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Ismaël Bailleul, Fabrice Debbasch
To cite this version:
I. Bailleul
1
and F.Debbas h
2
1
Statisti alLaboratory,CentreforMathemati alS ien es,Wilberfor eRoad, Cambridge,CB30WB,UK
2
UPMC,ERGA-LERMA,UMR8112,3rueGalilée,94200Ivry,Fran e
E-mail: i.bailleulstatslab. am.a .uk ,fabri e. debb as h gm ail. om
Abstra t. Anewprobalisti approa hto generalrelativisti kineti theoryis proposed.Thegeneralrelativisti BoltzmannequationislinkedtoanewMarkov pro essina ompletelyintrinsi way. Thistreatmentisthenusedtoprovethe ausal hara teroftherelativisti Boltzmannmodel.
Keywords: Generalrelativity,Boltzmann equation,probability,Markovpro ess
AMS lassi ations hemenumbers: Primary: 83C75,60H10;Se ondary: 60H30
1. Introdu tion
Relativisti transport arises in a large variety of ontexts; these in lude not only
astrophysi s[1℄and osmology[2℄,butalsoplasmaphysi s[3℄andheavyion ollisions
[4℄,andeven ondensedmatterphysi s[5,6℄wheretransport,allbeitnonrelativisti ,
o urs at bounded speed [5℄. There are three main types of models for relativisti
transport: the purely ma ros opi ,so- alled hydrodynami almodels [7℄, themodels
basedkineti theory [8℄, and thesto hasti models [9, 10℄. The purely ma ros opi
models havebeen developpedsin e the1940's [11℄, but have serious limitations. In
parti ular,traditionalLandau-E kharttheorieshavebeenproventobenon- ausal[12℄
and strong arguments[13℄, bothmathemati al and physi al, exist against themore
re entma ros opi theoriesbasedonextended thermodynami s[14℄.
As explained below, the main tool of relativisti kineti theory is arelativisti
generalization of Boltzmann famous transport equation. Various relativisti
Boltzmannequationshavebeenproposedsin e1940. Asystemati treatmenthasbeen
proposed onlyre entlyin [15,16℄ (seealso[17℄for arelativisti generalizationofthe
Vlasovequation). Thetreatmentproposedin[17℄is ovariant,butnotmanifestlyso.
Ontheotherhand,[15,16℄oersseveralequivalent,manifestly ovariantapproa hes,
but fails to oer a purely intrinsi presentation. The relativisti Boltzmann and
Boltzmann-Vlasov models havelong be assumed [13℄ to be ausal
‡
, but there is, to thebestofourknowledge,noformalproofofthisassertionintheexistinglitterature.Physi ally realisti sto hasti models have been developed sin e 1997 [18℄ and
relativisti sto hasti pro esses now onstitute a rapidly expanding eld in both
mathemati sandphysi s. Re entreferen esaree.g.[19,20,21,22℄and[23,24,25,26℄,
wherethereaderwillndintrinsi , ovariantandmanifestly ovariantapproa hesto
relativisti diusions. All relativisti sto hasti pro essesstudiedsofarare ausal.
Theaimof thepresentarti leisthreefold.
(i) proposea lear,intrinsi presentationoftherelativisti Boltzmannequation,
(ii) usethisintrinsi presentationtoestablish,forthersttime,a learlinkbetween
the two main bran hes of relativisti transport models i.e. relativisti kineti
theoryandrelativisti sto hasti pro esses,
(iii) usethatlinkto oerasimpleproofthat therelativisti Boltzmannis ausal.
Allresultsarepresentedinanarbitraryorientedandtime-orientedspa e-time.
The material is organized as follows. Se tion 2. oers a presentation of the
physi al aspe ts of relativisti kineti theory. Se tion 3 sets up the geometri al
tools while Se tion 3 reviews the denition and properties of the relativisti
one-parti ledistribution. Se tion4presentsanintrinsi probabilisti interpretationofthe
relativisti Boltzmannequation;theproofthatthiseqautionis ausalisalsooutlined
inthisse tion,allte hni aldetailsbeingrelegatedtotheAppendix.
2. Physi al aspe ts ofrelativisti kineti theory
ThetraditionalBoltzmannequation[27,28℄aimsatdes ribingtheout-of-equilibrium
dynami s of a dilute gas of non relativisti and non quantum point parti les. This
equationistodaybestderivedfromtheso- alledBBGKYhierar hy[29,28℄. Suppose
thereare
N
parti lesinthegaz;a ordingto lassi alme hani s,theevolutionofthe gazisthen ompletely determinedby asystemof6N
ordinarydierentialequations xingthedynami softheparti lepositionsandvelo ities. Theprobabilityofnding,ata ertaintime
t
,anyk
≤ N
parti lesata ertainpointofthek
-dimensional phase-spa ethenadmitsadensitywithrespe ttotheLebesguemeasureinthisphase-spa eandthisdensityisobviouslytheprodu t ofDira distributions.
This des riptionof thegaz isof ourse of littleuse be ause
N
is verylarge. It isalsooflittlephysi alinterest,be ausethepositionsandvelo itiesoftheindividualgaz parti les annor be measured. What one observes are rather smoothed out or
averagedquantities. Oneususallysupposesthattheaveragedprobabilityofndingat
a ertaintimeany
k
≤ N
parti lesata ertainpointofthek
-dimensionalphasespa e, still admits,for allk
, adensitywith respe t tothe Lebesgue measure in this phase-spa e. Itisthenstraightforwardtodedu efrom theequationsof lassi alme hani s,asystemofequations obeyed exa tlybyallthese densities. This system onstitutes
whatone allstheBBGKYhierar hy.
Ifonlypair-intera tionsaretakenintoa ount,theequation
k
ofthehierar hyis anintegro-dierentialtransportequationxingthedynami softhek
-parti ledensity in termsof thek
+ 1
-parti ledensity. TheBoltzmannequation is dedu edfrom thek
= 1
-equation of the BBGKY hierar hy by taking into a ount the high dilution ofthegazandpostulatingthat thetwoparti ledensityis ompletely determinedbythe one parti le density, and by supposing all intera tions between parti les to be
loserangeintera tions whi h anthus be assimilatedtopoint ollisions. Notethat
thisrestri tiondoesnotpre ludeintera tionsof theparti les withan`exterior'eld,
independentofthegasdynami s.
N
intera ting parti les involves,notonly the parti ledegrees offreedom (positions, velo ities), but also the intera tion eld degrees of freedom. In other words, the`me hani al' equations are, in the relativisti regime, a set of dierential equations,
notfor
6N
, but for an innitenumber of degreesof freedom. Extending theabove approa h to therelativisti realm would thus ne essitateintrodu ingdensities in aninnitedimensionalspa e. Writingarelativisti equivalentoftheBBGKYhierar hy
thus seems arather formidable task, and dealingwith su h ageneralized hierar hy
appearsevenmoredaunting.
The lassi al Boltzmann equation however, taken by itself, an be generalized
to the relativisti regime; this is possible be ause the Botzman equation onsiders
onlyoneparti ledensities, whi h admitani erelativisti formulation,andtreatsall
parti leintera tionsaspoint ollisions.
Therelativisti Boltzmanequationisthenbuiltintwosteps. Step1: itispossible
tointrodu eanaturalgeometri alobje twhi hgeneralizestotherelativisti realmthe
standardnotionofone-parti ledensity. Thiswillbe alledtherelativisti one-parti le
density. Step2: Consideragazof
N
nonquantumbutrelativisti parti lesimmersed in an`exterior'gravitationaleld,independentof thedynami sof thegaz. Supposealso that allgaz parti lesintera t only through ollisions and that the gazparti les
arefreebetweentheir ollisionsi.e. followgeodesi softheexteriorgravitationaleld.
Itis thenpossibletowrite down fomallyarelativisti Boltzmanequationobeyedby
therelativisti distributionfun tion. Theleft-handsideof thistransport equationis
simplythea tionofthegeodesi owontherelativisti one-parti ledensityandthe
left-handsideisa ollisionterm,thegeneralformofwhi hisindependentofthedetail
oftheparti leintera tions.
This arti le makes lear the probabilisti ontent of the relativisti Boltzmann
equation by introdu ing a well hosen random dynami s and by showing that the
distributionfun tionobeysBoltzmannequationif,andonlyif,itisthedensityofthe
invariantmeasureoftherandompro ess. Theprobabilisti pointofviewalsomakes
the ausal hara teroftherelativisti Boltzmannequationvery lear.
The useof probabilisti methods to investigate the lassi alhomogeneous
non-relativisti Boltzmann equation is not newand dates ba kto Ka 's suggestion[30℄,
followed by M Kean'swork [31℄. The rst breakthrough ame from Tanaka'swork
[32℄ whoproved someexponentialrateof onvergen e toequilibrium forMaxwellian
gasesbyusing probabilisti tools. Theenormousindustrywhi hfollowed ([33℄, [34℄,
[35℄, [36℄ et .) ulminated re entlywith theresultsby Fournieret al. [37℄, [38℄ who
obtainedsomeuniqueness resultsfor somesingular ollisionkernels byprobabilisti
methods based on ouplings. It is however, to the best of our knowledge, the rst
timethat aprobabilisti viewis givenontherelativisti Boltzmann equation. More
generally,ithasbe omemoreandmore learthatthestudyofrandompro esseswith
values in Lorentzian manifolds an bring interesting insights on dierent questions
ranging from the irreversibility problem in relativisti statisti al me hani s [39℄ to
plasmaphysi s[40℄, [26℄,tothestudyofspa etimesingularities[22℄.
3. Geometri alsetting
Let
(M, g)
be aLorentzian manifold, orientedand time-oriented. Denote byT M
its tangentbundle,withgeneri pointϕ
= (m, ˙
m)
, andbyT
1
M
theunit future-oriented
DenotebyVol
M
thevolumeformonM
asso iatedwiththeLorentzianmetrig
(forwhi hVolM
(e
0
, . . . , e
3
) = 1
,if(e
0
, . . . , e
3
)
isanorthonormalbasisofM
atsome point). Identify the volume form and the volume measure VolM
(dm)
. Thetangent bundleT M
inheritsfromtheLorentzianstru tureofM
avolumemeasureVolT M
(dϕ)
whi histhesemi-dire tprodu tofVolM
bytheLebesguemeasureLebm
(d ˙
m)
inea h berT
m
M
,normalizedtoassignmeasure1
toanyhyper ubeofT
m
M
onstru tedon anorthonormalbasis:Vol
T M
(dϕ) =
Lebm
(d ˙
m) ⊗
VolM
(dm),
ϕ
= (m, ˙
m).
Atany point
m
∈ M
, the metrig
m
onT
m
M
indu es on ea h hyperboloidT
1
m
M
a Riemannian metri ; denoteby Vol1
m
(d ˙
m)
its asso iatedvolume measure,whered
m
˙
isunderstoodhereasasurfa eelementinT
1
m
M
. Thevolumemeasure VolT
1
M
is VolT
1
M
(dϕ) =
Vol1
m
(d ˙
m) ⊗
VolM
(dm),
ϕ
= (m, ˙
m).
As is well-known, geodesi motion indu es a dynami s in
T M
whi h leaves the bundleT
1
M
stable: freely falling parti les have a velo ity of onstant norm. Let
denote by
H
0
the ve tor eld onT M
generating the geodesi motion. Given a lo al oordinate systemx
: U ⊂ M 7→ R
4
, any tangent ve tor
m
˙
ofT
m
M
an uniquelybewrittenP
3
i=0
m
˙
i
∂
x
i
,withtheusualnotations. Themap(m, ˙
m) ∈ T M 7→
(x
i
)
06i63
,
( ˙
m
i
)
06i63
denesalo al oordinatesystemon
T M
. Inthese oordinates, thegeodesi ve toreldH
0
reads3
X
i=0
˙
m
i
∂
∂x
i
− Γ
k
ij
m
˙
i
m
˙
j
∂
∂
m
˙
k
,
wherethe
Γ
'saretheChristoelsymbolsofg
. Givenaspa elikehypersurfa eV
, writeT
1
V
for
(m, ˙
m) ∈ T
1
M
; m ∈ V
. This
bundleinheritsfromtheLorentzianmetri anaturalvolumemeasureVol
T
1
V
whi histhesemi-dire tprodu toftheRiemannianvolumemeasureon
V
andtheRiemannian measureinea hhyperboloidT
1
m
M
,form
∈ V
. NotethatT
1
V
isnottheunittangent
bundleto
(V, g)
.4. One parti ledistributionfun tion
Follow the random motion of atypi alparti le of a relativisti gas, in a spa etime
(M, g)
; itdes ribesarandom pathψ
s
= (m
s
,
m
˙
s
)
inT
1
M
, where
§ s
is amultiple of thepropertimeofthetimelikepath(m
s
)
. Withoutlossofgenerality,we anrestri t ourselvestothe asewherem
˙
s
hasunitnormands
isthepropertimeoftheparti le. The random path an be thought of as a su ession of (potentially innitesimal)geodesi segmentsseparatedbypointswhererandom ollisions hangethevelo ityof
theparti le.
Statisti alphysi s[41,13, 42,15℄ suggeststhefollowingassumptions aboutthis
pro ess.
•
One anasso iatetoanyspa elikesubmanifoldV
ameasureµ
T
1
V
(dϕ)
ontheunit tangentbundleT
1
V
over
V
,tobeunderstoodasthedistributionofatypi algas parti lehittingV
. Themeasureµ
T
1
V
(dϕ)
hasadensityf
V
(ϕ)
withrespe ttothe naturalvolumemeasureVolT
1
V
(dϕ)
onT
1
V
.
•
Given any pointϕ
= (m, ˙
m) ∈ T
M
, deneV
ϕ
as the set of spa elike hypersurfa esV
ofM
ontainingm
and orthogonal tom
˙
atm
. The value atϕ
of the densityf
V
does not depend on the arbitrary hoi e of hypersurfa eV
∈ V
ϕ
,sof
V
(ϕ)
isawell-deneds alar;denoteitbyf
(ϕ) = f (m, ˙
m)
.•
Atanypointm
inspa etime,theve toreldj(m) =
R
˙
m∈T
m
1
M
mf
˙
(m, ˙
m)
Vol1
m
(d ˙
m)
representstheparti le urrentatpoint
m
. Inparti ular,givenanyspa elike sub-manifoldV
with future unit normal̟
V
(m)
atm
∈ V
, the omponent ofj(m)
normaltoV
atpointm
represents,forsomeonewho onsidersV
as3Dspa e,the 3Dorspatial parti le densityn(m)
, dened withrespe t to thenaturalvolume measureVolV
(dm)
indu edbytheLorentzianmetri ofV
. Su hanobserverwill also onsiderT
1
V
as6D phase-spa e and will thus view
g
m, ̟
˙
V
(m)
f
(m, ˙
m)
asthe phase-spa e parti le density, dened with respe t to the naturalvolume
measureon
T
1
V
.
The fun tion
f
is usually alled the parti le density inT
1
V
, or one parti le
distribution fun tionofthe gas. Thisdensity ompletelydetermines,throughits
rst moment
j
, the parti le ontent of the spa etime. The stress-energy ontent is determinedthroughthese ondmomentsoff
. Notethatthezerothmomentoff
has nophysi alinterpretation.5. Evolutionequation for the oneparti le distributionfun tion
Letusasso iatetotheoneparti uledistributionfun tionofthegasaMarkovpro ess
performing geodesi motion in between sho k times where it is hit by parti les of
the gas, resulting in a hange of its speed. Parametrize this pro ess by the proper
time of its traje tories in
M
. The rate at whi h the sho ks happen is supposed to depend only on the one parti le distribution fun tion and on the hosen model forthe ollisionme hanismof pairsof parti les. Giventwoparti lesatlo ation
m
∈ M
, withvelo itym
˙
andm
˙
′
,denote by
p
andp
′
∈ T
1
M
theout omeof the ollisionof
thetwoparti les orrespondingtothes attering angle
θ
∈ S
2
. Wedenote lassi ally
by
W
(m ; ˙
m,
m
˙
′
; θ)
the ollisionkernel,whi hrepresentstherateatwhi htheabove ollisionholds;ithasthesymmetrypropertyW
(m ; ˙
m,
m
˙
′
; θ) = W (m ; p, p
′
; θ),
(1)forall
m
∈ M
andm,
˙
m
˙
′
∈ T
m
M
,usuallyreferedtoasthemi ros opi reversibility. See e.g. thebook[43℄ofCer ignaniandKremerforpre isemodelsof ollisionme hanismsand ollisionkernels;these pra ti allyimportantdetails areirrelevant forus in this
work. WedeneourMarkovpro essbyitsgenerator:
Gh
(m, ˙
m) = H
0
h
(m, ˙
m)
+
Z
T
m
M×S
2
h(m, p) − h(m, ˙
m)
W
(m ; ˙
m,
m
˙
′
; θ) dθ f (m, ˙
m
′
)
Vol1
m
(d ˙
m
′
).
(2)Re all that the out ome
p
of the ollisionis afun tion of in oming momentam,
˙
m
˙
′
andthes atteringangle
θ
. Notethatasthetotalrateof ollisionmightbeinnite,onewouldreally needthesophisti atedtoolsofsto hasti al ulus
tojustifytheaboveintuitivepi tureofthemotionasgeodesi traje toriesinbetween
sho ktimes,asthese sho kstimeswouldnotbedis retein asetheaboveintegralis
innite. Thisisnotourpurposehere,though.
5.1. The relativisti Boltzmann equation
One anasso iatetoany
ϕ
= (m, ˙
m) ∈ T
1
M
,theset
V
ϕ
ofspa elikehypersurfa esV
ofM
ontainingm
andorthogonaltom
˙
atm
. Supposenowthehittingdistributionby thepro essofanyspa elikehypersurfa eV
hasadensityg
V
withrespe ttoVolT
1
V
. The value of the densityg
V
at pointϕ
will not depend on the arbitrary hoi e of hypersurfa eV
∈ V
ϕ
. Indeed,g
V
(ϕ)
isthelimit ofthe ratioof themean numberof parti leshittinganeighbourhoodU
ofϕ
inT
1
V
bythevolumeofthatneighbourhood,
asitde reasesto
{ϕ}
. GivenanotherV
′
in
V
ϕ
,we anmapU
toaneighbourhoodU
′
of
ϕ
inT
1
V
′
byadieomorphismarbitrarily losetotheidentitysin e
V
andV
′
havethe
sametangentspa eat
m
,providedU
issmallenough. Thetwolimitratiosg
V
(ϕ)
andg
V
′
(ϕ)
willthushavethesamevalue. Sog
V
(ϕ) = g(ϕ)
isanaturalfun tion(s alar)on theunit tangentbundleT
1
M
, named one parti le distribution fun tion of the
Markov pro ess. The fun tion
g
enjoys the following ru ial analyti al property, provedin Appendix.Proposition1. Wehave:
G
∗
g
= 0
. So the measureg(ϕ)
VolT
1
M
(dϕ)
is invariant for the random dynami s, and the equationG
∗
g
= 0
isadetailledbalan eequation. Inamore on reteway,proposition 1meansthattheintegralZ
T
1
M
g(ϕ)
n
(H
0
h)(ϕ)+
Z
T
m
M×S
2
˘h(m, p)−h(m, ˙
m)¯W (m ; ˙
m,
m
˙
′
; θ) dθ f (m, ˙
m
′
)
Volm
(d ˙
m
′
)
o
VolT
1
M
(dϕ)
(3)isnullforanysmoothfun tions
h
with ompa tsupport. Wewritehereϕ
= (m, ˙
m)
for ageneri elementϕ
∈ T
1
M
. The symmetry property (1) of the ollision kernel
andanintegrationbyparts
k
enabletore-write(3)undertheformZ
T
1
M
−H
0
g
+ C(f, g)
(ϕ)h(ϕ)
VolT
1
M
(dϕ) = 0,
whereC f, g
(ϕ) =
Z
T
1
M
Z
S
2
g(m, p)f (m, p
′
)−g(m, ˙
m)f (m, ˙
m
′
)
W
(m ; ˙
m,
m
˙
′
; θ) dθ
Volm
(d ˙
m
′
),
that is
H
0
g
= C(f, g)
. Boltzmann's fundamental haos hypothesis is equivalent to saying that the one parti le distribution fun tion of the gas and the one parti ledistributionfun tion oftheMarkovpro ess oin ide:
g
= f
. EquationH
0
f
= C(f, f )
is the usual form of the relativisti Boltzmann equation. Consult [44℄ for a totally
dierentandaxiomati presentationofthegeneralrelativisti Boltzmann equation.
k
Theve toreldH
0
hasanL
2
`
Vol
T
1
M
´
-dualequalto
−H
0
asitpreservesLiouvillemeasureonT
1
M
5.2. Causal hara terof therelativisti Boltzmannequation
We show in this se tion howthe introdu tion of the above random dynami s leads
toa learunderstandingofthe ausal hara terofthegeneralrelativisti Boltzmann
equation, through proposition 1. We referthe reader to the works [45, 46, 47℄ and
[48℄of DudynskiandEkiel-Jezewskaformathemati alworksonthat questionin the
spe ialrelativisti ase.
Fix an open spa elike hypersurfa e
V
and denote byD
+
(V)
its future domain
of dependen e: it is the set of points
m
ofM
su h that any past-dire ted tiemlike pathstarted fromm
hitsV
. This set is known to be globallyhyperboli , [49℄. The nextproposition holdsforallglobally hyperboli spa etimesalthoughwestateitforD
+
(V)
.Proposition 2. One an asso iate to any point
m
ofD
+
(V)
a positive onstant
T
(m)
su h thatanypastdire tedtimelikepathstarted fromm
, parametrizedbyits propertime,hitsV
before timeT
(m)
.Proof Itsu estotakefor
T
(m)
thelengthofafuture-dire tedmaximalgeodesi fromV
tom
,whoseexisten eisguaranteedbytheglobalhyperboli ityofD
+
(V)
seee.g. prop. 2.33inSenovilla'sreview[50℄,or onsult[51℄.
ConsidertheT
1
M
-valuedMarkovpro ess
(ψ
s
)
s>0
= (m
s
,
m
˙
s
)
s>0
withgeneratorG
∗
h
= −H
0
h
+ C(f, h);
it has past-dire ted timelike paths. Start it from a point
(m, ˙
m) ∈ T
1
M
with
m
∈ D
+
(V)
. Sin e
f
isG
∗
-harmoni (by proposition 1), the random pro ess
f
(ψ
s
)
s>0
is a non-negativemartingale. Denote byH
the hitting time ofT
1
V
by
(ψ
s
)
s>0
; itisalmost-surelyboundedabovebyT
(m)
,byproposition2. One anthus applytheoptionalstoppingtheorem andgetf
(m, ˙
m) = E
(m, ˙
m)
f
(ψ
H
)
.
This identity proves the rst part of the following statement. Write
T
1
D
+
(V)
for
(m, ˙
m) ∈ T
1
M
; m ∈ D
+
(V)
.
Theorem3. Let
(M, g)
beanyLorentzianmanifoldandV
beaspa elikehypersurfa e. The one parti le distribution fun tion of a gas is a ausal fun tion: its values onT
1
D
+
(V)
are determined by its values onT
1
V
. The restri tion of
f
toT
1
V
is the
minimalsetofdataneededtodetermine
f
onT
1
D
+
(V)
.
Proof The se ond part of the statement dire tly omes from the fa t that the
distribution of
ψ
H
has support in the whole ofT
1
I
−
(m
0
) ∩ V
for a pro ess
startedfrom thepoint
ψ
0
= (m
0
,
m
˙
0
)
.Appendix
The result of proposition 1 omes from Kolmogorov's forward equation for the
transitionsemi-groupofageneralMarkovpro ess
X
;were allithere. Denotebyx
ageneri elementofthestatespa eofthepro essandwriteP
t
(x, h) = E
x
h(X
t
)
for the expe tation of
h(X
t
)
for a pro ess started fromx
; writeP
t
(x, dy)
for the asso iated kernel on the state spa e. Write, as above,G
for the generator of the pro ess. Kolmogorov'sforward equation omes from thesemi-group propertyof thekernels
P
t
(x, ·)
, en odedin theChapman-KolmogorovequationP
t+s
(x, h) =
Z
P
t
(y, h)P
s
(x, dy),
∀ s, t > 0, x
in thestatespa e,
andreads(seee.g. Chap. 1of[52℄)
d
dt
P
t
(x, h) = P
t
(x, Gh).
(A.1)Ina ontext wherethekernels
P
t
(x, ·)
aregivenbyadensityp
t
(x, y)
withrespe t to somereferen emeasuredy
,equation(A.1)re-writesd
dt
p
t
(x, y) = G
∗
p
t
(x, y),
(A.2) whereG
∗
a tson
y
andisthedualofG
inL
2
(dy)
. Notehoweverthatthereisnoneed
ofdensitiestomakesenseofequation(A.1).
Theresultofproposition1islo alin
M
;itwill omeasanappli ationofequation (A.2) by reparametrizinglo ally the traje tories of the pro ess by a time fun tiondenedlo ally on
M
. Thefollowinglo al onstru tionwillbeusedtothatend. a)Normalvariationofaspa elikehypersurfa e. LetV
bearelatively ompa t spa elikehypersurfa e ofM
. Form
∈ V
andε
∈ R
small enough, deneΦ
ε
(m)
as theposition attimeε
of thegeodesi started fromm
,leavingV
orthogonallyin the future dire tion with aunit speed. Then there exists, as a onsequen eof thelo alinversiontheorem, apositive onstant
η
andan opensetU ⊂ M
su h that the mapΦ : (−η, η) × V → U
,(ε, m) 7→ Φ
ε
(m)
, isadieomorphism. Letusfurther supposeη
andV
smallenoughforU
tobestrongly ausal. WritingV
ε
forΦ
ε
(V)
,themapΦ
0
is theidentityonV
,and∂
ε
Φ
ε
(m) ∈ T
1
Φ
ε
(m)
M
isorthogonalto
T
Φ
ε
(m)
V
ε
. Thefamilyof spa elikehypersurfa es{V
ε
}
ε∈(−η,η)
is alledthenormalvariationofV
. Thefollowing relatednotationwill beuseful.Notations. Wedeneave toreld
̟
onU
asfollows. Givenapointm
∈ V
ε
,denote by̟(m)
the futureunit timelike ve tororthogonal toT
m
V
ε
;set̟(ϕ) := ̟(m)
,forϕ
= (m, ˙
m)
.• γ = γ(ϕ) := g ̟(ϕ), ˙
m
will be afun tion ofϕ
= (m, ˙
m)
inthe tangentbundle ofU
.•
The∗TV
ε
-operationwillstandfortaking the
L
2
(
Vol
TV
ε
)
-dualandthe∗
-operation
for takingthe
L
2
(
Vol
T
1
M
)
-dual.•
For larity, all obje ts dened onV
orTV
will have a hat on them:ϕ, b
b
G, b
ψ
ε
...
denedbelow.•
Last,H
ε
willdenote the hittingpropertimeofTV
ε
⊂ T
1
M
.
b) Reparametrization of the traje tories of the pro ess. Given a point
ϕ
ofT
1
M
take a relatively ompa t spa elike hypersurfa e
V
ontainingm
and do the pre eding onstru tion. To provethatG
∗
use the parameter
ε
as a time parameter rather than using the proper time of the randomtraje tories. That is, onsider there-parametrized pro ess{ψ
H
ε
}
ε∈(−η,η)
; it hasgeneratorγ
−1
G
. De omposethis operatorasfollows
∀ ϕ = Φ
ε
( b
ϕ) ∈ V
ε
,
Gf
γ
(ϕ) = (̟f )(ϕ) + b
G(f ◦ φ
ε
) ( b
ϕ) = (̟f )(ϕ) + Gf
(ϕ),
(A.3)where
G
b
isanoperatoronTV
,andwhere,asa onsequen e,G
a tsonlyonTV
ε
. Now, dene theTV
-valuedpro essbψ
ε
ε∈(−η,η)
:=
Φ
−1
ε
(ψ
H
ε
)
ε∈(−η,η)
and denote byℓ
b
ε
itstime-dependentgenerator.)Proofofproposition1. Withoutlossofgenerality,one anassumethat
ρ
b
0
hasa smoothdensitywithrespe ttoVolTV
anddenotebyb
ρ
ε
thedensityofthedistribution ofψ
b
ε
with respe t to VolTV
. By Kolmogorov's forward equation, it satises the equation∂
ε
ρ
b
ε
= b
ℓ
∗TV
ε
ρ
b
ε
,
forall
ε
∈ (−η, η)
. Theoperatorb
ℓ
∗TV
ε
standsherefortheL
2
(
Vol
TV
)
-dual ofℓ
b
ε
. Let usnowdenoteby Vol(ε)
TV
thepull-ba konTV
byφ
ε
of themeasureVolTV
ε
onTV
ε
, anddenotebyG
ε
itsdensitywithrespe ttoVolTV
. Thenϕ
b
ε
hasadensityb
µ
ε
=
b
ρ
ε
G
ε
withrespe ttoVol
(ε)
TV
;itsatisestheequation∂
ε
µ
b
ε
+
∂
ε
G
ε
G
ε
b
µ
ε
= b
ℓ
∗TV
; ε
ε
µ
b
ε
.
(A.4)We have written here
b
ℓ
∗TV; ε
ε
g
forb
ℓ
∗TV
ε
(G
ε
g)
G
ε
. Denote by
µ
ε
the density ofψ
H
ε
withrespe t to Vol
TV
ε
, and onsiderµ
andG
as fun tions ofε
andϕ
∈ TV
ε
, that is, onsiderthemasfun tionsdenedonthetangentbundleofU
. Byitsverydenition, the fun tionµ
and the one parti le distribution fun tion of the pro ess are linked throughtherelationµ(ϕ) = γ g(ϕ),
(A.5)dis ussedinthethird pointofse tion4. Equation(A.4) anbewrittenin termsof
µ
as̟µ
+
̟ G
G
µ
= G
∗TV
ε
µ.
(A.6)Theoperator
G
hasbeen introdu ed in equation (A.3). It is usefulat that stage to remarkthatwehaveG
∗TV
ε
= G
∗
as a onsequen e of the hange of variable formula, and sin e we have a normal
variationof
V
. Thefollowinglemmaisneededtomakethenalstep. Lemma. Wehaveforanysmoothfun tionf
Proof Asabove,thisis onsequen eofthe hangeofvariableformulaandthefa t
that we have a normal variation of
V
. WriteT
1
U
for the future unit tangent
bundleover
U
andtakeh
asmoothfun tionoverT
1
U
with ompa tsupport.
Z
T
1
U
(̟
∗
f
) (ϕ) h(ϕ)
VolT
1
M
(dϕ) =
Z
T
1
U
f
(ϕ) (̟ h)(ϕ)
VolT
1
M
(dϕ)
=
Z
(−η,η)
Z
TV
f
(ε, b
ϕ) (∂
ε
h
)(ε, b
ϕ) G
ε
( b
ϕ)
VolTV
(d b
ϕ) dε
= −
Z
(−η,η)×TV
(∂
ε
f
)(ε, b
ϕ
) h(ε, b
ϕ) G
ε
( b
ϕ)
VolTV
(d b
ϕ) dε
−
Z
(−η,η)×TV
(f h)(ε, b
ϕ) ∂
ε
G
ε
( b
ϕ)
VolTV
(d b
ϕ) dε
= −
Z
T
1
U
̟f
+
̟ G
G
(ϕ) h(ϕ)
VolT
1
M
(dϕ).
(A.7)Asa onsequen eofthislemmawe anusethede ompositiongiveninequation(A.3)
towriteequation(A.6) as
G
∗
µ
γ
= 0
,thatisG
∗
g
= 0
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