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Submitted on 1 Jan 1986

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Solvability condition for 3-D axisymmetric needle crystals at large undercooling

B. Caroli, C. Caroli, C. Misbah, B. Roulet

To cite this version:

B. Caroli, C. Caroli, C. Misbah, B. Roulet. Solvability condition for 3-D axisymmetric needle crystals at large undercooling. Journal de Physique, 1986, 47 (10), pp.1623-1631.

�10.1051/jphys:0198600470100162300�. �jpa-00210360�

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1623

Solvability condition for 3-D axisymmetric needle crystals

at large undercooling

B. Caroli (*), C. Caroli, C. Misbah and B. Roulet

Groupe de Physique des Solides de l’Ecole Normale Supérieure, associé au Centre National de la Recherche

Scientifique, Université Paris VII, 2, place Jussieu, 75251 Paris Cedex 05, France (Requ le 24 mars 1986, accepti le 30 mai 1986)

Résumé. 2014 Nous étudions l’existence de cristaux aiguilles tridimensionnels axisymétriques dans un modèle

non local réaliste de croissance diffusive d’un solide pur dans la limite des grands surrefroidissements à l’aide d’une méthode analytique développée dans un article récent. Comme dans les systèmes à deux dimensions, la dégénérescence d’lvantsov est détruite par la capillarité, ce qui se traduit par le fait que les solutions en aiguille

doivent satisfaire une « condition de solubilité ». Dans la limite des très petites tensions d’interface nous montrons qu’il n’existe pas de cristal aiguille tridimensionnel axisymétrique dans le système isotrope.

Abstract.

-

We extend the analytical method developed in a recent paper to investigate the existence of

axisymmetric 3-D needle-crystals in a realistic non-local model of diffusion-controlled growth of a pure solid in the limit of large undercooling. As in 2-D systems, the breaking of the Ivantsov degeneracy by the singular capillary perturbation results in a solvability condition to be satisfied by needle-crystal solutions. In the limit of very small surface tension, we find that no axisymmetric needle crystal exists in the 3-D isotropic system.

LE JOURNAL DE PHYSIQUE

J. Physique 47 (1986) 1623-1631 OCTOBRE 1986,

Classification

Physics Abstracts

61.50C

-

64.70D

1. Introduction.

Most of the very recent work on the long-standing problem of dendritic growth of a solid from its undercooled melt has been devoted to solving the

more limited but preliminary question of the exis-

tence of needle crystals. That is, are there solutions of the solidification equations growing at constant

velocity V, which are needle-shaped and stationary

in the frame of the tip ?

Ivantsov [1] and Horvay and Cahn [2] have shown that, in the limit of zero surface tension, this problem has an infinite continuous family of solu-

tions characterized, for a given value of the under- cooling d, by a value of the Péclet number p

=

pV/2 D (the ratio of the tip radius p and the

thermal diffusion length 1

=

2 DIV ). The experimen-

tal observation that, for a dendrite, p and V are

separately well-defined functions of 4 therefore

points to the fact that surface tension plays an

essential role in the selection mechanism.

In the past two years, the effect of a finite surface tension on the existence of needle-crystals has been extensively studied in two-dimensional systems, both numerically and analytically. Most of the work has first been performed on the geometrical [3-5]

and boundary-layer [6, 7] phenomenological models

(*) Also : Ddpartement de Physique, UFR des Sciences

Fondamentales et Appliqudes, 80039 Amiens, France.

of growth. All these studies have led to the same

qualitative results : surface tension is a singular perturbation which breaks the degeneracy of the

Ivantsov family and, if the system is isotropic, no needle-crystal solution exists. However, in the pre-

sence of non-zero anisotropy

-

either of the surface tension or of the attachment kinetics

-

a discrete set of needle-crystal solutions shows up, the fastest of which has the same velocity as the dynamically

selected dendritic tip.

The general nature of these results, derived on simplified models, has been confirmed by numerical [8] and semi-numerical [9] treatments of the full

physical growth problem. The non-locality in space and time of the corresponding non-linear front

growth equations makes a completely analytical approach in general extremely difficult. However, it has been possible to perform such an analysis in the

limit of large undercoolings (or, equivalently, large

Péclet numbers) and very small reduced capillary length [10] ; this has led to demonstrating, in this asymptotic regime, the existence of a solvability

condition to be satisfied by needle-crystal solutions.

Again, this condition can be satisfied only at non-

zero anisotropy [11].

So, all the presently existing results agree to show that a finite anisotropy, however small, is necessary for needle-crystal solutions to exist and thus, presu-

mably at least, for dendritic patterns to appear. This is an unexpected effect for which it has not been

Article published online by EDP Sciences and available at http://dx.doi.org/10.1051/jphys:0198600470100162300

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possible yet to elaborate a qualitative interpretation.

The question therefore naturally arises of whether it

might be specific of two-dimensional systems and, possibly, be absent in 3-D ones.

In order to answer this question, in this article we

extend the mathematical analysis elaborated in refe-

rence [10] (hereafter to be referred to as I) to study axisymmetric 3-D needle-crystals. The condition of

axisymmetry of course restricts our treatment to

isotropic systems. We chose to describe solidifica- tion within the symmetric model [12], which gives

rise to a slightly less heavy algebra than the one-

sided one. This is an unessential restriction since, as

shown in (I), both models have the same mathemati- cal structure and lead to equivalent results.

In § 2 we perform the infinite asymptotic expan- sion of the front equation in powers of the small parameter ll p and, following (I), derive from this a

linearized differential equation of infinite order for

the departure of the needle-crystal shape from the

Ivantsov one.

In § 3 we obtain the WKB solution of this

equation and derive the solvability condition to be

satisfied by the axisymmetric needle-crystal at large undercooling and small reduced capillary length. We

then show, in this asymptotic regime, that the solvability condition has no solution i.e. that, as in

two dimensions, no needle-crystal exists for the 3-D

isotropic system. In this limited range of parameter values, this provides a completely analytical confir-

mation of the result recently obtained, by a semi-

numerical method, by Kessler, Koplik and Levine [9].

2. Large undercooling expansion of the stationary

front equation.

Since the following calculations parallel very closely

those of (I), we will sketch briefly the steps common

to the 2-D and 3-D cases, developing fully only those

which are specific of the three-dimensional problem.

In the frame moving at velocity V in the z- direction, the stationary front shape z = , (x, y )

satisfies an integro-differential equation which reads [12] :

In this equation lengths (resp. times) are scaled by the diffusion length I (resp. time l2/D). The reduced

undercooling is defined by :

where CP is the specific heat, L the latent heat, TM the melting temperature and Too the temperature of the

melt far from the solid. v is the reduced capillary length

where y is the surface tension of the liquid-solid interface. X is the reduced curvature of the front (defined as

positive for a convex solid) :

r-

When surface tension is neglected, the solutions of equation (1) are paraboloidal. We are interested only in the axisymmetric one :

where the Peclet number p is related to the undercooling d by [1, 2] :

E; is the exponential integral function [13].

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As in the 2-D case, we restrict ourselves to the regime :

where the radii of curvature of the front are much larger than the diffusion length (p > 1 ) , i.e. where.

an + m, / axn aym 1 for all n, m such that n + m -- 2.

We therefore Taylor-expand C (x + X, y + Y) - C (x, y) , separate out in the argument of the exponential in equation (1) the series of terms involving derivatives of £ of order -- 2, and expand formally

the corresponding exponential. Then, following (I), we only retain in this expansion two infinite series of terms : those linear in the derivatives of C and those of the form ( g 2c IgxP ay 2 - P .9 n + -C IgX n aym)

(p -- 2; n + m -- 2).

Equation (1) then reduces to :

where :

with ax - a/ax; ay = a/ay.

In the Ivantsov v

=

0 limit, equations (8) have a paraboloidal axisymmetric solution

(a2 y

=

a2 y = Y" = _p-l. a2 Y

=

0) with :

Equation (9) is, as expected, the beginning of the asymptotic expansion of equation (6). It yields :

Neither £ nor the space variables x, y appear

explicitly in equations (8), which expresses the translational invariance of the system. So, extending

the method used in (I), we want to solve our problem in terms of the three functions :

These three unknown functions Ii are now defined

as the solutions of a set of three equations. Namely,

equations (8) must now be supplemented with the

two « compatibility equations » :

which express the fact that the f i are the second derivatives of one single function (, (x, y) ). In equations (8) and (12), of course :

We now expand the Ii around their values for the Ivantsov paraboloid at small e (Eq. (10)), i.e. we

set :

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1626

and retain in equations (8) and (12) only the terms

linear in the hi (see (I) and Ref. [7]). The compatibi- lity equations become :

while equations (8) reduce to :

where" = (,;2 + ,;2) 1/2,

We now want to specialize to the solutions of equations (15-16) which correspond to a front axisymmetric around the growth axis Oz, i. e. to :

From (I) we know that the 2-D solutions of (15-16) (hz = h3 = 0; hl ae hl ( ,;)) are essentially singular in e, i.e. may be written as : hl ( X)

=

exp S ( C’)Ie x / e ], with S = So + eS,+O( 82) This is a

consequence of the fact that the 2-D reduction of equation (16) only contains differential operators of the

form ( - e d/d,;)n. Since the full 3-D equation has the same mathematical structure, we infer

-

and will check - that the ht’s have a singularity of the same nature. This, in turn, means that the same must be true of the departure 6 C ( r ) of § ( r ) from the Ivantsov shape, which must have the form :

from which one gets :

where cos2 cI>

=

X2 / r2 = {,;2 / (,,2 .

The terms 0 é E) in the square brackets are dependent. However, their contribution to hI is of the

same order in E as that of F2, i.e. negligible in the small- s limit we consider. That is, keeping in what follows

to calculating « actions » up to order e only, and since, for an axisymmetric I, " = d’ ( r) / dr is independent, we may rewrite expression (19) as :

with

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One may obtain similarly the angular dependences of h2 and h3 so that, to the same order in e, one may

set :

From equations (20), (21) one then gets:

and analogous expressions for ah2/ a(;, ah2/ a(;, ah3/ a(;, One then immediately checks that, to the order

of interest in e, the compatibility conditions are satisfied by expressions (20), (21) provided that :

Using equations (20), (22) and (24) and:

where Q ae d/d", we can finally rewrite equation (16) as :

Introducing the new coordinates

(i.e. performing a rotation of angle c/J

=

tan-l ((;/(;)

=

tan-l (y/x ) around the z-axis) and performing

the Y’-integration, one obtains :

with

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1628

That is, Co is obtained from the corresponding zeroth-order operator for the 2-D symmetric model by

the transformation 2 E - E. Namely :

and RI/2 is the determination of the square root whose real part is positive when Re R > 0.

Similarly, the first-order operator El is found to be :

Performing the n-sums and carrying out the X’-integration, one gets :

C1 is different from the corresponding 2-D operator (which is given by the first term on the r.h.s. of Eq.

(32)). Note, in particular, the presence of a contribution proportional to "-1, characteristic of the 3-D

axisymmetric geometry.

3. WKB solution and solvability condition.

Our problem thus finally reduces to solving the inhomogeneous differential equation of infinite order (26),

which has exactly the same mathematical structure as the corresponding one for the 2-D problem (Eq. (24)

of (I)). We can therefore transcribe directly the results obtained in (I) with the help of an extended WKB method.

Namely, we first calculate the solutions of the associated homogeneous equation. For these solutions,

the « actions » So, S, defined by equation (21) satisfy the equations :

where : Si - dSildC’.

Equation (33) for can be solved in closed analytical form only in the limit of small v, to which we

restrict ourselves from now on. As shown in (I), one then finds that equation (33) has two solutions

(1) :

(1) The 3-D value of So + is simply twice the 2-D value for term of order v ° in equation (B.6) of (I) is wrong and

the symmetric model. Note, in this connection, that the should read : ("-i) /4.

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where :

is the angle between the growth axis and the local normal to the front.

In the small-v limit, equation (34) then yields :

with

Using expressions (35)-(38), one easily checks that, for £’ -+ oo , e-1 S+ ( , ) - C’2 (1 ± i ) /2 Ev 1/2:

the two homogeneous solutions h, (c’) , h_ (C’) exhibit, as in two dimensions, divergent oscillations for

C’ -+ 00 .

Using, again, the results derived in (I), we may now write the solution of the full inhomogeneous equation (26) as :

where, here :

We have chosen the limit of integration in equation (40) so as to ensure that hp (") -+ 0 at infinity. We

must also impose that hP be regular for £’ -+ 0. Let us examine in more detail the behaviour of expression (40) in this limit. Taking advantage of the fact that 0 (,q ) and F ( TJ) are real quantities, using h, ( C’)

=

h_ ( C’) and equations (38), (39), equation (40) can be rewritten:

where :

Let us separate expression (43) into :

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1630

For r -+ 0,

So, one immediately sees that hp( 1 ) (") is regular for £’ .... 0. On the other hand, hp (2) ( C’) diverges

as ,,-1/2 ", except if the system satisfies :

which is therefore the solvability condition for the existence of the 3-D axisymmetric needle-crystal solution.

We are then left with the problem of calculating I ( 8, v) in the small- e, small- v regime to which our

calculation applies. We have not been able to carry out directly the corresponding integration. However, we

will now show that, as in two dimensions, in the asymptotic region v2 e , equation (47) has no solution.

Indeed, noticing that M ( - ",)

=

M ( ’T1 ), one immediately checks that :

So, I = 0 entails J = 0 and, inversely, if J # 0, then I :;:. O. Due to the extension of the integration

interval to the complete real axis, it is now possible to perform an asymptotic evaluation of J in the regime v 2 e3 1. Since So + (") is, up to a factor of 2, the same as in the 2-D case, the calculation follows

exactly the lines sketched out in (I), § 5, and yields:

where

It is seen on equation (49) that J 0 0 and, therefore, the solvability condition (47) cannot be satisfied.

So, in this asymptotic regime no axisymmetric needle-crystal exists in the 3-D isotropic system.

This conclusion, which agrees with the results obtained semi-numerically, for a much wider range of parameters, by Kessler et al. [9], thus shows that the 3-D system behaves essentially as the 2-D one :

not only is the non-existence of needle crystals in the

absence of anisotropy a stable property of a variety

of 2-D local and non-local growth models, but it also appears to be unaffected by dimensionality.

Of course, since the above analysis is based on exactly the same approximations and mathematical ansatz as that of (I), the problem of its validity is

open to the same questions. This is true, in particu-

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lar, of the simple-minded linearization on which our

calculation is based. Some light has been recently

shed on this point by the work of Kruskal and Segur [5] and the subsequent applications of their method

to Saffman-Taylor fingering [14] and to the 2-D needle-crystal in the local boundary-layer model [15]

and in the non-local symmetric model at small Pdclet number [16].

In these analysis, the non-linearities associated with the curvature term are properly taken into account in the vicinity of the (complex) point of singularity associated with the Ivantsov solution,

where these non-linearities play a crucial role. The

corresponding solution is then matched asymptoti- cally with the WKB-like solution of the linearized

problem, which is valid outside this inner region.

The results of references [15] and [16] show that,

for an anisotropic surface tension, due to the fact

that there is only one singularity in the upper-half complex plane of the (extended) space variable, the

difference between the « mismatch functions » obtained from the non-linear and linear analysis only

consists in a numerical factor. Thus, the associated solvability conditions, which result from equating to

zero the mismatch functions, are in practice identi-

cal.

Moreover, the results of reference [15] for the boundary-layer model with an anisotropic surface

tension strongly hint to the fact that the linear

approximation produces the right scaling of the

selected velocity with the anisotropy parameter.

These arguments, although they still remain semi-

heuristic, lead us to think that, in the isotropic case

which we have considered here at least, improving

upon the linear approximation will not modify our conclusion, namely that, at very large supercoolings

and in the limit of very small surface tension

( v2 E3.r. 1 ) no axisymmetric needle-crystal

exists in the 3-D isotropic system.

References

[1] IVANTSOV, G. P., Dokl. Akad. Nauk SSSR 58 (1947)

567.

[2] HORVAY, G. and CAHN, J. W., Acta Metall. 9 (1961)

695.

[3] BROWER, R., KESSLER, D. A., KOPLIK, J. and LEVINE, H., Phys. Rev. A 29 (1984) 1335.

[4] DASHEN, R. F., KESSLER, D. A., LEVINE, H. and SAVIT, R., Schlumberger-Doll preprint (1985).

[5] KRUSKAL, M. and SEGUR, H., preprint.

[6] BEN-JACOB, E., GOLDENFELD, N. D., KOTLIAR,

B. G. and LANGER, J. S., Phys. Rev. Lett. 53

(1984) 2110.

BEN-JACOB, E., GOLDENFELD, N. D., LANGER, J. S. and SCHÖN, G., Phys. Rev. A 29 (1984)

330.

[7] LANGER, J. S., Phys. Rev. A 33 (1986) 435.

[8] MEIRON, D., Phys. Rev. A 33 (1986) 2704.

[9] KESSLER, D. A., KOPLIK, J., LEVINE, Schlumberger-

Doll preprint (1985).

[10] CAROLI, B., CAROLI, C., ROULET B. and LANGER, J. S., Phys. Rev. A 33 (1986) 442.

[11] CAROLI, B., MISBAH, C. (unpublished) and mentio- ned in LANGER, J. S., HONG, D. C., preprint.

[12] LANGER, J. S., Acta Metall. 25 (1977) 1121.

[13] GRADSHTEIN, I. S. and RYZHIK, I. N., Table of Integrals, Series and Products (Academic Press) 1980, p. 925.

[14] COMBESCOT, R., DOMBRE, T., HAKIM, V., POMEAU, Y., PUMIR, A., Phys. Rev. Lett. 56 (1986) 2036.

[15] LANGER, J. S. and HONG, D. C., NSF-ITP preprint

86-30.

[16] BEN AMAR, M., and POMEAU, Y., preprint.

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