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Rational Components of Hilbert Schemes

PAOLOLELLA(*) - MARGHERITAROGGERO(*)

ABSTRACT- TheGroÈbner stratum of a monomial ideal jis an affinevariety that parameterizes the family of all ideals havingjas initial ideal (with respect to a fixed term ordering). The GroÈbner strata can be equipped in a natural way with a structure of homogeneous variety and are in a close connection with Hilbert schemes of subschemes in the projective space Pn. Using properties of the GroÈbner strata weprovesomesufficient conditions for therationality of com- ponents ofHilbnp(z). Weshow for instancethat all thesmooth, irreduciblecom- ponents inHilbnp(z)(or in its support) and the Reeves and Stillman component HRSare rational. We also obtain sufficient conditions for isomorphisms between strata corresponding to pairs of ideals defining a same subscheme, that can strongly improve an explicit computation of their equations.

1. Introduction.

The aim of the present paper is to investigate effective methods to study the Hilbert scheme of subschemes in the projective spacePn, both on the theoretical and the computational point of view, using GroÈbner basis tools. Several authors have been working in this direction during last years (for instance [3, 21]), but our motivations mainly refer to some ideas and hints contained in the paper [19] by Notari and Spreafico. In order to get a stratification of Hilbnp(z), they introduce some affine varieties St(j) (here called GroÈbner strata) parameterizing families of ideals in k[X0;. . .;Xn] having thesameinitial idealjwith respect to a fixed term ordering on the monomials. When only homogeneous ideals ink[X0;. . .;Xn] areconcerned, wewriteSth(j). The ideal defining a GroÈbner stratum springs out from a procedure based on Buchberger's algorithm, but involves a reduction with respect to a set of polynomials which is not a GroÈbner basis.

(*) Indirizzo degli A.: Dipartimento di Matematica dell'UniversitaÁ di Torino, Via Carlo Alberto 10, 10123 Torino, Italy.

E-mail: paolo.lella@unito.it margherita.roggero@unito.it

Supported by PRIN (Geometria della varietaÁ algebriche e dei loro spazi di moduli) co-financed by MIUR (2008).

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It is not difficult to realize that the support ofSt(j) only depends on the initial data (the term ordering, the ideal j, etc.), but one cannot be be- forehand sure that different choices in the reduction steps always lead to the same ideal. In other words it is not clear if GroÈbner strata are scheme- theoretically well defined. This is a crucial point that is underlined for instance in [21, Section 3]. In fact, if anyone wants to deduce properties of an Hilbert scheme using a GroÈbner stratum, it is necessary to consider carefully the non-reduced structures, because Hilbnp(z) can havenon-re- duced components (see [12, 14, 18]). A first achievement in this paper is the following result (see Theorem 3.6):

THEOREMA.The ideal definingSt(j)does not depend on the reduction choices.

In fact we exhibit an equivalent, but intrinsic definition for the ideal of St(j), which by the way also allows a great simplification in the procedure for an explicit computation of this ideal.

A meaningful property that all GroÈbner strata enjoy is that they are homogeneous with respect to some non-standard grading. Homogeneous varieties are of a very special type: for instance they can be iso- morphically embedded in the Zariski tangent space at the origin, which is of course the smallest affine space in which such an embedding can be done. Therefore a smooth homogeneous variety has to be isomorphic to an affine space; in fact, the variety has the same dimension as the space in which it can be embedded. Moreover one can obtain directly the ideal of St(j) in the ``minimal embedding'' in the Zariski tangent space, through a preliminary detection of a maximal set of ``eliminable variables'' (we briefly resume this method in § 4). This is a second key point in our work, because one of the main difficulties usually met studying GroÈbner strata (and even more Hilbert schemes) is due to the huge number of variables that their equations involve, even in very simple cases. Besides the ob- vious computational gain, we would like to underline the interesting theoretical outcome of this method: most of our proofs are obtained just using theminimal embedding.

A second useful tool that can simplify the computation of equations defining a stratum is given in Theorem 4.7. Though the strata corre- sponding to ideals that define a same subscheme are in general non-iso- morphic, however we show that two of them give rise to isomorphic strata when they satisfy suitable sufficient condition, so that we can equivalently take into consideration the most convenient one.

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THEOREM B. Let j be monomial ideal in k[X0;. . .;Xn] which is saturated and Borel-fixed w.r.t. the order on the set of variables

X0X1. . .Xn.

i) For everym, there is a set of eliminable variables of the ideal de- fining Sth(j5m), that contains all variables except at most the ones ap- pearing in polynomials F such that LT(F)ˆXaXnm jaj, where Xa is a minimal generator ofj.

ii) If Xn 1 does not appear in anymonomial of degree m‡1 in the monomial basis ofj, thenSth(j5m 1)' Sth(j5m).

iii) Especially, if s is the maximal degree of monomials in the mono- mial basis of j containing Xn 1, then Sth(j5s 1)' Sth(j5m) for every ms.

In § 5 and § 6 we investigate more closely the natural connection be- tween the GroÈbner stratumSth(j) and theHilbert schemeHilbnp(z), where p(z) is theHilbert polynomial ofk[X0;. . .;Xn]=j. As for every idealiwhose initial ideal isj, themodulesk[X0;. . .;Xn]=iandk[X0;. . .;Xn]=jsharethe same Hilbert function, there is an obvious set-theoretic inclusion Sth(j) Hilbnp(z). However it is not a simple task to understand if this in- clusion is an algebraic embedding or not. The paper [19] deals with the same question, but mainly concerns GroÈbner strata of saturated ideals with respect to the term orderingDegRevLex: note that every subschemeZin Pn can be defined by the saturated idealI(Z). In this paper we prefer to consider a slightly different approach, modeled on the classical construc- tion of the Hilbert schemes (see for instance [1, 11]). For everyZ2 Hilbnp(z) we consider the idealI(Z)5r, whereris theGotzmann number ofp(z). Asr is theworst Castelnuovo-Mumford regularity for all Z2 Hilbnp(z), the GroÈbner strata (with respect to any term ordering) of monomial ideals generated in degreercoverHilbnp(z).

Moreover, the subset ofHilbnp(z)corresponding toSth(j5r) always con- tains theonecorresponding to Sth(j) and theinclusion can bestrict, be- causepoints inSth(j) correspond to ideals defining subschemes inPnwith thesameHilbert function as thesubschemeZˆ V(j), whilebeing in Sth(j5r) only requires the same Hilbert polynomial. An interesting ex- ample of this type is that of the lexicographic saturated idealLsuch that

k[X0;. . .;Xn]=Lhas Hilbert polynomialp(z) and whose regularity is indeed

theGotzmann numberrofp(z): in § 7 weshow thatSth(L5r) is isomorphic to an open subset of the Reeves and Stillman componentHRSof Hilbnp(z), while in generalSth(L) corresponds to a locally closed subscheme of lower dimension (see [22, Remark 4.8]).

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The main reason of our setting is contained in Theorem 6.3. Letp(z) be any admissibleHilbert polynomial inPnwith Gotzmann numberrand let be a fixed term ordering on monomials ofk[X0;. . .;Xn]. Following the classical construction, weconsiderHilbnp(z) as a subscheme of a projective spacethrough thePluÈcker embedding of the grassmannianG(t;M), where

Mˆdimk(k[X0;. . .;Xn]r) and tˆM p(r). Thesimpleremark that the

PluÈcker coordinates correspond to sets oftdistinct monomials of degreer (that we can write in decreasing order with respect to), allows us to get a lexicographic total order on them. Ifj0 is a monomial ideal generated in degree r such that k[X0;. . .;Xn]=j0 has Hilbert polynomial p(z) with Gotzmann numberr, then we show that Sth(j0) is thelocally closed sub- scheme of Hilbnp(z) given by theconditions that thePluÈcker coordinate corresponding to the monomial basis ofj0does not vanish and the bigger ones vanish.

As a consequenceweareableto provethat every irreducibleand reduced component of Hilbnp(z) (or of its support) has an open subset which is a homogeneous affine variety (with respect to a non-standard grading). Especially, if j is generated by the t largest degree r monomials (wecall it a (r;)-segment ideal), then Sth(j) is naturally isomorphic to an open subset of Hilbnp(z). Therefore we can easily de- duce a few interesting properties of rationality for the components of Hilbert schemes (see Theorem 6.3 iii), Corollary 6.9, Corollary 6.10, Corollary 7.1):

THEOREMC. Let H be an irreducible component ofHilbnp(z).

If H is smooth, then it is rational. The same holds for its support SuppH.

If H contains a smooth point which corresponds to a(r;)-segment ideal (whereis anyterm ordering), then H is rational. The same holds forSuppH.

The Reeves and Stillman component HRS ofHilbnp(z)is rational.

The last item can be obtained as a direct consequence of the previous one, because the lexicographic saturated idealLcorresponds to a smooth point in HRS, as proved by Reeves and Stillman in [20], and L5r is a (r;Lex)-segment ideal. However, we can also get a new proof of this fact, not applying the quoted result by Reeves and Stillman, but proving that Sth(L5r) is isomorphic to an affine space using our method based on the minimal embedding (see Theorem 7.3).

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In § 8 we present a pseudo-code description of the procedures based on our results, that can be implemented using one of the several softwares for symbolic computation. With such a procedureweareableto writeequa- tions for someGroÈbner strata corresponding to the Hilbert schemeHilb34z. In this way wefind a computational confirmation of theresults obtained by Gotzmann in [9], namely thatHilb34zhas two components of dimensions 23 and 16 respectively and also some improvements. In fact, we also show that both components of that Hilbert schemearerational (becauseeach of them contains a smooth point corresponding to a segment ideal), they have transversal intersection (studied using a third segment ideal) and finally that the forth segment ideal allowed by the Hilbert polynomial p(z)ˆ4zis singular point whose stratum has dimension 23 and embed- ding dimension 27.

The paper is organized as follows. § 2 contains some general notation.

In § 3, wetakeup theconstruction of GroÈbner strata made in [22] and prove that they are well defined (Theorem 3.6).

In § 4 we discuss the main properties of GroÈbner strata as homo- geneous varieties with respect to a non-standard grading and we obtain some useful criterion in order to know when Borel-fixed monomial ideals with thesamesaturation definethesameGroÈbner stratum (Theorem 4.7).

In§ 5, we focus ourattentiononidealsgenerated indegreer,whereris the Gotzmann number of their Hilbert polynomials, and prove that their GroÈbner strata can bedefined by minors of suitablematrices (Proposition 5.5).

§ 6 represents the heart of the work. We show that there is a close connection between the above quoted matrices defining GroÈbner strata and those appearing in the classical construction of Hilbert schemes and obtain as a consequence the main results of the paper about rational components (Theorem 6.3iii)).

Finally, in § 7, we prove the rationality of the Reeves-Stillman com- ponentHRSofHilbnp(z)using our method, based on the minimal embedding and in § 8 we apply this same method in order to perform some explicit computations aboutHilb34z.

2. Notation.

Throughout the paper, we will consider the following general notation.

1. During theconstruction of GroÈbner strata, we work on a fieldkof any characteristic, whereas when we study the Hilbert scheme, we will supposethatkis algebraically closed.

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2. k[X0;. . .;Xn] is the polynomial ring in the set of variablesX0;. . .;Xn

that wewill often denoteby thecompact notation X, so that

k[X]:ˆk[X0;. . .;Xn]; wewill denotebyXathe generic monomial ink[X],

where a represents a multi-index (a0;. . .;an), that is Xa:ˆX0a0 Xnan. j will bea monomial ideal in k[X] with basisfXg1;. . .;Xgtg and Syz(j) its k[X]-moduleof syzygies.

Xa jXg means that Xa dividesXg, that is there exists a monomialXb such that XaXb ˆXg. If such monomial does not exist, we will write Xaj4Xg.

will be a fixed term ordering on the set TX of monomials in k[X]

and wealways assumethatX0 . . .Xn. As theterm orderis fixed, weoften omit to indicateit. Given a monomialXa, we re fe r with min (Xa) as thesmallest variabledividing themonomial, that is min (Xa)ˆ minfXis:t:XijXag. Wewill denotealso by its extension to the mul- tiplicativegroup of Laurent monomials TX and thecorresponding total ordering onZn‡1 given byab,XaXb.

For every polynomialF ink[X] (ork[X;C],k[C]), LT(F) is its leading term with respect to the fixed term ordering; in the same way, ifais an ideal,LT(a) is its initial ideal.

3. We will introduce a second set of variables Cia that wewill denote withC. Sok[X;C] will bethepolynomial ring in thevariablesXandCand TX;Cthe corresponding set of monomials. The term ordering onTX;Cwill be induced by the term ordering onTXand it will be an elimination ordering of thevariablesXthat will coincidewithonTX: so wewill denoteby the samesymbolalso this term orderings onTX;Cand its restriction toTC.

4. Let G beany polynomial in k[C;X]. An X-monomial of G is a monomial of TX that appears in G considered as a polynomial in the variablesXwith coefficients in the ringk[C]; theX-coefficientsofGarethe elements ofk[C] that arecoefficients of anX-monomial. Notethat theX- coefficients are polynomials, but not necessary monomials.

5. Given any subschemeZinPn, wewill denoteby SuppZits support and byI(Z) the saturated ideal ink[X] that definesZ. Given any ideala, we will denote byV(a) the affine scheme Spec (k[X]=a).

6. Hilbnp(z) will denote the Hilbert scheme parameterizing all sub- schemes Z in Pn with Hilbert polynomial p(z). r will betheGotzmann number ofp(z), that is the worst Castelnuovo-Mumford regularity among subschemes parameterized by Hilbnp(z). When we write that an ideal ik[X] belongs toHilbnp(z), wewill mean thatiis generated in degreer and that theHilbert polynomial of Projk[X]=iisp(z). By abuseof notation wewill say that any such idealihas Hilbert polynomialp(z) referring to the

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Hilbert polynomial of the quotient, even if the real Hilbert polynomial ofi is z‡nn

p(z).

3. The ideal of a GroÈbner Stratum.

Now weintroducetheGroÈbner strata and prove some properties, generalizing definitions and results of the paper [22].

DEFINITION3.1. ThetailofXg with respect toj(and to the fixed term ordering) is theset of monomials:

Tg ˆ

Xa2TX XaXg; Xa2=j (3:1)

Every idealisuch thatLT(i)ˆjˆ(Xg1;. . .;Xgt) has a reduced GroÈbner basis of thetypeff1;. . .;ftgwhere:

fiˆXgi‡ X

Xa2Tgi

ciaXa (3:2)

and cia2k, cia ˆ0 except finitely many of them. It is very natural to parameterize the family of all the idealsiby the coefficientscia; in this way it corresponds to a subset ofkT, whereTˆTg1 Tgt.

In many interesting cases, Tgi arefinitesets and so kT is an affine space: this happens for instance ifjis a zero-dimensional ideal or ifis a suitable term ordering; in other cases, for instance when only homo- geneous ideals are concerned,T can be infinite, but we can restrict our interest to a suitable finite subset. The following definition extends and includes all the previous cases.

DEFINITION3.2. Let us fixTˆ fT1;. . .;TtgwhereTiis a finitesubset of thetail ofXgi with respect toj. Wewill denotebySt(j;T) thefamily of all ideals i in k[X] such that LT(i)ˆj and whosereduced GroÈbner basis f1;. . .;ftis of thetype:

fiˆXgi‡ X

Xa2Ti

ciaXa: (3:3)

Moreover we will use the following special notation:

i) St(j), if TiˆTgi (of courseonly if Tgi arefinitesets): St(j) para- meterizes all the idealsisuch thatLT(i)ˆj.

ii) Sth(j), ifTiis thesubset ofTgiof themonomials with thesamedegree asXgi:Sth(j) parameterizes all the homogeneous idealsisuch thatLT(i)ˆj.

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REMARK3.3. It will be clear later that the term ordering affects the construction of a GroÈbner stratum only because it states which monomials can belong to the tails; in fact two different term orderings giving the same tails will lead to the same GroÈbner strata.

Every idealiin thefamilySt(j;T) is uniquely determined by a point in theaffinespaceAN (NˆP

ijTij) where we fix coordinates Cia corre- sponding to the coefficients cia that appear in (3.3). The subset of AN corresponding to St(j;T) turns out to be a closed algebraic set. More precisely, we will see how it can be endowed in a very natural way with a structure of affine subscheme, possibly reducible or non reduced, that is we will see that it can be obtained as the subscheme ofANdefined by an ideal h(j;T) ink[C], whereCis the set of variablesCia.

In the following, we refer to the terminology introduced in Notation 4 for what concerns the polynomials ink[X;C].

DEFINITION3.4. Wewill denotebyh(j;T) andL(j;T) respectively any ideal ink[C] that can beobtained in thefollowing way.

LetB ˆ fF1;. . .;Ftgbetheset of polynomials ink[X;C] given by:

FiˆXgi‡ X

Xa2Ti

CiaXa: (3:4)

Consider any term order ink[X;C] which is an elimination order for thevariablesXand that coincides withfor monomials inTX; there will beno confusion if wedenoteit by thesamesymbol. With respect to such a term order, the leading term ofFiisXgi.

Fix thesubsetPoff(i;j)j14i5j4mgcorresponding to any set of generators for Syz(j);

For every (i;j)2P, le t Rij be a complete reduction of the S-poly- nomialS(Fi;Fj) with respect toB.

For every (i;j)2P, le tMijbe a complete reduction ofS(Fi;Fj) with respect toj.

h(j;T) is theideal in k[C] generated by the X-coefficients of the polynomialsRij, (i;j)2P.

L(j;T) is thek-vector space inhCigenerated by theX-coefficients of Mij, (i;j)2P.

It is almost evident, that the definition of h(j;T) is nothing else than Buchberger's characterization of GroÈbner basis if we think to theCia's as constant inkinstead of variables. In fact the variablesCdo not appear in

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the leading terms of Fi and so their specialization in k commutes with reduction with respect to B. Thus (. . .;cia;. . .) is a closed point in the support of V(h(j;T)) in AN if and only if it corresponds to polynomials

f1;. . .;fmink[X] that area GroÈbner basis. Then the support ofV(h(j;T)) is

uniquely defined; however a priori the ideal h(i;T) could depend on the choices we perform computing it, that is on the choice of the set P of generators for Syz(j) and on thechoiceof a reduction for theS-polynomials S(Fi;Fj) with respect toB(which in general is not uniquely determined).

Thanks again to Buchberger's criterion, we can prove that in facth(j;T) only depends on j, T and of course because it can be defined in an equivalent intrinsic way.

PROPOSITION3.5. Letjk[X],B ˆ fF1;. . .;Ftg k[X;C]andbe as above and consider an idealain k[C]with GroÈbner basisA. The following are equivalent:

i)B [ Ais a GroÈbner basis in k[X;C];

ii) a contains the X-coefficients of all the polynomials in the ideal

(F1;. . .;Ft)k[X;C]that are reduced moduloj;

iii) a contains all the X-coefficients of everycomplete reduction of S(Fi;Fj)with respect toBfor everyi;j;

iv) acontains all the X-coefficients of some (even partial) reduction with respect toBof S(Fi;Fj)for everyi;j;

v) a contains all the X-coefficients of some (even partial) reduction with respect to B of S(Fi;Fj), for every (i;j) corresponding to a set of generators ofSyz(j).

PROOF. i† )ii†: le tGa polynomial in (F1;. . .;Ft)k[X;C] which is re- duced moduloj. By hypothesis,Gmust bereducibleto 0 throughB [ A, so that the next step of reduction have to be performed just usingA. But any step of reduction through Adoes not change theX-monomials and only modifies theX-coefficients; thenG !A 0, that is everyX-coefficient inG can bereduced to 0 using A: this shows that all the X-coefficients in G belong toa.

ii† )iii†,iii† )iv†andiv† )v†areobvious.

v† )i†: wecan check thatB [ A is a GroÈbner basis using the refined Buchberger criterion (see for instance [4, Theorem 9, pag. 104]). If A ˆ fa1;. . .;arg, a set of generators for Syz(Xg1;. . .;Xgt;LT(a1);. . .;LT(ar)) can be obtained as the union of a set of generators for Syz(Xg1;. . .;Xgt), a set of generators for Syz(LT(a1);. . .;LT(ar)) and theobvious syzygies of (Xgi;LT(aj)). Then:

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S(ai;aj)B[A!0, sinceAis a GroÈbner basis andA B [ A;

S(ai;Fj)B[A!0, since the leading terms ofaiandFj arecoprimeand ai; Fj 2 B [ A;

S(Fi;Fj)B[A!0 in at least one way, by hypothesis. p There are many idealsa fulfilling the equivalent conditions of Propo- sition 3.5: for instance we can consider the irrelevant maximal ideal ink[C]

or any ideal obtained accordingly with condition iv). Moreover, ifasatisfies thoseconditions anda0a, then alsoa0does, and if the idealsalsatisfy the conditions, then also their intersection T

al does. As a consequence of these remarks we obtain the proof of the uniqueness of the idealh(j;T) given by Definition 3.4.

THEOREM3.6. Letjand T as above. Then:

i) h(j;T) is uniquelydefined; in fact h(j;T)ˆT

a, a satisfying the equivalent conditions of Proposition3.5.

ii) L(j;T)is uniquelydefined.

PROOF. i):his oneof theidealsa, because it satisfies conditionv); on theother hand, ifasatisfies conditioniii), then clearlyah.

Forii)it is sufficient to observe that the generators forL(i;T) arethe degree 1 homogeneous components (here ``homogeneous'' is related to the usual grading ofk[C] that is theZ-grading with variables of degree 1) of the generators ofh(i;T) given in its construction (Definition 3.4). p By abuseof notation wewill denoteby thesamesymbol St(j;T) the family of ideals and the subscheme inANgiven by the idealh(i;T). Note that h(i;T) is not always a primeideal and so St(j;T) is not necessarily irreducible nor reduced, as the following trivial example shows.

EXAMPLE3.7. Letjˆ(x2;xy)k[x;y] and beany term ordering.

Let us choose Tˆ

Tx2ˆ ;;Txyˆ fyg and construct theideal of the GroÈbner stratumSt(j;T) according to Definition 3.4:

fF1ˆx2; F2ˆxy‡Cyg;

S12ˆyF1 xF2ˆ CxyfF1!;F2gR12ˆ Cxy‡CF2ˆC2y:

Thenh(j;T)ˆ(C2) that isSt(j;T) is a doublepoint in theaffinespaceA1.

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4. GroÈbner strata are homogeneous varieties.

In this section we will see how every GroÈbner stratum St(j;T) is in a very natural way homogeneous with respect to a suitable non-standard grading onk[C], so that wecan apply theniceproperties typical of this kind of schemes and especially those obtained in [22] and in [8].

For themeaning ofj,k[X],fXg1;. . .;Xgtgandwe refer to Notation 2 and fork[X;C],fF1;. . .;Ftg,St(j;T),h(i;T) to the previous section.

First of all, we recall the definitions and properties that we will use moreoften.

DEFINITION4.1. Wewill considerk[X;C] andk[C] as graded ring over the totally ordered group (Zn‡1;‡;) with gradinglgiven byl(Xa)ˆa andl(Cia)ˆgi a.

As wewill usealso theusual grading overZwhere all the variables havedegree1, wewill always writeexplicitly thesymbol l when the above defined grading is concerned (so, l-degree l with l2Zn‡1, l- homogeneous of degree l etc.) and leave the simple terms when the usual grading is involved (so, degree r with r2Z, homogeneous of degree retc.).

PROPOSITION4.2. (See [22, Lemma2.8]) i) The gradinglis positive.

ii)h(j;T)is al-homogeneous ideal.

PROOF. i)Let us observe that all the variables have l-degree higher than that of theconstant 1. In factl(Xi)l(1) becauseis a term ordering andl(Cia)l(1) because,XgiXaby definition of tails. As well known, this condition is equivalent to the positivity of the grading (see [15, Chapter 4]).

ii)WeobservethatlonTC is therestriction of thegrading onTX;C. Every monomial that appears inFiis of thetypeCiaXaand so itsl-degree isl(CiaXa)ˆl(Cia)‡l(Xa)ˆgi. Thus all thepolynomialsFiarel-homo- geneous and then also theS-polynomialsS(Fi;Fj) and their reductions are l-homogeneous. Finally, the X-coefficients in any l-homogeneous poly- nomial (which arepolynomials ink[C]) arel-homogeneous. p We now recall some properties ofL(j;T) (see also [22, Proposition 2.4]

and [8, Theorem 3.2]).

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PROPOSITION4.3. The linear spaceV(L(j;T))can be naturallyidenti- fied with the Zariski tangent space toSt(j;T)at the origin.

If C00C is anysubset of ed :ˆdimV(L(j;T)) variables such that L(j;T) hC00i ˆ hCi, then h(j;T)\k[C00] defines a l-homogeneous sub- varietyinAed isomorphic toSt(h;T).

We may summarize the previous result saying that St(h;T) can be embedded in its Zariski tangent space at the origin. This explains the following terminology.

DEFINITION4.4. The number ed is theembedding dimensionofSt(j;T).

The complementC0:ˆCnC00is amaximal set of eliminable variablesfor h(j;T).

COROLLARY4.5. In the above notation, the following statements are equivalent:

1. St(j;T)'Aed; 2. St(j;T)is smooth;

3. the origin is a smooth point forSt(j;T);

4. ed4dimSt(j;T).

Note that in general a maximal set of eliminable variables (and so its complementary) is not uniquely determined. However, if Cia2L(j;T), thenCiabelongs to any set of eliminable variables; on the other hand, ifCia does not appear in any element ofL(j;T), thenCiadoes not belong to any set of eliminable variables.

There is an easy criterion that allows us to decide if a variable is eliminable or not.

CRITERION4.6. LetLT(Fi)ˆXgi,LT(Fj)ˆXgjand letCibbe a variable appearing in the tail of Fi. Using the reduction with respect tojof a l- homogeneous polynomialXdFi XhFjwe can see that:

i) if Xd‡b2=j and Xd‡b h is not a monomial that appears in Fj, then Cib 2L(j;T);

ii) if Xd‡b2=jand Xb0 ˆXd‡b his a monomial that appears in Fj, then Cib Cjb0 2L(j;T)

Moreover if Cib Cjb0 2L(j;T), then everymaximal set of eliminable variables must contain at least either one of them.

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In most cases the numberNˆ jCjis very big andh(j;T) needs a lot of generators so that finding it explicitly is a very heavy computation. On the contraryL(j;T) is very fast to compute and so we can easily obtain a set of eliminable variablesC0; a forgoing knowledge ofC0allows a simpler com- putation of theidealh(j;T)\k[CnC0] that givesSt(j;T) embedded in the affinespaceof minimal dimensionAed.

Furthermore, in many interesting cases we can greatly bring down the number of involved variables thanks to another kind of argument.

THEOREM4.7. Letjk[X0;. . .;Xn]be a Borel-fixed saturated mono- mial ideal with basis B, m anyinteger and hm:ˆh(j5m) the ideal of Sth(j5m)as in Definition3.4.

i) There is a set of eliminable variables forhmthat contains all vari- ables except at most the ones appearing in polynomials Fiwhose leading term is either Xg2Bmor XaXmn jaj, where Xa2B5m.

ii) Sth(j5m 1) is a closed subscheme of Sth(j5m). More precisely Sth(j5m 1)' Sth(j5m;T) where T contains the complete tail of a mono- mial in the basis ofj5m if it is not divided byXn, and a tail containing onlymonomials divided byXnotherwise.

iii) If Xn 1 does not appear in anymonomial of degree m‡1in the monomial basis ofj, thenSth(j5m 1)' Sth(j5m).

iv) If Xn 1appears in N monomials of degree m‡1in the monomial basis ofj, thenedSth(j5m)5edSth(j5m 1)‡NM, where M is the number of monomials of the basis ofjof degree smaller than m.

v) Sth(j5m 1)6' Sth(j5m)if and onlyif Xn 1appears in monomials of degree m‡1in the monomial basis ofjandj5m 16ˆj5m.

vi) If s is the maximal degree of a monomial divided byXn 1 in the monomial basis ofj, thenSth(j5s 1)' Sth(j5m)for everym5s.

PROOF. i)Let us consider any monomialXhin themonomial basis of j5m which does not belong to B5m and such it that could bewritten as XhˆXaXewhereXais a minimal generator ofjof degreed5mandXeis a monomial of degree m d, Xe6ˆXnm d. Then among the polynomialsFi there are:

FˆXaXm dn ‡X CbXb; F0ˆXa‡e‡X

Cd0Xd:

Wehaveto provethat all thevariablesC0 that appear inF0can beelimi- nated.

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TheS-polynomial ofFandF0is:

S(F;F0)ˆXnpF0 Xe0FˆX

Cd0XdXnp X

CbXb‡e0:

No monomialXdXnpin thefirst summand belongs toj5mbecauseXd2=jand jis saturated and Borel-fixed. Thus, the linear part of the coefficient of XdXnp in thereduction of this S-polynomial will be either Cd0 or Cd0 Cb. ThenC0is a set of eliminable variables forj5m.

ii) The first part of this statement is a special case of general facts proved in [11, § 3].

We directly prove the second part (which implies the first one). Here we denote byXaandXgthemonomials in thebasis ofj5m 1of degreem 1 andmrespectively, and we set:

Ga:ˆXa‡X CadXd Gg:ˆXg‡X

CghXh

whereXdvaries among all monomials of degreem 1 in thetail ofXaand Xhamong those of the same degree asXgin its tail. Applying theprocedure described in Definition 3.4 on the set of polynomialsGwedefineSth(j5m 1) by an idealhk[C].

Thebasis ofj5mis made by monomials of the following three types:

monomialsXg of degreem, that also belong to the basis ofj5m 1; monomialsXaXnsuch thatXais any monomial of degreem 1 in the basis ofj5m 1;

monomials XaXi of degree m such that Xa is as aboveand min (Xa)Xi6ˆXn.

Weset:

Fan:ˆXaXn‡X

CadXdXn

Fai:ˆXaXi‡X

Cait0 Xt jtj ˆm XtXaXi Fg:ˆXg‡X

CghXh

Notethat weusethesamenames for someof thecoefficients that appears in polynomials F and G, so thatFanˆXnGa and FgˆGg. Applying the procedure described in Definition 3.4 on the set of polynomialsFweobtain an idealh0k[C;C0] definingSth(j5m;T).

Thanks to i) weknow thatC0is a set of eliminable variables forh0and so Sth(j5m;T) is also defined byhˆh0\k[C]. The statement follows once we show thathˆh.

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In order to eliminate the variables C0 we consider every monomial XaXiˆLM(Fai) and reduce it using the polynomialsG. In this way weobtain a polynomialHai2(G)k[X;C] such thatXaXi‡Haiis completely reduced w.r.t.j. Then also XaXiXn‡HaiXn‡P

Cait0 XtXn (i.e. FaiXn‡HaiXn) is reduced modulo j and moreover it belongs to (F)k[X;C;C0] because XnG(F)k[X;C;C0]. ItsX-coefficients belong toh0, because the idealh0is generated by theX-coefficient of the polynomials in (F)k[X;C;C0]) that are reduced modulojm 1or moduloj, which is thesame(Proposition 3.5 ii) and Theorem 3.6). The X-coefficients ofFaiXn‡HaiXn arealso theX-coeffi- cients of Fai‡Hai, and are precisely the set of polynomials of the type C0ait fait(C) that allow us to eliminate the variablesC0. So theelimination of C0is obtained simply puttingCait0 ˆfait(C). In this wayFaibecomes Hai

that belongs to (G)k[X;C].

Theidealh, obtained fromh0eliminatingC0, can also beobtained first eliminating C0 and after taking X-coefficients, because the procedure of eliminatingC0and that of takingX-coefficients commute. Sohis generated by the X-coefficients of polynomials in (XnGa; Hai;Gg)k[X;C] that are reduced moduloj.

Hencehhbecause (XnGa; Hai;Gg)k[X;C](G)k[X;C].

On theother hand, Xn(G)k[X;C]ˆ(XnGa;XnGg)k[X;C]

(XnGa;Gg)k[X;C]. Moreover two polynomialsQand XnQhavethesame X-coefficients and either one is reduced modulojif and only theother is.

Henceweobtain theoppositeinclusionhhand conclude.

iii)Weuseii)and prove that in the present hypothesis, Sth(j5m)' Sth(j5m;T), whereTis defined as inii). Following Definition 3.4, we obtain theidealhm ofSth(j5m) using:

Fan00 :ˆXaXn‡X

CadXdXn‡X

Cas00Xs; Xnj4Xs Fai:ˆXaXi‡X

C0aitXt Fg:ˆXg‡X

CghXhˆGg:

NotethatFaiandFgareas inii), but all the degreemmonomials of thetail ofXnXaappear inF00an, and not only thosedivided byXn.

For every monomial Xa of degree m 1 in thebasis of jm 1, le t us consider theS-polynomial:

S(F00an;Fan 1)ˆX

CadXdXn 1Xn‡X

Cas00XsXn 1 X

C0aitXtXn: By our hypothesis no monomial appearing in it belongs to jm. In fact XsXn 12jif and only if it is a minimal generator ofj, which is excluded by

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hypothesis because its degree ism‡1, or it is of thetypeXaXawithXa minimal generator of jm and Xaˆmin (XsXn 1)ˆXn 1, while Xs2=jm. Then S(Fan00 ;Fan 1) is already reduced with respect to jm and so its X- coefficients belong to hm. Especially, as both XdXn 1Xn and XtXn are multipleofXn, whileXsXn 1is not, the coefficient ofXsXn 1is simplyCas00 so that eachC00asbelongs tohm. Hence we can eliminate all the variablesC00, just putting them equal to 0. In this wayF00an becomesFanas in (4.7) and Sth(j5m)' Sth(j5m;T), where T is as in ii), and weconcludebecause Sth(j5m;T)' Sth(j5m 1).

iv) By ii), weknow that edSth(j5m)5edSth(j5m;T)ˆ Sth(j5m 1), where the tails defined inTcontain only monomials divided byXn. Le t us now consider a monomialXaamong the generators ofjof degree smaller thanmand a generatorXg of degreem‡1 divided byXn 1. Computing thestratum Sth(j5m), in thetail of XaXmn jaj there is the monomial XbˆXg=Xn 1not belonging toT. Let us callDthe coefficient ofXb, that is

FˆXaXnm jaj‡. . .‡DXb‡. . .:

Thinking about thesyzygies of theidealj, it is e asy to se e that in any S-polynomial,F is surely multiplied by a monomialXd divided at least by onevariableXi; i5n. Therefore in every S-polynomial themonomial XbXdˆ(XbXi)Xd0 belongs to j because of the Borel-fixed hypothesis, so that it can be reduced. Finally there is no equation involving the variable D, so it is free and it cannot be eliminated. Repeating the reasoning for the M minimal generators of degree smaller than m‡1 and for the N generators divided by Xn 1 of degree m‡1, weobtain thethesis.

v)straightforward applyingiv).vi)straightforward applyingiii). p With the following examples, we want to underline again the not so crucial role played by term ordering in this construction (Example 4.8) and wewant to show (Example4.9 and Example4.10) that theestimateof growth of the embedding dimension of the stratum introduced in Theorem 4.7iv)is a lower bound.

EXAMPLE 4.8. Let us consider the ideals iˆ(X0;X12;X1X2) and jˆi52ˆ(X02;X0X1;X0X2;X0X3;X12;X1X2) in thering k[X0;X1;X2;X3] and thestrata of theideal j according to two different term orderings:

Sth(j;Lex) andSth(j;DegRevLex). In the first case there are at first 24 new variablesC, whereas in the second case they are 23, so we may guess that thefamily of theideals with initial idealjw.r.t.Lexcould bedifferent from the family of the ideals with initial idealjw.r.t.DegRevLex.

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However applying Theorem 4.7, we can see thatSth(j;Lex)' Sth(i;Lex) and Sth(j;DegRevLex)' Sth(i;DegRevLex). Now thetails of the3 monomials that generateiare the same w.r.t. both term orders and then (see Remark 3.3)

Sth(j;Lex)' Sth(i;Lex)ˆ Sth(i;DegRevLex)' Sth(j;DegRevLex):

EXAMPLE 4.9. Let us consider the polynomial ring k[X0;X1;X2;X3], theidealjˆ(X02;X0X1;X0X24;X71;X16X22) and any term ordering given by a matrix with first row (23;5;2;1). By the previous theorem we know that

Sth(j)' Sth(j53); Sth(j54)' Sth(j55)' Sth(j56);

Sth(j57)' Sth(j5m); 8 m58 and

edSth(j54)5edSth(j)‡2 e dSth(j57)5edSth(j54)‡3

By a direct computation, we find edSth(j)ˆ46, edSth(j54)ˆ50 and edSth(j57)ˆ56.

EXAMPLE4.10. There are at most two possible classes of isomorphism for thestrata Sth(L5m), where L is a lexicographic ideal: Sth(L) and Sth(L5r 1), whereris the maximal degree of a minimal generator, in fact thevariableXn 1 appears (if it does) only in the generator of degree r.

Calledbthe number of generators of degreer, applying Theorem 4.7iv), wehave

edSth(L5r 1)5edSth(L)‡n b:

If the monomial of maximal degree in the basis does not contain the variableXn 1, wehaveSth(L5m)' Sth(L); 8m.

We conclude this section with a result similar to the one stated in Theorem 4.7 that concerns only the case of homogeneous GroÈbner strata w.r.t.DegRevLex.

PROPOSITION 4.11. Let jbe a Borel-fixed saturated monomial ideal and letbe theDegRevLexterm ordering. Then

Sth(j)' Sth(j5m); 8 m:

PROOF. The arguments to achieve the proof are very similar to the arguments used in the proof of Theorem 4.7. First of all let us consider the

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monomials

FaˆXa‡X CabXb

corresponding to the monomial basisBjofjand theidealh(j)k[C] of the stratumSth(j).

In order to computeSth(j5m), wehaveto consider again polynomialsFa as before ifjaj5m; Xa2Bjand new polynomialsGaesuch thatLT(Gae)ˆ Xa‡e,8Xa2Bj; jaj5m;and8Xeof degreem jaj, especiallyXaXnm jaj. Then by the definition itself ofDegRevLex, thetail ofXaXnm jaj contains exactly the monomials in the tail ofXamultiplied byXnm jaj. So wecan write

Gaeˆ Xa‡e‡P

EeadXd; 8 Xe6ˆXnm jaj; XaXnm jaj‡P

CabXbXnm jajˆXnm jajFa; if XeˆXnm jaj

8<

:

henceh(j5m)k[C;E] (note that in the present case variablesDdo not appear by construction).

By Theorem 4.7i), weknow that all thevariablesEcan beeliminated.

By the same reasoning used in the proof of Theorem 4.7 ii), theideal hˆh(j5m)\k[C] contains the X-coefficients of a set of S-polynomials corresponding to a set of theS-polynomials of themonomial basis ofj: so

Sth(j)' Sth(j5m). p

5. GroÈbner strata and regularity.

In the present and following sectionsk[X],andjˆ(Xg1;. . .;Xgt) will be as in the previous, but from now on we will consider only homogeneous ideals (with respect to the usual grading) and Ti will bethecomplete homogeneous tail of Xgi so that theonly involved strata will bethe homogeneous strataSth(j) introduced in Definition 3.2ii). Since every tail is fixed by, we will simply denote ideals defining GroÈbner strata byh(j).

Let p(z) be any admissible Hilbert polynomial for subschemes inPn. Our goal is to show that the Hilbert scheme Hilbnp(z) can becovered by homogeneous strata of the type Sth(j). In order to prove that, it is con- venient to think ofHilbnp(z)andSth(j) as schemes parameterizing the same kind of objects, namely homogeneous ideals ink[X]; as many ideals define thesamesubschemeZPn, the problem is to select a unique ideal ink[X]

for every subschemeZ. Themost common choiceis to associatetoZthe only homogeneous saturated ideal I(Z) such that ZˆProj…k[X]=I(Z)†;

this point of view is that assumed for instance in [19] and in [22], where homogeneous strata of saturated ideals are considered.

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Here we prefer a different approach, that directly calls back to the explicit construction of Hilbert schemes (see for instance [1, 11, 23]).

DEFINITION 5.1. Given an admissible Hilbert polynomial p(z) for subschemes inPn, wewill denotebyrtheGotzmann number ofp(z), that is the worst regularity of saturated ideals defining subschemes in Hilbnp(z). Moreover we set: M:ˆ n‡rn

, t:ˆM p(r), M1n‡r‡1n

and t1

M1 p(r‡1).

Macaulay's Theorem states that ris the regularity of the lexsegment ideal with Hilbert polynomial p(z) (for thedefinition and themain prop- erties of regularity and for some consequences, we refer to [10]).

As ZˆProj…k[X]=I(Z)† ˆProj…k[X]=I(Z)5r†, Z can beuniquely identified by the idealI(Z)5r, which is generated bytlinearly independent degreerhomogeneous polynomialsF1;. . .;Ftor, more precisely, by thet- dimensionalk-vector spaceI(Z)r:Hilbnp(z) can be realized as a closed sub- scheme in the grassmannian of thet-dimensional vector spaces ink[X]r. A t-dimensional vector space ink[X]rgives a point inHilbnp(z)if and only if it generates an idealihavingp(z) as Hilbert polynomial.

NOTATION5.2. From now on,i2 Hilbnp(z)will mean thatiˆI(Z)5rfor someclosed subschemeZinPnwith Hilbert polynomialp(z). Equivalently wecan say thati2 Hilbnp(z)if and only ifiis an homogeneous ideal ink[X]

with Hilbert polynomialp(z) (for the meaning of ``Hilbert polynomial ofi'' see Notation 6) which is generated in degreer, whereris theGotzmann number ofp(z).

REMARK 5.3. If i2 Hilbnp(z), then iis r-regular and it has a free re- solution of thetype:

(5:1) 0!k[X]( r l)nl!. . .!k[X]( r 1)n1!k[X]( r)n0!i!0 ([6, Theorem 1.2]). Then we can find a set of generators for the first sy- zygies Syz(i) in degreer‡1.

If we take into consideration the homogeneous GroÈbner strata Sth(j) and select the monomial idealjinHilbnp(z), weobtain theintended direct relation between GroÈbner strata and Hilbert schemes.

LEMMA 5.4. If j2 Hilbnp(z), then (at least set-theoretically) Sth(j) Hilbnp(z).

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PROOF. Le tibeany ideal inSth(j). By hypothesisLT(i)ˆjand theni andjshare the same Hilbert function. Thereforeiis generated in degreer and has Hilbert polynomialp(z) and theni2 Hilbnp(z). p Now we will see that the set-theoretic inclusions are in fact algebraic maps and that for some ideals they are open injections. The crucial point is that the stratum structure (and so its injection in the Hilbert scheme) depends on the ideal j and not on the the corresponding subscheme ZˆProj (k[X]=j). This is not so surprising becausethechoiceof theideal fixes all the allowed deformations, but we want to stress this issue because in [19] the authors underestimated this fact and they made a wrong choice (proof of Corollary 4.4). In fact thestratum of thesaturated lexicographic idealLwith Hilbert polynomialp(z) is not in general isomorphic to an open subset ofHilbnp(z) (see [22] and Example 4.10), whereas, as we will see, the stratum of its truncationL0ˆL5ris an open subset of the Reeves-Stillman component ofHilbnp(z).

Letjbea monomial ideal inHilbnp(z). As seen in § 3 every idealisuch thatLT(i)ˆjhas a (unique) reduced GroÈbner basisff1;. . .;ftg wherefi is as in Definition 3.2ii). Not every ideal generated bytpolynomials of such a typehasjas initial ideal. In order to obtain equations forSth(j) we consider the coefficients cia appearing in the fi as new variables;

more precisely let Cˆ fCia; iˆ1;. . .;t; Xa 2k[X]rnjr andXaXgig be new variables and considert polynomials ink[X;C] of thefollowing type:

FiˆXgi‡ X

Xa2Ti

CiaXa (5:2)

whereTiˆTgi\k[X]r(Definition 3.1). Weobtain theidealh(j) ofSth(j) collecting theX-coefficients of some complete reduction with respect to

F1;. . .;Ft of all the S-polynomials S(Fi;Fj), corresponding to a set of

generators for Syz(j) (see Theorem 3.6 and Proposition 3.5 v)).

PROPOSITION5.5. In the above notation, letjbe a monomial ideal in Hilbnp(z) and let A be the t(n‡1)M1 matrix whose entries are the X- coefficients of XjFi, for all jˆ0;. . .;n and iˆ1;. . .;t.

Then the idealh(j)of the homogeneous stratumSth(j)is generated by the(t1‡1)(t1‡1)minors of A.

PROOF. By abuseof notation wewritein thesameway a polynomial and therows of its X-coefficients. As in Definition 3.4 we consider a

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term order onTX;C which is an elimination order of the variablesXand coincides with the fixed term ordering on TX. It is quite evident by elementary arguments of linear algebra, that the ideal ak[C], gen- erated by all (t1‡1)(t1‡1) minors, does not change if we perform somerow reduction onA. Le tP bea set oft1rows whoseleading terms area basis of jr‡1. If XhFi2 P, then it has the same leading term than= oneinP, sayXkFj; wecan substituteXhFiwithXhFi XkFj. In this way therows not in P become precisely all the S-polynomialsS(Fi;Fj) that haveX-degreer‡1.

At the end of this sequence of row reductions, we can write the matrix as follows:

D E S L

! (5:3)

whereDis at1t1upper-triangular matrix with 1's along the main diag- onal, whoserows correspond to P and whosecolumns correspond to monomials injr‡1.

Using rows inP, we now perform a sequence of rows reductions on the following ones, in order to annihilate all the coefficients of monomials in jr‡1, that is theentries of thesubmatrixS: ifa(C) is the first non-zero entry in a row not inPand its column corresponds to the monomialXg2jr‡1, we add to this row a(C)XkFj, where XkFj2 P and LT(XkFj)ˆXg. This is nothing else than a step of reduction with respect tofF1;. . .;Ftg. At the end of this second turn of rows reductions, we can write the matrix as follows:

D E

0 R

! (5:4)

where the rows in (DjE) are unchanged whereas the rows in (0jR) arethe X-coefficients of complete reductions ofS-polynomials inX-degreer‡1.

Thenais generated by the entries ofRand soah(j).

Wecan seethat this inclusion is in fact an equality taking in mind Remark 5.3 and Proposition 3.5 v): thefirst onesays that Syz(j) is gen- erated in degreer‡1 and thesecond onethat in this caseh(j) is generated by theX-coefficients of complete reductions of theS-polynomialsS(Fi;Fj)

ofX-degreer‡1. p

The following corollary just express in an explicit way two properties contained in the proof of Proposition 5.5.

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COROLLARY5.6. In the above notation:

the idealh(j)is generated bythe entries of the submatrix R in(5.4);

the vector space L(j)is generated bythe entries of the submatrix L in (5.3).

As already said in the Remark 3.3, this theorem shows one more time that GroÈbner strata equations are substantially independent of the term ordering, that sets only which monomials can appear in the tailsTi.

6. GroÈbner strata that are open subsets of an Hilbert scheme.

In the present section we will prove that every homogeneous GroÈbner stratumSth(j), wherej2 Hilbnp(z), can be naturally identified with a locally closed subscheme ofHilbnp(z)and that it is an open subset ofHilbnp(z)ifjis generated by the firsttmonomials ink[X] with respect to the fixed term ordering . As a consequence we obtain the main results of the paper about therationality of somecomponents ofHilbnp(z).

For themeaning of p(z), r, t, M, t1, M1 and i2 Hilbnp(z) we refer to Definition 5.1 and Notation 5.2.

First of all we recall how equations defining Hilbnp(z) areusually ob- tained (see for instance [1, 11]). Every ideali2 Hilbnp(z)is generated by the t-dimensional vector spaceir. On theother hand, thanks to Gotzmann's Persistence Theorem (see for instance [10, Theorem 3.8]), at-dimensional vector space V k[X]r generates an ideal i2 Hilbnp(z) if and only if dimkhX0V;. . .;XnVi ˆt1.

ThereforeHilbnp(z)can bethought as thesubschemeof thegrassmannian G(t;M) defined by the previous condition. Moreover by the PluÈcker em- bedding of the grassmannian in a projective spacePq,Hilbnp(z) becomes a closed subscheme (not necessarily irreducible and reduced) ofPq.

Here we are not interested in finding explicit equations forHilbnp(z) in Pq, but only equations defining each open subsetU\ Hilbnp(z), whereUis the open subset ofG(t;M) given by a non-vanishing PluÈcker coordinate.

DEFINITION6.1. Thinking ofk[X]ras the vector space generated by its monomials, we can identify every PluÈcker coordinate with a suitable monomial idealjgenerated bytmonomials of degreer. Wewill denoteby UjandHjrespectively the open subsets ofG(t;M) and ofHilbnp(z)where the PluÈcker coordinate corresponding tojdoes not vanish.

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