R ENDICONTI
del
S EMINARIO M ATEMATICO
della
U NIVERSITÀ DI P ADOVA
R OBERT T. V ESCAN
Existence of solutions for some quasi- variational inequalities
Rendiconti del Seminario Matematico della Università di Padova, tome 63 (1980), p. 215-230
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for Some Quasi-Variational Inequalities.
ROBERT T. VESCAN
(*)
1. - Introduction.
We are interested in
proving
the existence(Theorem
1 in Sect.2)
of solutions for
quasi-variational inequalities (QVI) using
the sameargument
for continuousmappings,
as for situations in which one hasmonotonicity
andhemicontinuity assumptions. Thus,
on the one handour Theorem 1 is valid
(see Example
1 in Sect.3)
in the case ofQVI
arisen from
problems
ofplasma physics
studiedby
Mossino[9],
onthe other hand the existence result for variational
inequalities
for mo-notone
operators recently
statedby Minty [8]
is foundagain
as a par- ticular case of our mentioned theorem(see Example
2 in Sect.3).
A joining
of both sort ofhypotheses
can be bound in theapplication (see Example
3 in Sect.3)
toQVI
in connection with a freeboundary problem
ofhydraulics (investigated by
other methodsby
Baioc-chi
[2], [3]) .
Unlike other authors
([5], [9], [11], [12])
who use different fixedpoint
theorems for suitable selection maps of theQVI,
we achievethe
proof
of Theorem 1by
anonempty
intersectionproperty.
The notion of
compatible topologies
which we introducejust
inthis
introductory paragraph
is not of small account. Thecharge
ofthis
simple
idea turns outspecifically
from the existence result established in Theorem 2 of Sect. 4.(*)
Indirizzo dell’A.:University
of Iasi,Faculty
of Mathematics, 6600-Iasi, Romania, or:Department
of Math.,Polytechnic
Institute, 23August
11, Iasi.Finally,
let uspoint
out theapplication
of Theorem 2 to para- bolicQVI (see Corollary
2 in Sect.4)
which is of different nature than the existence results of[4].
We
begin
with theDEFINITION. Consider two
topological
spaces(Ci,
and(C2, T2);
we say that the
topology
~1 iscompatible
on01
r1O2
with thetop- ology
1’2 if thediagonal
of theproduct
space( C1
r1C2) X ( C1
nO2)
isX
t2-closed.
REMARKS.
1)
Let be Banach spaces, y with dualsC2 ,
such that the
injection 01
~C2
is linear and continuous and01
is dense inC2.
Consider ri the(Cl, Cx)
weaktopology
onCl
and ~-2 thenorm
topology
onC2.
z1 iscompatible
onCi
r1C2
=Cl
with z~2 since bothtopological
spaces(Ci,
and have continuousinjection
in where 1’3 is the
( C2 , C2 )
weaktopology.
If theinjection
is even
compact
then the( Cl , Ci)
weaktopology
isstronger
than the trace of the norm
topology
ofO2
onC1.
2)
Let D be a bounded open subset with smoothboundary
inthe
plane
R2. The weaktopology
z~1 of the usual Sobolev space iscompatible
on r1C°(D)
with the Banachtopology
1’2 of thespace
C°(D)
of continuous functions on the closureD,
because both(.gl(D),
and(C°(D), i2)
have continuousinjection
in the Hilbertspace
.L2(D).
2. - The existence theorem.
THEOREM 1. Let
El
andE2
be linearsubspaces
of a real vectorspace E.
Suppose
thatEx, E~
are endowed with the linearseparated topologies respectively
which arecompatible
onE1
r1E2.
Further,
letC1
be at1-closed
subset ofEx
andC2
a1’2-closed
subset ofE2.
Given
h(u, w)
andg(u, v, w)
functions fromrespectively C2 X X Cl X C1
into y let us assume that:(1)
For fixedU C- C21 h ( ~c, ~ )
andg ( ~, v, ~ )
are properconvex functions on
Ci.
(2)
For fixed u EC2, g(u, v, v)
= 0 andg(u, v, w) + g(u, w, v) 0
for
all v, w
ECI .
(3)
ForWE 01,
one has(1- t) vl + tv2, w) = g(u,
v,,w)
for all vI, V2EC1 .
~0+
(4)
For fixedwE Cl, h(~, w)
is z2-upper semicontinuous(use)
onC2.
( 5 ) h is T2xT1-10wer
semicontinuous(lsc)
onLet us also presume that there exists a
nonempty
subset K cc
01 n O2, compact
withrespect
to ri andt2-relatively compact
andone of the
following
condition holds:either
( C1 ) g(., v, .)
is z~2X ri-lsc
for fixed v ECi
and there existan element vo E K such that
h(w, w) + g(w,
vo,w)
>h(w, vo)
for allw E (C1 n C2)BK
or
(C2) g(., ., w)
is T2 X t1-usc for fixed WEC,
and there existan element wo such that
h(v, v)
>h(v, wo) -f- g(v,
v,wo)
for all’
Under the above
hypotheses
thesystem
ofinequalities
has at least one solution u E K.
REMARKS. There are several
significant
differences between The-orem 1 and Theorems 4.1-4.2 from
[9; Chapter 1].
The functionh(u, w)
is assumed to be continuous in the first variable and
clearly
it is notof
type
of an indicatorw) .
Hence our theorem is not active in the case of the classical >>QVI
introducedby
Bensoussan- Lions[4] [5];
itsaplicability
will be shownby
theexamples
fromSection
3,
which areQVI
rather in the abstract sense of Tartar[12].
Note also that the alternate coerciveness
properties ( C1 ) (C2)
have a new formulation that seems to us
naturally
suited. This coer-civity
conditiontogether
with the above mentionedcontinuity
as-sumption permits
us togive
aproof
which is not based upon Kaku- tani’s fixedpoint
theoremapplied
to a selection map;implicitly,
theproof
does notrequire
the localconvexity
of the lineartopologies.
Finally,
y we make use of «compatible » topologies (the argument
involves their
product)
and in this way our theorem extends over alarger
class ofQVI.
PROOF OF THEOREM 1.
First,
it is to be establishedthat, by
com-patibility
of ri and ’i2, .K isnecessarily ’i2-COmpact
too.Moreover,
one can show that and ’i2 are even
equal
on K.Next,
let us define for each WECi
r1C,
the subsetif the
supposition ( C1 )
is valid oralternatively
under the
supposition ( C2 ) .
contains at least(w, w) . By hypo-
theses
( C1 ) , ( C2 )
one hasrespectively M2(wo)
c I~We have in mind to show that
Mi(w)
are 7:2 Xt1-closed
inO2
X01
and that
they
havenonempty
finite intersections.Consider a
generalized
sequencetn. 7 U61,5c-,d
in with ~1,~a
"I
U2; thecompatibility
of z2 and z1yields
ui = u~ = uand,
as aconsequence of
hypotheses (4) (5)
and(Cl)
or( C2 ), ( ~c, u )
mustbelong
toFor a finite subset
(wi,
...,wn)
c01
r1O2
we denoteby
Z’ the fol-lowing
map defined on the n -1 dimensionalsimplex S
of Rn:where is the canonical basis of Rn.
A value ~
= I
aiwi,~)
of Tbelongs
u ... UMi(wn)
and alsoto
~(~i)U...U~f2(~).
If not eitherand this
implies according
to(2)
or in the second situation we
get straightforwardly
the sameinequalities.
Using
theconvexity (1),
it follows thatand
comparing
to(2)
we obtain a contradiction. Hencez = 1, ... , n, similarly T-l(M2(Wi)),
i =1,
... , n must cover the sim-plex S
and aseasily
seen each face of 8 is contained in the union of thecorresponding
sets from these latter.Obviously
T iscontinuous;
then,
under thehypothesis (C1 ), T-’(Ml(wi))
are closed and alterna-tively
under(0’2), T-l(M2(Wi))
are closed in S.By
virtue of Kna-n
ster-Kuratowski-Mazurkiewicz
respectively
n i=l
~0,
and therefore eitheri=l
We conclude that the
global
intersectionis
nonempty
in the i2 Xri-compact
I~ X K. In the second case, we havealready
proven the existence of the desired solution u e IT(see
Corol-lary
1below).
In the first case, the assertion of the theorem will follow if we prove that any E .K with
satisfies the
QVI
from the statement.Otherwise,
it would exist WECi
r1O2
withh(u, u)
>h(u,
w )-f - g ( ~c,
u,iv-).
Consider then t E( o, 1 ]
and
+ Ci
nC2 ;
the lim inf ast t
0+ ofcan be
computed by (3)
and(5)
to obtainh(u, u) - g(u, u, w).
HenceBut it is also true that
We add these two
inequalities multiplied by t, respectively 1- t,
and
using
theconvexity (1)
weget
This contradicts
(2)
and theproof
iscompleted.
COROLLARY 1.
(As
one can ascertainaccording
to the aboveproof)
Theorem 1 remains true under the
assumption ( C2 )
if we omit themonotonicity hypothesis g(u, v, w) + g(u, w, v) 0
from condition(2)
(we
mayneglect
alsohypothesis (3),
which isimplied by ( C2 )) .
3. -
Examples.
We shall first
apply
Theorem 1 to someinequalities
which arosefrom
plasma physics.
SuchQVI
were solvedby
other methodsin
[10] [11].
EXAMPLE 1. Let
E1 = Ci = W1,2)(D)
be the usual Sobolev spaceon a bounded open subset D with smooth
boundary
of the n-dimen- sional Euclidean space Rn. Consider ~cl the weaktopology
onLet
E2 = O2 = L2)(D)
be the space of all(equivalence
classesof) p-integrable
functions onD, p > 1,
and z2 its usual Banachtopology.
The
topology
~2 is weaker on than zl . The choice of the space is obvious.Let us take g
identically
0 on0,
X01
X01
anddefined on with
f
ELq(D), 1/p -f-- 1/q
= 1. We shallanalyse successively
the conditions of Theorem 1.To
satisfy ( C1 )
or( C2 ),
we take K a bounded closed ball incentered
at vo
=0,
with asufhciently large
radiusgiven by 11-1
lim
(h(w, w) - h(w, 0))
=+
00.Indeed,
we havellwllw1,p-+oo
because the functional
( ~ )+
isLipschitzian.
The latter shows that we can choose a convenient radius for _K such thath(w, w)
>h(w, 0)
for all w E The Banach
topology
T2 ofLI(D)
and theweak
topology
~1 of areequivalent
on K!It is easy to see that
h(~, ~ )
isstrictly
convex onHypo-
theses
(2)
and(3)
are vacuous forg « 0.
Condition(4)
is also verified becauseand it follows the
continuity
ofh( ~ , ~,u)
onIt
only
remains to check thevalidity
ofhypothesis (~); h
is i2 X ~1 lsc onL’P(D)
XWl,P(D),
because is continuous,DXD
with
respect
to the norm and is weak 1scon D
We
point
out that it was necessary to resort to the weaktopology
on
yVl,1’(D),
since thecontinuity
ofh(~, ~ )
in the normtopology
of Wl,’Pdoes not suffice to infer the conclusion
(I~
isonly weakly compact
in
-W’,,,(D))
andL’P-semicontinuity
in the second variable is uselessas
Wl,’P(D)
is not closed inWe come to the conclusion
that, according
to Theorem1,
thehas a solution u E
EXAMPLE 2. Let
El = E2 =
E be a lineartopological
space andC = O2
= .g a convexcompact
subset. Consider hidentically
0 onK x K and take
y(~~~)==~2013~,/(~y~)~
wheref
is amapping
from into a
topological
groupY,
as inMinty’s
paper[8].
In view of Theorem
1,
we set as i1 = i2 thetopology
ofEl
=Because and since
f (v, ~ )
ispresumed
to be continu-ous from K to the
topological
group Y and(’y’~
continuous on(.g - .K) X Y,
thehypothesis ( Cl )
isexceedingly
verified.For
all y
EY, ~ , y)
is linear from E to.R,
hence condition(1 )
ofour theorem is also satisfied. For all x E
.E, x, ~ ~
is ahomomorphism
of Y into the additive .,R and it is assumed that
and thus
hypothesis (2)
is verified.Next,
consider(as
in[8])
Y with the weakesttopology
in whichall
0153, . >
are continuous and suppose that for any fixed u EI~, f( . , u)
has continuous restriction to any line
segment
in.K ;
it follows that condition(3)
of Theorem 1 is satisfied.Thus,
we findagain
the existence result from a theorem for va-riational
inequalities recently given
in[8]:
theinequalities
have at least a solution u E K.
EXAMPLE 3. We can use
Corollary
1 togive
a directproof
for theexistence of a solutions of a
QVI
formulatedby
Baiocchi[2] [3].
Let D =
y); a x C b, 0 y Y(x)~
be a subset ofE~,
wherea 0 b and Y is a certain C3 and
strictly
concave function on[a, b].
Suppose (see [3])
thatY(a) = Y(b) = 0
and 0Y(c) Y(O)
for agiven CE(O, b).
We takeE2 = Hi(D)
the Sobolev space with its usual weaktopology
= 7:2.Let us set
01 = C2 = f v E gl (D ) ; v(x, 0 )
=0,
a 0153b~
which is aclosed
subspace
in .E(the
tracev( ~ , 0 )
makes sense for v E.H’1(.D)) .
The
functions g
and h in thisexample
are defined onC,
X01 by
g(v, w)
=a(v, w - v)
withand
where:
D1uD2
is an open subset ofD ; D3 =
y3 and y, are the trace
operators
and
with values in
c), respectively b) (see [3]
and[7],
vol.I,
Ch.
1, ~ 11) ; p(x)
is a continuous function onb].
We prove that
Corollary
1 can be used to deduce the existence ofa solution u e
01
for theOne can
verify
thatfor all v E
C,
anda(., .)
is continuous bilinear onCi
taken with the normthis defines on
C,
the sametopology
as the usual norm ofHi(D).
Thus
g(v, w)
is Tl-usc in the first variable. Asit is
possible
to choose .l~ in(0, + oo)
in such a way that therequire-
ment
( C2 )
ofTheorem
1 is satisfied forConcerning continuity qualities of h,
let us observe that the last twointegral
terms are linear continuous onCi
and as to the first of itsintegrals
we find:If the weak
limit n, f +
o0 of u nand wn are just
uo ,respectively
wo , then theright
side in thisinequality
tends to0, because
inZi(J9g)
and(Y3Un)+-+ (Y3UO)+
inL1(0, c).
Hencehypotheses (4)
and(5)
of Theorem 1 are
positively
tested.Clearly,
yg(v, v) = 0 (as required
inCorollary 1)
for allRegarding
the condition(1)
we need still to note theconvexity
of thefunctional
(oc-.)+
on .R whichimplies
theconvexity of ~(2c, ~ )
onCl .
It should be
emphasized
that asolution
of the aboveQVI belongs
to
according to [2] [3],
wheret4e
existence of minimal and maximal solutions isproved constructively by
an iterative method.4. - Parabolic
QVI.
Our existence result for
parabolic QVI
is based on thefollowing general
theorem which may be used even instationary
cases.THEOREM 2. Consider the Banach spaces
El ’E2
such thatE1
C.E2 algebraically
andtopologically
andE1
is dense in Denoteby the
weak(norm) topology
of.El
andby
7:2 the normtopology
on.E2.
Let C c
El
be a convex closed subset withcompact injection
inE2
and
let Q
c.E2
X C be a r2 X r-continuous( ~9],
Ch.1, § 7)
multifunction with convex(z1)
closed values. Further suppose thatg(v, w)
is a realfunction on C X
C,
t1-usc and concave in the firstvariable,
convexin the second one, X r-usc on each
00 X C,
whereCo
is a ball ofE1,
ywith
g(v, v )
=0,
Vv E C.If there exist a constant k > 0 and an element
Q ( u ) ,
for all u E C’with so that
g( v, wo ) 0
for every v E C with then thehas at least one solution
PEOOF. Let us define the selection map of the
(QVI), namely
as if and
only
if v is a solution of the variationalproblem
First,
weappeal
toCorollary
1 to prove thatT(u)
arenonempty.
We consider the trivial case when the two
compatible topologies
coin-cide with ~cx on
Ei
and takeCx = C2 = Q ( u ) ~ ~.
Conditions(1), (2), (4), (5)
of Theorem 1 are verified if weput g(u,
v,w)
=g(v, w)
andh _--_ 0 on
Q (u)
The actualhypotheses
assure the existence of the nonvoidzz-compact
setso that
(C2)
isthoroughly
satisfied.Since, Q(u)
ist1-closed
andg(., w)
is t1-usc and concave it followsthat is
T¡-closed
and convex.Next,
we note thatT(u)
for all it ECo ,
whereCo
denotes theset
Co = C;
This set ist1-compact
and alsot2-relatively compact
due to thecompactness
of theinjection E2.
Thetopo- logies
zl and 7:2 arecompatible
onEi (Example
1 in Section1)
andthey
areequivalent
onCo .
The assertion of the theorem follows
by
Kakutani’s fixedpoint
theorem
[6] applied
to T : We must still show that ~’ is closed inCo x co;
to this purpose consider the sequencevn)
E lywith the limit
(u, v)
eCo x Co .
We haveg(Vn, ~)>0y
Vw e and thereforewhere 6 is the indicator map
At this
moment,
we use thecontinuity property
of the multivaluedmapping Q together
with that of g, to inferThis means that v E Tu. The
proof
iscompleted.
COROLLARY 2. Let V be a real reflexive Banach space with linear and
compact injection
into a real Hilbert space.8’;
V issupposed
to be dense in H. Consider the weak
(norm) topology
onE1= L2(0, T’; V)
and 7:2 the normtopology
onE2= L2(o, ~’; .g‘).
Let
a( ., . )
be a continuous coercive bilinear form on Vf
EL 2 ( o, T ; H)
and denote
(.,.)
thepairing
between V’’ and Tr. For anarbitrary
a >
0,
denoteLet
Q
cE2
X C be a i2 X t-continuous multifunction with convex val- ues, such that there exist for at least one subsetuEB
with the radius k
larger
than a certain constantdepending on a(.,-), f
andThe
QVI
has at least a solution u E
Q (u ) .
PROOF.
Apply
Theorem 2 to the functiondefined on C X C.
The set C is convex and closed in
L2(0, T; V):
if vn EC,
vn-+vin
L2(o, T ; V),
thennecessarily
asubsequence
ofdvnfdt
convergesweakly
to v inT ; V’)
and v =dv/dt;
thus weget v
E C.By
atheorem due to
Aubin [1]
theinjection C ~ E2 = .L2(o, T; H)
iscompact.
Obviously, g(v, .)
is affine andg(v, v) = 0,
b’v E C. Eachintegral
T
term
of g
is concave in v> onC,
evenf (dvldt, - v) dt
because of theo
restriction
v(O)
= vo, Vv E C. Moreoverg(., w)
is t1-usc onC,
sincethe very same three terms are
strongly
continuous in v on C cc
L 2(o T ; V) (here
one avails himself of the fact that for the secondintegral dwfdt
is boundedby
a in the norm ofL2(0, T ; Y’), C).
From
continuity
and coercivenessproperties
it follows thatwith
11./1 11
the norm inL2(0, T ; V).
Then therequired inequality g(v, wo)
0 holds for all v E where B is as before with a suf-ficiently large
radiusk ~ ko dependent
on a,1V12 , ~13
andIIwol/.
EXAMPLE 4. We
attempted
a similar existence result in[13].
Thehypothesis wo e n Q(u)
for a certain bounded subsetuEB
seems of different nature than the usual
growth
as-suptions on Q
and isperhaps
the main differenceby comparison
tothe existence results
from [4].
To reassure us
concerning
therequirements
onQ,
let us considerjust
thefollowing simple
case: for a bounded open set D cRn,
takedefined
by
Q
isclosed,
i.e. if and un convergesstrongly
to u in~L~ (o, T ; L2(D)),
vn converges to v inL2 (o, T ; .H1(D)),
then(u, v) E Q.
Finally,
wo =0 E Q(u), ’iuEL2(0, T ;
and thus the above mentioned
hypothesis
istrivially
satisfiedby Q.
Our Theorem 2 has
applications
as well tostationary QVI.
Wedraw the
following
COROLLARY 3. Consider the Hilbert spaces
E1 c E2
such that theinjection
is linearcompact
andEl
is dense inSuppose
that
El
is an ordered linear space withclosed positive
cone. Denoteby
a( ’ , ’ )
a coercive bilinear continuous form onEl
XEI, by f
an ele-ment of
E2
andby ( ’ , ’ )
the innerproduct
in Let M:E2 -+ El
be a
mapping
which is continuous from the normtopology
ofE2
tothe norm
topology
ofEl
and bounded frombelow,
on at leastone ball with
k ~ ko,
whereko
is a certainconstant
depending
onIIwo a(.,.)
andf.
Thehas at least a solution
u Mu.
PROOF. Apply
Theorem 2 to0 =
El
andQ(u)
=Clearly,
we have to do with astrict
specialization
of the data of that theorem.Q
cE2 X El
hasconvex values
by linearity
of « >>.Q
is closedby continuity
of M. and closeness of the
positive
cone inEl.
Fromwe see that
g(v, wo)
0 is valid for all v E C with withNote that
M1 depends
on thecontinuity
ofa ( - , - ), 1f~2
on itscoercivity
and on the
injection .El
a*E2 -
REMARKS.
Corollary
3enlightens
the connections between Theo-rem 2 and the existence theorems from
[5]
and[12].
In ourCorollary 3,
the space
E2
is not ordered and thepositive
cone is closedonly
mL~1,
condition
(11)
onQ
from[12]
or thecorresponding assumption
« if
decreasing >>
from[5]
arereplaced
inCorollary
3by
thehy- pothesis
that ~tl is bounded below on a certain ball fromEl.
To illustrate let us take M:
E2
=L2(D) - .E1= .g1(Dj,
definedby
If satisfies the
required
conditions: lt~ isstrongly
continuous andVui
EE,
Mu is a constant function such that with on D.Acknowledgement.
I amgrateful
to Professor V. Barbu for hishelp
and
encouragement.
REFERENCES
[1]
J. P. AUBIN, Un théoreme decompacité,
C. R. Acad. Sci. Paris Sér. A, 256 (1963), pp. 5042-5044.[2] C. BAIOCCHI, Free
boundary problems
in thetheory of fluid flow through
porous media, Publicazioni no. 83, Laboratorio di analisi numerica del
C.N.R., Pavia, 1976;
Proceedings
of the Int.Congress
of Math., Van- couver, 1974, pp. 237-243.[3] C. BAIOCCHI, Studio di un
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