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Convergence in capacity on compact K¨ahler manifolds

S!LAWOMIRDINEW ANDPHA.MHOANG` HIEˆ.P

Abstract. The aim of this note is to study the convergence in capacity for func- tions in the classE(X,ω). We study the problem under several restrictions on the Monge-Amp`ere measures of the functions considered, such as common domina- tion by a fixed measure or control on the variation.

Mathematics Subject Classification (2010): 32W20 (primary); 32Q15 (sec- ondary).

1. Introduction

In [2,3] Bedford and Taylor laid down the foundations of the theory of the complex Monge-Amp`ere operator which is nowadays a central part of pluripotential theory.

In [3] the notion of relative capacityCnwas introduced (see Section 2 for the defi- nitions of all the notions appearing in this note). Initially Bedford and Taylor used this capacity to solve deep problems concerning small sets in pluripotential the- ory. It was soon realized, however, that capacities are very useful technical tools in solving Monge-Amp`ere equations with singular data. Especially the discovery of Xing [21], who proved that the complex Monge-Amp`ere operator is continuous with respect to convergence in capacity, attracted much interest. This is in contrast to convergence in Lp,1< p < ∞, since it is known [8] that the Monge-Amp`ere operator is discontinuous with respect to such topology. Recently convergence in capacity in the setting of domains inCn(which for brewity will be referred to as the local setting in this note) was studied by many authors. We refer to [4–6, 9, 15, 17], which is by far an incomplete list of recent contributions, where the reader may obtain a complete picture of the developments in the field.

Quite recently alternative pluripotential theory on compact K¨ahler manifolds was developed by Guedj and Zeriahi [12,13] and Ko!lodziej [18]. It should be noted The first named author was partially supported by Polish ministerial grant N N 201 271135.

The final version of the note was finished while the second named author was a post doctoral fellow in CIRM, Trento. He wishes to thank this institution for its hospitality and perfect working conditions.

Received March 24, 2010; accepted May 20, 2011.

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that both theories differ significantly especially when it comes to global results - some of the differences were discussed in [13] and [11]. In [18] Ko!lodziej intro- duced the capacityCX,ωon a compact K¨ahler manifold(X,ω), which is modelled on the relative capacityCnof Bedford and Taylor from the local setting. Despite its non nocal character this notion plays similar fundamental role asCndoes in solving complex Monge-Amp`ere equations.

In [13] Guedj and Zeriahi (building on local desults due to Cegrell [5, 6]) in- troduced the new Cegrell classE(X,ω)ofω-psh functions for which the complex Monge-Amp`ere operator is well-defined. Roughly speaking, it is the largest class ofω-psh functions where the Monge-Amp`ere operator behaves like it does in the bounded functions setting. The authors obtained various basic properties of this function class. Later on, building on their work Xing [22] studied the convergence in capacityCX,ω(one should also mention that various results in the bounded func- tions setting were also known (compare [14, 19])). As Xing noticed, however, vari- ous technical difficulties appear in the analysis in the wholeE(X,ω)and therefore some of his results are proven only in the smaller classE1(X,ω). This leads to the question of what remains true inE(X,ω).

The aim of the present note is to answer this question. The main goal will be to study the convergence in capacityCX,ωin the classE(X,ω)– Section 3. We obtain fairly complete description of that convergence under various additional assump- tions such as common domination of the Monge-Amp`ere measures of the functions by a fixed measure or assumptions on the measures’ variation. Analogous results in the local case (except Theorem 3.6 and Lemma 3.7 which are completely new) were obtained by Ko!lodziej and Cegrell in [9]. We wish to point out that while some of the results look as a straightforward generalizations of the corresponding theorems due to Xing [22], the applied techniques are by necessity of different nature, which allows us to deal with the formerly intractable case of functions in E(X,ω)\E1(X,ω). These essential new technical tools, namely the partial com- parison principle and the uniqueness of solutions to the Monge-Amp`ere equation in the classE(X,ω), are borrowed from [11].

The results obtained, in the authors’ opinion, yield better understanding of the classE(X,ω)and the non-linear nature of the Monge-Amp`ere operator in this singular setting.

ACKNOWLEDGEMENTS. The authors would like to thank an anonymous referee of the previous draft of this manuscript whose remarks improved significantly the exposition.

2. Preliminaries

First we recall some elements of pluripotential theory that will be used in the paper.

We refer the reader to [20] for a recent general overview of pluripotential theory both in the local and in the K¨ahler setting.

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Given a domain"inCn one associates to any compactK"the Bedford- Taylor relative capacityCnintroduced in [3]:

Definition 2.1. LetKbe a compact subset of a relatively compact domain"inCn. Then the relative capacityCn(K,")is defined by

Cn(K,")=sup

!"

K

(ddcu)n : u∈PSH("), −1≤u≤0

# , where PSH(")denotes the space of plurisubharmonic functions in".

Throughout the noteXwill denote a (fixed) compact K¨ahler manifold of com- plex dimension n equipped with a fundamental form ω = ωX normalized by

$

Xωn =1.

We shall deal with theω-plurisubharmonic functions on X, which are defined as follows:

Definition 2.2. An upper semicontinuous functionϕ: X→[−∞,+∞)is called ω-plurisubharmonic (ω-psh for short) if ϕL1(X)andωϕ := ω+ddcϕ ≥ 0, where the inequality is understood in the sense of currents. By PSH(X,ω) (re- spectively PSH(X,ω)) we denote the set ofω-psh (respectively negativeω-psh) functions on X.

Modelling on the definition ofCn above Ko!lodziej in [18] introduced the ca- pacityCX:

Definition 2.3. Given any Borel setEXwe define its capacityCX,ωonXas CX(E)=CX,ω(E)=sup

!"

E

ωnϕ: ϕ∈PSH(X,ω), −1≤ϕ≤0

# , whereωnϕ=+ddcϕ)n andn=dimX.

We refer to [12, 18] for more information about this capacity.

It follows from the locality of the Monge-Amp`ere operator that it can be de- fined for any bounded ω-psh function [3]. As noticed by Guedj and Zeriahi this is not so for unbounded ones and therefore one has to restrict to a subclass of PSH(X,ω). The following class ofω-psh fuctions was introduced by Guedj and Zeriahi in [13]:

Definition 2.4.

E(X,ω)=

!

ϕ∈PSH(X,ω): lim

j→∞

"

{ϕ>j}ωmax(ϕ,n j) =

"

X

ωn =1

# . Intuitively the spaceE(X,ω)consists of those functions which have mild singular- ities (or do not have−∞poles at all), so that no Monge-Amp`ere mass concentrates near those poles. In particular it can be proven (see [13]) that any such function must have zero Lelong numbers everywhere.

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Let us also define

E(X,ω)=E(X,ω)P S H(X,ω).

We refer to [13], where the reader can find the basic properties of these function classes.

The convergence in capacity is defined as follows:

Definition 2.5. Letuj,u∈PSH(X,ω). We say that{uj}converges touinCX if CX({|uju|})→0

as j → ∞, for every (fixed)δ>0.

For our later reference we shall need the notion of uniform absolute continuity with respect to capacity. It is modelled on the uniform continuity with respect to a measure.

Definition 2.6. A family of positive measures{µα}on X is said to be uniformly absolutely continuous with respect toCX-capacity if for every& > 0 there exists δ >0 such that for each Borel subsetEXsatisfyingCX(E) <δthe inequality µα(E) <&holds for allα. We denote this byµα)CX uniformly forα.

Note that by [12, Theorem 6.2] we know that the sets satisfyingCX(E)= 0 are precisely the ω-pluripolar sets. In particular all measures that are continuous with respect to capacity must vanish on pluripolar sets.

The next two propositions are well-known:

Proposition 2.7 (cf.[13, Theorem 1.5]). LetuE(X,ω),v∈PSH(X,ω). Then

"

{uv}ωmax(u,v)kT =

"

{uv}ωukT,

for all1≤knandT =ωϕ1. . .ωϕnk withϕ1, . . . ,ϕnkE(X,ω).

Proposition 2.8 (cf.Proposition 3.6 in [12]). Letu∈PSH(X,ω). Then fort≥0

CX({u<t})

%%

%%sup

X

u

%%

%%+c

t ,

where the positive constantcdoes not depend onu.

Next we state a simple criterion for uniform continuity in terms of capacity.

Proposition 2.9. LetujE(X,ω). Then the following two statements are equiv- alent:

i) infj1supXuj >−∞andωnuj )CX uniformly for j ≥1;

ii) limt→+∞limj→∞$

{uj≤−t}ωunj =0.

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Proof. i)⇒ii) This is a direct application of Proposition 2.8.

ii)⇒i) We claim that infj1supXuj >−∞.

Suppose on contrary that infj1supXuj =−∞. Hence

jlim→∞

"

{uj≤−t}ωnuj = lim

j→∞

"

X

ωnuj =1, but this contradicts the assumption that

t→+∞lim lim

j→∞

"

{uj≤−t}ωunj =0.

Let us fix&>0. We chooset0and then j0= j0(t0) >1 such that

"

{uj≤−t0}ωunj <&, for all jj0. For each Borel setEXcan estimate

"

E

ωunj =

"

E∩{uj≤−t0}ωnuj+

"

E∩{uj>t0}ωnuj

"

{uj≤−t0}ωunj +

"

E∩{uj>t0}ωmax(un j,t0)

"

{uj≤−t0}ωunj +t0nCX(E)&+t0nCX(E) for all jj0. On the other hand, since&j0

k=1ωunk ) CX we can chooseδ1 > 0 such that&j0

k=1ωnuk(E) < & for all Borel setsEX withCX(E) < δ1. Hence ωnuj(E) < 2& for all j ≥ 1 and all Borel sets EX, such thatCX(E) < δ = min(δ1,t&n

0).

The next proposition is a modified version of [22, Lemma 2]:

Proposition 2.10. Letuj, vjE(X,ω)be such thatujvj for j ≥1. Assume that ωvnj ) CX uniformly for j ≥ 1. Let also infj1supXvj > −∞. Then ωnuj )CX uniformly for j ≥1.

Proof. By [13, Theorem 1.5] we have

"

{uj<2t}

ωunj ≤2n

"

{vj<u j2t}

ωnu j

2

≤2n

"

{vj<u j2t}

ωvnj ≤2n

"

{vj<t}

ωvnj,

for everyt >0. By Proposition 2.9 we obtainωnuj )CX uniformly for j ≥1.

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We remark that the proof shows that the result still holds for any family of functionsuαandvα, α'instead of just sequences.

Proposition 2.11. LetujE(X,ω),uPSH(X,ω)be such thatujuinCX. Then the following two statements are equivalent:

i) uE(X,ω);

ii) ωnuj )CX uniformly for j ≥1.

Proof. i)⇒ii) By Proposition 2.7 we have

"

{uj≤−t}ωnuj=

"

{uj≤−t}ωnmax(u

j,t)

"

{u≤−t+1}ωnmax(u

j,t)+

"

{|uju|>1}ωnmax(u

j,t)

"

{u≤−t+1}ωnmax(uj,t)+tnCX({|uju|>1}).

By coupling the quasi-continuity of u (in [3, Theorem 3.5]) and the facts that ωnmax(u

j,t) )CX uniformly for j ≥1 andωmax(u,n t) )CX uniformly fort > 0 (see Proposition 2.10), we get

t→+∞lim lim

j→∞

"

{uj≤−t}ωunj ≤ lim

t→+∞

"

{u≤−t+1}ωnmax(u,t) =0.

By Proposition 2.9 we obtainωnuj )CX uniformly for j ≥1.

ii)⇒i) This is a part in [22, Theorem 3].

Finally we would like to mention that recently Benelkourchi, Guedj and Zeri- ahi [1] have developed analogous theory for compact complex manifolds equipped withbigforms (i.e.smooth semi-positive formsωsatisfying$

Xωn>0). We leave to the reader as an exercise to check that our results still hold in this more general setting.

3. Convergence in capacity

Below we prove various results regarding convergence in capacity in the class E(X,ω). We begin with a technical theorem which will be used later on. This result is a generalization of similar ideas in [14, Lemma 2.3] (where the case of bounded functions is considered) and in [22, Theorem 2], where the author works in the smaller function classE1(X,ω).

Theorem 3.1. Letuj, vjE(X,ω)be such that i) ωnuj )CX uniformly for j ≥1;

ii) limj→∞$

{uj<vjδ}ωunj =0for allδ>0.

Thenlimj→∞CX({uj < vjδ})=0for allδ>0.

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Proof. We can assume, by adding constants to bothuj andvj if necessary, that supXuj =0 for all j ≥1. Setujt :=max(uj,−t). For eachk=0, . . . ,nwe will prove inductively that for everyδ>0

jlim→∞sup '"

{uj<vjδ}

ωnujkωkϕ : ϕ∈PSH(X,ω), −1≤ϕ≤0 (

=0. (3.1) Note that ifk=0 then (3.1) holds by assumption.

Assume that (3.1) holds fork−1. We will prove that

jlim→∞sup '"

{uj<vj}ωunjkωϕk : ϕ∈PSH(X,ω), −1≤ϕ≤0 (

=0 for anyδ > 0. We fixt ≥ 1 andϕ ∈ PSH(X,ω)satisfying −1 ≤ ϕ ≤ 0. For notational ease we denote the set{uj + δtujt < vj + δtϕ−2δ}byU and let also ηj, βj be the ω-psh functions defined respectively byηj := vj+1δt+ϕδ

t

, βj :=

uj+δtujt 1+δt

. Then we have

"

{uj<vj}ωnujkωkϕ

"

U

ωunjkωkϕ,

since δϕtδujt >δ.

The measure on the right-hand side can be enlarged to t+δ

δ ωηjωunjkωϕk1.

Thus, by consecutive application of [11, Theorem 2.3] and yet another set inclusion obtained as the one above we get

t+δ δ

"

U

ωηjωunjkωϕk1t+δ δ

"

U

ωβjωnujkωϕk1

t δ

"

{uj<vjδ}ωunjk+1ωkϕ1+

"

{uj<vjδ}ωujtωnujkωkϕ1. Using form [13, Corollary 1.7 ] this last sum can be in turn estimated by

t +δ δ

"

{uj<vjδ}ωunjk+1ωkϕ1+

"

{uj≤−t}ωujtωnujkωkϕ1

t+δ δ

"

{uj<vjδ}ωnujk+1ωkϕ1+

"

{uj≤−t}ωnujk+1ωkϕ1.

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By the induction hypothesis we get

jlim→∞sup '"

{uj<vj}ωnujkωkϕ: ϕ∈PSH(X,ω), −1≤ϕ≤0 (

≤sup '"

{uj≤−t}ωunjk+1ωkϕ1: ϕ∈PSH(X,ω), −1≤ϕ≤0, j ≥1 (

,

for everyt ≥1.

Note that uj2+ϕuj −1, thus by Proposition 2.10 we get thatωnu j+ϕ 2

)CX

uniformly for j ≥1. Expanding the left-hand side we obtain ωnujk+1ωkϕ1)CX uniformly for j ≥1.

Now by lettingt →+∞(and usingωnujk+1ωϕk1 )CX uniformly for j ≥1), from Proposition 2.8 we obtain

jlim→∞sup '"

{uj<vj}ωnujkωkϕ : ϕ∈PSH(X,ω), −1≤ϕ≤0 (

=0.

Theorem 3.1 has various consequences regarding continuity of the Monge-Amp`ere operator. Below we list some of them.

As a direct corollary we obtain the following theorem:

Theorem 3.2. Letuj, vjE(X,ω)be such that i) ωnuj+ωvnj )CX uniformly for j ≥1;

ii) limj→∞[$

{uj<vjδ}ωnuj +$

{vj<ujδ}ωvnj] =0for allδ>0.

Thenujvj →0inCX.

Recently the second named author obtained a characterization of convergence in capacity for bounded ω-psh functions (in [14, Theorem 2.1]). Our next result provides such a characterization in the classE(X,ω):

Theorem 3.3. LetujE(X,ω)anduP S H(X,ω). Then the following three statements are equivalent:

i) uE(X,ω)andujuinCX;

ii) ωnuj )CX uniformly for j ≥1andujuinCX;

iii) ωnuj )CXuniformly for j ≥1,limj→∞ujuandlimj→∞$

{uj<uδ}ωunj= 0for allδ>0.

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Proof. i)⇔ii) This equivalence is the content of Proposition 2.11.

ii)⇒iii) This implication is trivial.

iii)⇒i) This is a direct application Theorem 3.1, coupled with Proposition 2.11.

Recall that the weak convergence of Monge-Amp`ere measures does not imply the weak convergence of the corresponding functions (and vice versa). Thus these convergence problems are considered with additional restrictions. Usually results in this direction are called stability theorems in the literature, since they show that suitable small modification of the Monge-Amp`ere measures do not lead to large deviation of solutions (i.e.the solutions are stable). In [9] good convergence prop- erties were obtained (in the setting of domains in Cn) under the assumption that all the Monge-Amp`ere measures are dominated by a fixed measure vanishing on pluripolar sets. In the K¨ahler setting the corresponding problem was studied by Xing in [22]. He worked in the subclassE1(X,ω)E(X,ω), however all his ar- guments can be applied in the wholeE(X,ω)provided one has uniqueness (modulo an additive constant) for the solutions of the Monge-Amp`ere equation

ωnϕ=µ, ϕE(X,ω), whereµis any positive Borel measure satisfying$

X=$

Xωn and vanishing on pluripolar sets. This uniqueness statement was recently obtained in [11]. Thus cou- pling Xing’s arguments with Theorem 3.2 one gets the following stability theorem:

Theorem 3.4. LetujE(X,ω)andu ∈PSH(X,ω). Assume thatωnujdµfor some measuredµ ) CX. Let also supXuj = supXu. Then the following three statements are equivalent:

i) ujuinCX. ii) ujuinL1. iii) ωnujωnuweakly.

Proof. The implications ii)⇔iii) are essentially due to Xing. In particular in [22, Corollary 1] (and Proposition 2.11) yields ii)⇒iii). For the other implication one can proceed exactly as in [22, Theorem 8]: below we sketch the details from [22]

for the reader’s convenience.

Due to the normalization assumption one can extract a subsequence from uj

convergent inL1to some functionv∈PSH(X,ω). Note that one also has supXv= supXu. The result follows if one can show thatvactually coincides withu, since the chosen convergent subsequence is arbitrary. But the Monge-Amp`ere measures of the functions in the subsequence are again dominated by µ, hence from [22, Theorem 4] one concludes that v belongs toE(X,ω)and moreover the Monge- Amp`ere measures tend weakly toωnv. Thus one getsωun = ωnv, so by uniqueness (now in E(X,ω)) and normalization u = v. Thus, since any subsequence has subsequence convergent inL1touone concludes thatujuinL1.

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Since implication i)⇒ ii) is trivial, we only have to show that ii) implies i).

But we know thatωnuj ) CX (since all the measures are dominated byµ). By [7]

(see also in [9, Lemma 1.4]) we know that

M∈R lim

j→∞

"

X

max(uj,M)−max(u,M)dµ=0.

(Indeed, the results in [7] and [9] are proven in the local case, but this convergence statement is of purely local nature and hence can be easily transplanted to the K¨ahler setting).

Thus we obtain

"

{uj<uδ}ωnuj+

"

{u<ujδ}ωnu

"

{uj<M}∪{u<M}+1 δ

"

X|max(uj,M)−max(u,M)|dµ.

If M is sufficiently negative by the assumptionµ ) CX and Proposition 2.8 we obtain that the first term on the right-hand side can be made arbitrarily small (inde- pendently of j). Finally we obtain

jlim→∞

)"

{uj<uδ}ωnuj +

"

{u<ujδ}ωun

*

=0.

Thus by Theorem 3.2ujuinCX.

Before we proceed further we recall the notion of variation of a measure. Given any Borel measureµ(non-necessarily positive) one defines its variation||µ||on a Borel set Aby

||µ||(A):=sup

'

+

k=1

|µ(Rk)| (

,

where Rk,k ∈ Nis any disjoint at most countable partition of the set Aby Borel sets. The classical Hahn decomposition theorem states that in fact that it is enough to consider only the special partition given by the two Hahn sets – intutively – the pieces whereµis positive and negative.

Remark 3.5. It would be interesting to know whether the above result still holds if instead of domination by a fixed measure one assumes merely thatωnuj ) CX. Indeed large parts of Xing’s proof can be dealt verbatim, yet some details remain unclear to us.

Our next result concerns a new type of stability. Instead of controlling the deviation ofuj fromvj we impose an assumption on the variation of their Monge- Amp`ere measures. Since in concrete situations the Monge-Amp`ere measures of functions in concern are given (while the information on the functions themselves is very limited) this result seems more suitable for applications than Theorem 3.2.

Such a theorem is new even for boundedω-psh functions.

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Theorem 3.6. Letuj, vjE(X,ω)be such that i) limj→∞|supXuj−supXvj| =0;

ii) ωnuj+ωvnj )CX uniformly for j ≥1;

iii) limj→∞$

X||ωnujωvnj|| =0.

Thenujvj →0inCX.

Note that the first assumption is an obvious normalization which can always be assumed after adding suitable constants to the functions in concern. Before we start the proof we state an auxiliary lemma which might be of independent interest.

Lemma 3.7. Letu, vE(X,ω). Then for anyk∈{0,· · ·,n}we have the estimate

"

X||ωkuωnvkωnu||≤2 ,"

X||ωunωnv||

-n−kn . Proof. Set

µ= 1

2[ωnu+ωnv]. We choose f,gL1(dµ), f,g≥0 such that

ωnu = f dµ, ωnv =gdµ.

By the inequality for mixed Monge-Amp`ere measures ( [10], see also in [11, Theo- rem 2.1]) and the H¨older inequality we get

"

E

ωkuωvnk

"

E

ωun

"

E

fkngnnk

"

E

f dµ

=

"

E

f kn.

gnnkf nnk/

≥ −

"

E

fnk %%

%gnnkfnnk%%

%

≥ −

"

E

fkn|gf|n−kn ≥ − ,"

E

f dµ -nk ,"

E|gf| -nnk

≥ − ,"

E|g− f| -nnk

≥ − ,"

X||ωnuωnv||

-nnk

for any Borel setEX. Similarly we get

"

X\E

ωukωnvk

"

X\E

ωun≥ − ,"

X||ωunωvn||

-nnk . Hence

"

E

ωukωnvk

"

E

ωnu ≤ ,"

X||ωnuωnv||

-n−kn

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for all Borel sets EX. A combination of these inequalities yields

%%

%%

"

E

ωukωnvk

"

E

ωnu

%%

%%≤ ,"

X||ωunωvn||

-n−kn , for all BorelEX. This implies that

"

X||ωkuωnvkωnu||≤2 ,"

X||ωunωnv||

-nnk .

Proof of Theorem3.6. Our strategy will be to start with the bounded functions case.

It will turn out that the general case follows in a rather simple manner from this one.

Case I:uj, vj ∈PSH(X,ω)∩L(X). Set aj :=

, sup

!"

X||ωkujωnvj kωumjωnvj m|| : 1≤k,mn

#-14 . Note that our assumptions coupled with Lemma 3.7 yield limj→∞aj = 0. From now on we assume thataj’s aresmall.

The crucial point in the proof will be the following equality

jlim→∞sup

tR

'"

{|ujvjt|≤aj}

ωunj (

=1. (3.2)

Indeed, suppose (3.2) is already proved. Then we can choosekj ∈Rsuch that

jlim→∞

"

{|ujvjkj|>aj}ωnuj =0.

Moreover from iii) we get

jlim→∞

"

{|ujvjkj|>aj}ωvnj =0.

By Theorem 3.2 we obtain ujvjkj → 0 in CX. Also from i) we get limj→∞kj =0. Henceujvj →0 inCX.

Thus we have to prove (3.2). Suppose on contrary that there exists&0>0 such

that "

{|ujvjt|≤aj}ωnuj ≤1−2&0

for allt ∈R, j ≥1. Set tj :=sup

' t ∈R:

"

{uj<vj+t+aj}ωunj ≤1−&0 (

.

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