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Historical carbon dioxide emissions caused by land-use
changes are possibly larger than assumed
Almut Arneth, Stephen Sitch, Julia Pongratz, B. D. Stocker, Philippe Ciais,
B. Poulter, A. D. Bayer, Alberte Bondeau, L. Calle, L. P. Chini, et al.
To cite this version:
Almut Arneth, Stephen Sitch, Julia Pongratz, B. D. Stocker, Philippe Ciais, et al.. Historical carbon dioxide emissions caused by land-use changes are possibly larger than assumed. Nature Geoscience, Nature Publishing Group, 2017, 10 (2), pp.79-84. �10.1038/NGEO2882�. �hal-01681571�
2
(10) International Centre for Water Resources and Global Change, hosted by the German Federal 23
Institute of Hydrology. Am Mainzer Tor 1, 56068 Koblenz, Germany 24
(11) College of Engineering, Mathematics and Physical Sciences, University of Exeter, Exeter, EX4 25
4QE, UK 26
(12) The Institute of Applied Energy, Minato, Tokyo 105-0003, Japan 27
(13) Dept of Physical Geography and Ecosystem Science, Sölvegatan 12, Lund University,
28
22362 Lund, Sweden
29
(14) School of Geography, Earth & Environmental Sciences and Birmingham Institute of Forest 30
Research, University of Birmingham, Birmingham, B15 2TT, United Kingdom 31
(15) Met Office Hadley Centre, FitzRoy Road, Exeter, EX1 3PB, UK 32
(16) Max Planck Institute for Biogeochemistry, 07701 Jena, Germany 33
34
35
3
The terrestrial biosphere absorbs about 20% of fossil fuel CO2 emissions. The overall
37
magnitude of this sink is constrained by the difference between emissions, the rate of 38
increase in atmospheric CO2 concentrations and the ocean sink. However, the land sink
39
is actually composed of two largely counteracting fluxes that are poorly quantified: 40
fluxes from land-use change and CO2 uptake by terrestrial ecosystems. Dynamic global
41
vegetation model simulations suggest that CO2 emissions from land-use change have
42
been substantially underestimated because processes such as tree harvesting and land-43
clearing from shifting cultivation have not been considered. Since the overall terrestrial 44
sink is constrained, a larger net flux as a result of land-use change implies that 45
terrestrial uptake of CO2 is also larger, and that terrestrial ecosystems might have
46
greater potential to sequester carbon in the future. Consequently, reforestation projects 47
and efforts to avoid further deforestation could represent important mitigation 48
pathways, with co-benefits for biodiversity. It is unclear whether a larger land carbon 49
sink can be reconciled with our current understanding of terrestrial carbon cycling. In 50
light of our possible underestimation of the historical residual terrestrial carbon sink 51
and associated uncertainties, we argue that projections of future terrestrial carbon 52
uptake and losses are more uncertain than ever. 53
54
The net atmosphere-to-land carbon flux (FL) is typically inferred as the difference between relatively
55
well-constrained terms of the global carbon cycle: fossil fuel and cement emissions, oceanic carbon 56
uptake and atmospheric growth rate of CO2 (see Textbox) 1
. In contrast, very large uncertainties exist 57
in how much anthropogenic land-use and land-cover change (FLULCC) contributes to FL, which
58
propagates into large uncertainties in the estimation of the residual carbon flux (FRL) (Box 1). The lack
59
of confidence in separating FL into its component fluxes diminishes the predictive capacity for
60
terrestrial carbon cycle projections into the future. It restricts our ability to estimate the capacity of 61
4
land ecosystems to continue to mitigate climate change, and to assess land management options for 62
land-based mitigation policies. 63
As land-use change emissions and the residual sink are spatially closely enmeshed, global-scale 64
observational constraints do not exist for estimating FLULCC or FRL separately. Dynamic Global
65
Vegetation Models (DGVMs) have over recent years been used to infer the magnitude and spatial 66
distribution of FLULCC as well as of FRL, while FLULCC has traditionally been also derived from
data-67
driven approaches such as the bookkeeping method 1-3 (Box 1). Although large, for some sources of 68
uncertainties in FLULCC (such as differences in baseline years used for calculation, how environmental
69
effects have been considered, or assumptions about wood products) there is no good reason to believe 70
that these would introduce a systematic under- or overestimation4-6. However, until recently, most 71
processes related to land management and the subgrid-scale dynamics of land-use change have been 72
ignored in large-scale assessments of the terrestrial carbon balance, and we argue here that including 73
these missing processes might systematically increase the magnitude of FLULCC. In turn, an upward
74
revision of FLULCC implies through the global budget the existence of a substantially higher FRL and
75
raises the question whether this is plausible given our understanding of the response of ecosystems to 76
changing environmental conditions. 77
Gross land-cover transitions such as shifting cultivation 78
Opposing changes in different land-use types can take place simultaneously within a region (see 79
Methods and Supplementary Figure 1), for example: an area might be converted from natural to 80
managed land, whereas an equal area within the same region might be abandoned or reforested, 81
equating to a net-zero land-cover change. The magnitude of these bi-directional changes depends on 82
the size of the area investigated. Over thousands of kilometres squared (the typical resolution of 83
DGVMs), ignoring sub-grid changes can have a substantial effect on the simulated carbon cycle, since 84
accounting for the gross changes (for example, th6e parallel conversion to, and abandonment of, 85
agricultural land in the same grid-cell) includes (rapid) carbon losses from deforestation, (slow) loss 86
from post-deforestation soil-legacy effects, and (slow) uptake in areas of regrowth. In sum this leads to 87
5
younger mean stand age, smaller biomass pools and thus higher FLULCC compared to net area-change
88
simulations. 89
Gross area transitions are fundamental to land-use land-cover change (LULCC) dynamics in areas of 90
shifting cultivation (SC) in the tropics7, but also occur elsewhere8. Gross forest loss far exceeding net 91
area loss can be demonstrated from remote-sensing products globally9, although these products in 92
themselves cannot distinguish effects of logging from natural disturbance events such as fire or 93
storms. Secondary forests in the tropics can return to biomass carbon stocks comparable to old-growth 94
forest within five to six decades10, but the same is not the case for soil carbon. Also, fallow lengths in 95
SC systems tends to be shorter, and show a decreasing trend in many regions11. These dynamics result 96
in the degraded vegetation and reduced soil carbon stocks commonly observed in disturbed forest land 97 12 . 98 Wood harvesting 99
Until recently, global DGVM studies that accounted for LULCC concentrated on the representation of 100
conversion of natural lands to croplands and pastures, while areas under forest cover were represented 101
as natural forest, and hence by each model’s dynamics of establishment, growth and mortality. Two-102
thirds to three-quarters of global forests have been affected by human use, which is mainly due to 103
timber harvest; but forests are also a source of firewood or secondary products; or used for recreational 104
purposes13. Between 1700-2000 an estimated 86 PgC has been removed globally from forests due to 105
wood harvesting (WH)14 . WH leads to reduced carbon density on average in managed forests15 and 106
can ultimately result in degradation in the absence of sustainable management strategies. Furthermore, 107
the harvest of wood can reduce litter input, which lowers soil pools13. Bringing a natural forest under 108
any harvesting regime probably will lead to net-CO2 emissions to the atmosphere – with a magnitude
109
and time-dependency conditionnal on harvest intensity and frequency, regrowth and the fate and 110
residence time of the wood products. 111
6
Grazing and crop harvesting, and cropland management 112
Management is not only fundamental for the carbon balance of forests, but also for pasture and 113
cropland. As with forests, accounting for management processes on arable lands has only recently 114
been included in DGVMs (see Methods). Regular grazing and harvesting (GH), and more realistic 115
crop management processes (MC) such as flexible sowing and harvesting, or tillage, will enhance 116
FLULCC (ref. 16). Over decadal timescales, conversion of forest to cropland has been observed to reduce
117
soil carbon pools by around 40% (ref. 17), resulting from reduced vegetation litter soil inputs and 118
enhanced soil respiration in response to tillage, although the effect and magnitude of the latter is being 119
debated18 . Conversion to pasture often has either little effect, or may even increase soil carbon17. 120
Impacts of land-management processes on the carbon cycle 121
The few published DGVM studies that account for the management of land more realistically16,19-21 122
consistently suggest a systematically larger FLULCC over the historical period compared to estimates
123
that ignored these processes, with important implications for our understanding of the terrestrial 124
carbon cycle and its role for historical (and future) climate change. In order to assess if results from 125
these initial experiments hold despite differences among models, we compile here results from a wider 126
set of DGVMs (and one DGVM “emulator”, see Methods and Supplementary Table 1), adopting the 127
approach described in ref. 2. FLULCC was calculated as the difference between a simulation in which
128
CO2 and climate were varied over the historical period, at constant (pre-industrial) land use, and one in
129
which land use was varied as well. 130
When accounting for SC and WH, FLULCC was systematically enhanced (Fig. 1).
Shifting-131
cultivation, assuming that no shade-trees remain in cultivated areas, results in increased cumulative 132
FLULCC over the period 1901-2014 on average by 35 ± 18 PgC (Fig. 1, Supplementary Table 2).
133
Although three DGVMs had demonstrated this effect previously19-21, an upward shift of FLULCC was
134
also found in the other models that performed additional SC simulations for this study. Including WH 135
caused FLULCC to increase over the same time period by a similar magnitude to SC: 30 ± 21 PgC.
7
Trends in WH-related FLULCC over time differed between models (Fig. 1) probably due to different
137
rates of post-harvest regrowth, and assumptions about residence time in different pools22. Including the 138
harvesting of crops and the grazing of pastures also resulted in larger FLULCC, as carbon harvested or
139
grazed is consumed and released as CO2 rapidly instead of decaying slowly as litter and soil organic
140
matter. Beyond harvest, accounting for more realistic MC such as tillage processes also showed, with 141
one exception (in which tillage effects were not modelled, see methods) an enhancement of FLULCC
142
emissions. 143
When ignoring the additional land-use processes investigated here, average FLULCC is 119 ± 50 PgC
144
(Supplementary Table 2). Adding effects of SC, WH, GH and MC enhance land-use change emissions 145
by, on average, 20-30% each (Fig. 2; Supplementary Table 1), with individually large uncertainties. 146
The combined effects on FLULCC are difficult to judge as models do not yet account for all land-use
147
dynamics. For instance, SC and WH effects are expected to enhance FLULCC additively as there is little
148
overlap in the input dataset used by DGVMs regarding the areas that are assumed to be under SC, and 149
areas where other types of forest harvesting occur7. But in the case of accounting for harvesting and 150
other management on arable lands and pastures, carbon cycle interactions with SC and WH cannot be 151
excluded because subsequent transitions could occur in a grid location, between primary vegetation 152
and cropland, pastures or secondary forests. The overall enhancement of FLULCC therefore, will need to
153
be explored with model frameworks that include all dynamic land-use-change processes. DGVMs 154
currently contributing to the annual update of the global carbon budget account for some of the 155
processes examined here, but as of yet not at all comprehensively, and we thus expect DGVM-based 156
FLULCC to increase substantially compared to results reported in ref. 1. As a consequence, the
157
discrepancy to bookkeeping estimates of FLULCC will become larger, although results in ref. 23 call for
158
a broader range of bookkeeping approaches as well. 159
Implications for the historical residual land sink 160
In order to match FL in the global carbon budget (Box 1) for the historical period a substantially larger
161
FLULCC would need to be balanced by a corresponding increase in FRL, which could be either due to
8
underestimated historical increase in gross primary production (GPP) and vegetation biomass, 163
overestimated heterotrophic carbon loss, or both. The question arises if such a discrepancy is credible 164
in light of today’s understanding. For instance, by compiling a number of observations Pan et al.24 165
suggested a forest sink that is in line with total carbon budget estimates1. However, their study 166
excluded savannahs, grasslands, and woodlands and in semi-arid regions alone carbon uptake was 167
estimated to be about 20% of the terrestrial sink (plus around another 30% from other non-forested 168
ecosystems), which also dominate the recent positive trend in carbon uptake25. Reconstructing the 169
Austrian historical forest sink from inventory data also suggested a much larger residual sink, 170
compared with (bookkeeping) model results26. 171
The response of photosynthesis to increasing CO2 could underlie more than half of today’s land carbon
172
sink27. Several recent lines of observation-based evidence suggest that GPP may have undergone much 173
stronger enhancement over the last century than currently calculated by DGVMs. These studies 174
include isotopic analysis of herbarium plant samples, of stable oxygen isotope ratios in atmospheric 175
CO2, and accounting for the effect of leaf mesophyll resistance to CO2 (refs 28-30). Ciais et al. 31
176
inferred a pre-industrial GPP of 80 PgC a-1 based on measurements of oxygen isotopes in ice-core air, 177
indicative for a 33% difference to the often-used present-day GPP benchmark of ~120 PgC a-1 (ref. 32) 178
and independently consistent with the 35% increase suggested by ref. 28. In contrast, the participating 179
DGVMs in this study show an average increase of GPP by only 15% between the first and last ten 180
years of the simulation (not shown). 181
Whether or not enhancements in GPP translate into increased carbon storage depends on other factors 182
such as nutrient and water supply, seen for instance in the mixed trends in stem growth found in forest 183
inventories33,34. Much work remains to better understand the response of ecosystem carbon storage to 184
increasing atmospheric CO2 concentration 35
. Ultimately, carbon turnover time determines whether or 185
not enhanced growth will only result in increasing carbon pools22. Besides GPP and heterotrophic 186
ecosystem respiration, lateral carbon flows play an important role in the ecosystem carbon sink. 187
Recent syntheses that combined a range of observations, inventories of carbon stock changes, trade 188
9
flows and transport in waterways, estimated dissolved organic carbon losses to account for a flux of > 189
1.0 PgC a-1, with an unknown historical trend36,37. The fate of this carbon is highly uncertain, but its 190
inclusion would enhance the calculated residual sink via an additional loss term (Box 1, equation (1)). 191
Taken together, a number of candidates for underestimated FRL in today’s models are plausible, and a
192
combination of the above listed processes likely. It remains to be seen whether a larger FLULCC can be
193
supported by observation-based estimates. Several lines of evidence suggest that a common low-bias 194
in the historic FLULCC could affect all DGVMs, and the challenge of resolving the many open issues
195
will stay with us for some years to come. 196
Unknowns in historical LULCC reconstructions 197
Patterns and historical trends of deforestation, cropland and pasture management, or WH are 198
uncertain. Land-use reconstructions differ substantially in terms of the time, location and rate of 199
LULCC (see ref. 38 and reference therein). The DGVM and climate science community has mostly 200
relied on the LUH1 dataset by Hurtt et al.7, chiefly because it provides the needed seamless time series 201
from the historical period into future projections at the spatial resolution required by DGVMs. Clearly 202
such a globally applicable gridded dataset must necessarily include simplifications. For instance, the 203
assumed uniform 15-year turnover in tropical SC systems7 cannot account for the known variation 204
between a few years and one to two decades, or trends towards shorter fallow periods in some regions 205
(see ref. 11 and references therein), although there is also an increasing proportion of permanent 206
agriculture. Likewise, not only the amount of WH but also the type of forestry (coppice, clear-cut, 207
selective logging, fuel-wood) will vary greatly in time and space, which is difficult to hindcast39,40. 208
In upcoming revisions to LUH1 (LUH-2, http://luh.umd.edu/data.shtml), forest-cover gross 209
transitions are now constrained by the remote sensing information9, and have overall been re-estimated 210
(Fig. 3). Whether or not this will result in reduced SC carbon loss estimates in recent decades remains 211
to be seen. At the same time, these historical estimates consider large gross transitions of land-cover 212
change only for tropical regions even though there is good reason to believe that bi-directional 213
changes occur elsewhere41. For Europe alone, a recent assessment that is relatively impartial to spatial 214
10
resolution estimated twice the area having undergone land-use transitions since 1900 when accounting 215
for gross vs. net area changes8. This leads to substantial increase in the calculated historical European 216
FLULCC, both in a bookkeeping-model and DGVM-based study 42
. Historical land carbon cycle 217
estimates therefore are not only highly uncertain due to missing LULCC processes, but equally so due 218
to the LULCC reconstructions per se. However, for a given reconstruction, accounting for additional 219
processes discussed here will always introduce a unidirectional enhancement in FLULCC compared to
220
ignoring these processes. 221
Implications for the future land carbon mitigation potential 222
Our calculated increases in FLULCC, in absence of a clear understanding of the processes underlying
223
FRL, notably strengthen the existing arguments to avoid further deforestation (and all ecosystem
224
degradation) – an important aspect of climate change mitigation, with considerable co-benefits to 225
biodiversity and a broad range of ecosystem service supply. One could also conjecture whether or not 226
a larger historical carbon loss through LULCC would imply a larger potential to sequester carbon 227
through reforestation, than thought so far. However, assessments of mitigation potentials must 228
consider the often relatively slow carbon gain in regrowing forests (compared to the rapid, large loss 229
during deforestation), in particular the sluggish replenishment of long-term soil carbon storage43,44. 230
What is more, trees grow now, and will in future, under very different environmental conditions 231
compared to the past. A warmer climate increases mineralisation rates and hence enhances nutrient 232
supply to plant growth, supporting the CO2 fertilisation effect, but also stimulates heterotrophic decay
233
of existing soil carbon and/or flow of dissolved carbon, with as yet no agreement about the net 234
effects3,45. Regrowing forests might also in future be more prone to fire risk, and other episodic events 235
such as wind-throw or insect outbreaks46,47, crucial ecosystem features not yet represented well in 236
models48. This question of “permanence” has been an important point of discussion at conferences 237
under the UNFCCC, and also endangers the success of payment-for-ecosystem-services schemes that 238
target conservation measures, as it is unclear how an increasing risk of losing carbon-uptake potential 239
can be accounted for49,50. 240
11
Given that we may be greatly underestimating the present-day FRL, and therefore missing or
241
underestimating the importance of key driving mechanisms, projections of future terrestrial carbon 242
uptake and losses appear more fraught with uncertainty than ever. In the light of the findings 243
summarized here, this poses not only a major challenge when judging mitigation efforts, but also for 244
the next generation of DGVMs and Earth System models to assess the future global carbon budget. 245
Future work therefore needs to concentrate on representing the interactions between physiological 246
responses to environmental change in ecosystems with improved representations of human land 247 management. 248 249 References 250 251
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Correspondence and request for materials should be addressed to Almut Arneth, 367 Almut.arneth@kit.edu 368 369 Acknowledgements 370
AA, ADB and TAMP acknowledge support from EU FP7 grants LUC4C (grant no. 603542) and 371
OPERAS (grant no.308393), and the Helmholtz Association in its ATMO programme and its impulse 372
and networking fund. MF, WL, CY and SS were also funded by LUC4C. JP and JEMSN were 373
supported by the German Research Foundation's Emmy Noether Program (PO 1751/1-1). EK was 374
supported by the ERTDF (S-10) from the Ministry of the Environment, Japan. ER was funded by 375
LUC4C and by the Joint UK DECC/Defra Met Office Hadley Centre Climate Programme (GA01101). 376
SZ has received funding from the European Research Council (ERC) under the European Union‘s 377
Horizon 2020 research and innovation programme (grant agreement no. 647204; QUINCY). BDS is 378
17
supported by the Swiss National Science Foundation and FP7 funding through project EMBRACE 379
(282672). PC received support from the ERC SyG project IMBALANCE-P ‘Effects of phosphorus 380
limitations on Life, Earth system and Society’ Grant agreement no.: 610028.’ 381
382
Author contributions 383
AA, SS, JP, BS conceived the study. BP, LC, AB, MF, EK, JEMN, ADB, ML, TAMP, ER, TG, NV, 384
CY, SZ made changes to model code and provided simulation results. AA and SS analysed results. 385
BS, PC, WL provided Fig. 3. AA wrote the first draft, all authors commented on the draft and 386
discussion of results. 387
Additional information 388
Supplementary information is available in the online version of the paper. Reprints and permissions 389
information is available online at www.nature.com/reprints. Correspondence and requests for 390
materials should be addressed to A.A. 391
392
Box 1: Calculations of global terrestrial carbon uptake and removal 393
The net atmosphere-to-land carbon flux (FL) is generally inferred as the difference between other
394
terms of the global carbon cycle perturbation: 395
(1)
396
where are fossil fuel and cement emissions, FO is the atmosphere-ocean carbon exchange 397
(currently an uptake) and
is the atmospheric growth rate of CO2 (equation 1). and
are 398
well known, and the estimate of the decadal global ocean carbon sink is bounded by a range of 399
observations1 such that the net land carbon flux is relatively well constrained. By contrast, there is 400
18
much less confidence in separating FL intoa carbon flux from anthropogenic land use and land cover
401
change (FLULCC), and a residual carbon flux to the land (FRL; (equation 2)) which is typically calculated
402
as the difference from the other carbon-cycle components: 403
(2)
404
FLULCC and FLR are both made up of source and sink fluxes. Uncertainties in FLULCC and FRL are around
405
35% - 40% over the period 1870-2014 (when expressed as % of the cumulative mean absolute values), 406
compared to 13% for the cumulative ocean sink and 5% for fossil fuel burning and cement emissions1. 407
FLULCC has been modelled by the bookkeeping method (combining data-driven representative carbon
408
stocks trajectories and/or, for the satellite period, remote-sensing information on carbon density for 409
different biomes, with estimates of land-cover change), or by dynamic global vegetation models 410
(DGVMs; calculating carbon density of ecosystems with process-based algorithms; see Methods). 411
DGVMs can also be used to calculate explicitly the magnitude and spatial distribution of FRL (refs 1,
412
3) instead of deducing its global value as a difference between FL andFLULCC as done in global budget
413
analyses. The bookkeeping approach has the advantage that carbon densities and carbon response 414
functions that describe the temporal evolution and fate of carbon after a LULCC disturbance can be 415
based directly on observational evidence6,23, but has to assume that local observations can be 416
extrapolated to regions/countries or biomes, thus partly ignoring spatial edaphic and climatic gradients 417
of carbon stocks. The DGVM-based simulations have the advantage to account for environmental 418
effects on carbon stocks through time, and account for spatial heterogeneity, but are poorly 419
constrained by data. DGVMs and bookkeeping models have similarly large degree of uncertainties1. 420
Figure captions
421
Figure 1: Difference in LULCC emission flux (∆FLULCC) due to individual processes. a, Wood harvest.
422
b, Shifting cultivation. c, Harvest (using the grass functional type). d, Full crop representation. 423
Coloured lines represent different models, grey symbols and hairlines are average ± one standard 424
deviation. 425
19
Figure 2: Response ratio of cumulative FLULCC,1 and FLULCC,0. See also Supplementary Table 1 and
426
methods for individual processes and models. 427
Figure 3: Comparison of net (a) and gross (b) forest / natural land change (million km2) between
428
different LULCC data sets. Changes in LUH1 data 7 represents the change of natural land because
429
there is no separate forest type in LUH1 while change in the other data sets indicates the forest change.
20 Methods 431
General simulation setup 432
Carbon fluxes from land-use change are derived as the difference between a simulation with 433
historically varying observed climate, atmospheric CO2 concentration and land-cover change (S3) and
434
one in which land-cover change was held constant (S2)1,2. Land-cover changes were taken from 435
HYDE51 or LUH17. In S2, land-cover distribution was fixed. Gridded historical estimates of gross-436
transitions (shifting cultivation (SC) in the tropics) and wood harvesting (WH) were taken from ref. 7. 437
Spin-up used repeated climate from the first decades of the twentieth century, and constant CO2
438
concentration and land-cover distribution (for details, see the individual description below). Upon 439
achieving steady-state, land-cover distribution and CO2 concentration were allowed to evolve
440
transiently, whereas transient climate evolution began at 1901. Atmospheric CO2 concentration was
441
taken from ice core data until roughly mid-twentieth century, when atmospheric measurements 442
became available1. A “baseline” carbon flux related to land-use change (FLULCC,0; see Supplementary
443
Table 1) is defined as excluding gross transitions and wood harvest, and using the grass plant 444
functional type to represent crop areas. Data in this Perspective were from previously published work, 445
supplemented by additional, new simulations. In cases where more than one of the processes that are 446
under investigation here were assessed by one model, several S3 experiments were provided. 447
Although spin-up and model configurations differed between models, for S2 and S3 simulations of 448
any one individual model the setup was the same, which allows to identify the effect of adding the 449
individual processes. We describe briefly the relevant aspects of models and simulational protocol, in 450
particular where they differ from their previously published versions. 451
JULES model. Here, to implement crop harvest, four additional PFTs were added: C3 crops, C4 452
crops, C3 pasture and C4 pasture, with identical parameter sets as the C3 and C4 grass PFTs. Lotka-453
Volterra equations52 are used three times to calculate the vegetation distribution in natural areas, crop 454
and pasture areas, with the calculations in each area being independent of the others. Crop-harvest is 455
21
represented by diverting 30% of crop litter to the fast product pool instead of to the soil; the fast 456
product pool has a rapid decay timescale of 1 year. Pasture is not harvested. 457
The model is forced by crop and pasture area from the Hyde 3.2 dataset1 and by CRU-NCEP 458
climate1,2, both at 1.875x1.25 degrees, using an hourly time-step, and updating vegetation distribution 459
every ten days. 1080 years of spin-up were run by fixing crop and pasture areas at 1860 levels and by 460
repeating 1901-1920 climate and CO2 concentrations.
461
JSBACH model. The JSBACH version used here is similar to the version in ref.1. S3 experiments 462
include gross land-use transitions and WH21. FLULCCc,0 in Supplementary Table 2 were calculated by
463
subtracting the individual contributions of these processes. Net transitions are derived from the gross 464
transition implementation, but by minimizing land conversions21. WH7 is taken not only from forest 465
PFTs but also shrubs and natural grasslands are harvested. Upon harvest, 20% of the carbon is 466
immediately released to the atmosphere; the rest is transferred into the litter and subject to soil 467
dynamics. JSBACH simulations were conducted at 1.9°x1.9° forced with remapped 1° LUH1 data 468
from 1860-2014 and daily climate calculated from the 6-hourly 0.5° CRU-NCEP product1 for the 469
years 1901-2014. The initial state in 1860 is based on a spin-up with 1860 CO2 concentrations (286.42
470
ppm), cycling (detrended) 1901-1921 climate and constant 1860 LUH1 WH amounts. From 1860 471
annual CO2 forcing was used, and after 1901climate was taken from CRU-NCEP. In the no-harvest
472
simulation the 1860 WH amounts were applied throughout the whole simulated period. 473
LPJ-GUESS model. SC: For implementing SC, recommendations followed those by ref.7, with 474
rotation periods of 15 years. Simulations used the coupled carbon-nitrogen version of the model16,53 475
spin-up used constant 1701 land-cover and CO2 concentration, and 1901-1930 recycled climate. Upon
476
steady-state land-cover and CO2 were allowed to change from 1701, and climate from 1901 onwards 42
. 477
When land is cleared, 76% of woody biomass and 71% of leaf biomass is removed and oxidised 478
within one year, with a further 21% of woody biomass assigned to a product pool with 25 year 479
turnover time42. Upon abandonment a secondary forest stand is created and recolonization of natural 480
22
vegetation takes place from a state of bare soil. With forest rotation, young stands (above a minimum 481
age of 15 years) are preferentially converted. 482
GH/MC: Simulations are taken from ref. 16, using the carbon-only version of the model. 68% of 483
deforested woody biomass and 75% of leaf biomass is oxidised within one year, with a further 30% of 484
woody biomass going to the product pool. In the GH case, 50% of the above-ground biomass are 485
annually removed from the ecosystem. In MC, 90% of the harvestable organs and an additional 75% 486
of above-ground crop residues are removed each year. Simulations ran from 1850 to 2012, with 1850 487
land-cover and CO2 concentrations, and recycled climate (1901-1930) being used for spin-up. All
LPJ-488
GUESS simulations used CRU TS 3.23 climate54. 489
LPJ model. Compared to previous versions, the model now uses the World Harmonization Soils 490
Database v.1.2 for soil texture and Cosby equations55 to estimate soil water holding capacity. Further 491
developments allow for gross land-use transitions and WH to be prescribed. Changes include: (1) the 492
primary grid-cell fraction only decreases in size; (2) secondary grid-cell fractions can decrease or 493
increase in size by combining with other secondary forest fractions, recently abandoned land, or 494
fractions with recent WH; (3) deforestation that results in an immediate flux to the atmosphere equal 495
to 100% of heartwood biomass and 50% of sapwood biomass; root biomass enters belowground litter 496
pools, while 100% leaf and 50% of sapwood biomass becomes part of aboveground litter. 497
WH demand7 on primary or secondary lands was met by the biomass in tree sapwood and heartwood 498
only. Only whole trees were harvested (that is, tree-density was reduced); wood from deforestation 499
was not included to meet WH demand. 100% of leaf biomass and 40% of the sapwood and heartwood 500
enters the aboveground litter, and 100% of root biomass enters the belowground litter pools; 60% of 501
sapwood and heartwood are assumed to go into a product pool. Of these, 55% go to the 1-year product 502
pool (emitted in the same year), 35% go to the 10-year product pool (emitted at rate 10% per year) and 503
10% go to the 100-year product pool (emitted at rate 1% per year). These delayed pool-emission 504
fluxes are part of the LULCC fluxes. After harvest, the harvested fraction is mixed with existing 505
secondary forest fraction, or a secondary fraction is created if none exists, while fully conserving 506
23
biomass. For simulations with SC, grid-cell fractions that underwent land-use change were not mixed 507
with existing managed lands or secondary fractions until all land-use transitions had occurred. 508
Simulations were performed using monthly CRU54 (TS v.3.23) climate at 0.5o degrees, and finished in 509
year 2013. Spin-up was done using recycled 1901-20 climate, and using 1860 land-cover and CO2.
510
Upon steady-state, land cover and CO2 varied after 1860 and climate varied after 1900.
511
LPJmL model. The LPJmL version used was as described in refs 56-58. In the baseline scenario all 512
crops were simulated as a mixture of C3 and C4 managed grasslands, 50% of the aboveground 513
biomass is transferred to the harvest compartment and assumed to be respired in the same year. 514
Climate data was 1901-2014 CRU TS v.3.23 monthly datasets and land-use patterns from the HYDE 515
3.2 dataset. Simulations were performed at 0.5o spatial resolution. Model spin-up used recycled 516
climate data from 1901-1920, and with land use patterns and CO2 concentrations fixed to the 1860
517
value. Simulations from 1861-2014 were done with varying annual CO2 concentration values, and
518
varying land use patterns according to the HYDE dataset, and with transient climate from 1901 until 519
2014. 520
LP3X model. Land-use change, including SC and WH, is implemented as described in ref. 20,
521
using the full land-use transition and wood harvesting data provided7. Wood (heartwood and
522
sapwood) removed by harvesting and land conversion is diverted to products pools with
523
turnover rates of 2 years (37.5%) and 20 years (37.5%). The rest, including slash from roots
524
and leaves is respired within the same year.
525
Simulation results shown here are based on employing the GCP 2015 protocol and input
526
data1. LPX includes interactive C and N cycling with N deposition and N fertiliser inputs59.
527
Simulations with SC and WH were spun up to equilibrium under land-use transitions and WH
528
of year 150020. Varying land-use transitions and WH was included from 1500 onwards, with
529
CO2 and N deposition of year 1860 and recycled climate from CRU TS v.3.23, years 1901-530
1931. All simulations are done on a 1 x 1 degree spatial resolution and make use of monthly
24
climate input. Original GCP standard input files were aggregated to 1 x 1 degrees conserving
532
area-weighted means (climate input) or absolute area of cropland and pasture (land use input).
533
OCN model. The OCN version used here is applied as in the framework of the annual carbon budget1. 534
OCN includes interactive C and N cycling with N deposition and N fertiliser inputs60. Wood harvest 535
was implemented by first satisfying the prescribed wood extraction rate from wood production due to 536
land-use change, and then removing additional biomass proportionally from forested tiles. Wood 537
(heartwood and sapwood) removed by harvesting and land conversion is diverted to products pools 538
with turnover rates of 1 years (59.7%), 10 years (40.2% for tropical, and 29.9% for extratropical trees) 539
and 100 years (10.4 % for extratropical trees)61. The remainder enters the litter pools. In case OCN’s 540
forest growth rate did not suffice to meet the prescribed wood extraction rate, harvesting was limited 541
to 5% of the total stand biomass and assumed to stop if the stand biomass density fell below 1 kg C m -542
2
. These limits were set to account for offsets in annual wood production between OCN’s predicted 543
biomass growth and the assumptions in the Hurtt et al. database7. These limits may lead to lower than 544
prescribed WH rates in low productive areas. An additional run was performed with keeping WH 545
constant at 1860s level. 546
Simulations with WH were spun up to equilibrium using harvesting of the year 18601. Varying land-547
use transitions or WH was included from 1860 onwards, with CO2 and N deposition of year 1860 and
548
recycled climate from CRU-NCEP, years 1901-1931. All simulations are done on a 1 x 1 degree 549
spatial resolution and make use of daily climate input, which is disaggregated to half-hourly values by 550
means of a weather generator62. Original GCP standard input files were aggregated to 1 x 1 degrees 551
conserving area-weighted means (climate input) or absolute area of cropland and pasture (land use 552
input). 553
554
ORCHIDEE model. WH: Developments to the version included in ref.1 include annual WH, the total 555
wood harvested of a grid cell is removed from above-ground biomass of the different forest PFTs 556
proportional (i) to its fraction in the gridcell and (ii) also to its relative biomass among forest PFTs. 557
25
This results in harvesting more wood in biomass-rich forests. In cases of inconsistencies between the 558
Orchidee and Hurtt forest fraction, and to avoid forest being degraded from excessive harvest we 559
assume that no more than 20% of the total forest biomass of a gridcell can be harvested in one year. 560
Hence the biomass actually harvested each year can be slightly lower than prescribed7. The harvested 561
biomass enters three pools of 1, 10 and 100 residence years respectively (and is part of FLULCC). Model
562
runs were done at 0.5°x0.5° resolution. Spin-up used recycled climate of 1901-1910. CO2
563
concentration, land-cover and WH of the year 1860. The model was run until the change in mean total 564
carbon of 98% of grid-points over a ten-year spin-up period was < 0.05%. 565
SC: Land cover transition matrices are upscaled from 0.5° LUH1 data7 so no transition information is 566
lost in the low-resolution run. The minimum bi-directional fluxes between two land cover types in 567
LUH1 were treated as shifting cultivation. The model was forced with CRU-NCEP forcing (v5.3.2), 568
re-gridded to 5° resolution from the original 0.5° resolution. Spin-up simulation used recycled climate 569
data for 1901-1910 with atmospheric CO2 held at 1750 level, and land cover fixed at 1500. Transient
570
runs started from 1501 until 2014, with CO2 varying from 1750 and climate varying from 1901. In the
571
transient run for the control simulation, land cover is held constant at 1500; for the SC run, land cover 572
varies by applying annual land use transition matrices of SC. All runs have been performed with 573
outputs on annual temporal resolution but forcing data is 6-hourly. 574
OSCAR model. A complete description of OSCAR v2.2 is provided by ref. 63. OSCAR is not a 575
DGVM, but a compact Earth system model calibrated on complex models. Here, it is used in an 576
offline setup in which the terrestrial carbon-cycle module is driven by exogenous changes in 577
atmospheric CO2 (IPCC AR5 WG1 Annex 2), climate (CRU TS v.3.23), and land-use and land cover
578
(HYDE v.3.2). 579
The global terrestrial biosphere is disaggregated into nine regions (detailed by ref. 64) and subdivided 580
into five biomes (bare soil, forest, shrubland+grassland, cropland, pasture). The carbon-cycle in each 581
of these 45 subparts is represented by a three-box model whose parameters are calibrated on DGVMs. 582
The preindustrial equilibrium (carbon densities and fluxes) is calibrated on TRENDY models2. The 583
26
transient response of NPP, heterotrophic respiration and wildfires to CO2 and/or climate is calibrated
584
on CMIP5 models65. The impact of land-use and land-cover change on the terrestrial carbon-cycle is 585
modelled using a bookkeeping approach. Coefficients used to allocate biomass after use or land-586
cover change are based on ref. 66. 587
Since OSCAR v2.2 is meant to be used in a probabilistic setup we made an ensemble of 2400 588
simulations in which the parameters (for example, preindustrial equilibrium, transient responses, 589
allocation coefficients) are drawn randomly from the pool of available parameterizations. See ref. 63 590
for more details. The resulting OSCAR values discussed and shown in the main text are the median of 591
this ensemble. 592
VISIT model. Implementation of climate, land-use change (gross transitions, SC) and WH has not 593
changed from1. Land-use, land-use change, and WH data for 1860-2014 were from LUH17. For WH, 594
the amount of harvested biomass prescribed in ref. 7 were transferred from simulated stem biomass to 595
1-year product pool (emitted in entirety in same year of wood harvest), 10-year product pool, and 100-596
year product pool in a same manner as in the cleared biomass with land-use change described in ref. 597
67. The non-harvested part of biomass remains in the ecosystem. The fluxes from WH pools are 598
included in the NBP calculations. 599
Climate data was 1901-2014 monthly CRU TS v.3.23 and all simulations were conducted with 0.5o 600
spatial resolution. The model spin-up was performed recycling climate data from 1901-1920, and with 601
land use patterns and CO2 concentrations fixed to the 1860 value. Simulations from 1860-2014 were
602
done with varying annual CO2 concentration values, varying land use patterns according to LUH1,
603
recycling the climate from 1901-1920 in the period 1860-1900, and with transient climate from 1901 604
until 2014. 605
606
Data in Fig. 3. Data for net forest change from the Food and Agriculture Organization (FAO)68 is
607
calculated as the difference of forest area between 2000 and 2010 in each region. The same data were
27
also used in the Houghton et al. bookkeeping model6. The net forest change from Hansen et al.69 is
609
based on satellite observations, andis their difference between gross forest gain and gross forest loss
610
during 2000-2012. Because the LUH1 dataset7 only has one type of natural vegetation, and does not
611
separate natural forest from natural grassland, the change in Fig. 3 represents the total change of
612
natural land. In Fig. 3b, for LUH1 the gross loss includes transitions from primary/secondary 613
vegetation to cropland / pasture, while the gross gain is the sum of transitions from cropland and
614
pasture to secondary land. With grasslands and forests treated as separate land-cover types in LUH2
615
(http://luh.umd.edu/), the change includes transitions from primary / secondary forest to cropland /
616
pasture (gross loss) and transitions from cropland / pasture to secondary forest (gross gain). The net
617
change for LUH1 or LUH2 is the difference between gross loss and gross gain. To be consistent with
618
ref. 69, the period calculated for LUH1 and LUH2 is also from 2000 to 2012. The products shown in 619
Figure 3 use definitions of forest loss and gain, and interpretation of differences between products 620
should therefore take these into consideration. 621
622
Data and code availability. The data that support the findings of this study are available upon 623
request, for access please contact almut.arneth@kit.edu and s.a.sitch@exeter.ac.uk. We are unable to 624
make the computer code of each of the models associated with this paper freely available because in 625
many cases the code is still under development. However, individual groups are open to share code 626
upon request, in case of interest please contact the co-authors for specific models. Access for LUH1 & 627
LUH2 is under http://luh.umd.edu/data.shtml; the HYDE data are accessible via
628
http://themasites.pbl.nl/tridion/en/themasites/hyde/download/index-2.html
629
28
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31 Figures 679 Figure 1 680 681
32 Figure 2 682 683 Figure 3 684 685