On Quasi-Polarized Manifolds Whose Sectional Genus is Equal to the Irregularity
YOSHIAKIFUKUMA
ABSTRACT- Le t (X;L) bea quasi-polarized manifold of dimensionn. In our previous paper, we proved that if dimX3andh0(L)2, the ng(X;L)h1(OX) holds.
Hereg(X;L) denotes the sectional genus of (X;L). In this paper, we give the classification of quasi-polarized3-folds (X;L) withh0(L)3andg(X;L)h1(OX).
Moreover as an application of this result, we also give the classification of polarized manifolds (X;L) with dimBsjLj 1,h0(L)nandg(X;L)h1(OX).
1. Introduction.
Let (X;L) bea quasi-polarized manifold with dimXn. For this pair (X;L), thesectional genus g(X;L) is defined by the following formula:
g(X;L)11
2(KX(n 1)L)Ln 1;
where KX is thecanonical bundleof X. Then there is the following con- jecture which was proposed by Fujita [7, (13.7) Remark].
CONJECTURE 1.1 (Fujita). Let (X;L) be a quasi-polarized manifold.
Then g(X;L)q(X), where q(X):dimH1(OX)is the irregularity of X.
For this conjecture, there are some results (see [9], [10], [12] and so on).
But it is unknown whether this conjecture is true or not even for the case of dimX2. If dimX2, then this conjecture is true ifh0(L)>0 (see [9]).
Moreover the classification of quasi-polarized surfaces (X;L) with g(X;L)q(X) andh0(L)1 was obtained (see [8], [9]).
If dimX3 andh0(L)2, it is known that this conjecture is true, and Indirizzo dell'A.: Department of Mathematics, Faculty of Science, Kochi University, Akebono-cho, Kochi 780-8520, Japan
E-mail: [email protected]
theclassification of polarized 3-folds (X;L) with g(X;L)q(X) and h0(L)3 was given (see [12]).
In this paper, we will give the classification ofquasi-polarized 3-folds withg(X;L)q(X) andh0(L)3. As an application of this result, we are ableto givetheclassification of polarizedn-fold (X;L) withg(X;L)q(X), dim BsjLj 1 and h0(L)n. (Here we note thatg(X;L)q(X) holds if dim BsjLj 1.)
The author would like to thank the referee for giving some useful comments.
2. Preliminaries.
DEFINITION 2.1. Let X and Y be projective varieties with dimX>dimY1, and letf :X!Y bea surjectivemorphism with con- nected fibers. Then (f;X;Y) is called a fiber space. Moreover ifLis a nef and big (resp. an ample) line bundle onX, then (f;X;Y;L) is called a quasi- polarized (resp. polarized) fiber space.
LEMMA2.1. Let X and Cbe smooth projective varieties withdimXn anddimC1, and let L be a nef and big line bundle on X. Assume that there exists a fiber space f :X!Csuch that h0(KFLF)60for a general fiber F of f . Then f(KX=CL)is ample.
PROOF. First we note that there exists a natural numbermsuch that (mL)n n(mL)n 1F>0. Then by [3, Lemma 4.1], there exists a natural numberksuch thatOX(k(mL F)) has a nontrivial global section. Hence wehavean injectivemap OX(kF)! O(kmL). On the other hand, there exists a line bundleNonCsuch thatO(kF)f(N). Hence by [4, Corollary 1.9] weseethatf(KX=CL) is ampleand weget theassertion. p DEFINITION 2.2. (i) Let (X1;L1) and (X2;L2) bequasi-polarized vari- eties. Then (X1;L1) and (X2;L2) aresaid to bebirationally equivalent if there is another varietyGwith birational morphismsgi:G!Xi(i1;2) such thatg1L1g2L2.
(ii) Let (f1;X1;Y;L1) and (f2;X2;Y;L2) be quasi-polarized fiber spaces.
Then (f1;X1;Y;L1) and (f2;X2;Y;L2) aresaid to bebirationally equivalent if there is another variety G with birational morphisms gi:G!Xi
(i1;2) such thatg1L1g2L2andf1g1f2g2.
DEFINITION2.3. LetXbea normal projectivevariety of dimensionnand let D bea Q-divisor on X. The n D is said to be generically nef if DL1 Ln 10 for anycollection ofample Cartier divisorsL1;. . .;Ln 1onX.
DEFINITION2.4. Let (X;L) be a quasi-polarized variety of dimensionn.
Then theD-genusD(X;L) of (X;L) is defined by the following:
D(X;L)nLn h0(L):
PROPOSITION2.1. Let(X; L)be a quasi-polarized manifold of dimen-
sionn. IfKX(n 1)Lis not generically nef, thenD(X; L)0or(X; L)is
birationally equivalent to a scroll over a smooth curve.
PROOF. See [16, Proposition 1.3]. p
3. Main results.
First we will prove the following theorem.
THEOREM 3.1. Let (f;X;C;L) be a quasi-polarized fiber space such that X and Care smooth withdimXn and dimC1. Then g(X;L) g(C). Moreover if g(X;L)g(C), then(X;L)is one of the following two types.
(a) D(X;L)0.
(b) The pair(X;L)is birationally equivalent to a scroll over C.
PROOF. (1) Ifg(C)0, theng(X;L)0g(C) by [16, Theorem 1.1].
Moreover if g(X;L)0g(C), then by [16, Theorem 1.2] we have D(X;L)0.
(2) Next we assume thatg(C)1.
(2.1) First weassumethatKX(n 1)Lis generically nef. Then by [15, 1.2 Theorem] we see that there exists a natural number j with 1jn 1 such thath0(KXjL)>0. Henceh0(KFjLF)>0 for any general fiber F of f. The n f(KX=CjL)60. By Lemma 2.1 we see thatf(KX=CjL) is ample. By the same argument as [10, Lemma 1.4.1], weget (KX=CjL)Ln 1>0. Since1jn 1, wehave(KX=C
(n 1)L)Ln 1>0. Then g(X;L)g(C)1
2(KX=C(n 1)L)Ln 1(g(C) 1)((LF)n 1 1)
>g(C):
(2.2) Next we assume thatKX(n 1)L is not generically nef. Then by Proposition 2.1 weseethat D(X;L)0 or there exist a quasi-polarized variety (X0;L0), a smooth projective varietyM and birational morphisms m1:M!X andm2:M!X0 such that (X0;L0) is a scroll over a smooth curve.
IfD(X;L)0, then we infer thath1(OX0)h1(OX)0 (see [12, Lem- ma 1.15]). Henceg(C)0 and this contradicts theassumption ofg(C)>0.
So wemay assumethat (X0;L0) is a scroll over a smooth curve B. Le t f0:X0!B beits fibration and leth:f0m2:M!B. Then for any general fiber Fh of h, wehaveh1(OFh)0. Since g(C)>0, weseethat fm1(Fh) is a point. Therefore by [2, Lemma 4.1.13] there exists a sur- jective morphismd:B!Csuch thatfm1dh. But sincefandf0have connected fibers, we see thatdis an isomorphism. On theother hand, we can easily check that g(X0;L0)g(B). So weget g(X;L)g(X0;L0)
g(B)g(C). Therefore we get the assertion. p REMARK3.1. There exists an example of a quasi-polarized fiber space (f;X;C;L) such thatg(X;L)g(C) and (X;L) is birationally equivalent to (V;H) withD(V;H)0. For example, let (V;H)(Pn;OPn(1)). Then we can easily see thatD(V;H)0. We take two general membersH1andH2
injHjand letLbe a pencil which is generated byH1andH2. By using this pencil, we can make a fiber space over a smooth curve. Namely, there exist a smooth projective variety X, a birational morphism m:X!Pn and a fiber spacef :X!Cover a smooth curveC. WesetL:m(OPn(1)). Since q(X)0, weseethatCP1. Moreoverg(X;L)g(Pn;OPn(1))0g(C) and (X;L) is birationally equivalent to (V;H).
Next we consider quasi-polarized manifolds (X;L) with dimX3, h0(L)3 andg(X;L)q(X).
THEOREM 3.2. Let (X;L) be a quasi-polarized 3-fold. Assume that h0(L)3. If g(X;L)q(X), then (X;L)satisfies one of the following two types.
(a) D(X;L)0.
(b) The pair(X;L)is birationally equivalent to a scroll over a smooth curve C.
PROOF. By [6, Theorem 4.2], there exists a quasi-polarized variety (X0;L0) which is birationally equivalent to (X;L) and satisfies one of the
following conditions:
(i) KX02L0is nef for the canonicalQ-bundleKX0; (ii) D(X;L)D(X0;L0)0;
(iii) (X0;L0) is a scroll over a curve,
where X0 is a normal projective variety with only Q-factorial terminal singularities. Since g(X;L)g(X0;L0) and q(X)q(X0), wemay assume thatXhas onlyQ-factorial terminal singularities and (X;L) satisfies one of theaboveconditions.
If (X;L) is thetype(ii), then g(X;L)0 by [6, (1.7) Corollary] and q(X)0 by [12, Lemma 1.15]. Hence we obtaing(X;L)q(X) in this case.
If (X;L) is the type (iii), then we can check g(X;L)q(X) by easy calculation.
So wemay assumethatKX2Lis nef. Letp:Xe !Xbea resolution of X such that Xnpe 1(Sing(X))XnSing(X), and Lep(L). Then h0(L)e
h0(L)3. LetLbe a linear pencil which is contained injLje such that LLMZ, whereLMis themovablepart ofLandZis thefixed part of jLj. Wewill makea fiber spaceby using thise L. Le t W:Xe >P1 bethe rational map associated with LM, and u:Xe0!Xe an elimination of in- determinacy of W. So weobtain a surjectivemorphism W0:Xe0!P1. If necessary, we take the Stein factorizationd:C!P1ofW0. Then we have a fiber spacef0:Xe0!Csuch thatW0df0. Le tF0be a general fiber of f0 and let a:degd. We consider this quasi-polarized fiber space (f0;Xe0;C;u(eL)). By the proof of [12, Theorem 2.1], we see that there exists a quasi-polarized fiber space (f1;X1;C;L1) which is birationally equivalent to (f0;Xe0;C;u(L)) such that (e f1;X1;C;L1) satisfies one of the following conditions.
KX12L1isf1-nef.
(f1;X1;C;L1) is a scroll.
If (f1;X1;C;L1) is a scroll, then we see thatg(X;L)q(X) and this is the type (b) in Theorem 3.2. So we may assume thatKX12L1isf1-nef. In this case, by [14, Lemma 0.2], we see thatKX1=C2L1 is nef.
(a) Thecaseofg(C)1. Thenuis theidentity map. So wehaveXe0Xe andu(L)e L. By theconstruction of thefiber space(e f0;Xe0;C;u(L)), wee getLePa
i1FiZ, where eachFiis a fiber off0andZis thefixed part of jLj. Then there exists an ample line bundlee P2Pic(C) such that Pa
i1Fi(f0)(P). In particular degPa.
CLAIM3.1. a3.
PROOF. First wenotethat h0(L)h0(L)e h0 Pa
i1FiZ
h0 Pa
i1Fi
h0(P). Since h0(L)3, wehaveh0(P)3. If a2, then D(C;P)1degP h0(P)1a h0(P)0. On theother hand, since Pis an amplelinebundleonC, wehaveD(C;P)0 by [5, Corollary 1.10] or [7, (4.2) Theorem]. ThereforeD(C;P)0. But thenCP1(see [5, Lemma 3.1]) and this contradicts theassumption that g(C)1. Hence we have
a3. p
Here we note thatLe is numerically equivalent to aF0Zby thecon- struction above. By the same argument as in the proof of [12, Claim 2.2], we have
(KeX=C2L)(e eL)2 t(KeX=C2L)(e L)Fe 0
for any natural number t with ta. He nce (KeX=C2L)(e L)e 2 3(KeX=C2L)(e L)Fe 0holds becausea3. Sinceg(C)1 and (eLF0)21, we get
g(X;e L)e 11
2(KeX2L)(e L)e 2
g(C)1
2(KeX=C2L)(e L)e 2(g(C) 1) (LeF0)2 1 g(C)3
2(KeX=C2L)(e L)Fe 0
g(C)3g(F0;LjeF0)3
2(L)e 2F0 3:
Sinceh0(LjeF0)>0 and dimF02 wehaveg(F0;LjeF0)q(F0) by [9, Lemma 1.2 (2)]. Becauseg(C)q(F0)q(X), wehavee
g(X;e L)e q(X)e 2g(F0;LjeF0)3
2(L)e 2F0 3:
Since g(X;e L)e g(X;L)q(X)q(X) holds, wegee t 2g(F0;LjeF0)
3
2(L)e 2F0 30. Hence we haveg(F0;Lje F0)0. Thereforek(F0) 1 and by [9, Theorem 2.1] we have q(F0)0. So q(X)e g(C) because g(C)q(F0)g(C)q(X)e g(C). Hence we obtaing(X;e L)e g(C), and by Theorem 3.1 we get the assertion in this case.
(b) Thecaseofg(C)0. Letg:pu.
(b.1) Ifa2, then
g(X;L)g(X;e L)e
g(Xe0;u(L))e
11
2g(KX2L)(u(L))e 2 1g(KX2L)(u(L))Fe 0
becauseKX 2Lis nef anda2. LetDe :u(F0). By [12, Claims 2.3 and 2.4], wehave
g(X;L)1g(KX2L)(u(L))Fe 0
1u(p(KX)2L)(ue (L))Fe 0
1u(KeX2L)(ue (L))Fe 0
1(u(KeX D)e u(L))(ue (L))Fe 0 1(KeX0F0u(L))(ue (eL))F0
2g(F0;u(L)je F0) 1:
SincedimF02 andh0(u(L)je F0)>0, wehaveg(F0;u(L)je F0)q(F0) by [9, Lemma 1.2 (2)]. Moreover sinceq(F0)q(F0)g(C)q(Xe0)q(X), we get g(X;L)2q(X) 1. Therefore q(X)1 because g(X;L)q(X). In particular g(X;L)1. From [6, Corollaries (4.8) and (4.9)], we see that (X;L) is birationally equivalent to one of the types (a) and (b) in Theorem 3.2. (Here we use the assumption thatg(X;L)q(X).)
(b.2) Here we assume that a1. Thenh0(u(L)je F0)2. By thesame argument as in Case (2) in the proof of [12, Theorem 2.1] we have
q(X)g(X;L)g(F0;u(L)je F0)q(F0)q(X):
Hence we havek(F0) 1by [9, Theorem 3.1] sinceg(F0;u(L)je F0)q(F0) andh0(u(L)je F0)2. Moreover we get
q(Xe0)q(X)q(F0):
1
Here we apply the relatively minimal model theory for the fibration f0:Xe0!CP1. Sincek(F0) 1, we see that there exist smooth pro- jective varietiesX] andTwith dimX]3 and 1dimCdimT2, a birational morphism d]:X]!Xe0 and surjective morphisms d1:X]!T andd2:T!Cwith connected fibers such thatf0d]d2d1 andFd1is birationally equivalent to a Fano manifold, whereFd1is a general fiber of d1. In particularq(Fd1)0. Weputf]:f0d].
(b.2.1) Assumethat dimT1. Then d2 is an isomorphism. Hence q(T)0 because CP1. On theother hand, sinceq(Fd1)0, wehave q(X)q(X])q(T)0. Thus wegetg(X;L)0 from theassumption thatg(X;L)q(X). Therefore by [6, (4.8) Corollary] we get the assertion.
(b.2.2) Next we assume that dimT2. If q(X)1, then we have g(X;L)1 and by [6, Corollaries (4.8) and (4.9)] we get the assertion. So wemay assumethatq(X)2. LetFd2 (resp. F]) be a general fiber ofd2
(resp.f]). Then
d1jF] :F]!Fd2
is a surjective morphism with connected fibers. Since a general fiber ofd1jF]
is P1, wehaveq(F])q(Fd2). On theother hand, wehaveq(X])q(T) because any general fiber ofd1isP1, and wehaveq(F])q(X]) by (1). So wegetq(T)q(F])q(Fd2)q(Fd2)q(P1). Now weareassuming that q(X])q(X)2, so wehaveq(Fd2)2. Therefore, considering the fiber spaced2:T!CP1, we see from [1, Lemme] or [9, Lemma 1.5] thatTis birationally equivalent toFd2P1. In particulark(T) 1. So, taking the Albanese map ofT, there exists a morphisma:T!B, whereBis a smooth projective curve withg(B)q(T)q(Fd2). Thenad1:X]!Bhas con- nected fibers. Moreover since q(X])q(F])q(Fd2)g(B) weobtain g(X];(ud])(L))e g(X;L)q(X)q(X])g(B). Since(X];(ud])(L))e is a quasi-polarized 3-fold, we get the assertion by Theorem 3.1. p Here we want to propose the following conjecture which is a quasi- polarized manifolds' version of [12, Conjecture 2.15].
CONJECTURE3.1. Let (X;L)be a quasi-polarized n-fold. Assume that h0(L)n. If g(X;L)q(X), then(X;L)is one of the following.
(a) D(X;L)0.
(b) The pair(X;L)is birationally equivalent to a scroll over a smooth curve.
REMARK3.2. Ifn2 (resp.n3), then this conjecture is true by [9, Theorem 3.1] (resp. Theorem 3.2 above).
Let (X;L) be a polarized manifold of dimensionn. If BsjLj ; (resp.
dim BsjLj 0), then by [2, Theorem 7.2.10] (resp. [11, Theorem 3.2]) we see that g(X;L)q(X). Moreover, we can get a classification of (X;L) with g(X;L)q(X) and dim BsjLj 0 (see [17, (3.6) Theorem] and [11, Theo- rem 3.2]). So, as the next step, we consider the case where dim BsjLj 1.
THEOREM3.3. Let(X;L)be a polarized manifold of dimension n3.
Assume thatdim BsjLj 1.
(i) The inequality g(X;L)q(X)holds.
(ii) Furthermore we assume that h0(L)n. If g(X;L)q(X), then (X;L)is one of the following.
(a) (Pn;OPn(1)).
(b) (Qn;OQn(1)).
(c) A scroll over a smooth curve.
PROOF. From the assumption, we see that there exist an (n 3)-ladder XX1 Xn 3 such that eachXj is a normal and Gorenstein pro- jective variety of dimension n j (see [13, Proposition 1.12 (2)]). Let Lj LXj for everyjwith 1jn 3. Then we see that
h1(OX)h1(OX1) h1(OXn3) 2
and
g(X;L)g(X1;L1) g(Xn 3;Ln 3):
3
Letp:Mn 3!Xn 3bea resolution ofXn 3. Then g(Mn 3;p(Ln 3))g(Xn 3;Ln 3) 4
and
h1(OMn 3)h1(OXn3):
5
(i) Here we note thath0(Ln 3)2. Hence by [12, Theorem 2.1] we have g(Mn 3;p(Ln 3))q(Mn 3):
6
Therefore by (2), (3), (4), (5) and (6), we getg(X;L)q(X).
(ii) Assumethath0(L)n. Thenh0(Ln 3)3. Ifg(X;L)q(X), then by (2), (3), (4), (5) and (6) wehaveg(Mn 3;p(Ln 3))q(Mn 3) andq(Mn 3)
q(Xn 3). In particular,Xn 3has the Albanese map (see [2, Remark 2.4.2]).
Let a:Xn 3!Alb(Xn 3) be its Albanese map, where Alb(Xn 3) is the Albanese variety ofXn 3. Thenap:Mn 3!Alb(Xn 3) is theAlbanese map of Mn 3. Since(Mn 3;p(Ln 3)) is a quasi-polarized 3-fold with h0(p(Ln 3))3 andg(Mn 3;p(Ln 3))q(Mn 3), we can apply Theorem 3.2. Then (Mn 3;p(Ln 3)) satisfies one of the following types:
D(Mn 3;p(Ln 3))0.
(Mn 3;p(Ln 3)) is birationally equivalent to a scroll over a smooth curve.
IfD(Mn 3;p(Ln 3))0, theng(X;L)g(Mn 3;p(Ln 3))0. There- fore we get the assertion from Fujita's results (see [7, (12.1) Theorem and (5.10) Theorem]).
Next weassumethat (Mn 3;p(Ln 3)) is birationally equivalent to a scroll over a smooth curve. Let (V;H) beits scroll. Ifh1(OV)0, then we see thatg(X;L)0 and weget theassertion. So wemay asssumethat h1(OV)1. Then the dimension of the image of Albanese map ofVis one because (V;H) is a scroll over a smooth curve. Since Mn 3 and V are birationally equivalent each other, we see that the dimension of the image of ap is also one. Hencethedimension of theimageof a is also one.
Since h1(OV)>0 implies h1(OX)>0, wecan taketheAlbanesemap b:X!Alb(X) ofX.
CLAIM3.2. dimb(X)1.
PROOF. First weconsider a map b:Xn 3,!X!Alb(X). By theuni- versality of the Albanese map, there exists a morphism c:Alb(Xn 3)!
!Alb(X) such thatcab. On theother hand, sincedima(Xn 3)1, we havedimb(Xn 3)dim (ca)(Xn 3)dima(Xn 3)1. But by [2, Propo- sitions 5.1.1 and 5.1.2] wehavedimb(Xn 3)1 because dimb(X)1.
Hence dimb(Xn 3)1. Furthermore by using [2, Propositions 5.1.1 and
5.1.2], wealso seedimb(X)1. p
Sincedimb(X)1, wefind thatb(X) is smooth andb:X!b(X) is a fiber space over a smooth curveb(X). LetCb(X). Sinceh1(OX)g(C), wegetg(X;L)g(C). By [10, Theorem 1.4.2] we see that (X;L) is a scroll
overC. So we get the assertion. p
REMARK3.3. (i) Theorem 3.3 shows that [12, Conjecture 2.15] is true for thecaseof dim BsjLj 1.
(ii) If dim BsjLj 0, then we see that h0(L)n. Hence by [17, (3.6) Theorem] and [11, Theorem 3.2] we infer that [12, Conjecture 2.15] is true for thecaseof dim BsjLj 0.
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Manoscritto pervenuto in redazione il 20 luglio 2010.