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Generalization of Meyer’s ferroelectricity to cholesteric phase : electroclinic coupling and prediction of a new
ferrocholesteric phase
J. Marcerou
To cite this version:
J. Marcerou. Generalization of Meyer’s ferroelectricity to cholesteric phase : electroclinic coupling
and prediction of a new ferrocholesteric phase. Journal de Physique II, EDP Sciences, 1994, 4 (5),
pp.751-761. �10.1051/jp2:1994162�. �jpa-00247998�
Classification Physic-s Abstracts
64.70M 77.80
Generalization of Meyer's ferroelectricity to cholesteric phase
:electroclinic coupling and prediction of
a newferrocholesteric
phase
J. P. Marcerou
Centre de Recherche Paul Pascal, Av. Dr. Schweitzer, F-33600 Pessac, France
(Received 22 March 1993, revised 20 December 1993, accepted 16
February
1994)R4sumd. Nous
prdsentons
unegdndralisation
de la thdorie de Meyer du couplage trilindaire entre [es couches smectiques, I'inclinaison de l'axe optique par rapport h la norrnale aux couches et lapolarisation
dlectrique
qui est hl'origine
de l'existence d'une phase smectique C*ferrodlectrique
ainsi que de I'effet
dlectroclinique.
Celui-ci ddcritl'apparition
d'unepolarisation
et d'unangle
d'inclinaison en
prdsence
d'unchamp
extdrieur dans [es phasessmectique
C*,smectique
A etcholestdrique. Nous prdvoyons une nouvelle phase « ferrocholestdrique » entre le smectique C* et le
cholestdrique quand
l'ordre local est de type C* avec une polarisationmacroscopique
non nulle.Nous comparons enfin nos
prddictions
avec (es rdsultats expdrimentauxdisponibles
en phasecholestdrique.
Abstract. We present a generalization of
Meyer's theory
of the trilinearcoupling
between the smecticlayers,
the tilt angle of theoptical
axis with respect to thelayer
normal and the electric polarization which accounts for the spontaneous ferroelectricity in smectic C*liquid
crystals. Thiscoupling
allows for the description of the electroclinic effect, I-e- the appearance of apolarization
and a tilt angle induced by an extemal electric field in smectic C*, smectic A and N* (cholesteric) phases. A new « ferrocholesteric » phase is
expected
between C* and N*phases
when the local order is smectic C*-like with a small but non-zeropolarization.
Eventually, acomparison
is made with experimental data available in N* phase.1. Introduction.
In 1975,
Meyer [I]
used ageneral
symmetry argument to show that in smecticphases
made of chiral molecules andbelonging
to local C~ symmetry group, a spontaneous
polarization
woulddevelop
as soon as the average molecular direction n is notparallel
to thelayer
normal q. Thedirection of this
polarization
is the so-called C~
symmetry
axis which is the common normal ton and q. The purpose of this paper is to show that the same symmetry argument which is known
to hold in the SmC*
[I]
and in the SmAphase
in the presence of an electric field(I.e.
electroclinic
coupling) [2]
is also valid in the fluid N *phase
when oneapplies
an electric fieldnormal to the director. One
finds,
within the framework of mean-fieldapproximation
thatdescribes
[3-5]
the smecticA to smectic C*phase transition,
that the inclusion of theelectroclinic
coupling
leads to differentpredictions
about the behaviour of the smectic Aphase
which becomes a low> tilt smectic C*
phase
and the appearance of apolarized
inducedfert.ocholesteric phase
in an electric field. Close to a N*AC*triple point,
thepossibility
of such a newferrocholesteric phase
with local smectic C * order ispredicted
without anyapplied
field.
~In
the first part we present a mathematical argument that we usethroughout
the paper in order to build up odd terms in the free energy andapply
it to introduce acoupling
between the smectic order parameter and thepolarization
in the Landau free energy ; in the next three pans,we
develop
ourpredictions
about thepolarization susceptibility
XR weeventually
comparethem with
already published experimental
work on the electrodinic effect in cholestericphase.
2. Mathematical
background.
When molecules are chiral
(no
mirrorsymmetry),
and the local symmetry group isD~
orC~
like in N*, SmA or SmC*phases,
odd tensorsT,~,
are allowed(')
so that trilinearcouplings
likeT,~, U,
V~W, (with
animplied
summation overrepeated indices)
can enter the free energy. These terms can be written in vectorial notationAF =TU.
(VXW). (I)
Two of them are well-known in the
physics
of chiralliquid crystals
asthey
lead to thehelicity
of the cholesteric and smectic C*phases, they
read AF(N*)
= An
(V
xn)
~2)
AF(C
*= pc
(V
xc)
where n is the director of the cholesteric
phase
and c the c-director of the smectic C*phase [6].
The
original
remark ofMeyer [I]
can be translated asleading
to a mixedproduct
of thepolarization
P, the director n and thelayer
normal q(see
e. g.Fig. I)
I-e- to a termproportional
to the tilt
angle
0 and to the componentP~
of thepolarization parallel
to theC~
axis :AF (RBM
=
iP (n
xq)
=tP~
0(3)
This linear
coupling
has been shown to describe both theproportionality
between thespontaneous tilt
angle
0~ andpolarization
P~ in smectic C*phase ii, 5]
and between these samequantities
inducedby
the electroclinic effect in smectic A and C*phases [2-5].
Thecoupling
coefficient noted t
[1, 2]
or C in other papers[3, 4, 7]
is a direct measure of thechirality
of thephase
as it is zero for a racemic mixture andchanges sign
from one enantiomer to the other.One of the most
spectacular
results of theorganic chemistry
of ferroelectricliquid crystals
inrecent years has been to increase this coefficient
by
a factor of more than loo from thehistorical DOBAMBC
(with
P~ a fewnC/cm~ Ii)
to the recordawarding compounds
oftoday
(P~ ~ l 000
nC/cm~ [8]). Recently,
an electroclinic effect has been
reported
in N*phase [9-12]
with a
surprisingly large dispersion
of the apparent orcomputed
tiltangles (from
10~ ~ to 10~ ~radian)
and with no clear connection toMeyer's
argument. We now show that this link can beeasily
established with a suitable choice of the vectorsentering
the trilinearcoupling
term.By
astraightforward generalization,
one finds that aMeyer's expression
valid(ij Namely the fully
antisymmetric
Levi Civita tensor such thatT,~==T,,~ =T-,, -T~=,
T,=
T-,,,
all other elements vanishing identically.+
~
li
z~+q,
~°
ip +ii
o
Fig. I. a) Sketch in real space of the director n, layer normal q and
polarization
P which are coupledlinearly
so that theamplitudes
of P and of the tiltangle
0 between n and q arespontaneously proportional
in SmC* phase. The same coupling leads to the proportionality of 0 and P to an extemal electric field by
means of electroclinic effect. b)Smectic wave vectors in reciprocal space, the amplitude of
q,, =
0q,
is proportional to the polarization.in the three
phases
should include thepolarization
and thedensity
modulations in the directionsparallel
and normal to the local director :AF
(RBM
=
©P
(Vii P xV~
P *with Vii P
= n
(n
VP) (4)
and
V~
P= n x
(n
x VP).
We consider here that P
(r
is the smectic order parameter[6]
with apreferred
wave vector qdetermined,
in mean-fieldapproximation, by
minimization of the free energy with respect to its components qjjparallel
to the director and q~ normal to it. Under these conditions, Wand Vii P(
=
iq~
P in the condensedphase)
both account for the smectic Adensity
modulationwhich fluctuates in the N*
phase
whileV~
P=
iq~ P)
measures the smecticc typefluctuations in N* and A
phases.
3.
Consequences
of the electrocliniccoupling
in cholestericphase.
Let us write down the free energy
density
of a N*phase
close to a smectic one in the presence of anapplied
electric field E, it will be the sum of the elastic energy of the N*phase F~~,
of thefluctuating
smectic Landau energyFs~
and of electrostatic termsinvolving
thepolarization
and the electric fieldF~j.
F~~
=
Kj(div n)~
+K~(qo
+ n(V
xn))~
+K~(n
x
(V
xn))~
2 2 2
Fsm
=
(« (T 7i~) w2
c~i(vi P)2
+ y(T 7ic)(v~
P )2 +D,~,I vi
wvii
w*) (5) F~j
=©P
(Vii Px
V~ P*)
P E +~~
+
~~
ES E,
E~2
o~Xi
2
o~Xll
2
JOURNAL DE PHYSIQUE II T 4 N'5, MAY IQ94
The elastic energy contains as usual a spontaneous twist term that leads
[13]
to a first order N* to Aphase
transition in order to compensate for the helixunwinding
energy ofK~ q(/2
per unit volume. The smectic term shows the two would-be-transition temperatures7~~
and7~c
for the appearance of the SmA or SmCphases
while thenegative
Cjj coefficient accounts for the spontaneous
tendency
to build uplayers
normal to the nematic director[14].
The fourth rankD,~,I
terms which arerequired
forstability,
are inprinciple
five in a uniaxial medium but reduce to three in Fourier space[13].
Within the electrostatic term, thepolarization
P represents the amount of permanent moleculardipoles aligned by
theapplied
electric field andby
theMeyer's
electrocliniccoupling.
Thesusceptibilities
e~=
eo(I
+x~)
account for electronic or intramolecularpolarizabilities.
Then, if the direction of the
applied
field is from now on assumed to be Oxparallel
to the cholestericaxis,
aslong
as there exists a local fluctuation ofP,
the appearance of a non trivial(I,e.
# e~ XiE~ polarization P,
normal to the local director n fl Oz and of a modulation ofPin the y direction will be
energetically
favored so thatlocally
:P~
= so XilE,
+ V~PV~P
*(6)
In fact the situation is more involved as this non trivial
polarization
must be derivedby integrating
out the thermal fluctuations of P in the presence of theapplied
fieldE~.
It is thus necessary to express the free energy in Fourier spaceJ
=
l(F
s~ +
F~j)
dVV =
v
=
( I la (T
TAN + Y
(T
TAGq[
2Cqz
q>
P,
+Di (q) q))~
q
p2
+ 2
D'(qi q)) q(
+D~ q( P~
P~
P, E~
+ ~ F~E) (7)
2 So Xi 2
In this
expression,
z is the local direction of theoptical
axis(that
may be held fixed in an unwoundsample),
q is summed from 2 «IV ~/~ to 2 grid where d is a molecularlength
in theI
range,
T~~
=7~~
+~~
~~and
T~c
=
7~c
~ ~' ~~ are the renorrnalized would be transition« y
temperatures when the
D,~~i
terms are taken into account and reduce toDjj, D~
(~ 0)
and D'(D'~
~ Djj
D~
;eventually,
q~=
2 «la is the
preferred
wave vector of the smecticdensity
modulation where am301
is thelayer
thickness.The
integration
of the thermal fluctuations of Pyields
a uniformpolarization P~
=
e~ XR
E~
whichsusceptibility
XR is renormalized andlarger
than the bare one Xi,
moreover
the
optimum
wave vector of thedensity
modulation that will be retained at the N* to smecticphase
transition is modified. Asusual,
one can assume q~ to begiven by
q~ = 2 «la while theoptimum
q~(if
T~ TAN ~ TAC) is non zero in the y direction in presence of the
applied
fieldalong
x :~~
Y
(T
Ac)
~~
~~~(0,
+ q~, +q~)
and(0, q~, q~)
represent in thereciprocal
space the coordinates of themaxima of the correlation function
(P~ P_~)
in N*phase (see
e-g-Fig.
I). Thirdconsequence,
replacing
q~ andP~ by
theiroptimum
value in(7)
leads to an increase of thetemperature
T' where the coefficient ofP~ P_~
vanishes(I.e.
to adisplacement
of thetransition under
field)
(~0
XR ~s~
~~
~2
(~~~'
" ~AN ~
«
y(T~N TAC)
'So
applying
an electric field in a cholestericphase
transforms it to a kind of inducedferrocholesteric phase
with both apolarization (P,
= soXRE,)
and a tiltangle
0=
q~/q~
(Eq. (8)) proportional
to the electric field and sensitive to theproximity
of the smecticphase
via the renormalizedsusceptibility
XR, asapparently reported
in recentexperimental
work
[9-12].
In order toimprove
thesepredictions,
we will then evaluate thesusceptibility
XR in a model where the
only
consequence of thechirality
is the onset of theMeyer
term we introduced,neglecting
thehelicity
of the director that leads to cholesteric and TGB[13]
phases.
4. Mean field derivation of the
susceptibility
x~ with smectic fluctuations.Chen and
Lubensky ii 4]
havedeveloped
the NACphase diagram
as a function of parameters thatcorrespond
in our notations to y(T T~c
for x-axis and + a(T T~~ )
fory~axis.
Thisdiagram
isreproduced
infigure
2 where thephysical paths
followed whendecreasing
the temperature from the nematicphase
arestraight
lines ofnegative slope starting
from the upperleft corner
(T»T~~
andT»T~c).
There are two kinds of behaviordepending
onT~~
andT~c (the triple point
is reached whenT~c
=
T~~)
:I)
ifT~~
~T~c,
one encounters a second order nematic to smectic Aphase
transition atT
=
T~~
with wave vector of the smectic modulation at q~ = q~, q~ =0,
and a second ordersmectic A to smectic C
phase
transition at T=
T~c
it)
ifT~~
~T~c,
then there is a direct second order nematic to smectic Cphase
transition at T=
T~c
=T~c
+ 2 3~ 2 3(T~c
+3~ T~~)"~
where the wave vector at the transition isgiven by
q(
= y
(T~c T~c )/2 D~
andq]
=
q) yD'(T~c T~c )/2 D~
Djj in these express- ions3~
=
«D~ (I D'~/Djj D~ )/y~
=
«D~/y~.
6
4
, ~q
, ,
2 ',
c '
m ',
~ 0
,
, ,
~ ,
~ ,
,
~ A , C
',
~6
-10 -5 0 5 10
Tac -T
Fig. 2.
Chen-Lubensky
phase diagram in thevicinity
of the NACpoint.
If T~N > T~c, one follows the dashed line whendecreasing
the temperature from N to A and C phases. If TAN < T~c, then one goesdirectly
from N to C atT~c (T~~
<
T~c
< T~c).
We have then to derive the effective
susceptibility
XR whenapproaching
the N to smecticphase
transition from above. For this we will define the effective free energy obtainedby integrating
outP~
fluctuations inequation (7)
Feff ~~jnTre
1f
»t
~V
=
P
~
E,
+~
~~
e~
E)
+ kT~~~
~
In G~ '
(q, P~) (10)
So Xi
(2 gr)
where
~- ~~,
~,
« ~TT~~
+ Y~T ~~~~ ~~
~l )illl'~i
~~ + ~
/~'~~~
~~~~~
~~~ ~~
minimizing lo)
withrespect
toP,, yields
theequation
of state for thepolarization P,
-E~-I(P~)=0
E0 xi
where I
(P,)
=
kT
~~~
~
Cq~
q~G(q, P,). (' ')
(2
grThis
equation
can be solvedgraphically
as shown infigure
3. First in the presence of theapplied
electricfield,
one sees that therealways
exists an intersection of thestraight
line(P le~
XiE~)
with the curve I(P~).
Atsufficiently
lowfield,
there is a linearrelationship
P~
= e~ XR E~ between the
position
P_~ of the intersection and the value of the field.Without
field,
the trivial solution thatcorresponds
to aparaelectric phase yields
P~
=0. One may seegraphically
that this willhappen
aslong
as the initialslope
of I(P
~) forP~
=
0 is smaller than
lleo
Xi On the contrary, I-e-high enough
initialslope,
onepredicts
the existence of aferrocholesteric phase
which could be ferroelectric without afully developed
smecticlayering (see
e-g-Fig. 4).
1(P,), T<Tc
P, (lh),T>Tc
Pg
COXI
~ ~
coxi
'Fig.
3. Thegraphical
solution of the equation of state for thepolarization P,
isgiven by
the intersection of the straight line (P,/p~ Xi E~) and theintegral
I (P~
). One easily checks that the solution P~ # 0
corresponds
to a minimum of the effective energy f.+
n+
n+
(a) (b)
Fig. 4. a) First kind of ferrocholesteric phase where the layer normal rotates around the cholesteric axis Ox like in a TGB phase [13]. The polarization is always parallel to the axis, this configuration should be retained in the induced
ferrocholesteric
when the field isapplied
along Ox as it is assumed in the text.b) Second
possibility
where thepolarization
P (that mayrequire
a more involved definition with modulus and phase like the smectic order parameters) rotates together with n while the layer normal q processesmaking
anangle
of gr/2 0 with the helix axis.Quantitatively, equation (11)
may be used to compute the effectivesusceptibility
x~ in the cholesteric
phase.
In the linearapproximation (I.e.
low field without anybias),
E~ =P
/Fo
XR and I(P~
areproportional
toP~,
so that :1
-
~~
l~
~C
~ kT/2~3 ~l ~l G~ ~~,
°('2)
So,
thesusceptibility
willdiverge
as soon as the derivative of I(P,
islarge enough.
Let usnow check this
by
means of a numerical estimateusing
reasonable values for the coefficients involved in the calculation.5. Numerical simulation of
XR(7l
in thevicinity
of NACpoint.
Estimating
first the tiltangle
in a smectic Cphase
at 3 K below the transitiongives
:~i Y(I~AC
~)
ly
l~i
I
2D~ q)
8 ~q2
loo~
Using
nowX-rays scattering
results[15, 16]
in thevicinity
of a nematic to smectic Aphase
transition, to evaluate G~'(q)
leads toT
T~~
Y'~ ~ ~ ~
G~
(q,
0 a'~
(l
+fj
(q=qs)
+ii
qiAN
estimating roughly
that a(T T~~)
=
a'[(T T~~)/T~~]Y
at T=
T~~
+ 3 K, andusing y'
w2 vii
- 2 v~ m 1.3
if
q~- I and
it
q~m
0.5
[15]
; one may express all the coefficientsas functions of
D~
alone :y/q)
=
D~ /100, a/q)
=
D~/3 000,
Djj=
D~
/10 D'being arbitrarily
takenequal
toD~
/200 in the calculation.Introducing
the dimensionless variables u=
q(/q(
and x=
q~/q~, equation (12)
becomes°~~
= l -N udu
x~dxg~(u,x)
OXR ~ ~
with g~ ' =
~
~~~
+ lo
(x~ 1)~
+ loo u~ +u
IT T~c
+ x~1] (13)
~
FoXikT©~
and N
=
lo x
~ ~
4 gr
D~
q~eventually,
the ratio©/D~
can be extracted from the measurements of theMeyer
coefficient C and the elastic constantB~
in smecticphases [3, 4]
:Cq) (T
TAGD~ 100B~
so that with eo = 1/36
gr
10~,
Xi" 5, kT
= 4 x
10~~'
J, q~= 2 w/3 x
10~~
m~~, C
=
3.8 x
10~
andB~/(T T~c)
=
4 x
10~
; one
finally
estimates the numerical factor N to bem 23 in
equation (13).
This means that theintegral
in thisequation
has to reach a value of 0.044 in order to describe a cholesteric to ferrocholestericphase
transition.This
integral
is evaluated in two steps, first theintegration
over u variable can be doneanalytically
then the secondintegration
over x is madenumerically using
aRomberg
method.The
T~~
transition temperature has been heldarbitrarily
at 310 K while theintegral
wascomputed
forT~c ranging
from 300 to 330K and for Tranging
fromT~~ (resp.
T~c)
+ 0.001 to + lo K. The result of the mostdivergent integral (that corresponds
to the NACpoint
whereT~~
=
T~c)
is sketched infigure
5. One can see that the maximum value islarger
than 0.4 so that the 0.044 limit for a transition to ferrocholestericphase
is reached about 0. I K beforeT~~c.
One sees moreprecisely
infigure
6 theplot
of theintegral
as a function ofT~c
on one axis(309.4
~T~c
~
310.5)
and of the distance AT to the nematic-smecticphase
0.6
0.4
ii
11 0.2
0
lE-4 0.001 0.01 o-I I lo
T-Tc
Fig.
5. Plot of the mostdiverging
integral (Eq. (13)) at the NAC point (T~~T~c).
1
0,45
0,3 '..
o,15
., ..
0 '..
0,001 0,002
0,008 0,022
0,064 0,181
0,512
AT 31o 3 31o 309,7 309,4 TAC
Fig.
6. Plot of the integrals(Eq.
(13)) in thevicinity
of the NAC point, the figure 5 corresponds to asection at T~c = 3 lo K.
transition on the second axis. Then
,
the cholesteric to ferrocholesteric
phase boundary
isgiven by
theplane
with an elevation of I/N(0.044
in ourestimation),
the contours 0.15 and 0.3 arerepresented
infigure
6showing
that the extent of the ferrocholestericphase
would be a smallclosed domain around the NAC
point.
Using
thissimulation,
one canpredict
the behavior of thesusceptibility
XR fromequation (13)
in two cases :I)
if one reaches the ferrocholestericphase,
x~ willdiverge
as shown infigure
7 ;it)
if not, XR will increase at the N-Smectic transition from Xi to a finite value.These
predictions
are useless if notcompared
toexperiments,
so we will nowgive
a short discussion aboutalready reported
andpossible
futureexperiments.
6. Discussion.
Let us first recall that the calculation has been done under the
assumption [17]
that the initial NACphase diagram
is theChen-Lubensky
one(without chirality) ii 4].
We have not taken intoaccount the further refinements of Renn and
Lubensky ii 3],
who first showed thedisplacement
of NA and AC
phase
boundaries due tochirality,
neither we did for the AC shift due toMeyer's
term[2, 5]
nor for thepossible
appearance of TGBphases ii 3]
in the same area of thephase diagram.
These results have to bejoined together
in order toplace
the ferrocholestericphase
in a more realisticphase diagram,
withhopefully
a greater existence domain.iooo
ioo o
~ .
m .
i~
lo ".m
i
o-1
0.001 0.01 o-I I lo
T.Tc
Fig. 7. XR Xi as a function of T T~ (T~ is the temperature where the integral in equation (13) reaches the value I/N). There is no
simple
prediction for the value of the apparent critical exponent.Nevertheless, the structures sketched in
figure
4 may be revealedby
some accurateX-rays scattering
orpolarization
sensitiveexperiments.
Retuming
to the x~calculation,
an immediate check of itsvalidity
should use dielectric spectroscopytechniques.
A series ofexperiments
done in purecompounds
close to a NACpoint
has beenreported by Legrand (Fig.
9 of Ref.ii 2])
and shows that the dielectricstrength
Pm I +XR increases when
approaching
the N to Aphase
transition asexpected.
Theinterpretation
ofoptical experiments reported by
most other authors[9-1Ii
is more involved.First we do not compute a tilt
angle
but a dielectricsusceptibility,
the link between thesequantities
has to beexpressed
like inequation (8)
whichgives
the mostprobable angle
between thefluctuating
smectic modulation and theoptical
axis at agiven
temperature in Nphase.
Then,
assuming
that thefluctuating layer
normal is fixed in the direction of theoptical
axis at rest, one may think that thelight intensity
modulation isdirectly proportional
to XR and thatoptical experiments
areagain
aproof
ofMeyer's ferroelectricity
in cholestericphases.
7.
Summary.
We have
generalized
the symmetry argument due to R. B.Meyer
which is at theorigin
of the invention of ferroelectricliquid crystals.
We have shownthat,
aslong
as three elements meettogether, namely
smecticlayering,
tilt of theoptical
axis and electricpolarization,
one canderive, in mean-field
approximation,
atheory
of electrocliniccoupling
that coverscholesteric,
smectic A and smectic C*phases
and is consistent withexperimental
results. We have then shown that aspontaneously
ferroelectricphase
islikely
to appear close to a NACpoint
aslong
as the
Meyer's coupling
isstrong enough.
Acknowledgments.
We would like to thank T. C.
Lubensky
and J. Prost for theirencouraging
reactions to this work and most of all, we thank the anonymous referee whosehelp
was invaluable.References
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compensated pitch
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above the N to A