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Existence and conservation laws for the Boltzmann-Fermi equation in a general domain

Thibaut Allemand

To cite this version:

Thibaut Allemand. Existence and conservation laws for the Boltzmann-Fermi equation in a general

domain. Comptes rendus de l’Académie des sciences. Série I, Mathématique, Elsevier, 2010, 348

(13-14), pp.763-767. �10.1016/j.crma.2010.06.015�. �hal-00425055v3�

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Existence and conservation laws for the Boltzmann-Fermi equation in a general domain

Thibaut Allemand 29 juillet 2010

R´esum´e

We prove an existence theorem for the Boltzmann-Fermi-Dirac equa- tion for integrable collision kernels in possibly bounded domains with specular reflection at the boundaries, using the characteristic lines of the free transport. We then obtain that the solution satisfies the local con- servations of mass, momentum and kinetic energy thanks to a dispersion technique.

1 Introduction

In this note, we are concerned with the Boltzmann equation for a gas of fermions. It has been studied for example by J. Dolbeault [3], P.-L. Lions [6]

and X. Lu [8]. Our goal is double : first, proving that the existence result and the properties of the solution proved in [3] can be extended to more general domains thanR3, if we supplement the equation with a specular reflection condition at the boundaries ; and then, establishing the local conservation laws. These two properties are needed in the study of hydrodynamic limits, especially in the incompressible inviscid regime, which is studied in a forthcoming paper [1].

Let us detail the problem. Let Ω be a subset ofR3having bounded curvature, and regular enough such that the function x7→ n(x), wheren(x) is the outer unit normal at point xof∂Ω, can be extended into a continously differentiable function onR3.

The Boltzmann equation for a gas of fermions reads

tf +v.∇xf =Q(f) (1)

where f(t, x, v) is the density of particles which at time t ∈ R+ are at point x∈Ω with velocityv∈R3. It is supplemented with an initial condition

f(0, x, v) =f0(x, v) ∀(x, v)∈Ω×R3 (2) and a boundary condition

f(t, x, v) =f(t, x, Rx(v)) ∀(x, v)∈∂Ω×R3 such that n(x).v <0 (3) whereRx(v) is the specular reflection law

Rx(v) =v−2(v.n(x))n(x).

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The collision integralQ(f) is given by

Q(f) = Z

S2

Z

R3

b(v−v, ω) (ff(1−f)(1−f)−f f(1−f)(1−f)) dvdω (4) with the usual notations

f=f(t, x, v), f=f(t, x, v), f =f(t, x, v)

and where the precollisional velocities (v, v) are deduced from the postcolli- sional ones by

v=v−(v−v).ωω, v =v+ (v−v).ωω.

The collision integral differs from the classical one by the terms (1−f), which take into account the Pauli exclusion principle.

The functionb(w, ω), known as the collision kernel, is measurable, a.e. po- sitive, and is assumed to be inL1as in [3]. For the study of the conservations, we will moreover assume that

b(w, ω) =q(|w|,|w.ω|), (5)

which is physically relevant, and endows (formally)Q(f) with symmetry pro- perties :

Z

R3

(1, v,|v|2)Q(f)dv= 0 (6)

for all f such that the integrals make sense. Then, integrating equation (1) against 1, v,|v|2,we obtain that the solutionf satisfies formally the conservation of the local mass, momentum and kinetic energy :

t

Z

R3

 1 v

|v|2

fdv+∇x. Z

R3

 v v⊗v

v|v|2

fdv= 0. (7) This note aims at showing first an existence theorem for the initial-boundary value (IBV) problem (1)-(3), and then that the local conservation laws (7) are satisfied rigourously by the solution of the problem.

2 The IBV problem

Following [5] and [4], we define the characteristic lines of the free transport equation

tf+v.∇xf = 0

in the following way : for (x, v)∈Ω×R3, the characteristic line is given byx+vt, at least iftis small. Then, lett0(x, v) be the first value oftfor whichx+t0v∈∂Ω.

Then, for t > t0, the trajectory continues asx+t0v+ (t−t0)Rx+t0v(v). If it intersects one more time the boundary of Ω at timet1(x, v), then the trajectory continues with velocityRx+t0v+(t1t0)Rx+t0v(v)(Rx+t0v(v)), and so on. We then define a family of maps {Ψt} called the trajectory maps, Ψt(x0, v0) beeing the point in phase space at wich we arrive at time t following the trajectory line

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issuing from (x0, v0). For t = t0, t1..., we define Ψt to be continous (in time) from the right. Since Ω has bounded curvature, the trajectory intersects the boundary finitely many times in finite times. Moreover, the energy is conserved at each reflection, Ψt maps ¯Ω×R3 onto itself for every t, and the jacobian of Ψtis always unity [5].

With this construction, we now define

f(t, x, v) =f(t,Ψt(x, v)),

that is, we conjugatef with the free transport semigroup. This notation allows to reformulate the boundary condition in a simpler way. Indeed, notice that if Ψt0(x0, v0) = (x, v), then Ψt(x0, v0) = Ψt+0(x0, v0) = (x, R(v)), so that the boundary condition can be written

f(t−0, x0, v0) =f(t+ 0, x0, v0), (8) that is,t7→f(t, x, v) is continuous.

The existence result for the IBV problem (1)-(2)-(8) is a consequence of the following lemma :

Lemma 2.1. Let f, h∈L1loc(R+×Ω×R3). Then f is a solution of

tf+v.∇xf =h in D(R+×Ω×R3) (9) with boundary condition (8) if and only if for almost all (x, v)∈Ω×R3,f is absolutely continuous with respect to t,h(t, x, v)∈L1loc(R+) and

f(t, x, v) =f0(t, x, v) + Z t

0

h(s, x, v)ds.

Proof.It is very similar to what is done in [2, 4]. It consists un multiplying (9) byχ(Ψt(x, v)))φ(t) and integrating, with χ∈ D(Ω×R3) and φ∈ D(R+).

Using then the change of variables (X, V) = Ψt(x, v) leads to Z

×R3

χ(x, v) Z

R+

fφ(t) +hφ(t) dt

!

dxdv= 0

and then to the announced result, since this is true for every χ ∈ D(Ω×R3) andφ∈ D(R+).

Equipped with this lemma, it is now possible to apply all the strategy deve- lopped in [3], and we obtain the following theorem :

Theorem 2.2. Letbe either R3 or a regular subset of R3. Let the collision kernel be such that

0≤b∈L1(R3×S2), (10)

and let

f0∈L(Ω×R3), 0≤f0≤1. (11) Then, the problem (1)-(2)-(8)has a unique solutionf satisfying

f ∈L(R+×Ω×R3), 0≤f ≤1 a.e..

Moreover, f is absolutely continuous with respect tot.

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Sketch of proof. The main idea is to show that the function T :f 7→f0t(x, v)) +

Z t 0

Q( ¯f)(s,Ψst(x, v))ds

has a fixed point, with

f¯=





0 if f ≤0 f if 0≤f ≤1 1 if f ≥1

This is achieved by showing thatT is contractive inL([0, θ]×Ω×R3) ifθ is small enough. Then, since

−Bmax(f,0)≤ −Bf¯≤Q( ¯f)≤B(1−f¯)≤B(1−min(1, f)) whereB =kbkL1(R3×S2), it comes

−Bmax(f,0)≤∂tf≤B(1−min(1, f)),

which ensures thatf = ¯f. It is then possible to reiterate the process on [θ,2θ], and so on, to construct a global solution.

3 Conservation laws

Under the (physically relevant) assumption on the collision kernel (5) the collision operator Q(f) features the very interesting symmetry properties (6), thanks to whichf preserves some macroscopic quantities such as the total mass and the total kinetic energy. Indeed the following result holds as in [3] or [8] : Theorem 3.1. Let f0satisfy (11), andb satisfy (5)and (10). Then

– iff0∈L1(Ω×R3), then the solutionf to(1)-(2)-(8)belongs toC0(R+;L1(Ω×

R3))and Z Z

×R3

f(t, x, v)dxdv= Z Z

×R3

f0(x, v)dxdv, ∀t∈R+;

– ifRR

×R3|v|2f0dxdv <+∞, then the solutionf to(1)-(2)-(8)is such that the function(t, x, v)7→ |v|2f(t, x, v)belongs toC0(R+;L1(Ω×R3))and

Z Z

×R3

|v|2f(t, x, v)dxdv= Z Z

×R3

|v|2f0(x, v)dxdv, ∀t∈R+.

Moreover, the function(t, x, v)7→ |v|2Q(f)(t, x, v)belongs toL(R+;L1(Ω×

R3)).

Sketch of proof. Since the solutionf to (1) belongs toC0(R+;L1(Ω×R3)) it is easy to see thatQ(f)∈C0(R+;L1(Ω×R3)) and the first point is a consequence of Fubini’s theorem. The second point is more tricky and is dealt with as in [3], showing first the result with a fixed point in L([0, θ];L1(dx(1 +|v|2)dv)) as- suming thatR

R3

R

S2b(w, ω)|w|2dωdw <∞and then using a stability argument to relax this assumption.

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We can go further and show that even the microscopic quantities are conser- ved. This is a consequence of the following dispersion estimate coming from [7] :

Theorem 3.2. Let f ∈L1([0, T];L1(Ω×R3))be solution of

tf +v.∇xf =g, f(t= 0) =f0

with boundary condition (8). Assume that Z Z

×R3

|v|3f0(x, v)dxdv <+∞ and

Z T 0

Z Z

×R3

|v|2g(t, x, v)dxdvdt < C0.

Then, for any bounded subsetK ofΩ, we have Z T

0

dt Z

K

dx Z

R3

|v|3f(t, x, v)dv≤CK.

This dispersion estimate is the key to obtain that f locally conserves the mass, momentum and kinetic energy :

Corollary 3.3. Let the collision kernelbsatisfy (5)and (10). Assume that the initial data satisfy (11), and

Z Z

×R3

(1 +|v|3)f0(x, v)dxdv <+∞.

Then, the solution f to (1)-(2)-(8) satisfies, in distributional sense, the local conservation laws (7).

Note that because of the boundary condition (3), it is easy to see that the momentum is tangential to the boundary :

n.

Z

R3

vfdv= 0 ∀x∈∂Ω.

Proof. In the sense of distributions, f satisfies (1). Let φ ∈ D(R+×Ω) and ΨR∈ D(R3) satisfy :

ΨR(v) =

( 1 if|v| ≤R 0 if|v|>2R.

Then equation (1) implies Z

R+×

tφ

 Z

R3

ΨR(v)

 1 v

|v|2

fdv

dxdt+ Z

R+×

xφ

 Z

R3

ΨR(v)

 v v⊗v v|v|2

fdv

dxdt

=− Z

R+×

φ

 Z

R3

ΨR(v)

 1 v

|v|2

Q(f)dv

dxdt

We may pass to the limitR→+∞thanks to theorems 3.1 and 3.2. At the end, we get the desired result.

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R´ ef´ erences

[1] T. Allemand, The incompressible Euler limit of the Boltzmann equation for a gas of fermions, in preparation.

[2] DiPerna, R. J., and Lions, P. L. On the Cauchy problem for Boltzmann equations : Global existence and weak stability. Ann. of Math. (2), 130 (1989), 321–366.

[3] J. Dolbeault, Kinetic models and quantum effects : a modified Boltz- mann equation for Fermi-Dirac particles, Arch. Rational Mech. Anal., 127(1994), 101–131.

[4] K. Hamdache,Initial-boundary value problems for the Boltzmann equation : global existence of weak solutions Arch. Rational Mech. Anal.,119(1992), 309–353.

[5] S. Kaniel and M. Shinbrot, The Boltzmann equation. I. Uniqueness and local existence, Comm. Math. Phys.,58(1978), 65–84.

[6] P.-L. Lions, Compactness in Boltzmann’s equation via Fourier integral operators and applications. III. , J. Math. Kyoto Univ. 34 (1994), 539–

584.

[7] B. Perthame, Global existence to the BGK model of Boltzmann equation, J. Differential Equations,82(1989), 191–205.

[8] X. Lu,On the Boltzmann equation for Fermi-Dirac particles with very soft potentials : Global existence of weak solutions, J. Differential equations, 245(2008), 1705–1761.

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