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HAL Id: jpa-00208842

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Submitted on 1 Jan 1978

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Instability of a homeotropic nematic subjected to an elliptical shear : theory

E. Dubois-Violette, F. Rothen

To cite this version:

E. Dubois-Violette, F. Rothen. Instability of a homeotropic nematic subjected to an elliptical shear : theory. Journal de Physique, 1978, 39 (10), pp.1039-1047. �10.1051/jphys:0197800390100103900�.

�jpa-00208842�

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LE JOURNAL DE

PHYSIQUE.

INSTABILITY OF A HOMEOTROPIC NEMATIC SUBJECTED

TO AN ELLIPTICAL SHEAR : THEORY

E. DUBOIS-VIOLETTE and F. ROTHEN (*)

Laboratoire de Physique des Solides, Université Paris-Sud, 91405 Orsay, France (Reçu le 17 janvier 1978, révisé le 26 mai 1978, accepté le 29 juin 1978)

Résumé. 2014 Nous étudions l’instabilité qui se produit quand un nématique homéotrope est soumis

à un cisaillement elliptique alternatif. Pour cela nous considérons des fluctuations indépendantes

du temps. Nous obtenons le seuil de l’instabilité et déterminons dans quelle direction la structure

en rouleaux apparait.

Abstract. 2014 One studies the instability appearing when a homeotropic sample is submitted to an

alternatif elliptical shear. For that, we consider time independent fluctuations. We calculate the

instability threshold and estimate in which direction the roll structure appears.

Classification Physics Abstracts

61.30 - 47.20

1. Introduction. - Experimental observations of

high frequency shear (few kHz to 10 kHz) instability

in a homeotropic sample of MBBA have been first

reported by Scudieri, Bertolotti, Melone and Albertini [1]. Similar experiments on a homeotropic sample have been done by Pieranski and Guyon [2].

Actually it does not seem very clear that the instabi- lities are the same in both cases. Pieranski and Guyon

noticed the necessity of an elliptically polarized shear

to induce the instability. No such ellipticity effect has

been observed by Scudieri.

In the experiments, two plates are moved in two perpendicular directions (x, y) at a frequency v = mJ2 n.

This corresponds to displacements of the form

The regime we shall describe in this paper corresponds

to the where the penetration depth b = (r¡/ pro) 1/2

is large compared with the sample thickness d (where 1

is some averaged viscosity). Then the sample is

submitted to two uniform shears

Flc.1. - Experimental set up. A nematic is sandwiched between two

rectangular plates. The thickness of the cell is d. The two plates are

moved at a frequency v = co/2 n by imposing displacements of the

form X(t) = Xo cos rot, Y(t) _ - Yo sin wt.

In the following we shall consider that the upper plate

alone is submitted to an elliptical motion defined by { X(t), Y(t)} contrary to the experimental set up.

These two situations are equivalent in the limit à > d.

The purpose of this paper is to develop a detailed

theoretical analysis of the results found by Pieranski

and Guyon [2]. Their observations were made on a

flow cell schematically shown on figure 1.

where

(*) Permanent address : Institut de Physique Expérimentale de l’Université, CH 1015, Lausanne-Dorigny, Suisse.

Article published online by EDP Sciences and available at http://dx.doi.org/10.1051/jphys:0197800390100103900

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1040

The main experimental results are the following :

For low shear rates one observes a uniform regime corresponding to a flow and a distortion uniform in the x-y plane. As the shear exceeds a certain threshold a stationary periodic pattern appears.

A detailed presentation of the experimental obser-

vations is given in reference [2]. However some important points will be emphasized.

1) Below the threshold the director moves, at

frequency w, on an elliptical cone having the axis perpendicular to the glass plates.

2) The threshold appears when the dimensionless number N = Xo Yo coy 1 IK reaches a critical values Ne (K is a typical elastic constant, Y1 the rotational

viscosity, Ne is a complicated function of the various

viscosity ratios). Let us point out that Ne is independent

of the sample thickness.

3) When Xo and Yo are different, one observes,

at threshold, a periodic pattern of rolls similar to Williams domains [13]. The diffraction pattern of a laser beam is one-dimensional : one observes a row

of diffraction spots. This allows to define the angle ç between the rolls axis and the y axis of the ellipse.

The value of ç only depends on the sign of Yo/Xo -1.

For Yo > Xo, qJ = qJo and for Yo Xo, qJ = ço +n/2.

Let us summarize the assumptions we shall make

in the following analysis :

1) The amplitude of the plate oscillations Xo, Yo,

the thickness of the sample d and the hydrodynamic penetration depth à satisfy the inequalities :

2) The elastic constants Kl, K2, K3 are taken to be equal

3) The frequency v of the plate motion corresponds

to the limit ro’rR 1 (where ’rR = y1 d2/K is the

elastic relaxation time).

4) In our analysis, we restrict ourselves to the imme- diate neighbourood of the threshold ; i.e. we make

a linear analysis of the instability.

5) We do not compute the exact z-dependence of

the physical quantities involved (see Fig. 1 for the

definition of z). We assume for all quantities a sinu-

soïdal dependence which cannot fit realistic boundary

conditions. This is the so-called one-mode approxi-

mation which greatly simplifies the computation.

In this paper, we give first a description of the

uniform regime. When the uniform regime becomes unstable, a so-called roll regime develops. We compute the instability threshold and the spatial periodicity

of the rolls and a discussion about the direction of the roll pattern is presented. For the hydrody-

namic description of nematics see Frank [3], Leslie [4],

Ericksen [5], Parodi [6] or the recent text book [13].

2. Uniform régime. - When one applies two alter-

native shears S.,(t) and SY(t) to a homeotropic sample,

the director does not remain aligned along the initial direction Oz, but follows the excitation. The conser-

vation of the angular momentum implies that the

total torque F exerted on the director

is zero [13].

This leads to the two conditions on r x and T y :

As indicated above, we assume isotropy in the

elastic properties (typically K ~ 10-6 CGS for MBBA

at 25 °C).

In the middle of the sample the director follows the excitation but on the bounding plates it remains

fixed due to the strong anchoring at the plate.

Then there are two different regions in the sample :

- in the middle of the sample the director does not depend on z and moves periodically :

- near the plates the orientation depends on z

and an elastic boundary layer of thickness ç appears :

ç2 = K/(Y1 co) (where Y1 is a rotational viscosity) .

This boundary layer may be compared to the sample thickness :

where iR = Y1 d 2/K is a characteristic elastic relaxa- tion time of the director.

(J)’t"R will appear to be a pertinent parameter of the problem. For the frequencies of the applied shear the

elastic boundary layer is negligible since corr » 1.

Typical values in MBBA are : rR - 10 s for d = 100 u and (J) in the range 5 x 102 to 3 x 103 Hz.

The solutions, uniform in space, of eqs. (2.1), (2.2)

are :

n3 -

where

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where Q = a2/(a3 - a2) is of order - 1 for MBBA.

The solutions (2.4) and (2.5) appear as an expan- sion in terms of Slco = X jd which will be proved to

be of order (W’tR)-1/2 1 at threshold. In what follows we shall always develop the solutions in powers of X/d and only keep the first relevant non

trivial terms. Then a good description of the uniform

regime is given by the first term of the right hand side of eqs. (2.4), (2.5) and (2.6). In this approximation

the director moves on an elliptical cone as observed experimentally. The higher order terms only slightly modify this motion but will be important to get the angle ç of the rolls.

3. Roll régime. - 3.1 HYDRODYNAMIC EQUATIONS.

Just above a given threshold, the uniform regime

becomes unstable and, as discussed in the introduction,

a periodic pattern of rolls appear in the sample. This

array is stationary ; it corresponds to a distribution of velocities and director orientations which are

periodic in space and do not vanish when averaged

over a period of the plate oscillation. We shall study

this roll regime using standard linear stability ana- lysis [12]. The physics of the effect will be discussed further in this section.

Let us now consider small fluctuations bnx, bny, bnz

of the director around the value na corresponding to

the uniform regime, called in the following unper- turbed state. These director fluctuations will induce small fluctuations of the velocity. Since for the

unperturbed flow only the velocity gradient Sx and Sy play a role, we shall use the following notation : Sx, S,,

for the unperturbed velocity gradients and vx, Vy, V_, for the velocity fluctuations. Stroboscopic observa-

tions [2] indicate that the director distortions ônx and ôny are not time dependent. We shall then consider time independant fluctuations vx, vy, Vz, bnx, bny and

a time-dependent fluctuations bnz. This last point

results from the unitary of n which leads to the relation :

In order to find the relation between the different static fluctuations one can use the force and torque equations averaged over a period of the excitation.

As already mentioned, the instability is due to bulk

forces and torques having a non vanishing component when averaged (noted in the following) over

one period of the excitation. This is expected as the

viscous stress tensor a depends on the velocity gradient

S as well as on the director n. Then, even for shear S

with (5’)=0, (c) may not vanish since n also is time dependent.

Let us develop a linear analysis of the instability

as given in ref. [8] by retaining first order terms in the equations. Prior to this a number of general consi-

derations and order of magnitude estimates are pertinent. The convective terms, of order pSo V, in

the force and torque equations can be neglected compared with the viscous one of order r¡ V/d2.

Indeed the ratio of the two terms is of order dXo/b2

which is much smaller than one in the limits we

consider Xo « d « b. On the other hand, as indicated

in section 2, we shall expand all quantities in power of X/d, keeping only the relevant lower order terms.

The velocity fluctuation, expressed in a dimensionless form as V/rod, is of order (Xold)’ bni (1) (as will be

seen below). Then the consistency in the arguments demands that terms like

should be retained.

The stress tensor components of A are :

one obtains

Note for example that, with the hierarchy defined above, terms such as oVx 6vx

have been neglected , above, terms such as ny a

GY’ n GX

have been ne g lected

y 7y 1 x cl

in (An)x.

To the same order one gets :

Looking for example at the time averaged stress

tensor one sees that two kinds of terms including the

director fluctuations may have non vanishing values.

They are easily located if one considers for example

(1) Where i stands for x or y.

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1042

the contribution of the viscosity coefficient a2 to the stress tensor :

the two kinds of contributions may be noted as

one also expects symmetric contributions such as :

the force and torque equations can now be expressed

in terms of (3.1) to (3.4)

where

YI a and nb are the Miesowics viscosities [7]

in a similar way one gets the torque equations :

Let us recall that the instability is characterized

by the presence of rolls having an angle ç with the y

axis. New coordinates (ç, n, z) as shown on figure 2

are more convenient to use, with 1 is parallel to the

Fm. 2. - Above the threshold one observes a pattern with rolls

corresponding to a sinusoidal distortion in the ç direction. (p is the angle between the axis of the rolls and the y direction.

roll axis. With these coordinates all quantities will depend on ç, z but not on il. The linear stability of the

system is analysed in a classical way [12J by considering

normal modes of the form :

wa(ç, z, t) = wa exp 1(qj + kz + rot)

where wa stands for bnn, bnç, vç, vtl, vz.

We moreover assume that the periodic regime is stationary so that w is purely imaginary : then the

threshold is obtained for (J) = 0 (exchange of stability).

This assumption does not seem to contradict expe- rimental observations [2]. A few relations between the quantities S and N introduced in éqs. (3 .1 ) to (3. 4)

should be noted

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where

Notice that the quantities characterized by a A

are smaller by a factor (X/d)2 than the other ones.

As we shall see below, one will only need to consider

the lower order terms in X/d to estimate the threshold.

This corresponds to the neglect of all quantities

labelled A in eqs. (3. 10) to (3.13) and the retention

of Q1 as the only relevant parameter. However, higher order terms such as AQ and Ah will be necessary to determine the angle ç.

Let us now give the expressions of the force and torque components in the new coordinates.

3.2 INSTABILITY THRESHOLD. - In order to deter- mine the threshold one uses the simplified eqs. (3.10)

to (3.13) obtained for AQ = Ah = 0

Then the force (eqs. (3.5) to (3.8)) and torque (eqs. (3. 8) (3 . 9)) equations read in the new coordinates

where

Before going on let us do some comments on the

torque equations. In addition to the classical elastic and viscous torques one sees new contributions

F’ > and IGn > to the torques due to th6 rotation

(characterized by Q 1) of the director :

This is similar to a gyroscopic effect due to the rotation of the director : a fluctuation bn4 of the

direction induces a torque r# ) which in turn

creates a fluctuation bnn of the director perpendicular

to bnç (Fig. 3). Due to the symmetry of the problem,

a fluctuation bnn also creates a fluctuation ân,. This

process, considered alone, is stabilizing. The desta- bilizing effect is induced by the viscous torque depend- ing on the viscosity coefficient (X2. For a nematic

with x3 1 1 OC2 I the gyroscopic effect will only give

a small correction to the viscous torque depending

on OC2.

FIG. 3. - Stabilizing gyroscopic effect. Due to the rotation of the director on a elliptic cone with the axis along z : a fluctuation bn, of

the direction induces a fluctuation bn, perpendicular to bnç; the

fluctuation bn, induces a fluctuation ôn, in a direction opposite

to the initial one.

In order to give the rationale for the instability

let us consider a director fluctuation of the form

bn,, - cos (qç) cos (kz). Conditions for non trivial solutions of eqs. (3.18) ... (3.22) yield

Due to the coupling Ql, the motor of the instability,

it can be deduced from eq. (3.18) and (3.20) that the

fluctuation bn" induces velocity fluctuations

Analogously (eq. (3.19)), bnç induces a velocity

fluctuation

This velocity field creates viscous torques (eqs. (3.21)

and (3.22)) which reinforce the initial fluctuation as

it is shown on figure 2.

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1044

The mass conservation equation

permits elimination of vç in the force equations (3.18

to 3.20). After elimination of the pressure one obtains the relation between the director fluctuation

8nn and the velocity fluctuation v., as a function

of a = q2/k2 :

where and

Thus the velocity fluctuations are of order na Xo wbn

or na Yo màn, as indicated earlier in this section.

From the torque eqs. (3.21), (3.22) the velocities

can also be eliminated. We get :

where

The compatibility of this system leads to the threshold expression :

., A _r")’" ,

At this stage the exact procedure would be the same as the one used in the study of simple shear flow [8].

The following boundary conditions will be considered :

However, this procedure is involved and instead of doing it one can use a one mode approximation

which leads to a good estimate of the threshold in this kind of problem [9, 10]. Instead of taking explicitly

into account all boundary conditions one considers

only one mode in z with k = n/d. This corresponds

to satisfying boundary conditions on vZ, bnn, bnç but

not on vç and vl,. k being fixed, the threshold corres-

ponds to the value of a that minimizes Q 1 given by

eq. (3.25). The plot of the reduced function (QJIKk2)2

in terms of a is given on figure 4. Solutions of eq. (3.25) (Dl Kk2)2 > 0) are obtained only in a certain

range of a values. Typically al a a2, where ai = 1.085 and a2 = 36.64 have been calculated for the MBBA at 25 °C with ce, = 0.065, a2 = - 0.785,

a3 = - 0.012, a4 = 0.832, as = 0.463, fia = 0.238,

lb = 1.035, 11H = 0.040 9, flF = - 0.169 6, in C.G.S.

units.

Fic. 4. - Reduced threshold (QdKk2)2 as a function of a reduced

wave vector a = (q/k). q is the wave vector in the ç direction.

k is the wave vector in the z direction and is taken equal to n/d.

The threshold only exists for wave vectors corresponding to a in the

range (a 1, a2). The threshold is obtained for a,, = 1.75 corresponding

to a wavelength Âx ~ 1.5 d.

z

The threshold corresponds to

and

The numerical value (eq. (3.27)) of the threshold

depends drastically on the different viscosity coeffi-

cients in such a way that the uncertainty on the

threshold value is too large. Typically, using the

values of viscosities and estimated errors for MBBA

[13] one obtains Ne in the range

and

One sees on figure 4 the range of wave vectors i.e. the

wavelength of the distortion corresponding to a

solution. At threshold the wavelength of the rolls lx = 2 dIVa, is in the range (1.52 d to 1.49 d). The

rolls are not completely circular since circular rolls would correspond to lx = 2 d.

Also on figure 2 the shape of the flow lines can be

seen which are not perpendicular to the q direction (roll axes). The distortion of the director is essentially

determined by the viscous torques induced by the

flow velocities v,, and v4.

Remarkably enough the threshold value expressed

in terms of plate displacements is independent of the sample thickness (see eq. (3.27))

.

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This relation is in agreement with experimental

results [2] since the mean displacement 10 = (Xo Yo) - 1/2

varies as W-l/2. With use of eq. (3.27) one obtains,

for typical values for MBBA at room temperature

10 in the range (5 y to 8 y) for v = 270 Hz.

This is of the same order of magnitude than expe-

rimental results 10 - 20 y for v - 270 Hz [11].

In the case of circular polarization (Xo - Yo) one

observes experimentally a square pattern at threshold.

One can obtain an estimate of this threshold using

a linear analysis extensively described in [12], similar

to the one used to describe the rolls. For this one

considers fluctuations of the type

The main result (Eq. (3.25)) holds if q is now defined

as :

this implies that, for a square pattern, the edge length 1. is larger than the distance between the rolls

previously described 1,. More precisely

3 .3 ROLL ORIENTATION. - The expression of the

threshold (3.27) has been obtained by solving the dynamical eq. (3.5) to (3.9) with use of the simplified

relations (3.15) to (3.17). The fact that the angle rp did not appear in the new force and torque

eqs. (3.18),..., (3.22) resulted from the antisymmetry properties (3.15),..., (3.17) of S x, and N xy characte-

ristic of a first order approximation in X/d. Since we

are now concerned with the determination of the

angle ç, we need to consider higher order terms and

consider the relations (3.10) to (3.13) where we can

omit the corrective term Ah in the definition of Q since it would only change the threshold expression

in a negligible way. The essential modification

corresponds to the AQ term in eq. (3 .11 ). This will

affect the dynamical eq. (3.18) to (3.22) by intro- ducing the angle 9. Let us write the new forces and torques equations as :

where ( pi’) > and ( ri(1) > are given by eqs. (3.18) to (3.22).

The corrections bf and brl read : b/ç = f/l(COS (2 ({J) a ânlêz +

As in the preceding section, after elimination of the velocities one obtains the relation between the director fluctuations :

where

The compatibility condition of eqs. (3.36) (3.37)

leads to the threshold equation :

where

Here again we shall not solve the exact problem taking

into account all boundary conditions. As in the pre-

ceding section, we shall consider a one mode approxi-

mation corresponding to a fixed wave vector k. Then

the threshold is obtained for the q or a and ç values

which minimize Q.

Since A Q « Q the threshold is still obtained for Q2 = Q’ i.e. for a = ae (eq. (3.28)) the condition

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