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A NNALES DE LA FACULTÉ DES SCIENCES DE T OULOUSE

G IOVANNI M ANCINI E NZO M ITIDIERI

Positive solutions of some coercive-anticoercive elliptic systems

Annales de la faculté des sciences de Toulouse 5

e

série, tome 8, n

o

3 (1986-1987), p. 257-292

<http://www.numdam.org/item?id=AFST_1986-1987_5_8_3_257_0>

© Université Paul Sabatier, 1986-1987, tous droits réservés.

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Toute utilisation commerciale ou impression systématique est constitu- tive d’une infraction pénale. Toute copie ou impression de ce fichier doit contenir la présente mention de copyright.

Article numérisé dans le cadre du programme Numérisation de documents anciens mathématiques

http://www.numdam.org/

(2)

- 257 -

Positive solutions of

some

coercive-anticoercive

elliptic systems

GIOVANNI

MANCINI(1)

AND ENZO

MITIDIERI(1)

Annales Faculte des Sciences de Toulouse VoI.VIII, n°3, 1986-1987

Dans ce travail nous traitons des résultats d’existence ou non-

existence pour une classe de systemes elliptiques semi-linéaires, avec des

nonlinearites critiques, en connexion avec un principe de maximum pour un

systeme elliptique associe.

ABSTRACT.2014 In this paper we discuss existence-nonexistence results for a

class of semilinear elliptic systems with critical nonlinearities in connection with a maximum principle for a related elliptic system.

o. Introduction In

dealing

with

elliptic systems,

where H is a smooth bounded domain and

f, 9

: R x R -~ R are

given mappings,

we must face

[2,7-11,15,17,18,21,24]

all the

typical problems

as-

sociated with the scalar case, like

nonuniqueness, nonexistence, breaking

of

symmetries,

lack of compactness related to critical

growth

of the nonlinea- rities

f

and g, as well as some

specific features, mainly

the lack of a

general

maximum

principle.

We will

investigate

in this paper existence and nonexistence results for

a

special

class of systems of the type

(0.1)

in connection with a kind of

(1) Dipartimento di Scienze Matematiche, Università degli Studi di Trieste Piazzale

Europa, 1 - 341©4 Trieste (Italia)

(3)

"maximum

principle"

and critical nonlinearities.

Namely

we concentrate

our attention on the

problem

(here a, ~y, S

are real

constants).

Special

cases of

(0.2)-(0.3) (e.g. h

=

0)

were considered

previously

in

[8,13,15-17,21]

where those authors treat

essentially

sublinear nonlinearities

(i.e. f sublinear).

Here we are concerned with the

problem

of existence and non-existence results for

(0.2)-(0.3)

for nonlinearities of the

type,

i.e. for

systems

which are sublinear in v, but

superlinear

with

limiting growth

in u. The main motivation of our

study

is the

following

nonexistence result : Let

~~

be the first

eigenvalue

of --L~ with Dirichlet b.c.

PROPOSITION 0.1. Assume

( f )

and

(h)1,

and let S2 be a smooth

starshaped

domain contained in

RN (N

>

3).

then

(0. ~~-(0. ~3~

has no

positive

solutions

(u, ~0, 0~ provided

In contrast, we can prove the

following

existence result.

Let

A,

be

j-th eigenvalue

of -0 with Dirichlet

boundary

condition.

(4)

THEOREM I.-Let SZ ~

RN

be a smooth bounded domain

(N

>

4).

Assume that

( f) (hi) - (1~2 )

hold and

Then there exists a non trivial solution

(u, v)

to

(0.1)-(0.2).

If, furthermore

holds,

then

(0.2)-(0.9)

has a solution

(u, v)

E

(Ha

n with u > v > 0.

As far as the nonexistence result is

concerned,

we have to

point

out that

while the

inequality A

>

Ai

+ is

sharp,

we don’t know wether the

inequality

~y + 2b ~ 0 can be

improved.

This is because the

argument

a la "Pohozaev" we use,

requires

a kind of maximum

principle

which in

general

does not hold without some restrictions on the parameters

~,

~y and

~.

Because of this we obtain different bounds on

A,

in Theorem

1,

as far as

existence

and, respectively,

non existence of

positive

solutions are concerned.

The paper is

organized

as follows :

In Section 1. we recall some kind of maximum

principle

for an

integro-

differential

operator

related to

(0.2)-(0.3)

and we prove radial

properties

of

positive

solutions in case n is a ball.

In Section 2. we prove some non existence

results,

first

analyzing

the

case of a

general starshaped domain, secondly concentrating

our attention

to the

special

case S2 = and N = 3.

In Section 3.

following

Brezis-Kato

[5],

we prove

L°°-regularity

and

obtain L°°-bounds for solutions of an

approximate problem

related to

(0.2)- (0.3).

In Section 4. we prove some existence results in the case of ~2 C

RN

with N > 4.

Finally

Section 5. deals with the

special

case of h =

Q, ^~

= 0 and TV = 3.

Notations.

Throughout

the paper wTe will use standard notations for

Sobolev

spaces

HJ

and

corresponding

norms

(5)

-, - > will denote the scalar

product

in while

(-, -)

will be the scalar

product

in

R~ .

1. A maxiinum

principle

and radial

properties

of solutions Let us first consider the linear

system,

Throughout

this Section we will

always

assume

For

completeness,

we

present

here some results contained in

[13].

PROPOSITION 1.1. 2014 Assume

(Ai) - (A2)

and

If ~ 0 ~ f(x), f,h

E and

(u, v)

E

Ha

X solves

(1.1)- (1.2),

then u is non

negative.

Proof.

. Let us denote

by

G the Green

operator

If

(u, v~

E

x

H~

solves

(1.1~-(1.~),

then

Setting

B = the system rewrites

So it is

enough

to prove that the operator

(6)

is order

preserving.

But A

> -y

+ 28

implies L

= o-

- ~(I -

-

~3B)-1

where

, ,Q"1

are the two

positive

solutions of c~2x2 +

(-y - a)~

+ 1 = 0. So

that =

~~ ,

a

-f- ,(3

=

a - ^y

and hence a + $2cY-~

_ ,Q

+

b~,~3-1

==

a - .~,

al - ~

+

~ ~-

This

implies

oe -y,

,t3

-y, because the function

t -4 t +

S2 t-~

is convex, with minimum value at t = a

given by 2r,

and

> 8. In

turns,

this

implies ~~a~3~~

=

-y)-1 1,

1 and

hence

(I

-

(I -

are order

preserving.

Remark.- is a necessary condition for the

validity

of

Prop. i . l,

because it is necessary for

L, B

to be order

preserving.

In fact

(Ai) just

means that the

positive eigenfunction

for LB

corresponds

to=the

largest eigenvalue

of

LB,

since the

spectrum

of LB is

given by (03BBj - 03B3

+

03B42(03BBj - 03B3)-1 - (03BBj - 03B3)-1, (-039403C6j

=

03BBj 03C6j, 03C6j

E and if >

S,

it is no

longer true, in general, that al -y-~-S2(~1-y)-1 a? -y-f-S2(a? -~y)-1 j

> 1.

PROPOSITION 1.2. - Assume

f,

h E

C’1 satisfy

the

following assumption :

:

Then, if (03B4,

03B3,

03BB) satisfy (1)-(2)-(3),

every

Ho

-solution

(u, v) of (0.1)- (0.2) satisfies

Proof

- Let

(u, v)

be a solution of

(0.1)-(0.2).

Using Prop.

1.1 with

f (x)

:=

f (u(x)),

:=

1a(v(x))

we

easily

see that

u~ 0.

Setting

equation

(0.2) gives

(7)

and since a E a >

0,

the weak maximum

principle implies v

> 0.

Finally,

if fi is a solution of

(i

=

1.2)

we have

which

implies

in

particular

We end this Section with a result

concerning symmetry properties

of

solutions,

which seems to be new and of interest in itself.

PROPOSITION 1.3.

If

in addition to the

assumptions

in

Prop,

1.2 ~ve

assume

an SZ =

BR(o),

then the solutions

of (0.1~-(D.,~~

are

radially symmetric.

Proof . -

After

introducing

the new variable w := u - v we see that

(u,

v,

w)

is a

positive

solution of the system

Since

~f 2

. > - 0

( far

i

~ ~ )

we can

apply

a result

by Troy [24],

to infer that

(u,

v,

w)

is radial and

w’(r)

=

~c’ (r) - v’ (r) 0,

r E

(0, R).

Remark 1.4. As one

easily

sees the above result can be used to obtain L~-bounds of

positive

solutions to

(0.2)-(0.3)

in the same

spirit

as Cosner

~9~.

.

2. Some non existence results

In this Section we first

give

a

general

result

concerning

non existence of

positive

solutions for

(0.1)-(0.2)

in a

starshaped

domain contained in

RS.

(8)

In case .1V = 3 we will

sharpen

our

result, following BREZis-NIRENBERG [6]

in case 11 is a ball. In both cases our

technique heavily

relies on the maximum

principle

for

(0.1)-(0.2) given

in Section

1,

and

consequently

we

restrict our attention to parameters

(A, 6,,) satisfying (1~1 ) - (A2) - (A3).

Nevertheless,

we don’t know whether our limitations an

(À, 6, -~)

are

sharp

or not.

POHOZAEV

identity for (0.1)-(0.2). (see [13]).

Let

(u, v)

be a smooth

solution

of (0..~~-~D.,~,,

then

PROPOSITION 2.1. Let S2 c N >

3)

be a smooth bounded domain.

Assume that

(t~~ ) - (~12) - (A3 )

and

( f ), (~1 ) ‘ (h2)

hold. Then

(D.1~-(D.,~~

has no

positive

solutions

provided

either

Proof.

- The

proof

of case

(i)

is

straighforward

and will be omitted. To deal with the case

(ii),

we use

(P) together

with the

assumptions

on

f ~ ~ )

and

h(.).

It is easy to see that

(Ai) - (A2 ) - (A3 ) imply

that the

right

hand side

of

(P)

is non

positive,

while

by Prop. 1.2,

the left hand side is

positive

in

view of

(1.4)

and the

starshapeness

of ~.

Remark 2.2. It is not difficult to check that the above

Proposition

holds

under the more

general assumptions

on the non linearities :

We now

show,

as in the case of a

single equation

considered

by

BREZIS-

NIRENBERG [6],

we have a more delicate situation in case N = 3 and n is a

(9)

ball. For

simplicity,

we will limit ourselves to the case 1 =

0, h(.) =

0 and

n =

Bi(0).

PROPOSITION =

{x

E

R3 : ~x~ 1~,

and let

(u,v) be a

C2-solution of

Assume that 0 s C

/ 16,

and let

be the lowest solution

of

in such an interval. Then

Remark 2.4. Let 0 03B4

03C02 16

the function

L(s)

is

positive

in

(203B4, 03C0/2)

and becomes

negative

for s = 1r, hence there is a lowest solution of

L(s)

= 0

in

(2B/o, Jr) .

If we denote

by ~(b~

such a

solution, clearly ~(b)

= ~ ;

thus,

"in the limit" we

get

a non existence interval for values of

A, given by

(0,

~r2

/4) ,

which is the one obtained

by

BREZIS-NIRENBERG in the case of a

single equation.

Nevertheless we don’t know if

03C32(03B4) 4

+

4S2

is a

sharp

bound for non-

existence,

as well as our

method, relying

on a maximum

principle,

doesn’t

apply (in

the case / =

0)

to

negative

and hence it is an open

question

to know whether non-existence results hold true in this case.

Proof

. Thanks to

Prop. (1.3),

we are reduced to prove that our system

has no

positive

radial

solutions

for a e

2S 03C32(03B4) 4

+

4S2

. Again,

our

proof

relies on a

appropriate :

(10)

POHOZAEV

identity for (radial)

solution

of (2.1)-(2.2).

Let

(u, v)

E be a radial solution to

(2.1)-(2.2). Let 03C8

E

C‘°°(R)

be such that

~(0)

= 0 and

~( 1 )

> 0.

Then,

Proof o f (PR ) . - The

radial solution

(u, v)

of

(2.1)-(2.2)

satisfies

Following

BREZIS-NIRENBERG

[6],

we first

multiply

the first

equation

(respectively

the second

equation) by

and

by (1/2r203C8’ -

((1/2r203C8’ - r03C8)v).

After

integration by

parts we obtain

and

Taking (2.3)-(2.4),

after

integration by parts

we

get (PR).

Now

using Prop.

1.2 we

get,

(11)

with strict

inequality

if

(i.c, v)

is not

identically

zero.

Dur claim is that if 03BB E 2S

03C32(03B4) 4 4S2

we can choose (.) to et Our claim is that if A ~

(203B4, 03C32(03B4) 4

+ 403B42 03C32(03B4)

)

we can

choose 03C8(.)

to get A ~

0,

which will

imply

t? ~ 0 . We among the solutions

(~, cp)

of the Q.D.E.

system :

with such a choice of

~~, 5p~

we have the

following :

LEMMA 2.5. Zet 03BB >

203B4,

and set 0

= 03BB2 - 403B42,

c =

2

. Then

Proof. 2014 Since c(a - c)

=

fi2,

we have

Thus

because 03C6’

0. Hence

using (2.5) ;

Remark 2.6. Let

~~, ~)

be a solution to

(2.5) ;

then

(12)

Conversely

if cp solves

(x),

the

pair (~, with

solves

(2.5).

Assuming

A > 2S and denoted

by

the roots of the characteristic

equation

of

(x),

we have the

following

relations

Since a~ >

4!),

we also

have p2

4b r~. Now

assuming

as above A >

2b,

let us choose the

following

solution

p)

to

(2.5)

~ =

~(a, ~),

p =

b), being given

as in

(2.6).

Remark 2.7. It is clear that cp chosen as

above,

satisfies

cp’

0 in

(0,1 ), provided ~

~r, because

and 2014 T.u.

We want also to

emphasize that,

in view of the existence

result;

which

we will

give later,

and which holds true if

(here obviously Ai = ~r2 ),

we have to assume 7- ~’. In fact

by (2.6)

and the necessary

assumption (in

order to get non

existence)

(13)

yields u

7r.

To

complete

the Proof of the

Proposition 2.3,

we need some

simple

estimates which we collect in a lemma whose

proof

can be obtained

by

direct calculation.

LEMMA 2.8. Let

o(&#x26;~

be the lowest solution

of

in Let

(~, ~p)

be

given by (,~.8~.

Then

Completiton of

the

Proof of Proposition

~.,~.

Now the result

follows, using

Lemma 2.5 and Lemma

2.8, taking

into

account that

by (1.3)

and

(1.4)

we have u >

a~2~ v

and

u’(r) - v’(r) 0,

re

(0,1).

3.

Regularity

and L°°-estimates

The main purpose of this section is to

get

some uniform L°°-estimates for weak solutions of families of

elliptic systems

of the

type

where

(~, -y, s~

E

R3,

-y

~1 (the

first

eigenvalue

of -0 with Dirichlet

boundary conditions)

and

f ( ~ ),

are allowed to have

"limiting growth".

More

precisely

we will assume that :

There exist

positive

constants a,

b,

aR,

bR,

such that for every t E R v~Te

have

Our

argument

follow

closely

the work of BREZIS-KATO

[5]

devoted to a

single equation.

In what follows we deal with a

given

system, so that we

drop subscript

R.

(14)

PROPOSITION

(u, v)

E

Ho

be a solution

of

where

(a, b,

e,

d)

E

R~, f,

h E C1

satisfy (~.1~

and

f (0)

=

f’(0)

=

h(0) - h’(0).

Then

(u, v)

E LOO.

For convenience of the reader we state here some facts which are essen-

tially

contained in .

LEMMA 3.2. Let a~ E

LN~2, (j

E

N)

be such that :

Then there exists E R such that

for

every

f

E each

equation

has a

unique

solution u~ E . Furthermore and

y~ 0

===~ 0.

Proof . Using (3.4)

we see

that,

which

implies

Thus,

the bounded

selfadjoint

linear

operators

in

Hi given by

are

(uniformly) positive

definite :

taking

f =

1 /2,

we find

K, independent

of j,

such that

(15)

Hence,

for such

K,

and any

given f

E the

equations

are

uniquely

solvable for

every j

E N and

implies

Finally,

if

f

>

0, multiplying (3.5) by 0) (dropping subscript j) )

and

using again (3.6),

we

get 0)

= 0.

LEMMA 3.3. Let a E and

f

~ LP with p > 2* Let u E

Ha

be a

weak solution

of

Then u E LP ~ u E

(with

T =

N/N

-

2~,

and

~’roo f

. Set

Lemma

(3.2) applies,

to find K E R such that the

equations (omitting subscript j )

have a

unique

solution = u

respectively. Furthermore,

so that we can assume zj

H10

’2’, for some z.

Clearly z

= ’H, because

ajLN/2

a

and for every E

~o,

and then ~ve can pass to the limit in

(16)

Now,

let us fix q p. To estimate first notice that

taking eventually

the

positive

and

negative

part of

f

+

Ku,

it is

enough

to estimate

assuming

z; > 0.

Dropping subscript j,

, let us consider z,~ =

min(z, n).

Since |zn| q-1

E

H10, denoting f

=

f

+

Ku,

we get from

(3.7) :

and

hence,

Using (3.6),

with u

= zn~2

we

finally get

Takin g

E =

2~q q2 1~ and using

Sobolev

inequality

we

obtain,

sending n

to

infinity

and

using

Fatou lemma we

get

with

Cq

and k

independent on j.

.

Using

lemma 3.2 and

taking q

= 2* in

(3.8)

we

get

Iterating

this

procedure,

we

get,

up p

r’2*

and then

(17)

with c and K

independent on j. Passing

to the limit

(as j

2014~

+00)

in

(3.9)

we set

Combining

Lemma

(3.3)

and

elliptic regularity applied

to both

equations (3.1)-(3.2),

we obtain the claim of

Proposition

3.1.

We are now in

position

to

give

L~-estimates for solutions of

(0.1)-(0.2)R.

.

PROPOSITION 3.4. Let

f, h R satisf y ~~.1~

and

Let

vR~

be solutions

of (0.1~-(0.,~~R

such

that,

(i) {ur}

is

precompact

in

L2*,

, and supR ~vR~ +

Then,

Proo f

.

According

to

Proposition 3.1,

we know that

(u R, vR)

E L°° . Set

aR(x)

:= A + where

It is easy to see,

using

the

compactness assuptions,

that

So

that, by

Lemma

3.2,

there

exists p

E

R, independent

on

R,

such that

uR(.)

is the

unique H10-solution

of

To

get

a uniform bound we first prove LP-estimates. To this

extent,

let us introduce z~, wR, solutions of

(3.12) corresponding

to

right

hand side

6v R)+

and

respectively : they

exists and

are

unique

because of Lemma 3.2. We claim

that, setting

T =

N/N - 2,

we

have , ,

(18)

where

Cp

is

independent

on R.

Since for p =

2,

the

right

hand side in

(3.13)

are bounded with respect

to

R,

we will

get

because

obviously

u R = w R + zR In turn this

implies supR |uR|2 2

+00, and

thus, by iteration,

we will

get

To prove

(3.13) for,

say zR

(the

same

procedure

works as well for

wR)

we

first need

where

Dp

does not

depend

on R. Let us prove

(3.15)

with vR

replaced by

vR, solution of

A similar

argument, taking

instead

uR,

will

give (3.15).

If uR >

o is the solution of

(3.16), multiplying

the

equation by vR 1,

we get

(observe

that

(vR (x)) 0)

.

and

using Poincare, inequality,

Since I Ai,

if p > 2 is

sufficiently

close to

2,

we

get

Starting

with such a p, and

using

Sobolev

inequality,

we have

(19)

and hence

which

implies By iterating

the above

procedure,

we thus

get ~p > 2, ~ Cp

> 0 :

Cp|u+R|p (uniformly

in

R) .

We now go back to the

proof

of

(3.13). Multiplying

the

equation

we

get

as above

Now,

in view of

(3.11)

we can

apply (3.6)

to

get,

with a suitable choice

of E and

using

Sobolev’s and Holder’s

inequalities :

for some

positive

constants

C7p, kE independent

on R.

Using (3.15),

we

finally get

Now, elliptic regularity,

Sobolev

imbedding

and

(3.14)-(3.15) applied

to

(O.l)R give

uniform

(w.r.

to

R)

~°°-bound for u,R.

Finally,

if

sup R M, setting

we

get,

and

multiplying

the above

inequality by VR

=

max~vR - ~, 0~,

we obtain

Thus

(u~ -

=

0,

i.e. ~ E

Q,

VR.

(20)

Similarly

we

get

a uniform lower bound for VR. .

4.

The variational

principle

and

existence results

In this section we first consider

system (0.1) (0.2)

for some classes of

superlinear-sublinear nonlinearities, reducing

our system to an

integrodiffe-

rential

equation

of variational

type.

The

early stage,

when we consider

f(. )

of the

type ( f)

and

h(.) satisfying (hl ) - (h2 ~

and

asymptotically

linear we

already

deal with the main

difficulty,

i.e. a "mountain

pass"

situation with the lack of

.P. 5’.,

which we over come in the

spirit

of

~6~ .

Nevertheless,

while the existence

technique

is

quite

the same as in

[19]

(see

also

[3]),

due to the lack of a

general

maximum

principle,

we are able

to

produce

two

quite

different existence

results,

as far as we are concerned

with existence and with existence of

positive

solutions

respectively.

We believe that this is a

peculiar

difference between anticoercive-coercive systems considered

by

us and

elliptic equations.

Our first result is the

following :

THEOREM C

RN (N

>

4)

be a smooth bounded domain.

Assume

and

Then,

there exists a non-trivial solution

(u, v)

E

H10

x

Ho

to

provided,

(21)

If,

in

addition,

we assume

then

(1.1~-(1.,~~

has a solution

(u, v) satisfying

u > v > 0.

In what follows

(see

Th. 4.9

below),

we will

improve

our

result,

as far as

growth

conditions on

1~~ ~ ~

are

concerned, making

use of the a

priori

estimates

and the results of Section 3.

Finally,

we will see that a more delicate situation occours if N = 3

(see

Section 5 and

[6]

for the scalar

case).

In order to prove th. 4.1 we first state a variational

principle

and we

analyse

its

geometric

features.

Setting,

one can

easily

see,

using assumptions ( h 1 ~ - ( h2 )

and -y that

U ( ~ ~

is a

strongly

monotone

operator.

In addition

using

standard tools one can

easily

find that the

operator

T =

U-1

G with

satisfies the

following properties ;

which we collect in

LEMMA 4.2. -

Now,

let us denote

Notice that

(22)

and hence

because

of

-

(h2).

.

Using

the above

facts,

we

easily get

the

following

:

A variational

principle

is a

C2-functional

on with

Henceforth,

if =

0,

the

pair (u, v)

with v := is a solution to

(0.1)-(0.2).

This

easily

follows from the relation

VJ(v)

=

U(v),

so that

Thus if v =

T(8u)

and

VE(u)

=

0,

we have

i.e.

(u, v)

is a solution to

(1.1)-(1.2).

Remark 4.3.

(i)

If

(u, v)

is an

H10-solution

to

(0.1)-(0.2)

then

(ii)

If v =

T(u)

then for u E

Ho

it follows that

(23)

In the

following

lemma we describe the

geometric properties

of "moun-

tain-pass" type

of the energy

E(.).

..

LEMMA 4.4. -

P~-oof

.

Clearly E(0)

=

0, ~E(0)

= 0 because

U(0)

= 0. Furthermore

E"(0)

= I - AG +

S2G(I -

has

positive eigenvalues given by

~~ 2 (~~

+

SZ (~~ - S)-~ - ~) ,

which are bounded away from zero because

of

(A)

(ii) Since,

in view of Lemma 4.2 and the

positivity

of J

we

immediately get

as t --~ +00. To make use of the

geometric

informations

given by

Lemma 4.4 we need the

following

crucial compactness

property

of

E(.) .

Denote

by

the best Sobolev

constant,

we have :

LEMMA 4.5.-Let E

.Ho

be such that ~ 0 as n -

- f-oo. Then

(un)

has an

Ho -convergent subsequence provided

supn

E(un)

1

SN/2

.

N

°

The

proof

of such

(P.S.) condition,

which makes use of

arguments

from

[18] (see

also

(23~~,

will be

postponed,

as well as the

following

estimate of the "mountain pass level" :

Setting

we have :

(24)

Proof of

Th. 4.1. In view of Lemmas

4.4-4.6;

the

"mountain-pass

lemma"

(see [1]) applies

to

get

a critical

point

of

E( ~ )

at

positive

energy C. Our variational

principle implies

the result.

In order to

get

existence of

positive

solution under the additional assump- tion

(A1 ) - (A2),

we have to

slight modify

our arguments, first

replacing

in

(6.1)

and

h(v)

in

(0.2) respectively

with

The new

system

has

only L°°-positive

solutions

by Prop.

1.4. In turns, solutions to

(0.1 )’- (0.2)’

can be obtained as critical

points

of the modified functional

where F is defined in the obvious way.

Slight

modifications of our arguments, show that Lemma 4.4

(with (ii) only

for

positive u’s) -

4.5 and 4.6 hold with E

replaced by E,

and hence the result follows.

Now we go back to the

proofs

of Lemma 4.5 and 4.6. .

Proof of

Lemma

.~.5.

It will

require

several steps : :

Step

~.2014 supn -f-oo, so

that, w.l.o.g. :

u, u a.e; and

u in La for every a E

(1, 2*).

Furthermore there exists

(see [19]) positive

measures ~ and v and numbers a~ > 0 such that for every ~ E it results

(25)

The lemma will follow

noticing

that

assumption sup E(un)

and

Steps 2,3 imply

aj =

0, (i.e. J~

’~’

Jn

in view of

(4.1)-(4.2))

which

joint

with u in

L2* imply

un - u in

1~ . Finally, setting

we

easily

see from

that .

Proof of Step

1.

By Assumption

we have

and hence

_ , _ _

implies

supn

~un ~

--f-oo.

Proof of Step

2.

Passing

to the limit in

we see

that, taking

in the limit cp = u, -

On the other

hand,

since T is

completely

continuous and

(26)

we

get

But >

03A9 |~u|2

+

by (4.3),

so that

using (4.4)

and

(4.5)

we

conclude

Proof of Step

3. From

(4.2)-(4.3)

and

(4.5)

we obtain

Proof of

Lemma

4.6. - It

is

enough

to find a

point

u such that

supt~0 E(tu) 1 NSN/2.

For this purpose, we will use "instanton" like func- tions

employed by

BREZIS-NIRENBERG

[6].

For a

given

cut-off

function 03C6

E 1 in a

neighbourhood

of

zero, we set

It is well know that

(see

BREZIS-NIRENBERG

[6])

for a suitable choice of the normalization constant

K,

one has the

following

estimates

(here

mean

bounded,

and bounded away from

zero).

(27)

In

particular

Now,

if maxt>o

E(tuE),

then

d/dt 0,

i.e.

tE~E

satisfies ,

Using (4.11)

and Lemma

4.2-(iii)

we

get

and

hence,

Thus, writing

= t~u~ v~ = from

and since

const.S2 by (h3),

we obtain

Using (4.12), inequality

and

(4.10)

we

finally

obtain

provided (u~ ~2

is

sufficiently small,

i.e. if E is small.

Remark 4.7. In

dealing

with the modified functional

~,

zve need a modification to

get

Lemma 4.5. As far as

Step

1 is

concerned,

uTe get instead of

(4.7) :

(28)

and then

Assuming, by contradiction, (

~ -f-oo, we

get

from

(4.14) u n

: _

u+n

~ 0 in and

consequently,

if u := 03C9 - lim

un it

results u 0.

.

Furthermore,

from

here

we

get

strongly

in because

~

cos

: thus, setting

(~c, u) satisfy

On the other

hand,

since

by

definition of vn :=

T (bu n ),

we also

have, dividing

and

passing

to the limit

(using (~t3 ~~ :

:

(29)

But since u

0, by

the maximum

principle v

0 and hence

Using assumption (t1~1 - (A~2,

we see that

(4.17~-(4.18)

ha

only

the trivial

solution,

= 6 =

0,

a contradiction. This proves

step

1 for the energy of the modified

problem.

As for

step 2,

it is

enough

to observe that if

un --~ u, v~. := ---~ v =

(u, v~

solve the

system (o.l~’-(0.2~’

and hence

they

are

positive

functions in view of

assumptions (t~1 ~ - (A2)

and

Prop.

1.2. But then we still have

(4.4),

while

(4.5)

follows

observing

that

limn 03A9|+n|2*

=

03A9|un|2*.

In

fact,

implies ~~ I ~u ~ ~ 2

--~ 0 because The same remark allows to work out

Step 3,

and thus the

proof

of Lemma

4.5,

for the modified

problem,

is

complete.

Remark 4.8.

Step

1 in the

proof

of Lemma 4.5 can be obtained

replacing (~)3

with the more

general assumption

Similarly, assumption

could be

replaced by

We want to show now how to

drop

the

growth assumption

on

h(.), making

use of Theorem 4.1 and of the a

priori

bounds

given by Proposition

3.4.

THEOREM 4.9. Le~t N >

4,

and assume and

(A2).

Then

if

are

satisfied,

the

problem

(30)

has a non trivial solution

(u, v)

E

I~o (SZ)2 , If

in addition

holds,

then the above

system

has a solution

(u, v) satisfying

Remark

4.10. (h5 )

~

(h2 ).

Proof of

Theorem

.~/9.

- Given M >

0,

let us consider the truncated

nonlinearity :

Notice that

h M

satisfies

(h5),

and hence

(h2)

too

(h3).

Thus Theorem 4.1

applies

to

get

solution

(uM, vM)

of the modified system :

The

proof

will be now

performed

in several steps.

Indicating

with the

energy

corresponding

to

h M, (u~, v~)

can be chosen such that

Clearly

step 4

implies

the result.

We will chosse

(uM, vM)

as

given by

Theorem 4.1, so that

they satisfy

the

inequality 1/N

(31)

Proof of Step

1.

Here,

and in what follows we will use the obvious notation :

Notice that VM = so that

~~

vMuM =

~~

Now, given

as

above,

we have

and

also,

and

thus,

since

u( u)u

> 0

(u ~ 0,

Proof of Step

2. It is

enough

to remark that

(4.19~

rewrites :

uniformly

with

respect

to

M,

because the

inequality 03A9 TM(03B4t~u~)03B4t~u~

cti (p

E

[2N N+2’ 2*])

holds true with c

independent

on M. As a

consequence,

following

the

proof

of Lemma

4.6,

we

get

which

implies

if e is

sufficiently

small.

(32)

Proof of Step

3. - This is a

slight

modification of the

arguments

used in the

proof

of Lemma 4.5. We

already

know

that, given passing eventually

to a

subsequence,

we have Mj := v~ := for some u and v, because

by

lemma

4.2-ii,

with some c

independent

on

Following

the

proof

of Lemma

4.5,

we have

just

to prove that

(where i~( ~ )

an

v( ~ ~

are

limits,

in the sense of measures,

respectively of

and and v = + ~

Now, (4.8)

and

(4.9) easily

follow from

and

and the fact

that v;

-j v, u3 --y u in As far

(4.24), using

Remark 4.3

and

(h2 ),

we see that

Proof of Step ,~.

- This is

just

a consequence of the precompactness of in

HJ

and sup~ in view of

Proposition

3.4.

5. The case N = 3

In this section we concentrate our attention on the existence of solutions to the very

special

system

(33)

or

equivalently

to the

problem

obtained from

(4.1) by inverting

the second

equation (i.e.

> =

Jn

E

We will follow

closely

the

approach

of Bahri-Coron

(see

also BREZIS

[4],

SCHOEN

[22],

Mc LEOD

[20])

which describes the

important

role

played by

the

regular part

of the Green function of the linear

operator

involved in the

given

nonlinear

problem,

in

estimating

For

definitness,

let

G(~, ~~

be the Green function relative to

c2

~i

As usual one can

split G~-, -)

into a

singular

and

regular part

where

y) is,

for every x E

S~,

the

only

solutions to

PROPOSITION Q c R3 be a smooth bounded domain such that 0 E Q.

(34)

If

then

and

consequently (4.1~

is solvable.

Proof

- Since the

proof

is the same as in BREZIS

[4]

we

only give

the

ideas involved.

Let E > 0 and consider

a direct calculation shows that

We consider as "test" functions for

estimating .S’E

the solution to

By introducing

we see that

he

satisfies

Since

E2 + 1

x Z 1 /2

~ 1 |x| in L2 as ~ ~ 0, elliptic theory gives

uniformly

in

Q,

where

ho

is the solution to

(35)

that is

ho(x)

=

0~.

At this

point

the calculations are

exactly

the same

as in BREZIS

[4].

So we shall omit them.

COROLLARY 5.2. ~et SZ C

R3

be a smooth bounded domain such that

Assume that

and

(here

is the

regular. part of

the Green

function o,f

the

problem

-OG -

(03BB

±

03BB2

- 403B42

)

G =

03B4(.

-

y))

holds.

Then

(5.1 ) has

cc

positive

solution.

Proof

. The

positivity

of the solution is

guaranted by (i~ . (see Prop.

1.1~.

For the existence

part,

it is sufficient to observe that if

(i)

holds then

the solution of

(5.7~

is

exactly

Rernark 5.3. In the

limiting

case

(from

the

point

of view of the

maximum

principle) A = 2b,

for the existence of

positive

solution it is

sufficient to assume that > 0 where in this case g is the

regular part

of

G,

defined

by

5.4. - In the

special

case S~ =

B1 (0}

and a >

2b, a1

>

s,

«e

know

by Prop.

1.3 that all

positive

solutions of

(5.1)

must be radial. In this

case

(ii)

of

Corollary

5.2 reads :

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