C OMPOSITIO M ATHEMATICA
D AVID E. R OHRLICH
Jacobi sums and explicit reciprocity laws
Compositio Mathematica, tome 60, n
o1 (1986), p. 97-114
<http://www.numdam.org/item?id=CM_1986__60_1_97_0>
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97
JACOBI SUMS AND EXPLICIT RECIPROCITY LAWS David E. Rohrlich *
e Martinus Nijhoff Publishers, Dordrecht - Printed in the Netherlands
Let p
be an oddprime
andlet q = pn, where n
is apositive integer.
Wewrite
03BCq
for the group ofq-th
roots ofunity,
K for thecyclotomic
fieldQ(03BCq),
0 for thering
ofintegers
ofK,
and p for theprime
ideal of 0lying
above p. If 1 is a nonzeroprime
ideal of 0 differentfrom ,p
and xis an element of 0
relatively prime to ,
then theq-th
power norm residuesymbol (x/)
is definedby
the conditionsand
where N denotes the absolute norm. Note in
particular
that the value of thesymbol depends only
on the residue class of x modulo 1. Now let rand s be fixed rational
integers;
to avoid trivial cases we assume thatThe Jacobi sum associated to these data is
where x runs over the residue classes of 0 modulo
l,
the classes of 0 and 1being
omitted. If a is anarbitrary
fractional ideal of Krelatively prime
to p, then we write a as aproduct
overprime
idealsand
put
* Partially supported by an N.S.F. grant.
In this way J becomes a
homomorphism
from the group of fractional ideals of Krelatively prime
top into
themultiplicative group K
* of K.The fundamental fact about this
homomorphism, proved by
Weil[9],
is that it is a Hecke character of K with conductor
equal
to a power of p. The exact value of the conductor is not known ingeneral.
Weil’sproof
shows that the conductor divides
q2,
butsubsequent
work hasprovided
more
precise
information(cf.
Hasse[3],
Jensen[5],
Schmidt[6]).
Inparticular,
Hasse determined the conductorcompletely
in the case n = 1([3],
p.63,
Satz2)
and Jensenproved
that the conductor dividesPP1P2,
where([5],
p.95,
Satz3a).
We shall prove thefollowing.
THEOREM: The conductor
of
J dividesp2
As we shall see, there is
always
apair ( r, s )
for which the conductor isprecisely P21. Nevertheless,
it ispossible
for the conductor to be a proper divisor of.p i :
thus theprecise
value of the conductor as a function of( r, s )
remains to be determined. We return to thispoint
at the end of the paper.1. Let G denote the Galois group of K over
Q
andZ[G] ]
itsintegral
group
ring;
letO,
be thecompletion
of O at p andO/
themultiplica-
tive group of
O, .
What we need from Weil’s paper[9]
can be summarized in one sentence: There is an element (D ofZ[ G ]
and a continuoushomomorphism
such that for a ~ K * n
O/
we have(let ( a)
denote theprincipal
idealgenerated by a).
Thekey point
here isthat the domain of E is
O/
and that E is continuous: if we were to suppress these features and view Esimply
as ahomomorphism
fromK * n
O/
into03BC2q,
then we would beasserting nothing
more than aweak form of
Stickelberger’s
theorem(which
in itsstrong
formgives
anexplicit
formula for 03A6 in terms of rands ).
Thus from ourpoint
ofview,
the essential content of Weil’s theorem is that E is trivial on some
subgroup
of K * nOp*
of the formor
equivalently,
that E extends to a continuoushomomorphism
from0,,*
to
J12q.
Now let 03A9 be the group of roots ofunity
inO*P
of orderdividing
p - 1. In view of the
decomposition
we may write E as a
product
with continuous
homomorphisms
and
It is easy to see that K is the
Legendre symbol modulo p,
but this fact will not be needed. To prove the theorem stated in theintroduction,
wemust show that À is trivial on the
subgroup
1 +P iop.
In order to
accomplish this,
we need two furtherproperties
of theJacobi sum. The first
property
is theequivariance
of the Jacobi sum withrespect
to the Galois group: for aprime
to p and Q in G we haveas follows at once from the definitions. The second
property
is a congruence for the Jacobi sum due to Hasse. Let 1 be a nonzeroprime
ideal of 0 different from p. Since
1 - 03BE
is in p forany 03BE ~ 03BCq,
we havewhere x runs over a set of
representatives
for the residue classes of 0modulo 1,
the classes of 0 and 1being
excluded. We write this con-gruence in the form
and substitute the values
(To
obtain the lattervalue,
observe that the norm residuesymbol ( /1 )
defines a character of
order q
on themultiplicative
group ofO/1,
andrecall our
assumption r, s ~
0 modq.) Since q
divides NI - 1 we findIt follows that
for
arbitrary
fractional ideals aprime
to p. This is Hasse’s congruence(cf. [3],
p.61).
From these two
properties
of the Jacobi sum we deducecorrespond- ing
statements about À.PROPOSITION 1:
( i )
For Q E G and a E K * rl(1
+POp)
wehave 03BB(a03C3)
=À( a )0’.
(U) For 03B1 ~ K* ~ (1 + p2Op) we have 03BB(a)Pn-1 = 1.
PROOF:
(i)
SinceJ((03B103C3)) = J((03B1))03C3
and(03B103C3)03A6 = (03B103A6)03C3
we have03B5(03B103C3) =
£(a)O’.
But K * n(1
+,pOp)
is invariant under G and E coincides with Àon this
subgroup.
(ii) Following Hasse,
we observe that his congruencegives
for all a in K * n
O*p.
If a ~ 1 mod p, then03B5(03B1) = 03BB(03B1).
If in additiona = 1 mod
p2,
then03B103A6
= 1 modp2,
whenceNow
if e
is agenerator
ofFi., then 03B6 ~
1 mod.p 2. Hence 03BB(03B1)
is not agenerator
of03BCq.
2. We now focus on the local
aspects
of theargument
andchange
ournotation
accordingly, writing respectively K, 0,
and p for the fieldQp(03BCq),
thering
ofintegers
of thisfield,
and the latter’s maximal ideal.Also,
weidentify
G with the Galois group of K overQp,
so thatis a continuous
G-equivariant homomorphism by Proposition
1(i).
We define the Hilbert
symbol
as follows: Given a,
03B2
~K *,
letai/q
denote anarbitrary q-th
root of a,and let
be the local Artin
symbol
attached to13.
ThenThis is the normalization of the Hilbert
symbol
usedby
Iwasawa[4] (and
the inverse of the normalization used
by
Artin-Tate[1]).
PROPOSITION 2: There are
integers
a andb, uniquely
determined modulo q, such thatPROOF: First we shall extend À to a continuous
G-equivariant
homomor-phism
Fix a
generator 03B6
of03BCq, put
7r= 03B6 - 03B6-1,
and let II be the infinitecyclic
group
generated by
7r. Then K *decomposes
as a directproduct
were 9 is the group of roots of
unity
of orderdividing p -
1. Given03B1 ~ K* with
we define
We must check
that
isequivariant. Now
iscertainly equivariant
on0*,
because thedecomposition 0* = 03A9 (1 + p) is
G-invariant. Thus it suffices to check thator in other
words,
thatBut
and
ir’/7r belongs
toO*,
onwhich À
isalready
known to beequi-
variant.
Letting
T E G be theautomorphism
whichtakes r to 03B6-1,
wehave
and therefore
Since (03C003C3/03C0)
is aq-th
root ofunity,
it followsthat (03C003C3/03C0)
=1,
asrequired.
We note in
passing
that theextension À
isunique. Indeed,
supposethat X
is anotherG-equivariant
extension of À. Since 03A9 has orderprime
to p, we see
that and X
coincide on0*,
and inparticular,
thatThen the relation
shows
that À(7r)
is invariant underG, whence (03C0)
= 1.Now we
apply
local class fieldtheory
and Kummertheory:
every character K* ~03BCq
has the form a H(03B1, 03B2)
for some03B2
E K *.Writing
and
using
theequivariance
ofÂ,
we findwhence
(03B1, 03B203C3-1) = 1
for all 03B1 ~ K*. It follows that!3a-1
is aq-th
power in K *.
Choosing
Q to be agenerator
of G andwriting
with y E
K *,
we see thatwhere N denotes norm. Thus
Then y =
03B403C3-1
for some8 E K *,
so thatand
Since
Q*
isgenerated
moduloq-th
powersby
the cosetsof p
and 1+ p,
we conclude that there are
integers a
and b such thatFinally,
suppose that for someintegers
c and d we havefor all
a ~ 1 + p.
We must showthat q
divides c and d. From theuniqueness
of the extension,
we deduce that the aboveequation
holdsfor all
03B1 ~ K*,
whencepC(l + p)d
is aq-th
power in K *. Now the natural mapis
injective (the
Galoiscohomology
groupH1(G, 03BCq)
istrivial),
and pand 1
+ p represent multiplicatively independent
elements of order q inQ;/Q;q.
Hence q divides c and d and theproposition
isproved.
3. The
following proposition completes
theproof
of the theorem.PROPOSITION 3:
( i )
The conductorof
the character 03B1 ~( a,
1 +p)
dividest’ l.
(ii)
The conductorof
the character 03B1 ~( a, P P)
divides p2
(iii)
We have a ~ 0 mod p.PROOF:
(i)
This statement is astep
in theproof
of Iwasawa’sexplicit
reciprocity
laws(see [4],
p.162,
remarkfollowing
Theorem2).
(ü) Let 03B6
be agenerator of itq
andput
qr =1 - 03B6 (note
thechange
innotation).
Weapply
one of Iwasawa’sexplicit reciprocity
laws([4],
p.162), according
to whichfor 03B1 ~ K*
and 03B2 ~ 1 + p21.
Herelog
is thep-adic logarithm and Tr
denotes the trace from to
Qp .
The derivatived03B1/d03C0
stands forg’(03C0),
where
is any formal Laurent series with the
following properties:
Of course, the value of
d03B1/d03C0 depends
on the choice of g. Now if g isan admissible power series for a = p, then
is an admissible power series for a = 1
+ p,
andg’(03C0) = h’(03C0).
Hencewith a suitable
interpretation
of the derivatives we haveApplying
Iwasawa’sformula,
we see that for03B2
E 1 +p21,
whence
Thus
(ii)
follows from(i).
(iii) Let 03B6
and qr be as in theproof
of(ii).
We make thepreliminary
remark that
(e, p )
= 1. Thisfollows,
forexample,
from the formulawhich is one of the
explicit reciprocity
laws of Artin-Hasse(cf. [4],
p.151). Indeed,
sincelog 03B6
=0,
we have(03C0, 03B6)
=1,
whence(03C0, 03B603C3)
= 1 forevery (J E G
(every conjugate of e
is a power ofe).
Thenas claimed.
To prove
(üi),
we note that the character a -(a, p)
on1 + p
hasorder q (and
not a proper divisor ofq):
this isimplicit
in theuniqueness
of a
modulo q (Proposition 2).
Hence there exists a E 1+ p
such that(a, p )
is aprimitive q-th
root ofunity.
Now forsome j (1 j p)
wehave 03B6j03B1 ~
1 +P 2,
and in view of ourpreliminary remark, (03B6ja, p)
is stilla
primitive q-th
root ofunity.
Hence without loss ofgenerality, a E
1 +p2.
By Proposition
1(ü),
whence
Thus
by (i)
it suffices to show thatWrite
with
/3
in 0. ThenSince
we obtain
as desired.
4. We would still like to show that there is a
pair (r, s )
for which theconductor is
precisely p21.
Inpreparation
for this we prove thefollowing proposition.
PROPOSITION 4:
If n 2,
then the conductorof
the character a -( a, pp)
is
p21.
PROOF: We shall prove the
proposition by
induction on n, andtherefore,
for the duration of thisproof only,
weadjust
our notationby adding
asubscript
n. Thus for n1, Kn
is the extension ofQp
obtainedby
adjoining
thep n-th
roots ofunity, On
is thering
ofintegers
ofKn ,
and’0 n
is the maximal ideal ofOn.
The newmeaning
forp1
isessentially compatible
with theold,
but to becompletely consistent,
we should reformulate theproposition
as follows:If n 2,
then the conductor of the character03B1 ~ (03B1, pp)n is Pion.
Let 03B6n
be aprimitive p n-th
root ofunity
andput 7rn
= 1 -03B6n.
Since theconductor of a H
( a, pp)n
isalready
known to divide1 n (Proposition
3
(ii)),
it will suffice to show thatfor n
2 there existsf3 E On
withwhere exp is the
p-adic exponential
function.Equivalently,
we mustshow that there
exists f3 E On
withThe latter formulation is
meaningful
even for n =1,
and webegin by proving
it in this case.Choose a E 1
+ .p 1
so that(a, p)1 ~
1. As in theproof
ofProposition
3
(iii),
aftermultiplying
aby
somep-th
root ofunity,
we may assume that « E1 + p21.
LetG1
be the Galois group ofK1
overQp,
and letbe the character
giving
the action ofGi
onp-th
roots ofunity:
Then
Therefore,
if weput
then we have
Hence after
replacing
aby 03B103B8,
we may assume that( a, p)1
~1,
that03B1 ~ 1 +
p21,
and inaddition,
thatfor (J E
G1.
Now write
with j
2 and 03B3 ~0*.
The lastequation
of thepreceding paragraph gives
whence
and
(Observe
thaty a
= y modp1
and that03C003C31/03C01
= 1+ t1
+ ···+ 03B6k-11,
where k is the smallest
positive integer congruent
to03C9(03C3)
modulop.) Choosing
0 to be agenerator
ofG1,
we deducethat j -
1 is amultiple of p - 1, whence j
p. Thus if weput
then
03B2
E01,
andSo
(exp(p03C0103B2), P)l
~1,
as desired.Before
proving
the inductivestep,
we make some observations. First note that the relative different ideal ofKn+1
overKn
isgenerated by
p :indeed,
the different ismultiplicative
in towers, and the different ofK JI
over
Qp
isgenerated by p03BD/03C01.
Now letTrn+1,n
denote the trace fromKn+1
toKn.
We claim thatSince p generates
the relative different ofKn+1
overKn,
the left-handside is at least contained in
On,
and is thereforeequal
to an ideal ofOn.
If
then
and this contradicts the fact
that p generates
the relative different.Hence
Trn+1,n(On+103C0n03C0-1n+1p-1)
is not contained in the maximal ideal ofOn,
andequality
holds as claimed.Now we assume the inductive
hypothesis:
for someinteger n
1 thereexists
/3 E On
such thatChoosing
y EOn+1
so thatand
writing Nn+1,n
for the norm fromKn+1 to Kn’
we haveTherefore
as desired.
5. We return to
global
considerations and to thecorresponding
nota-tional conventions. In order to indicate the
dependence
of J on thepair (r, s)
we writeJr,s
instead of J.PROPOSITION 5 : There is an
integer
s such thatJ1,s
has conductorpi. If
n = 1 or
2,
then s may be chosen tosatisfy 1
s p -2,
andif
n3,
thens may be chosen to
satisfy 1
s p - 1.PROOF: In the case n
= 1,
this wasproved by
Hasse([3],
p.64).
Hence weassume
that n
2. We shall deduce theproposition
from a well-knownrelation of
Davenport-Hasse,
which we write in the form(cf. [2],
formulas(0.6)
and(0.92)).
Here a is anarbitrary
fractional ideal of Krelatively prime
to p, and( /a )
is theq-th
power norm residuesymbol,
defined forprime
a as in the introduction and extended toarbitrary
aby complete multiplicativity.
Now in the case where a is aprincipal
ideal(a),
thereciprocity
law for the norm residuesymbol
shows that
(See [1],
p.172,
Theorem 14. One consequence,incidentally,
is that(03B6, p)
=1,
as we havealready
seenby
a differentmethod.)
Inparticular,
it follows from
Proposition
4 that the conductor of the Hecke charactera H
(pp/a)
isp21.
On the otherhand,
the conductor of eachJI s
dividesp21.
Hence we conclude from theDavenport-Hasse
relation that for at least oneinteger s satisfying
the conductor
of Jl s
isprecisely pif.
Tocomplete
theproof
of theproposition,
it will suffice to show that the conductor ofJl,,p’-lk is
aproper divisor of
p21,
and that for n =2,
the conductor ofJ1,p-1
is also aproper divisor of
p21. Using
anargument
ofHasse,
we shall prove instead thefollowing
statement, which contains both of thepreceding
ones: Ifone of the
integers r, s and
r + s iscongruent
to 0 modulopn-1,
thenthe conductor of
Jr s
dividesplp.
In
proving
this assertion we may assume, say, that s = 0 modpn -1, because Jr,s = Js,r
andJr,S
=Jr,-s-r. (To verify
these identities writewith a
prime
ideal1,
and make the substitutions x H 1 - x and x ~-
x/(1 - x ) respectively, noting
in the latter case that(-1/)
=1.)
Nowfor s = 0 mod
pn-l,
the congruence of Hasse recalled in Section 1 takes thestronger
form(cf. [3],
p.61):
theproof
is the same asbefore, except
that nowbecause
(1 - x/)s
is ap-th
root ofunity.
Inparticular,
for aprincipal
ideal a =
(a)
Hasse’s congruencegives
and if a ~ 1
mod p1p,
thenSince 03BBr,s(03B1)
is aq-th
root ofunity,
it followsthat 03BBr,s(03B1)
= 1. Thereforethe conductor of
Jr,s
dividespl p,
as claimed.6. In
conclusion,
we would like to draw attention to aproblem
which wehave not discussed so far: the calculation of the
integers a
and b modulo q.The calculation of b
presents
no difficulties.If j
is aninteger relatively prime to q,
let03C3(j)
be the element of Gsatisfying
and for any
integer t,
let~t~
be theinteger satisfying
Stickelberger’s
theoremprovides
thefollowing explicit
formula for theinfinity type 4Y
of J:where j
runs over a set ofrepresentatives
for the invertible residue classes modulo q. Let w be aninteger satisfying
and
let e
be aprimitive q-th
root ofunity. Since 03B6 generates
the unitideal,
we haveJ((03B6))
=1;
on the otherhand,
whence
Now we have
already
seen in theproofs
ofPropositions
3 and 5 that(03B6, p )
= 1. We alsohave,
eitherby
theexplicit
formulas of Artin-Hasseor
by
theglobal reciprocity
lawapplied
to the extensionQ(ILq2)
overQ( IL q ),
(To
derive this from theglobal reciprocity law,
use the congruencewhich is
elementary.) Putting
these factstogether,
we obtainand thus we have calculated b modulo q.
The calculation of a
modulo q probably depends
onproperties
of thecurve
Here we shall treat
only
thespecial
case r = s = 1. Let C be a smoothmodel over
Q
of thehyperelliptic
curveand let A be the Jacobian
variety
ofC;
letA [2]
be the group ofpoints
on A which are annihilated
by
2. If weidentify
A with the group of divisor classes ofdegree
0 onC,
thenA [2]
is thesubgroup
of Agenerated by
divisor classes of the form[P - Q ],
where Pand Q
runover the fixed
points
of thehyperelliptic
involution of C. Now relative to theequation yq
=x(1 - x),
thehyperelliptic
involution of C has the form(x, y) ~ (1 -
x,y),
and its fixedpoints
arePutting K = Q(03BCq)
and L =K(21/q),
we conclude that everypoint
ofA[2]
is rational over L.The next
step
is a standardapplication
of 6adicrepresentations.
Theabelian
variety
A is ofcomplex multiplication type,
andtherefore,
for every rationalprime t,
the Tate moduleT~(A)
affords arepresentation
where
Lab
is an abelian closure of L. Afterchoosing
a basis forT~(A)
over
Z~,
we may view p. as a mapwith g =
( q -1)/2.
SinceA[2]
ispointwise
rational overL,
theimage
ofP2 is contained in the
subgroup
{S
EGL2g (Z2 ) :
S= identity
matrix mod2},
and therefore the
image
ofp2
is contained in thesubgroup
(S e GL2g(Z2) : S ~ identity
matrix mod4}.
In
particular,
theimage
ofp2
is torsion-free. On the otherhand,
since Ahas
potential good
reduction([7],
p.503),
theimage
underp2
of theinertia group of any
prime
above .p isfinite,
and therefore trivial(since torsion-free).
We conclude thatp2
is unramified at theprimes
above .p . Let us now retum to the Hecke charactera H J( a ),
with r = s = 1.Since J is a Hecke character of K of
type A0,
it determines an ~-adicrepresentation
ofGal( Kab/K ),
andaccording
to theorems of Daven-port-Hasse [2]
and Weil[8],
thisrepresentation
is a direct summand of therepresentation
ofGal( Kab/K )
onQ~~ T~(A).
It follows that the 6adicrepresentation
ofGal( Lab/L )
determinedby
J -NL/K
is a directsummand of the
representation
p. considered above. Inparticular,
theHecke character
(J 0 NLIK )2
is unramified at everyprime
of L above p.Let 13
be aprime
of L above p, and letLB
be thecompletion
of L atB.
Then for every a ELB
such thatwe have
or in other
words,
At this
point
we observe that(The
group 1+ pZp
isgenerated by
1+ p topologically.) Denoting
thenorm from
Kp((1 + p)1/q)
toK, simply by N,
we deduce that ifa E
Kp((1 + p)1/q)
satisfiesthen
Now the kernel of the character
03B2 ~ (03B2, 1 + p) (viewed
as a character of 1 +Poe)
isby
the localreciprocity
law. Hence the kemel of03B2 ~ (03B2, pa(1 +p)b)
contains the kemel of
03B2 ~ (p,
1+ p ),
and therefore the former character is a power of the latter. On the otherhand,
the characters03B2 ~ (,8, p)
and
03B2 ~ (p, 1 + p )
aremultiplicatively independent
moduloq-th
powers:this is
implicit
in theuniqueness
of a and bmodulo q (Proposition 2).
Itfollows that
and thus we have
computed a modulo q
in thespecial
case r = s = 1.It remains to
compute a modulo q
ingeneral.
Once this is accom-plished,
we will have a formula which expresses the value of a Jacobisum at a
principal
idealexplicitly
in terms of Hilbertsymbols. Questions
about the conductor will then reduce to
questions
about theexplicit reciprocity
laws.References
[1] A. ARTIN and J. TATE: Class Field Theory. Benjamin (1967).
[2] H. DAVENPORT and H. HASSE: Die Nullstellen der Krongruenzzetafunktionen in gewissen zyklischen Fällen. J. reine angew. Math., 172 (1934) 151-182.
[3] H. HASSE: Zetafunktion und L-Funktionen zu einem arithmetischen Funktionenkörper
vom Fermatschen Typus. Abhand. der Deut. Akad. der Wissen. zu Berlin (1955).
[4] K. IWASAWA: On explicit formulas for the norm residue symbol. J. Math. Soc. Japan, 20 (1968) 151-165.
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(Oblatum 31-V-1985) D.E. Rohrlich
Department of Mathematics
Rutgers University
New Brunswick, NJ 08903 USA
Added in
proof
A
complete
solution to theproblem
has been obtainedby
R. Colemanand W. McCallum