A NNALES DE L ’I. H. P., SECTION A
E. B ALSLEV A. G ROSSMANN T. P AUL
A characterisation of dilation-analytic operators
Annales de l’I. H. P., section A, tome 45, n
o3 (1986), p. 277-292
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p. 277
A characterisation of dilation-analytic operators
E. BALSLEV (*), A. GROSSMANN
T. PAUL
Centre de Physique Section II, C. N. R. S., Luminy, Case 907,
13288 Marseille, Cedex 9, France
Ann. Inst. Henri Poincaré,
VoL 45, n° 3, 1986, Physique theorique
ABSTRACT. 2014 Dilation
analytic
vectors and operators are characterized in a newrepresentation
of quantum mechanical statesthrough
functionsanalytic
on the upperhalf-plane.
In this spaceHo-bounded
operators areintegral
operators and criteria for dilationanalyticity
aregiven
in termsof
analytic
continuation outside of thehalf-plane
for functions and for kernels. A sufficient condition isgiven
for anintegral
operator in momentum space to bedilation-analytic.
RESUME. - On caracterise les vecteurs et les
operateurs analytiques
par dilatation dans une nouvelle
representation
des etats de laMecanique Quantique
par des fonctionsanalytiques
dans Iedemi-plan superieur.
Dans cet espace, les
operateurs Ho-bornes
sont desoperateurs integraux,
et on donne des criteres
d’analyticite
par dilatation en termes deprolonge-
ment
analytiques
de fonctions et de noyaux en dehors de cedemi-plan.
On donne une condition suffisante
d’analyticite
par dilatation pour unoperateur integral
dansl’espace
desimpulsions.
(*) Matematisk Institut, Aarhus Universitet.
(**) Laboratoire propre du C. N. R. S.
Annales de Henri Poincaré - Physique theorique - 0246-0211 Vol. 44/86/03/277/16/$ 3,60/~) Gauthier-Villars
278 E. BALSLEV, A. GROSSMANN AND T. PAUL
0 . INTRODUCTION
The concept of dilation
analyticity
hasproved
fruitful in thestudy
ofSchrodinger
operators, inparticular
for themany-body problem,
cf.[1] ] [2 ].
Dilation
analytic potentials
are defined in apurely
operator theoricmanner
by requiring
that theoperator-valued
functionV(p)
=have an
analytic
extension in p to a sector,p
>0}
is thedilation group on the
representation
space Jf.The
problem
remains ofcharacterizing
in agiven representation
theclass of
dilation-analytic potentials.
In the usualposition
and momentumrepresentation
this is a very difficult(impossible) problem
unless somefurther restriction is made on the class of operators.
Thus,
inposition
space the class ofmultiplicative, dilation-analytic
operators has
been
characterizedby
asimple analyticity
condition on thepotentials (3).
In momentum space, bounded
integral
operators, whose kernels areanalytic
in bothvariables,
have been treated(4).
For a
general investigation
of thisproblem,
therepresentation
of quan- tum mechanics on a spaceH03B1
ofanalytic
functions on ahalf-plane
deve-loped
in(5), (6)
seemsparticularly
welladapted.
If we write the momentumspace of quantum mechanics as
(with
forexample
h =
L 2(sn-l)),
the space we use is a space~
=Jf~
Q h of h-valuedanalytic
functions on the
half-plane,
squareintegrable
with respect to a two-dimen- sional measuredva(z)
defined below. Thecorrespondance
between the two spaces isexplicitly given by associating
to each functionthe function
f
on C +given by
This
representation
has theadvantage
first ofall,
thatanalyticity
isalready
built into the
theory, providing
a natural basis of ananalytic
continuationtheory
such as thedilation-analytic theory.
Secondly,
alarge
class of operators arerepresented by
anintegral kernel,
which makes it
possible
to treat alldilation-analytic
operators in an unified way. Inparticular
everyHo-bounded
operator V isrepresented by
anintegral
operator on~~
that is :Annales de l’Institut Henri Poincare - Physique ’ theorique ’
279
A CHARACTERISATION OF DILATION ANALYTIC OPERATORS
with
v(z, z’)
aanalytic
function in z and z’(here fJ4(h)
is theset of bounded operators on h and the sense of convergence of
(0.2)
willbe
given below).
And
thirdly
the space has areproducing kernel,
which is apowerful
technical tool for
constructing simple proofs.
The main aim of the present paper is to
analyse
the class of dilation-analytic
operators in thisrepresentation.
As a firststep
we characterizedilation-analytic
vectors in the space as functionshaving
ananalytic
continuation to a certain
angular region
andsatisfying
certain estimates(Theorem 1).
Thispermits
to recover in an easy way(Proposition 5)
thecharacterization of
dilation-analytic
vectorsgiven
in[3 ].
Our main result is theorem
2,
whichgives
a characterization of dilation-analytic
operators in terms of certainanalytic
continuationproperties
ofthe
integral
kernel. This cannot beexpected
togive
acomplete
characte-rization of
dilation-analytic, Ho-bounded
orHo-compact
operators, sinceno characterization of
integral
kernelsdefining
bounded orcompact
operators exist.However,
various sufficient conditions for boundedness or compactness of anintegral operator
may be combined with theorem 1 toprovide
suffi-cient conditions on an operator on to be
dilation-analytic
andHo-
bounded or
Ho-compact.
Theorem 3gives
one such sufficient condition for anintegral operator
in momentum space to beSa-dilation analytic.
1 HILBERT SPACES
. 1.1. The space
Let a > - 1 be a real number which will be
kept
fixedthroughout
this paper. We denote
by Jfoc
the Hilbert space ofanalytic
functions dis- cussed in theintroduction,
and defined as follows :Denote the open upper
half-plane:
Denote "
by
the set of allcomplex-valued
0 functionsf
which are " ana-lvtic n + and o such that
With the scalar
product
Vol. 45, n° 3-1986.
280 E. BALSLEV, A. GROSSMANN AND T. PAUL
K03B1
is a Hilbert space ; moreoverK03B1
has areproducing kernel,
which ishere defined as follows :
For and consider the function
where z is the
complex conjugate
of z, and where the(possibly non-integer)
power on the r. h. s. is defined as
usual,
with apossible
cutalong
thenegative
real axis. Then
i ),
forevery
fixed the function~(.) belongs
toand, ii)
for everyf
we havethe evaluation functional in is
given by
a scalarproduct
in Thisis the
reproducing
kernel property.The norm
of 03C1z
in is_ 1.2. The space
~
As we have seen in the introduction the space
~
is used to describethe « radial » behaviour of a
one-body
hamiltonian in n dimensions. In order to describe the full hamiltonian(which
does not need to bespheri- cally symmetric),
we use, as is customary[3 ],
a space of functions with values in the Hilbert space = h of squareintegrable
functionson the unit
sphere
in Theprecise
nature of thisauxiliary
space is notimportant here,
and this leads to thefollowing
definition :Let h be a
separable
Hilbert space, with innerproduct (, )h
and normI ~.
Denoteby ~
the set of all h-valued functionsf,
defined andanalytic
and such that
Then is a Hilbert space. In the
special
case where h =C,
we have~a
= the space considered above. Ingeneral,
does not have areproducing
kernel.However,
if we fix anarbitrary
vector and anarbitrary
we may consider in the vector
p~
definedby
Annales de l’Institut Henri Poincaré - Physique ’ theorique ’
A CHARACTERISATION OF DILATION ANALYTIC OPERATORS 281
where is
given by (1.4),
and is thereproducing
kernel for~
=Then for every
f
E~
we haveNow
(~/(~))h
is acomplex-valued
function inby
thereproducing
property of we get We shall now prove
PROPOSITION. 2014 If
f belongs
to~ then,
for every one has :Proof
2014 We consider the vector i. e. wechoose,
in(1.8), X
=f(z) (the
value of z iskept fixed).
Then =
By (1.10)
wehave, (with x
=f(z))
By
Schwarz’sinequality,
we haveNow
Consequently, by (1.13)
if 0,
divisionby gives ( 1.11 ). If
=0, ( 1.11 )
stillholds.
Dilations:
In there is a natural
unitary representation
of theone-parameter
dilation group :We shall be concerned with
complexifications
of thisrepresentation,
and start
by defining
natural domains for thecomplexified
variable. Let a besuch that We denote
by S
the setS = I-a arg(k)a}.
2 Y a a
~ ~ g~ )
Vol. 45, nO 3-1986.
282 E. BALSLEV, A. GROSSMANN AND T. PAUL
2. A CHARACTERIZATION OF DILATION-ANALYTIC VECTORS
We shall say that a vector
f
E~a
isSa-dilation analytic
if thefamily
ofvectors
in
Kh03B1
is therestriction,
to thepositive k-axis,
of ananalytic Kh03B1-valued
function
f k
defined for k ESa..
This is the standard definition of dilation
analyticity, (see [7] ] [2] ] [3 ]), transported
to the space It is stated in terms of the wholefamily fk;
so it is natural to ask for a criterion
involving only f
andallowing
usto decide whether
f
isSa-dilation analytic.
An
advantage
of therepresentation
that we areusing
is that such acriterion can be
readily
obtained from a consideration off
as ananalytic
h-valued function.
The purpose of this section is to derive this
criterion,
which says, essen-tially,
thatf
isdilation-analytic
if the functionf
has asuitably
boundedanalytic
continuation from the upperhalf-plane
into a suitable « cutpie » extending
into the lowerhalf-plane.
We
begin
with the definition of the cutpie :
1
For 0 a - 03C0, denote
by
La the setWe now define
~(a, oc)
as the set of allf
in~
which are such thati )
The h-valued function z -~f(z)
is the restriction of an h-valued function defined andanalytic
in ia.ii)
For every ~p suchthat 2014~~~
the h-valued function z ~is square
integrable
over C+ with respect to the measurey03B1dxdy (i. e.
belongs
toThe numbers
N~
areuniformly
bounded in any closed interval contained in the open interval( - a, a) :
forevery ~
>0,
there exists aCa
> 0 such thatN~ ~ Ca
for every ~p in[ -
a +5, ~ 2014 ~].
The space of
dilation-analytic
vectors can now be characterized as follows.THEOREM 1. A vector
f
isSa dilation-analytic,
if andonly
if itbelongs
to
~(~ x).
Annales de l’Institut Henri Poincaré - Physique theorique
283
A CHARACTERISATION OF DILATION ANALYTIC OPERATORS
Proof.
a)
Assume thatf
isSa-analytic.
In order to prove thatf
is in~, a)
we show first :
i)
The h-valued functionf(z)
has ananalytic
continuation to ia.By
theassumption
onf,
there exists an~-valued analytic family f k
(k
ESJ,
suchthat,
for k >0,
Choose an
arbitrary
XE h,
and consider the innerproduct,
in off k (k E Sa)
with the vectorpz
defined in( 1. 8).
We haveby ( 1.10),
Denoting temporarily
the r. h. s. of(2. 4) by F(z, k),
we see thatF(z, k)
is a
complex-valued
functionseparately,
andhence jointly, analytic
inc+ x S.
Furthermore,
for k >0,
we haveIntroducing
the variable kz = u, we can write(2.5)
asThe
analyticity properties
of F then show that(x,
isanalytic
in thepie u ~03C4a.
Since X was
arbitrary
theanalyticity
assertion aboutf(z)
isproved.
ii)
For every ~p suchthat -~~~
the h-valued function z --+belongs
to~.
Indeed, by i ),
we haveand the function z ->
f k belongs
to~ by
theassumption
ofSa-dilation analyticity.
/*
iii)
The numbersN03C6
=I
areuniformly
bounded onany closed sub-interval of
( -
a,a).
This in an immediate consequence of
ii)
and of theassumption
ofSa-
dilation
analyticity.
We have now
proved
thatf
ESa implies f
E~(a, a).
b)
Let us now assume thatf
E~(a, a). By
the conditioni)
in the defi- nition of~(~ a),
we maydefine,
forevery k
ESa,
the h-valued functionVol. 45, n° 3-1986.
284 E. BALSLEV, A. GROSSMANN AND T. PAUL
and this function is
analytic
in Conditionii)
says thatfor
every k
ESa.
So we have defined ah03B1-valued
function inSa.
This func-tion coincides with
(2.1)
far k > 0. Ourproof
will becomplete
if we showthat
f k
is ananalytic
vectorfamily.
This will be achieved if wedisplay, a) :
a densefamily
of vectors in~h
suchthat,
for every!/
in thisfamily,
the scalar
product (03C8, fk)
isanalytic
in k ESa,
and ifb) :
we show that thenorms ~fk~03B1,h
are boundeduniformly
in compacts inSa.
a) :
Consideragain
the vectorsp~
E~
defined in(1. 8).
It is clear from( 1.10)
that the linear span of these vectors(and
even ofappropriate
subsetsof such
vectors)
is dense inindeed,
theorthogonality
off
EJf~
andof
pZ
EJf~
means(x,
= 0. The innerproduct of pz
and of isBy
the definition(2 . 4),
off k
and theanalyticity assumption
this func-0
tion is
analytic
ink E Sa. Finally
the boundedness of the norms)) f k
in compacts of
Sa
follows from the condition in the definition ofa).
3. A CHARACTERIZATION OF DILATION-ANALYTIC OPERATORS
The
preceding
arguments show that one can define afamily U(k)
ofoperators from
~(~ a)
into~ by
theequation
Moreover,
if we define in~(a, a)
atopology
with thehelp
of thefamily
of
(semi)
normsN~ (see
sec.2)
theni) ~(a, 0153)
iscomplete
in thistopology
andii)
for every k ESm U(K)
is continuous from(x)
into~.
Let
Ho
be aselfadjoint
operator inHh03B1 = H03B1
(8)h ;
assume thatHo
isof the form
Ho Q ’0 h
whereHo
acts in(In
theexample
of theappendix,
this will mean that
Ho
is « radial».)
Assume furthermore that the domain of
Ho
contains all the functionsp~
Let V be
symmetric
andHo-bounded
i. e. the domain of V contains the domain ofHo
and V is bounded as anoperator
from the domain ofHo
with the
graph
norm into Since V cV*,
V is closable.By
theassumption
onV,
the vectorVpz
=V( pz
(8)X)
is in for everyz
e C~,
X E h. For every z’e C~,
consider the vector in h defined asAnnales de l’lnstitut Henri Poincaré - Physique theorique
285
A CHARACTERISATION OF DILATION ANALYTIC OPERATORS
Define
v(z, z’)x
for X E hand z, z’by :
PROPOSITION 2. - For fixed z, z’ the
correspondence
/ -~ isa bounded linear operator
in h,
andv(z, z’)
=v*(z’, z).
Proof.
2014 Let X in h. Thenpzn
->pz.
in~
andSince V is
Ho-bounded,
thisimplies
Bv Proposition 1 it follows that
hence
v(z, z’)
E~(h).
Using ( 1.10)
we obtain for X, 1] E hSo
v(z, z’)*
=v(z’, z),
and theproposition
isproved.
PROPOSITION 3. 2014 Let V be a
symmetric
operatorhaving
all vectorsp2
in its domain.
Then,
for everyf
in!?Ø(V),
and every X Eh,
one haswhere the
integral
on the r. h. s. isabsolutely
convergent.Proof 2014 By 1.10,
we havewhere the
integral
isabsolutely
convergent.Now =
by (3.2),
sowhere we have used
Proposition
2 in the last step and theproof
iscomplete.
DEFINITION 1. - V is
Sa-dilation analytic
if themap k
from into
~(~(Ho), ~a ) (where !Ø(Ho)
isequipped
with thegraph norm)
has an
analytic
extensionVk
toSa.
Vol. 45, n° 3-1986.
286 E. BALSLEV, A. GROSSMANN AND T. PAUL
DEFINITION 2. 2014 Define
Fa
as the subset ofC2,
defined as follows :where C is the lower open
half-plane.
R can also be written as
THEOREM 2. -
Suppose
thatHo
and V are as above. Then V isSa-dila-
tion
analytic
if and if the three conditions below hold :i)
Thefamily
has aanalytic
continuation from C-" x C - toFa.
ii)
For each k ESm
the operatorVk
definedby
the kernelis
Ho-bounded.
The operator norms
in the space are
uniformly
bounded in any closed intervalProof
a)
Assume " that V isSa-dilation analytic;
for k >0,
the operatoris
Ho-bounded. By Proposition 2,
for every z and z’ a bounded operator in h is definedby
for every One has
by (1.10)
Consequently, by (3. 3)
By
theassumption
that V isSa-dilation analytic,
the matrix element(p~ has,
for fixed z, z’ ananalytic
continuation into k ESa.
This matrix element is
k°‘ + 2(x, v(kz, kz’)x’) by (3 . 4)
and(3 . 5). Furthermore,
for any fixed k ESm by (3 . 4),
this isanalytic Consequently is jointly analytic
in(k, z, z’) E Sa
x C’.Using
theidentity (3 . 5)
valid for k >0,
one can now conclude that(3~ v(z,
has an
analytic
continuation to(z, z’)
EFa;
hencev(z, z’)
has ananalytic
continuation to this domain as, a
~(h)
valued function.de l’Institut Henri Poincaré - Physique theorique
287
A CHARACTERISATION OF DILATION ANALYTIC OPERATORS
The conditions
ii)
and follow from the definition(analyticity
andcontinuity).
b) Suppose
now that there isgiven
an operator V which isHo-bounded ;
assume that the
corresponding family v(z, z’)
ofoperators
in satisfiesthe
conditions i), ii)
andiii).
Defineby
Then define
Vk by
the kernel in the sense of(3 . 2). By (3 . 3)
wehave
(p~
=(~ By analyticity
for fixed z andz’,
of ink E Sa
one obtainsanalyticity
of From thedensity
of the linear span and
iii)
we get theanalyticity
of
Vk.
It follows from(3 . 4)
thatVk
for k > 0.The theorem is
proved.
4. EXAMPLES AND APPLICATIONS
In this section we first recover the result of
(3)
on the characterisation of dilationanalytic
vectors in a verysimple
way and thengive
a dilationanalyticity
criterion for anintegral
operator in momentum space.a) Analytic
vectors.We prove the
following proposition
of[3] (note
a difference of notation : because of the transformation(1.14),
a vector which isSa
dilationanalytic
in our
terminology
isSa/2
dilationanalytic
in that of[3 ]).
PROPOSITION 5. A vector ~p in
L2(R +, h ;
isSa
dilationanalytic
if and
only
if isequal
almosteverywhere
to a functionsatisfying
the
following
conditions.i )
is the restriction to of a functionanalytic
fromSa~2
into h.
. The dilation
analytic
extensionpf
of the vector ~p isgiven by
Vol. 45, n° 3-1986.
288 E. BALSLEV, A. GROSSMANN AND T. PAUL
Proof
2014 We first prove thefollowing
Lemma :LEMMA. - If
f belongs
toD03B1
for some >0,
a > 0 then theintegral
with 03B2 = 03B1 + 2 - N 2
isabsolutly convergent
for /? > 0.Proof. Writing I(p)
inpolar coordinates, setting
z =peie,
we getBy
the estimate(1.11) :
the
integral
over p isabsolutely convergent
for each () E] 0,7r [.
Wejust
need to control it for 0 -~ 0 and 0 -~ 7L Since
belongs
to~, belongs
to for
each ,u’ ~
,u. Then the estimate(1.11) applied
togives
and
making
thechange
of variablep’ =
p sin () we getwhich ensures the convergence of
I(p)
for 0-~0. The sameargument
> 0
gives
the result for () -~ 7r and the Lemma isproved.
We nowprove the
proposition.
Let us suppose 03C6S03B1/2-dilation analytic. Then, by
the inversion formula
(A. 2’)
and theorem1,
isequal
almost every-where to the function :
N with
f belonging
to0394(a, a) and 03B2
= a + 2 -2.
Annales de l’Institut Henri Poincaré - Physique theorique ’
289
A CHARACTERISATION OF DILATION ANALYTIC OPERATORS
Moreover, for T >
0,
we have from(A . 4)
From the
analyticity
of thefamily
of vectors/~
with respect to r inSa
and the fact that for fixed L in
Sa, f03C4 belongs
toD( , a) with (a - Arg 03C4)
we get,
by
use of Lemma6,
theanalyticity
of/
inSa/2
and the fact that thedilation-analytic
extension isgiven by (4.0). Property ii)
of Pro-position
5 is a direct consequence of the definition of~(a, a).
If
now 03C8
satisfiesi)
andii)
ofProposition
5 it is very easy to see that the functionf
definedby
is in
D(a, a)
and hencethat 03C8
isSa/2-dilation analytic.
b) Integral operators
in momentum space.As far as operators are
concerned,
it is of course notpossible
to charac-terize the kernels of bounded
integral
operators. Based on theorem 2 anda well-known criterion for an
integral
operator to be bounded we shallgive
a sufficient condition for anintegral
operator in momentum space to bedilation-analytic.
LEMMA 7. 2014 Let an
integral
operator K in the sense of section3,
inL2(+, h, d 03B1) given by
the kernelK(z, z’)
which is aR(h)-valued analytic
function x C’.
Let us suppose that
and
Then K is a bounded operator in and
Cl.
Proof
2014 We refer to Weidman[7] ]
theorem 6 . 24 andcorollary.
Theproof given
there for scalar-valued kernels iseasily adapted
tokernels on
replacing
the modulus of kernel function and scalar functionby
the norms in~‘(h)
and hrespectively.
Vol. 45, n° 3-1986.
290 E. BALSLEV, A. GROSSMANN AND T. PAUL
LEMMA 8. 2014 Let K be as above. Let
Assume
that,
for n 00Then the operator K is compact on
L2(~ +, h ; d,ua).
Proof
2014 We write K aswhere and
The operator
K 1 n
is a Hilbert-Schmidtoperator
and thereforecompact.
By
Lemma 7 it follows that for n oo,and hence K is compact.
THEOREM 3. - Let U be an operator
given,
in momentum represen-tation, using polar
coordinates(p, u), by
Annales de l’Institut Henri Poincare - Physique ’ theorique ’
A CHARACTERISATION OF DILATION ANALYTIC OPERATORS 291
where
Let
V(z, z’)
andK(z, z’)
be the operators ingiven
for z, z’by :
and
Assume that
K(z, z’)
satisfies the conditions of lemma 8 and thatV(z, z’)
has a
analytic
extension to the domainFa.
Moreover assume that
and
with
C(~p)
andC’(~p) uniformly
bounded on every compact of]
- a, a[.
Then U is
Sa-dilation analytic.
Proof
The operatorRo(i)U
isclearly represented
in~ by
the kernelK(z, z’) of (4.14). By
Lemma8,
U isHo-compact.
Theanalyticity projection
of
V(z, z’)
and the conditions(4.15)
and(4.16) together
with Lemma 7imply
that the operator definedby
the kernelV(z, z’)
isSa-dilation analytic.
ACKNOWLEDGEMENTS
This work was started in the
stimulating atmosphere
of the Zentrumfur
Interdisciplinarforschung
in Bielefeld. ,The authors would like to thank Professor L. Streit for his kind
hospi- tality
there.Part of the work was done with support
by
a grant from the Danish- French Foundation.Vol. 45, n° 3-1986.
292 E. BALSLEV, A. GROSSMANN AND T. PAUL
APPENDIX
UNITARY MAP BETWEEN
AND
In this appendix we recall the form of the unitary transform between
and defined in (6). N
For each ~ belonging to we define with ~ > 1
- 2
by the formulaPROPOSITION A. 1.6. - Vp is a unitary map between L2( (~ +, qN -1 and ~a with
and
In L~(!R~,~~ ~) we have the following unitary representation of the dilation group:
PROPOSITION A. 2. - V~ is an intertwining operator between U’ and the representation U
defined in section 1,that is
Proof - This is obvious from the expression (A. 1).
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(Manuscrit reçu Ie 3 mars 1986)
Annales de Henri Poincaré - Physique theorique .