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(1)

Metrology of particles

Part 1 : Fundamentals

Kuan Fang REN

Email: [email protected] tel: 02 32 95 37 43 UMR 6614/ CORIA

CNRS - INSA & University of Rouen

(2)

Outline of course

Introduction

Fundamentals

Macroscopic models of

light scattering by particles

Approximate models

Rigorous theories

Numerical methods

Measurement techniques

▪ LDV, PDA

▪ Imaging techniques

▪ Refractometry

▪ Extinction spectrometry

Research topics

Simple scattering

➢ Multiple scattering

➢ Cohérente scattering

Elastic scattering

Non-elastic scattering

(3)

Introduction – macroscopic models

Numerical methods

▪ T-Matrices,

▪ DDA - Dipole discretization Approximation (ADDA, DDSCAT)

▪ FDTD - Finite-difference time-domain

▪ MoM – Method of Moment

▪ FEM – Finite Element Method

Approximate models

▪ Rayleigh: l << l ,

Rayleigh-Gans: |m - 1| <<1

▪ Diffraction: l ~ l

GTD -

Geometrical Theory of Diffraction

,

▪ Geometrical optics: l >> l

VCRM – Vectorial Complex Ray Model

Rigorous theories

TLM – Lorenz-Mie Theory

▪ GLMT – Generalized Lorenz-Mie Theory

▪ Debye theory / series

(4)

Introduction – Measurement techniques

ADL – PDA:

velocity, size

individual particle

Imaging techniques (holography, PIV, HPIV, …):

Size, velocity

individual particle or cloud

Rainbow refractometry:

Size, refractive index (very accurate)

Big particles

Extinction spectrometry

Size, concentration

Small particles (d~ l )

(5)

Fundamentals – plane wave

0 0

cos( )

cos( )

x x

y y

E A t

E A t

 

 

= −  −

  = −  −

k r k r

( . 0)

0

e

i t k r

(complex fonction)

= E E

Two polarisations:

y x

O z

E H

Wave front = plans xOy Wave vector k ⊥ E et H Wave vector:

Wave number:

k = 2l

k

In a homogeneous and isotropic medium:

1

µ

= 

H k E

 

= =

D E, B H

E – electric field H –magnetic field

 – permittivity µ - permeability

Electromagnetic wave (EM) and its properties

direction of E → polarization

(6)

Fundamentals – complex refractive index

r i

m = mm i

Complex refractive index :

Real part – velocity : r

m c

= v

Examples:

In the vacuum (air): c= 310

8

m·s

-1

, l=0,6328 µm n

water

=1,33 v

water

=2,2610

8

m·s

-1

, l

water

=0,4758 µm n

glass

=1,5 v

glass

=2,0010

8

m·s

-1

, l

glass

=0,4219 µm

n>n’

n<n’

n=n’ v=v’ l=l

l>l l<l v>v’

v<v’

Definition and physical interpretation of refractive index

m 2 = 

(7)

Fundamentals – complex refractive index

imaginary part - absorption:

0

1 0.16

i i

d m k m

= = l

Penetration depth:

0

0 0

0 0

0

( )

0

0

( )

0

0 0

Amplitude à :

( ) ( 0)

r i

i r

i

i t mk z

i t im k z m k z i m k z i t m k z

m k z

E E e E e

E e e z

E z E z e

+

+

+

=

=

=

= =

0 1 0

0

:

( )

( 0) 1

Penetration depth

0.16

i i

d

E z d E z e

d m k m

l

=

= =

 = =

l = 0.6328 µm m

i

= 0.1, d = 1 µm m

i

= 0.0001, d = 1 mm

Definition and physical interpretation of refractive index

(8)

Fundamentals – balance of energy

Poynting vector (W/m 2 ):

I = SE

2

(

*

)

1 Re

S =  E H = 2 EH

Complex function

In an isotropic medium:

Energy density (J/m 3 ): u = 1 2 ( E D  +  B H )

Intensity:

S = vun

H E O S

Energy density and light intensity

In a homogeneous and isotropic medium: H

1

k E µ

= 

(

*

) (

*

)

2

1 1 1

Re Re || ||

2 2 2

S E H E k E E k

µ µ

=  =     =

(9)

Fundamentals – Polarization

|| 2 3 ||

4 1

ikr

s i

s i

E e S S E

E

ikr S S E

     

  = −      

   

S

3

= S

4

=0 for homogeneous or multilayered sphere

Diagram of a sphere illuminated by a Gaussian beam (off axis), perpendicular polarization in red and parallel in green

Relation between incident wave and scattered wave In far field

important

(10)

Fundamentals – scattering diagram

2

( ) ( , 0)

2

I  = F   = = S

2

( ) ( , 90 )

1

I

 = F   =  = S

A sphere of diameter d = αl/π and refractive index m = 1.33 illuminated by a plane wave

d

= l

Size parameter :

0

2 2

( , ) ( , , ) I F

I r k r

  =  

Angular distribution of intensity of the scattered wave in far field

important

To be done:

We know S

j

(j=1, …, 4) are only function of (  ,  ) in far field and E

⊥i

=E

0

p

e

it

, E

||i

=E

0

p

||

e

it

. Show this relation with scattering matrix

according to I(r,  ,)=||S||.

(11)

Fundamentals – Extinction, scattering, absorption

Poynting vector :

Outside of the particle:

Energy balance

E=E

i

+E

s

, H=H

i

+H

s

Integral properties of a scattering particle

W =W +W

(12)

Fundamentals – Extinction, scattering, absorption

Efficiency factors

, ,

ext abs sca

ext abs sca

C C C

Q Q Q

A A A

= = =

Definition of sections and factors

Efficiency sections: Physical interpretation

Absorption

+

Scattering

||

total perturbation

+

||

Cabs

Cext Csca

Transparent /no absorbing

0,

abs ext sca

C = C = C Q abs = 0, Q ext = Q sca

A is the geometrical section of the particle

area projected in the plan ⊥ incident direction.

Absorption sections:

Scattering section:

Extinction section :

(13)

Fundamentals – Extinction, scattering, absorption

Small particle

4

~

4

ext

Q d

l

Big particle

ext 2

Q

Q

ext

Why is the sky blue and the sun red at the

rising and at the set ?

Read and understand the graphics

Transparent

particle

Q

ext

(,m)=Q

ext

(l,a,m)

(14)

Fundamentals – Extinction, scattering, absorption

• The greater the

absorption, the more smooth is the curve.

• The higher the absorption, the smaller the

extinction factor.

• For small particles:

Q

ext

 α

• For big particles:

Q

ext

→ 1 i.e.: C

ext

→ A Q

ext

Read and understand the graphics

particule

absorbante

(15)

Fundamentals – G aussian beam

(a). Intensity decreases exponentially as function of r

2

, it also evolves along the beam axis.

(b). Beam waist radius

(c). Divergence of the beam

(d). Rayleigh length: z

R

= w

02

/l.

2 2

0

0 2

( , ) exp 2

( ) ( )

w r

I r z I

w z w z

 

 

=    − 

   

2

0 2

0

( ) 1 z

w z w

w l

 

= +  

 

0

0

arctan w

 l

 

=  

 

2

( 0, )

( ( )) I r z

I r w z

e

= = =

0

(0,

R

) I , (

R

) 2

0

I z = w z = w

2w

0

2 2w

0

2z

R

0

Intensity distribution and geometric shape

(16)

Fundamentals – G aussian beam

Divergence:

1. l= 600 nm :

w

0

= 10 m: z

R

= 500 µm,  = 0.02 rad w

0

= 1 mm: z

R

= 5 m,  = 0.0002 rad w

0

= 1 cm: z

R

= 500 m,  = 0.00002 rad

2. w

0

= 100 µm :

l = 10.6 µm (CO2): z

R

= 3 mm,  = 0.034 rad l = 0.6328 µm (He-Ne): z

R

= 5 cm,  = 0.002 rad l= 0.488 m (bleu YAG): z

R

= 6.4 cm,  = 1.5 mrad

Intensity:

At the center:

I=I

0

On the border of the beam:

Total power of the beam:

0

0 2 2

( 0, 0)

( ) I r z I

I r w

e e

= =

= = =

2

0 0

2 2

0

0 0 2

2 0 0

( , ) ( , )

2 exp 2

( ) ( )

2

P I r z dS I r z rdrd

w r

I rdr

w z w z

I w

= =

 

 

=   − 

   

=

  

Some examples

(17)

Fundamentals – G aussian beam

2

1 1 1

' '

' z

R

s f

s s f

− =

+ + ( )

2 2

'( ')

' ' 1

'

R

f s f

s f

s f z

 + 

=  − 

+ +

 

 

or

Thin lens equation

Position of the waists before and after a lens

(18)

Fundamentals – G aussian beam

Consequences :

• For quasi-parallel beams, z

R

is much greater than all other distances, therefore s'= f‘, behaviour of the geometrical optics.

• If the beam waist is in the object focal plane of a lens, the beam waist is at the image focal plane of the lens, since s = −f → s'=f‘.

This result is radically different from the geometrical optics.

• The conjugate relation between s and s’ depends not only on f' but also on z

R

, hence on l and w

0

, which is different from the geometrical optics

Thin lens equation

Position of the waists before and after a lens

(19)

Thin lens equation

Position of the waists before and after a lens

Fundamentals – G aussian beam

- Beam waist ratio

1. In the case s tends to infinity, m = 0 → w’=0 ( but NO! theoretical the limit of w ~ l/2 ) 2. In the case s = − f ’ (the waist is at the objet focal plan), so m = f/z

R

= fl/w

0

²

The situation is very different from the GO!

’ = l/w

0

’ = w

0

/f’.

Example: w

0

= 1 cm, f’ = 0.1 m, l=0.6328 µm → z

R

= 500 m,  = 0.001°

s=−f’=−0.1 m → s’=0.1 m, w’

0

= 2 µm, ’= 5.7°

We pass from a large waist to a small one …

In practice, w

0

can be very small, so that w’

0

is very large.

We find of course all the intermediate cases …

'

2

R R

z = m z

2 2 1/ 2

0 0

' 1

' '

w s z

R

m w f f

     

= =   +  +   

     

 

(20)

Demonstration I (r,, ):

|| 2 ||

1

0 0

ikr

s i

s i

E e S E

E

ikr S E

     

  = −      

   

( )

0 2 || || 1

ikr i t s

E e E S p e S p e ikr

= +

⊥ ⊥

( ) ( )

2 2 2

2 0 0

2 || 1

2 2

( , )

1 1

|| || || ||

2 2 ( ) ( )

E I F

I S E k S p S p

µ µ kr kr

 

= = =   +   =

To simplify the problem, we show for a spherical particle:

2 0

0

2

I E

µ

= 

with

(

2 ||

)

2

(

1

)

2

( , )

F   = S p + S p

E ⊥i =E 0 p e i t , E ||i =E 0 p || e i t

Incident plane

𝐸

𝑝

||

𝑝

||

2 2

1

p + p

=

(21)

Example of question in exam:

(a) Parallel polarization:

(b) Perpendicular polarization:

(c) 2 components:

0 1 ikr

s e

E E S

= ikr

|| 0 2

ikr

s e

E E S

= ikr

|| || 2 0 2

3 2

ikr ikr

s

e

s

e

E E S E S

ikr ikr

= =

− −

||

3 1

cos 30 , sin 30

2 2

p =  = p=  =

1 0 1

1 2

ikr ikr

s

e

s

e

E E S E S

ikr ikr

= =

− −

E

i

z x

y

E

||

(c)

E

(a)

(b)

(22)

Exercise on extionction

A cloud of water drops (refractive index m=1.333) of thickness L=10 mm is illuminated by a light of two wavelengths l=0.6328 µm and 0.450 µm.

1. We assume that the drops are monodisperse of diameter d=100 nm. What are the extinction coefficients of particles at the two wavelengths?

2. The measured transmittance I/I

0

at l=0.6328 is 0.8. Deduce the

concentration of particles. What is then the transmittance at l=0.450 m?

3. Next, we suppose that the environment is composed of two populations of drops with diameters of 100 nm and 1000 nm with a concentration of 10

17

m

−3

and 10

13

m

−3

respectively. What is the transmittance of the

medium?

1. d<<l, so Rayleigh approximation:

2. Beer law:

3. Q

ext

(100nm)= 0.0333, Q

ext

(1µm) = 3.6 (see figure)

1

=0.5, 

2

=0.7 (

2

/

1

)

4

=3.8 , 0.128

I/I

0

=0.8

3.8

=0.42

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