1. Financial Statements. See Index to Consolidated Financial Statements in Part II, Item 8 of this Form 10-K.
Incorporated by Reference Exhibit
Number Exhibit Description Form Filing Date
Exhibit
Number SEC File No.
Filed Herewith
2.1 Share Purchase Agreement by and among: Adobe, a Delaware corporation; Milestone Topco, Inc., a Delaware corporation; Vista Equity Partners Fund V, L.P., a Delaware limited partnership; Vista Equity Partners Fund V-A, L.P., a Cayman Island exempted limited partnership; Vista Equity Partners Fund V-B, L.P., a Cayman Island exempted limited partnership;
VEPF V FAF, L.P., a Delaware limited partnership; Vista Equity Partners Fund V Executive, L.P., a Delaware limited partnership; Vista Equity Associates V, LLC, a Delaware limited liability company; Vista Equity Partners Fund VI, L.P., a Cayman Island exempted limited partnership; Vista Equity Partners Fund VI-A, L.P., a Cayman Island exempted limited partnership;
VEPF VI FAF, L.P., a Cayman Island exempted limited partnership; and Vista Equity Partners Management, LLC, a Delaware limited liability company, as the Sellers’ Representative
8-K 9/21/18 2.1 000-15175
3.1 Restated Certificate of Incorporation of Adobe 8-K 4/26/11 3.3 000-15175 3.2 Certificate of Amendment to Restated Certificate of
Adobe
8-K 10/9/18 3.1 000-15175
3.3 Amended and Restated Bylaws 8-K 10/9/18 3.2 000-15175
4.1 Specimen Common Stock Certificate 10-K 1/25/19 4.1 000-15175
4.2 Form of Indenture dated as of January 25, 2010 by and between Adobe and Wells Fargo Bank, National Association, as trustee
S-3 2/26/16 4.1 333-209764
4.3 Form of Global Note for Adobe Systems Incorporated’s 4.750% Notes due 2020, together with Form of Officer’s Certificate setting forth the terms of the Note
8-K 1/26/10 4.1 000-15175
Incorporated by Reference Exhibit
Number Exhibit Description Form Filing Date
Exhibit
Number SEC File No.
Filed Herewith
4.4 Form of Global Note for Adobe’s 3.250% Notes due 2025, together with Form of Officer’s Certificate setting forth the terms of the Note
8-K 1/26/15 4.1 000-15175
4.5 Description of Adobe’s Common Stock X
10.1 1997 Employee Stock Purchase Plan, as amended* 10-Q 6/29/16 10.3 000-15175
10.2A 2003 Equity Incentive Plan, as amended* 8-K 4/13/18 10.2 000-15175
10.2B Form of Stock Option Agreement used in connection with the 2003 Equity Incentive Plan*
8-K 12/20/10 99.4 000-15175
10.2C Form of RSU Grant Notice and Award Agreement pursuant to 2003 Equity Incentive Plan*
8-K 1/26/18 10.6 000-15175
10.2D Form of Restricted Stock Unit Grant Notice and Award Agreement pursuant to 2003 Equity Incentive Plan*
8-K 1/28/19 10.5 000-15175
10.2E Form of Restricted Stock Agreement used in connection with the 2003 Equity Incentive Plan*
10-Q 10/7/04 10.11 000-15175
10.2F 2017 Performance Share Program pursuant to the 2003 Equity Incentive Plan*
8-K 1/27/17 10.2 000-15175
10.2G Form of 2017 Performance Share Award Grant Notice and Award Agreement pursuant to 2017 Performance Share Program and 2003 Equity Incentive Plan*
8-K 1/27/17 10.3 000-15175
10.2H 2018 Performance Share Program pursuant to the 2003 Equity Incentive Plan*
8-K 1/26/18 10.2 000-15175
10.2I Form of 2018 Performance Share Award Grant Notice and Award Agreement pursuant to 2018 Performance Share Program and 2003 Equity Incentive Plan*
8-K 1/26/18 10.3 000-15175
10.2J 2019 Performance Share Program pursuant to the 2003 Equity Incentive Plan*
8-K 1/28/19 10.2 000-15175
10.2K Form of 2019 Performance Share Award Grant Notice and Award Agreement pursuant to 2019 Performance Share Program and 2003 Equity Incentive Plan*
8-K 1/28/19 10.3 000-15175
10.3A 2019 Equity Incentive Plan* 8-K 4/12/19 10.1 000-15175
10.3B Form of Restricted Stock Unit Grant Notice and Award Agreement pursuant to 2019 Equity Incentive Plan*
10-Q 6/26/19 10.35B 000-15175
Incorporated by Reference
10.3C Form of Director Grant Restricted Stock Unit Grant Notice and Award Agreement pursuant to 2019 Equity Incentive Plan*
10-Q 6/26/19 10.35C 000-15175
10.3D Anil Chakravarthy Restricted Stock Unit Grant Notice and Award Agreement pursuant to 2019 Equity Incentive Plan*
X
10.4 Retention Agreement between Adobe and Shantanu Narayen, effective December 5, 2014*
8-K 12/11/14 10.2 000-15175
10.5 Form of Indemnity Agreement* 10-Q 6/26/09 10.12 000-15175
10.6A Adobe Deferred Compensation Plan, as Amended and Restated*
10-K 1/20/15 10.19 000-15175
10.6B Amendment No. One to Adobe Deferred Compensation Plan*
X
10.7 Credit Agreement, dated as of October 17, 2018, among Adobe Inc. and certain subsidiaries as Borrowers, JPMorgan Chase Bank, N.A., Wells Fargo Bank National Association, U.S Bank National Association, Societe Generale S.A. as Co-Syndication Agents, Bank of America, N.A. as Administrative Agent and Swing Line Lender, and the Other Lenders Party Thereto
8-K 10/19/18 10.1 000-15175
10.8 Credit Agreement, dated as of October 17, 2018, among Adobe Inc. as Borrower, JPMorgan Chase Bank, N.A. as Syndication Agent, Wells Fargo Bank National
Association as Documentation Agent, Bank of America, N.A. as Administrative Agent, and the Other Lenders Party Thereto
8-K 10/19/18 10.2 000-15175
10.9 Adobe Systems Incorporated 2017 Executive Severance Plan in the Event of a Change of Control*
8-K 12/14/17 10.1 000-15175
10.10 2019 Executive Annual Incentive Plan* 8-K 1/28/19 10.4 000-15175
10.11 Description of 2019 and 2020 Director Compensation* 8-K 1/24/19 10.1 000-15175
21 Subsidiaries of the Registrant X
23.1 Consent of Independent Registered Public Accounting Firm, KPMG LLP
X
24.1 Power of Attorney (set forth on the signature page to this Annual Report on Form 10-K)
X
31.1 Certification of Chief Executive Officer, as required by Rule 13a-14(a) of the Securities Exchange Act of 1934
X
___________________________
* Compensatory plan or arrangement.
† The certifications attached as Exhibits 32.1 and 32.2 that accompany this Annual Report on Form 10-K, are not deemed filed with the Securities and Exchange Commission and are not to be incorporated by reference into any filing of Adobe Inc. under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, whether made before or after the date of this Form 10-K, irrespective of any general incorporation language contained in such filing.
Incorporated by Reference Exhibit
Number Exhibit Description Form Filing Date
Exhibit
Number SEC File No.
Filed Herewith
31.2 Certification of Chief Financial Officer, as required by Rule 13a-14(a) of the Securities Exchange Act of 1934
X
32.1 Certification of Chief Executive Officer, as required by Rule 13a-14(b) of the Securities Exchange Act of 1934†
X
32.2 Certification of Chief Financial Officer, as required by Rule 13a-14(b) of the Securities Exchange Act of 1934†
X
101.INS Inline XBRL Instance X
101.SCH Inline XBRL Taxonomy Extension Schema X
101.CAL Inline XBRL Taxonomy Extension Calculation X
101.LAB Inline XBRL Taxonomy Extension Labels X
101.PRE Inline XBRL Taxonomy Extension Presentation X
101.DEF Inline XBRL Taxonomy Extension Definition X
104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101)
ITEM 16. FORM 10-K SUMMARY