q~, G)-+ H o r n (Q', G),

for a n a p p r o p r i a t e c o h e r e n t sheaf Q' on Pic~x/k). Since this sequence b e h a v e s functorially in G, it arises f r o m a n e x a c t sequence,

Q'-~Q~-~Qn_I-~O.

This last sequence defines a n e m b e d d i n g of P(Qn-1) i n t o P(Q~) as t h e scheme of zeros of t h e composite m a p ,

Q~(~)-~ Q,.p(~,)-~ Op(o, ~ (1).

H o w e v e r , since L 0 was normalized b y requiring its fiber p~ O p . | 0 to be trival, Q' is clearly equal to t h e s t r u c t u r e sheaf on Pie~ Therefore, P(Qn-1) is e m b e d d e d as t h e zeros of a section of Op(Q,)(1), a n d the proof is complete.

L E M ~ A 8. For each n, we have the/ormulas:

~,?', = r (8.1)

i*~ ( z ~ ) = z~ _ 1 ( 8 , 2 )

i.,(1)=zn (8.3)

~n. (zt,) = wg_n_ , for each i ~ 0. (8.4)

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A N O T H E R P R O O F O F T H E E X I S T E N C E O F S P E C I A L D M S O R S 1 7 1

Proo/. Formulas (8.1) and (8.2) hold because Jn is defined b y a surjective m a p Qn-~Qn_l F o r m u l a (8.3) holds because the image of }n is the scheme of zeros of a section of

0F(Qn)(1).

Combining (8.2) and (8.3) and the projection formula, we find for each i ~>0:

i ~ , ( Z ~ n _ l l 9 . * ~ ~ . , §

Using this result, we easily establish the following formula:

J~*J~-l~ . . . . Jr (1) -- zn~ for each i >~ 1.

Applying (8.1) to this formula i times, we obtain (8.4).

L E M • A 9. For n > ( 2 g - - 2 ) , the shca/ Qn is ~ocally free o / r a n k ( n + l - g ) .

Proo/. The fiber of ~ Ox(nPo)| o over a k-point of Pic~ is an invertible sheaf R on X degree n. So, we have:

H*(X, R) = 0

dim [H~ R)] - (n + 1 g).

B y the general theory of eohomology and base change [6, w 7.8, pp. 72-76], the first equa- tion implies Q~ is locally free a n d the second gives its rank.

LEMMA 10. Let J be a smooth variety, E a locally ]tee shca] on J o] rank e, say. Let h: P ( E ) - ~ J denote the structure morphism, and set

Z - - c I ( O P ( E ) ( 1 ) )

v~ = h,(z ~-l+t~) for i = 1, 2 ....

v(t) = 1 + v ~ t + v 2 t2 + . . . E* = H o m (E, 01).

Then, we have the/ormulas:

(i) c(E*)(t) - v ( t ) - l ;

(ii) c(TP(E)/J)(t) = (1 +zt)~[(h*v)(t/(1 +zt))] -1.

Proo[. Recall from the general theory of Chern classes t h a t we have an equation, z~ + Cl( E*)ze-l + ... + cA E*) = 0,

and the formulas, h, z e-1 = 1

h , z i = 0 for i = 0 ... ( e - 2 ) . Multiply the above equation b y z*t a+l) for i = 0, 1 . . . . and add the products. Apply h,,

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172 S T E V E N L . K L E I M A N A N D D A N L A w S O V

use the projection formula and the above formulas to simplify the equation, and add 1 to b o t h sides. The result can be p u t in the following form:

(1 + C l ( E * ) t + ... + c e ( E * ) t e) (1 + h , ( z e ) t + h , ( z e + l ) t ~ + ...) = 1.

Formula (i) follows immediately.

We have an exact sequence on P(E),

0 -* OF(E) ~ Op(s)(1)| -~ T P ( E ) / J --,0.

I t yields the formula,

c ( T P ( E ) / J ) (t) = c(Op(E)(1)|

So, applying a general formula a b o u t the Chern polynomial of a tensor product with an invertible sheaf, we obtain the formula,

c ( T P ( E ) / J ) (t) = (1 +zt)ec(h*E *) (t/(1 +zt)).

Formula (ii) follows immediately from this formula and Formula (i).

PROPOSITION 11 (Mattuck). For each n >~O, we have a / o r m u l a , c(T Div~x/k))(t)= (1 + znt) n-g-1 [(~*w)(t/(1 + znt))] -1.

Proo]. For n > ( 2 g - 2 ) , the formula results immediately from L e m m a 9, L e m m a 10, and Formula (8.4), and from the fact t h a t T Pic~ is trivial and fits into an exact sequence 9

9 n 9 0 9 n 9 0

0 ~ T Dlv(x/~)/Plc(xm) ~ T Dlv(x/~) ~ T Pm(xlk) ~ O.

On the other hand, for a n y n/> 0, there is an exact sequence,

___> 9 n - 1 " * 9 n " *

0 TDlv(x/k)~?nTDlv(xlk)~?nOp(Q~) ( 1 ) ~ 0 ,

because the image of ~n is the scheme of zeros of a section of Op(Q~)(1). Consequently, using Formulas (89 and (89 we easily see t h a t if the formula holds for n, then it holds for n - 1 .

4. Proof of Proposition 4

We begin with some general lemmas about the d e t e r m i n a n t

Ab,a(C(t))

defined in sec- tion 1.

LEMMA 12. For each integer m, we have a / o r m u l a , Ab.~(tmc(t)) = A(b-~). a (c(t)).

Proo/. The formula is obvious from the definition of Ab.a(c(t)).

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A N O T H E R P R O O F O F T H E E X I S T E N C E O F S P E C I A L D M S O R S 173 LEMMA 13.

Set m=(b-a). Then, ]or each z, we have a/ormula,

tb,a((1 +zt)mc(t/(1 +zt)))

= A b , a ( C ( t ) ) .

Proo/.

W e clearly have identities,

(1 +

zt)mc(t/(1 + zt)) = tm~c,,+,(t/(1 + zt)) ~, c(t) = tm~Cm+tt ~.

So, by Lemma 12, it is enough to establish the formula,

A~.~(c'(tl(1 +zt)))

= A~.a(c'(t)) with

c'(t) = Z Cm+~t(

Thus, it is enough to treat the vase with b = a and m =0.

B y definition A~.~(c(t)) is the determinant of the a • a-matrix

C=[ca+~_~]~.j;

so it is equal to the determinant of the product

ACB

where A and B are the following two upper triangular matrices with l's on the diagonals (a binomial coefficient (q) with q < 0 is zero b y definition).

a - 1) zj_i]

and

B = [ ( j ~ i ) zJ-'],./

A straightforward computation (involving setting j = a - r in A and i = s + 1 in B) shows t h a t the (i])-th e n t r y p~j in

BCA

is given b y

P~j= Z Z er+8§

r = o s = o - 1

a - i

On the other hand,

A~.~(e(t/(1 +zt))

is, b y definition, the determinant of the a • matrix [d~+j_~]i. ~ where

dn

is the coefficient of t ~ in the expansion of

c(t/(1 + zt)).

A straight- forward computation (involving the binomial theorem for negative exponents) yields the formula,

. ,

(o:n) m

m~O

Thus, it is enough to prove p~ is equal to d~+j_~. So, clearly, it is enough to establish the identity,

1 ~ "

: ( ] - - l - - : ) (a--:--:)=(m--am--?--~)'

where the summation is taken over r, s subject to the conditions,

O<~r~a-i,

0 < s < ] - l ,

a + ] - i - r - s - l = m .

This identity, however, results immediately from the following well-known two:

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174 S T E V E N L . K L E I M A N A N D D A N T , A g S O V

,1( ) ,

~ ( P ) ( : ) : I P + r ~

\q + sl

llb!

1/(b - a +

... 1 / ( b + a - 1 ) ! ] i

. . . 1/b!

Multiply the second column b y (b + 1) and subtract the product from the first column, then multiply the third column b y (b +2) and subtract the product from the seond co- lumn, etc. The first ( a - 1) entries of the first row are obviously now zero. The cofactor of the a-th e n t r y is now equal to (a-1)!Ab.~_l(exp (t)): this can be easily seen b y using the obvious identity,

(1/n! )--(m/(n + l )! ) = ( n + l , m ) / ( n + l )!, where the summation is taken over q, s subject to the conditions,

0 <-q <~p, 0 <~s <~r, q+s = c o n s t a n t . LEMMA 14. For each z, we have a/ormula,

Cb_ 1 . . . C b + a - 2 Z a - 1

A b . a ( ( 1 - - Z~) C(L)) = det : : .

-a ... c~-i 1

Proo/. Clearly Ab,a((1--zt)c(t)) is the determinant of the a • D=[db+~_~]i.j with d n = (cn-zcn_l). On the other hand, multiplying the second row of the matrix on the right-hand side of the formula b y z and subtracting the product from the first row, then multiplying the third row b y z and subtracting the product from the second row, etc., clearly turns this matrix into one of t h e f o r m [ D 0 ] . T h u s , the formula holds"

L E MM A 15. For each w, we have a/ormula,

Ab.~(ex p (wt)) = [(a -- 1)! ...O!/(a+b - 1)! ... b!] w ab.

Proo/. (Another proof is given on p. 15 of [10].) Clearly A~.a(ex p (wt)) is equal to w ~ times the determinant of the matrix,

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ANOTHER PROOF OF THE EXISTENCE OF SPECIAL D M S O R S 175 to simplify the corresponding ( a - l ) • (a-1)-submatrix. The formula now follows by induction on a.

PROPOSITION 16. Under the conditions o/ section 2 (X a projective curve, etc.), Ag_n+r Ir (1/c(T Div~x/k)(t)) is equal to the determinant o/the (r + 1) • (r + 1) matrix.

- . r247 ... r247

.

z~

]

: : i

9 9 9 ~ n W g - n + r

9 *

_ ~ n W g - n . . . ~ n W r

Proo/. The formula of Proposition 11 m a y obviously be rewriten as follows:

t . t

8o, Lemma 13 yields the formula,

Ao_~+r,~ (1/c ( T D i v ~ ) l (tl) = Ao_~§ ((1 - z~t) r w(0).

Lemma 14 now yields the desired conclusion.

Proo/ o/ Proposition 4. B y Proposition 16 and the projection formula, Cn* [z~ Ag-~+r.r (1/c(T Div(~ik)) (s))],

is equal to the determinant of the ( r + 1) • ( r + 1)-matrix,

I wg_~+~ ... wg_~+~r_~ r zlr 1

:

1 - W g - n . . . W g - n + r - 1 •n* z r J

Using (8.4) Cn*Z~=Wg-n+~, w e see t h a t this determinant is equal to Ag_n+r.r+l(W(t)). Now, Poineare's formulas [15, w 2, Formula 4] m a y be conveniently expressed in the form

w(t) = exp (wit) (modulo numerical equivalence).

Consequently, Lemma 15 yields the congruence asserted in Proposition 4.

(14)

176 STEVEN L. KLEIMAN AND DAN LAgSOV

References

[1]. BRILL, A. & NOETHER, M., Ueber die algebraischen F u n c t i o n e n u n d ihre A n v e n d u n g e n in der Geometric. Math. A n n . no. 7 (1874), 269-310.

[2]. CASTELNUOVO, G., Numero delle involuzioni razionali giancenti sopra uno curva di dato gencre. Rendieonti della R. Aeeademia dei Lincei, ser. 4,5 (1889).

[3]. GROTHENDIECK, A., Technique de desccnte et theor4m@s d'existence en g4ometrie alg4- brique, IV: Los sch4mas de Hilbert. Seminaire Bourbaki, t. 13, Mai 1961, no. 212, 20 pages.

[4]. - - Technique de descente et th4or@mes d'existence en g4ometrie alg4brique, V: Les sch4mas de Picard: Th4or@mes d'existence. S4minaire Bourbaki, t. 14, F4vrier 1962, no. 232, 19 pages.

[5]. - - Technique de descente et th4or@mes d'existence cn g@ometrie alg4brique, VI: Los sch4mas de Picard: Propi4t4s g@ndrales. Sdminaire Bourbaki, t. 14, Mai 1962, no.

236, 23 pages.

[6]. GROTHElVDIECK, A. & DIEUDO~-N~, J., Eldmdnts de gdomdtrie algdbrique I I I : Etude co- homologique des ]aiseeaux eoherents (secondo partie). Publ. Math. de I ' I H E S , No. 17 1963, Paris, Presses universitaires de France.

[7]. GUNNING, R. C., Jacobi varieties. P r i n c e t o n Univ. Press, 1972.

[8]. HENSEL, K. & LA~rDSBERG, G., Theorie der algebraischen Functionen, Chelsea (Reprint), New York, 1965.

[9]. IVERSEN, B., Linear determinants with applications to the Pieard scheme o] a /amily o]

algebraic curves. Lecture notes in mathematics, no. 174, Springer Verlag, 1970.

[10]. KEMPF, G., Schubert methods with a n application to algebraic curves. Publications o]

Mathematisch Centrum, Amsterdam ( 1971).

[11]. KEMPF, G. & LAKSOV, D., The d e t e r m i n a n t a l formula of Schubert calculus. Acta Math., 132 (1973), 153-162.

[12]. KLEIMAN, S. & LAKSOV, D., On the existence of special Divisors. Amer. J . Math., 94 (1972), 431-436.

[13]. MAc DONALD, I. G., Symmetric products of an algebraic curve. Topology, 1 (1962), 319- 343.

[14]. MATTUCK, A., Symmetric products a n d jacobians. Amer. J. Math., 83 (1961) 189-206.

[15]. - - On symmetric products of curves. Proc. Amer. Math. Soc., 13 (1962), 82-87.

[16]. - - Secant bundles on symmetric products. Amer. J. Math., 87 (1965) 779-797.

[17]. MEIS, T., Die minimale Bl~tterzahl der Konkretisierung einer k o m p a k t e n Riemannischen Fl~che. Schr. Math. Inst. Univ. Mi~nster (1960).

[18]. MUMFORD, D., Lectures on curves on an algebraic sur/ace. P r i n c e t o n Univ. Press, 1966.

[19]. PORTEOUS, I. R., Simple singularities of maps. Proceedings o/ Liverpool singularities- symposium 1, Lecture notes in mathematics, no. 192, Springer Verlag 1971.

[20]. SCHWARZENBERGER, R. L. E., Jacobians a n d symmetric products. Illinois J. Math., 7 (1963), 257-268.

Received April 15, 1973

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