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Roughness evolution of sol-gel optical coatings by ion beam sputtering

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Roughness evolution of sol-gel optical

coatings by ion beam sputtering

Centre Spatial de Liège (CSL)

Université de Liège (ULg)

P. Gailly, O. Dubreuil, K. Fleury-Frenette

Surface Micro & Nano Engineering Lab

Centre Spatial de Liège / Université de Liège

2. Sol-gel preparation

5. Conclusion

- The roughness of both tested sol-gel films increased with etching depth.

- However the HTN2 initial roughness and roughness evolution with sputtering is lower (smaller grains) ; Sq stays < 2 nm for sputtering depths under 1 µm. But near the interface with the Si substrate, a lot of micrometric holes (inhomogeneities in sol-gel ?) are visible on interferometric micrographs. - The much higher etching rate of sol-gel coating than bulk fused silica is also an interesting feature.

Contacts:

Patrick Gailly [email protected] +32.4.382.46.31

Karl Fleury-Frenette [email protected] +32.4.382.46.30

1. Abstract

4.2. Topography evolution of sol gel : HTN2+

3. Ion beam sputtering

Liège Science Park, Avenue du Pré-Aily; B-4031, ANGLEUR, Belgium Tél: +32.4.382.46.00 Fax: +32.4.367.56.13 Dip coating silicon sol-gel T=180°C (HTN2+) T=150°C (SLS2) Curing in oven sol-gel Silicon substrate strip (15x3 cm2) Initial After 0.7 µm sputtered After 1.3 µm sputtered Motorized axis Constant speed

Measured by interferometricl profilometry X10 ( left ) and X40 (right)

4.3. Topography evolution of sol gel : SLS2

After 1.7 µm sputtered After 1.1 µm sputtered Initial

Experimental conditions

Ion source: Kaufman type, hollow cathode (HC), 3cm grid Ion source – sample distance : 150 mm

Ion beam energy: 650 eV Ion beam current: 60 mA

Ion beam current density on sample : 1.0 mA/cm2 Hollow cathode neutralizer (HCN): 120 mA Gas flow: Ar 3.5 sccm (HC) and 4 sccm (HCN) Working pressure: 1.7-1.9 10-4mbar

Position 1 x Position 2 x Position 3 x Position 4 x Ech 2 Ech 3 Ech 4 X Y Ech 1 40 mm

4. Experimental Results

4.2. Roughness statistics (Sq, Sz) evolution of sol gel with sputtered depth

Measured by AFM (2 x 2 µm2 area)

Measured by interferometric profilometry (X40)

Measured by AFM (4 x 4 µm2 area)

Measured by AFM (2 x 2 µm2 area)

Ion Beam Figuring facility : the ion source is mounted on a four-axis motorized system ; the sample-holder is installed on a fifth motorized axis .

6. Perspective

Roughness statistics averaged from 5 images measured by interferometric profilometry (Phase-Shifting interferometry, X40 magnification). Sq: rms roughness, Sz: peak-to-valley roughness

- Improvement of HTN2+ sol-gel coating procedure to avoid micrometric defects.

Measured sol-gel film thickness on dip coated Si samples length HTN2 :1.4 to 1.9 µm

SLS2: 2.0 to 3.0 µm

The surface roughness evolution of two silica-based sol-gel materials under 650 eV argon ion beam sputtering has been investigated. The liquid sol-gel solutions had been applied on silicon substrates using the dip coating technique and then thermally cured to obtain solid thin films. Their thickness had then been controlled over the samples surface using spectroscopic ellipsometry. The surface roughness of the sol-gel films has been measured using both interferometric profilometry and atomic force microscopy at different sputtering depths. Roughness increases significantly faster with sputtering depth in sol-gel layers than on bulk fused silica. Interestingly, the sputtering rates of the sol-gel layers are also observed to be much higher that of bulk fused silica. The development of micron scale holes with relatively stable interstices rules the surface roughness evolution. AFM measurements revealed a regular submicron scale lateral structure which nanometric amplitude is amplified under sputtering.

4.1. Ion beam etching rate

2 Nanoxid® sol-gel tested

HTN2+

SLS2

Thickness profile from ellipsometric measurements

Samples for sputtering tests are taken (~3x3 cm2) from an homogeneous (thickness) part of the dip-coated strip

HTN2+ SLS2 SiO2 (bulk)

Etching rate (µm/min) @ 650 eV Ar+, 1 mA/cm2

0.15 0.23 0.05

Measured by interferometric profilometry on the step created by masked areas on the sputtered samples

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