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Comment: "Generalized Formula for the Electric Tunnel Effect between Similar Electrodes Separated by a Thin Insulating Film" [J. Appl. Phys. 34, 1793 (1963)]

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Matthews, Nolan; Hagmann, Mark; Mayer, Alexandre

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Journal of Applied Physics

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10.1063/1.5019788 Publication date:

2018

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Matthews, N, Hagmann, M & Mayer, A 2018, 'Comment: "Generalized Formula for the Electric Tunnel Effect between Similar Electrodes Separated by a Thin Insulating Film" [J. Appl. Phys. 34, 1793 (1963)]', Journal of

Applied Physics, vol. 123, no. 13, 136101, pp. 136101. https://doi.org/10.1063/1.5019788

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J. Appl. Phys. 123, 136101 (2018); https://doi.org/10.1063/1.5019788 123, 136101

© 2018 Author(s).

Comment: “Generalized formula for the

electric tunnel effect between similar

electrodes separated by a thin insulating

film” [J. Appl. Phys. 34, 1793 (1963)]

Cite as: J. Appl. Phys. 123, 136101 (2018); https://doi.org/10.1063/1.5019788

Submitted: 16 December 2017 . Accepted: 14 March 2018 . Published Online: 02 April 2018

Nolan Matthews, Mark J. Hagmann, and Alexandre Mayer

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Journal of Applied Physics 35, 2655 (1964); https://doi.org/10.1063/1.1713820 Tunneling Conductance of Asymmetrical Barriers

(3)

Comment: “Generalized formula for the electric tunnel effect between similar

electrodes separated by a thin insulating film” [J. Appl. Phys. 34, 1793 (1963)]

NolanMatthews,1Mark J.Hagmann,2,a)and AlexandreMayer3

1

Department of Physics and Astronomy, University of Utah, Salt Lake City, Utah 84112, USA

2

Department of Electrical and Computer Engineering, University of Utah, Salt Lake City, Utah 94112, USA

3

Department of Physics, University of Namur, Rue de Bruxelles 61, 5000 Namur, Belgium (Received 16 December 2017; accepted 14 March 2018; published online 2 April 2018) https://doi.org/10.1063/1.5019788

In Simmons 1963 paper,1 he derives an expression for the tunneling current for a low-voltage approximation. An additional factor of 3

2 is included in his expression that is

not explained and appears to be incorrect. This article demonstrates that without the additional factor the correct results are obtained by comparison to the derivation of the intermediate-voltage range tunneling current.

In the original paper1by Simmons, he derives approxi-mations for the tunneling current density between two metal electrodes separated by a thin insulating film. One of the approximations [Eq. (25) in Simmons1] is when the applied voltage bias across the electrodes is low (i.e.,V 0) and is reproduced here for clarity

Jsim¼ 3ð2m/0Þ 1 2 2s e h  2 V exp 4ps h ð2m/0Þ 1 2   : (1)

In this derivation, Simmons simply substitutes two values for the barrier width,s, and barrier height, /0, into a previously

derived equation [Eq. (24)]. However, the factor of3

2appears

without explanation and cannot be understood by the earlier equation. Furthermore, Simmons claims that his derivation is in agreement with the Sommerfeld-Bethe result;2 however, their derivation [Eq. (21.13) in Sommerfeld-Bethe2] also does not contain the additional factor. Thus, Simmons deri-vation seems to be in error. The corrected expression is then

Jc¼ ð2m/0Þ 1 2 s e h  2 V exp 4ps h ð2m/0Þ 1 2   : (2)

To verify this, the expression derived by Simmons for the intermediate voltage case [Eq. (27)] can be extrapolated to lower voltages and checked against the low-voltage approximation. Figure 1 demonstrates that at low voltages

the intermediate-voltage approximation fails to reproduce the low-voltage approximation given by Eq. (1). However, when the factor of3

2is not included, the intermediate-voltage

approximation closely matches the low-voltage approxima-tion at low voltages. These results were produced using an electrode separation of s¼ 1 nm and a mean barrier height of /0¼ 2 eV.

1

J. G. Simmons, “Generalized formula for the electric tunnel effect between similar electrodes separated by a thin insulating film,”J. Appl. Phys.34, 1793–1803 (1963).

2

A. Sommerfeld and H. Bethe, “Elektronentheorie der metalle,” inAufbau Der Zusammenh€angenden Materie (Springer Berlin Heidelberg, Berlin, Heidelberg, 1933), pp. 333–622.

FIG. 1. Comparison between the approximations derived by Simmons in the low and intermediate voltage range, along with the Simmons approximation without the3

2factor.

a)Author to whom correspondence should be addressed: mark.hagmann@utah.edu

0021-8979/2018/123(13)/136101/1/$30.00 123, 136101-1 Published by AIP Publishing.

Figure

FIG. 1. Comparison between the approximations derived by Simmons in the low and intermediate voltage range, along with the Simmons approximation without the 3 2 factor.

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