A NNALES DE L ’I. H. P., SECTION A
P. V ANHEUVERZWIJN
Generators for quasi-free completely positive semi-groups
Annales de l’I. H. P., section A, tome 29, n
o1 (1978), p. 123-138
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123
Generators for quasi-free completely positive semi-groups
P. VANHEUVERZWIJN
(*)
Instituut voor Theoretische Fysica.
Universiteit Leuven. B-3030 Leuven. Belgium
Vol. XXIX, 1978, j Physique ’ théorique. ’
ABSTRACT. - We construct
quasi-free completely positive (CP)
semi-groups on the
CCR-C*-algebra,
show thatthey
can beextended,
in cer- tainrepresentations,
to adynamical semi-group
on the associated vonNeumann
algebra
and determine the infinitesimal generator.RESUME. 2014 Nous construisons les
semi-groupes completement positifs
et
quasi-libres
sur laC*-algebre
de relations de commutation.Ces
semi-groupes
pouvant etre etendus al’algèbre
de von Neumannassociee a certaines
representations,
on determine Iegenerateur
infinite-simal.
1 INTRODUCTION
In the
algebraic approach
tonon-equilibrium
statisticalmechanics,
it isgenerally
assumed that thedynamics
of an open system, idealized asa C*- or a von Neumann
algebra,
isgiven by
means of a one parametersemi-group
ofcompletely positive
maps on thealgebra [1] [IO].
In casethis
semi-group
extends to a group of*-automorphisms,
the system is calledconservative,
if not the system is calleddissipative.
In this paper we
study
aparticular
class ofdynamical
systems,namely quasi-free
boson systems. Ouralgebra
will be the CCR-C*algebra (H, cr)
(*) Aspirant NFWO, Belgium.
build over a
symplectic
space(H, a). [2] [3],
while the CP maps will be of«
quasi-free »
type.These CP maps where introduced in
[4] [5].
The full class of these mapswas characterized in
[6].
Some furtherresults, concerning extremality, dilation, implementation
andrelaxation,
were obtained in[7].
It is clear that
semi-groups
ofquasi-free
CP maps cannot bestrongly continuous,
asthey
mapWeyl-operators
intoWeyl-operators.
We showhowever
(theorem
4.4below)
that in certainrepresentations,
determinedby quasi-free
states[8],
thesemi-group
may be extended to a so-calleddynamical semi-group [9] [10]
on the von Neumannalgebra generated by
therepresentation.
As an
ultraweakly
continuoussemi-group
of normal maps on a vonNeumann
algebra,
there exists adensely
defined and closed generator.We obtain this generator
explicitly
in theorems4.7,
9 below.Formally
it is of the Lindblad type
[10].
The characterization of unbounded generators of
dynamical
semi-groups
being
far fromcomplete,
the results obtained here should containsome information on the structure of these generators.
The paper is
organized
as follows :In §
2 wegather
some results onsymplectic
spaces, operators and semi- groups on it. Webriefly
recall the definition of the CCR-C*algebra A(H, 7).
In
§
3 we construct the class ofquasi-free
CPsemi-groups. §
4 shows, the extension of thesemi-group
to certain associated von Neumannalge- bras,
ispossible. Finally
theexplicit
form of the generator is obtained. Ifmoreover we ask for the existence of a
separating
vector in the represen- tation space, the domain of the generator isfully
determined.For the
general theory
ofsemi-groups
and their generators we refer to[13] [14] [15].
For a treatment ofquasi-free semi-groups
on the CARalge- bra,
see[21].
2. SYMPLECTIC SPACES AND THE CCR ALGEBRA The one
particle
space(H, 6)
is a realsymplectic
space, i. e.i)
H is a reallinear, possibly
infinitedimensional,
space.ii)
6 is areal,
bilinearantisymmetric
and nondegenerated form,
definedon H.
On
H,
we define thetopology,
inducedby
thefamily
ofseminorms {
Pt>},
The
resulting locally
convex space is Hausdorff. We call thistopology
the
s-topology.
Given any continuous operator T : H 2014~
H,
aunique
operator T+ isAnnales de l’Institut Poincaré - Section A
defined
through
the formulay)
=T + y).
Acomplex
structureis an operator J : H ~
H,
such that J~ == 2014J,
andJ2 = -
1.A
symplectic
base ofH,
is a set ofvectors { i’ï, gi }i= 1,...
such thatWe
suppose {fi, gi}
is ordered asfollows: {f1,
gl,fi, g2, f3, ...}
and denoted
as {
el, e2, e3, ...}.
Thendefining by
it is
easily
checked that J extends to acomplex
structure.The
following
formulas holdDEFINITION 2 .1.
[8].
is the set of all operatorsQ :
H ---+ H s. t.i) ~) ~ 2014 ø)
defines a real scalarproduct
on H.ii) Q*Q ~
1 where * and > are taken with respect to sQ.It follows then that
Q* = - Q
=Q+,
henceQ
is bounded for the sQ-normtopology
onH ;
moreoverQ
is invertible.Let HQ denote the
completion
of H for the sQ normtopology.
The follow-ing properties
are well known.Suppose
H issequentially s-complete,
then
VQ
H is sQ-normcomplete. [8] Conversely
if H is notsequentially s-complete,
then HQ issequentially s-complete [12],
II cor. 29. Hence-forth we will suppose H is
sequentially s-complete.
DEFINITION 2.2. A continuous
semi-group
on H is a1-parameter family
ofs-continuous, everywhere defined,
operatorsAt,
t E R + s.1.i ) Ao
= 1ii)
= siii)
the map t ---+A~
is s-continuous.As H is
sequentially s-complete, by
the closedgraph theorem, {At}
is a
strongly
continuoussemi-group
onH, equipped
with the sQ-normtopology,
wheneverQ
E ~.The infinitesimal generator Z of
A~
is definedby
such that the limit exists
(in
any of thetopologies).
When H issequentially s-complete,
Z is s &sQ-norm densely
defined. Moreover Z is sQ-norm closed.In the
sequel
we make use of thefollowing properties (( + ), ( + + )).
i) Let At
be a continuoussemi-group
inH,
Z its generator, then for allV1
E!0(Z)
the map t HZAt03C8
is s-continuous. Hence t ~ is continuous forall t/!
E!0(Z) [13] [14].
ii)
LetAt
becontinuous,
then for fixed~,
andfinite ~
the set{
E[0, s] ~
is contained in a finite dimensionalsubspace
of H.The CCR
C*-algebra A(H~)_([2] [3])
is theC*-algebra
obtainedby completing
the*-algebra 6) generated by
theWeyl
elements£51/1’
satisfying
We refer to
[3]
for the exact definition of the norm with respect to whichthe
completion
is to be taken. ____We recall that
([8])
anyQ
E ~ determines aquasi-free
state on(H, 6) through
the formula3.
QUASI-FREE
CP SEMIGROUPSLet A be any operator on H.
Denoting 4»
=4» - A~).
It was shown in[6],
thatthe map
f being
a functional onH,
such that/(0)
=1,
extends to aCP map
on7)
iff definedby
extends to a state on the C
algebra 6A).
Imposing
someregularity conditions,
thegeneral
form ofsemi-groups, consisting
of CP maps of type(3),
was exhibited in[7].
In thefollowing
we suppose to be the
generating
functional of aquasi-free
state on6A).
THEOREM 3.1. Let Lt :
7)
-+>6)
be a one parameter semi-group of
quasi-free
CP maps, i. e.’
such that
Ar
is continuous and 0 forall 03C8
the map tft(03C8)
is differentiable.Annales de l’Institut Henri Poincaré - Section A
Suppose
is thegenerating
functional of aquasi-free
state onð(H,
then it is of the form where
Here Y satisfies:
f)
Y isuniquely
andeverywhere
definedii)
y+ = - Y is bounded for allsQ-norm topologies.
~(Y~, ~) ~
0Vt/1 fi;)
E~(Z)
Conversely,
any continuoussemi-group {At}
and operator Y with the aboveproperties,
define a CPsemi-group through
the formulas(4) (5) (6).
Proof.
~ft(03C8)
is differentiable forall 03C8
and asBt - - Bt,
we obtain that the map t ~ 03C3(Bt03C8, 03C6) is differentiable for all
t/!, 4>
in H.On the other
hand,
asQ
is invertible whenthen
B~
=B~*
where theadjoint
is taken w. r. t. 6Q. AsB~
iseverywhere defined, B~
is bounded for the sQ-normtopology.
We have thatexists for
all 03C8
and4>
in H. Thus there is ansQ-bounded operator
BrQ suchthat
-
Defining
Y =QYQ
we obtaini)
andii). Using Prop.
4. 2 in[7]
we obtainTo show
iii)
we note that is thegenerating
functional of a state on aC*-algebra
and that assuch ( = I ~t(~~) I ~
1hence,
forall t,
~}
0. On the otherhand,
to =1,
and we have = 0 thuswhich is
by
definition~)
0.Vol. XXIX, n° 1 - 1978.
Finally
we express thatdefines a state on
6At).
Thatf (~)
generates a state,implies ( [8] )
Noting
once more that theequality
is reached for t =0,
we derive forConversely, suppose {At}
is a continuoussemi-group
onH,
and Y isan operator on H
enjoying properties i), ii), iii)
andiv).
‘’
Taking 03C8, 03C6
inD(Z), by iv)
we obtain for all x 0The left and
right
hand sides of theinequality
areintegrable
on any bounded intervalby property ( + ) ; integrating (8) yields
Hence
using
the otherinequality
we arrive at(7).
Thistogether
withi) ii)
andiii) imply
thatft(03C8)
defines a state onThat 03C4t
defines asemi-group
on
A(H, 7)
follows now from[7]
prop. 4.2.II
Annales de l’Institut Henri Poincaré - Section A
then
~(z)
is of the form(6)
withAt the risk of
being confusing
we now introduceDEFINITION 3.3. -
Any semi-group {03C4t}
as in theorem 3.1 will be called aquasi-free
CPsemi-group.
4. GENERATORS OF
QUASI-FREE
CP SEMIGROUPSDEFINITION 4.1
[10].
- A one parametersemi-group {03C4t}
on a vonNeumann
algebra
.~ is called adynamical semi-group
wheneveriv)
W Lt is anultraweakly
continuous mapv) t
-+ isultraweakly
continuous.It follows
that ~ ~~ ~
is a contractionsemi-group.
If {
is adynamical semi-group,
there exists anultraweakly
denseset in
A,
calledfØ(2)
such that for all x EfØ(2)
theThe limit is called
~(x) ;
it isagain
an element of is called the generatorof {
It can be shown that J~f is uw-closed[13] [15].
Using
the methods of[11] ] [13] [15]
thefollowing
can be shown.THEOREM 4.2. Let Lt be a
dynamical semi-group
on ThenLet coQ be any
quasi-free
state on and Lt aquasi-free
CP semi-group, then is
again quasi-free
andVol. XXIX, n° 1 - 1978.
We now introduce our main
hypothesis
in order to ensure conditioniv)
of definition 4.1 is satisfied
when zt
is considered in aquasi-free
represen- tation of the CCR.DEFINITION 4.3. A
quasi-free
state cvQ is said to beapproximately
03C403C4-invariant, iff 0
is an
sQ-trace
class operator.THEOREM 4 . 4. Let a
quasi-free
state, zt aquasi-free semi-group
on0(H, 7).
If H issequentially s-complete,
and cvQ isapproximately 03C4t
inva-riant
then zt
extendsuniquely
to adynamical semi-group
onProof (For
convenience we denote as x. - 03C9Q and arequasi equivalent. Indeed,
asboth and are factor states
[8]
and the condition ensures thatthey
arequasi-equivalent [17].
We now show that for any the
positive
part in thepredual
of
~,
isagain
in ___ ___Denote
by
~cx the gaugeautomorphism A(H, ~) -~ A(H, r)
definedby
03C4~(x) = 03B4~x03B4-~, ~ ~ H and, given
define the state 03C9~then
Hence, V/
EH,
the state isquasi-equivalent
to coQ.For a
general
state there is a sequence p,~ where p" is a finite linear combination of states of the formrob
such that pn ~ co in norm[18].
On the other
hand, Vf,
the mapT* : A(H, 7)* -~ (H, 6)*
as the dual ofa normalized
positive
map on aC*-algebra,
is norm continuous(in
fact~03C4*t~=1) (
Thus we obtain
z*(pn)
~T*(co)
in norm and asM*
is norm closedT*(D)e~.
This isnothing
butsaying
that for any t, the map-~
njA(H, 6))
isultraweakly
continuous.This
implies
that can be extended to an uw-continuous map~ ~ ~.
Using
aKaplansky-type approximation,
we showthat ~~
is
positive.
In the same way we have T,
O ’~ n : ~
(x)~
-~ ~ arepositive,
such
that ~~
is CP.Remains to show
v)
of definition4 .1,
i. e. for all c~ in~ *
and for all xAnnales de l’Institut Henri Poincaré - Section A
in .A the map t H is continuous. This is
clearly
true for 03C9 =and
Using
once more the normdensity
of the linear combinations of the states in~~,
we obtain thecontinuity
ofFinally,
forgeneral
x E7)),
there is a sequence En(A(H, 6))
hence
By
the uniform convergence t t2014~ is continuous.Then, using the method
of[19],
we obtain thecontinuity
for all xII
Let be any
quasi-free
state onA(H, 7);
forall 03C8 and 03C6
inH,
the mapis
infinitely
differentiable.Hence, b’~,
there exists aselfadjoint
operatoron the GNS space for ccy such that
(Remark
that isseparable).
Moreover we have
here denotes the
cyclic
vector in the GNS space.If {
is asymplectic
base forH,
we will denoteBQ(ek) by Bk.
From nowon we
drop
all indicesrefering
to cvQ.The
following equalities
areeasily
verified :Vol. XXIX, n° 1 - 1978.
LEMMA 4 . 5. Let Lt and coQ as in theorem 4. 4 II as above.
Then ~k,
t E Nand
VI./J, 4>
EH,
and for all finite s the elementsare well defined and
belong
torespectively
and~(Bk).
Proof (for (12)).
2014 It iseasily
checked that the mapsand
are
continuous ;
thus the elementsand
exist in Bochner sense.
By
thecontinuity
of t it, exists as an operator(in
ultraweak
sense).
° .Let ~
E~(B~),
thenThus,
sinceB,
=Bt,
E’@(B,).
In the same way weprove that ~
PROPOSITION 4.6. 2014 Let H be finite
dimensional, ~
a CPquasi-free semi-
group ; coQ a
quasi-free
state " on6).
Annales de l’Institut Henri Poincaré - Section A
Then there exist real sequences
such that and all
ç, 17
in a dense set~,
one hasMoreover there is a core ~ for
2,
such that b’x Ere and b’n E ~Proof.
- Let Dbe
the linear span of{ 03A0(03B403C8)03A9|03C8
EH }
in Je. Denoteby
the linear spanof {s0 03A0(03C4t(03B403C8))dt|s
E H}
in .A.Then, by
theorem4.2,
~ is a core for .P.Then define
(ek being
asymplectic base)
By
theorem 4.2 weknowon the other
hand,
the functionbeing continuous,
Vol. XXIX, n° 1 - 1978.
For notational
convenience,
weput ~
= r~ = 0.which
by (1) equals
substituting (Je~)
for and( - ei)
for(Jet)
by (10) (11)
thisequals
as all terms in the sum are
integrable,
we obtainby making
use of lemma 4 . 5.which is
(13).
Annales de l’Institut Henri Poincare - Section A
For
general x
in~(J~),
weproceed
as follows such thatxa ~ xu. w. and
J~(~) ~ J~(~)
u. w.thus,
for(ç, 1])
E q) :since there isn’t but a finite number of terms, this
equals
which is
(12). III
NOTATION 4. 7. For fixed x in
~(J~),
theright
hand side in(12)
definesa bilinear form on ~. We will denote it as
Let be an
increasing
andabsorbing
net of finite dimensionalregular symplectic subspaces
of H. Then we define asPROPOSITION 4.8. - Let H be infinite dimensional and
sequentially s-complete,
(DQ and Lt as in theorem 4.4.Then there exist real infinite
sequences {alk}, {bek}
such thatVx E
~(2) n F
andall ~,
in a dense set ~ one hasMoreover there is a core ~ for
2,
such that a formula similarto
(13)
holds.Proof.
- Define D as inproportion 4.7,
and as the linear span of{
00,~e~(z) ~. Again by theorem 4.2 ~ is a core
for .
Vol. XXIX, n° 1 - 1978.
Choose a
symplectic
base in~(Z+)
and definethen
by
property( + )
statedm §2,
the mapis continuous.
The
proof
is then a mere extensionof the
method in 4 . 7.Indeed, by
thecontinuity,
we arrive at a formula similar to( 14).
The elementsbelong
toby
property( + + )
stated in§
2.0
Hence we obtain
(15),
and thus(13).
For
general x
E~(~),
there is a such that xa ~ x and~(JCa) ~ ~(x)
u. w.Thus
for,
If moreover x E
~p,
then forsufficiently large
we obtain e. g.,Since any term in
(17)
is convergent to a term whicheventually vanishes,
we obtain
( 16). II
Formula
( 16)
is of the formWe remark however that in
general
the bilinear forms~x
are not asso-ciated to a generator of a
quasi-free
CPsemi-group
on6))",
the reason
being
that when Z generates asemi-group
inH,
andPN
is theprojection
ontoHN, PNZPN
need not generate asemi-group
onHN,
except whenHN
is areducing subspace.
Remark also that
if (alk
+ can begiven
a sense as a selfadjoint
operator, thenby re-summing
theseries,
we recover the Lindblad form of the generator[22].
If we
impose
the condition that A has aseparating
vector, then weAnnales de l’Institut Henri Poincaré - Section A
can determine
~(J~f),
in the same way as was done in[11] for spatial
deri-vations.
THEOREM 4.9. Let
H,
cvQ,~t, ~
as above.Suppose
moreover that (DQ extendsfaithfully
to A.An element x in
belongs
to~(~f)
iff the bilinear formhas a bounded extension to ;Ye x ~f.
Proof.
2014 If x E~(~)
n thenby proposition
4 . 7 and4 . 9,
there isan element
~f(x)
in ~ such thatc~x(~, 11) = ç, ~(x)r~ ~ . Hence
has abounded extension.
Let
~(’? ’)
have a boundedextension,
then there is a bounded opera-tor
Bx
such that for E !ØAs
fØ(2)
n is u. w. dense in there is a netxa in
this set such thatthen
~)
~03C6x(03BE, ~)
foror 03BE, (x03B1)~> ~ 03BE, Bx~ ).
As both
~(xa)
andBx
are bounded we have that~(xa)
-~Bx weakly,
hence
BxE.
In case ~ has a
separating
vector, then the weak and ultraweaktopo- logies
coincide[20].
Thus we constructed a net xa in~(~f)
and
ACKNOWLEDGMENT
It is a
pleasure
to thank Prof. A. Verbeure forhelpful
discussions andreading
themanuscript.
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(Manuscrit reçu le 12 octobre 1977)
Annales de l’Institut Henri Poincaré - Section A