C AHIERS DE
TOPOLOGIE ET GÉOMÉTRIE DIFFÉRENTIELLE CATÉGORIQUES
M ICHAEL B ARR R ADU D IACONESCU
On locally simply connected toposes and their fundamental groups
Cahiers de topologie et géométrie différentielle catégoriques, tome 22, n
o3 (1981), p. 301-314
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ON LOCALLY SIMPLY CONNECTED TOPOSES AND THEIR FUNDAMENTAL GROUPS *)
by Michael BARR and Radu DIACONESCU
CAHIERS DE TOPOLOGIE E T GEOMETRIE DIFFERENTIELLE
Vol. XXII-3
(1981)
3e COLLOQUE
SUR LES CATEGORIESDEDIE A CHARLES EHRESMANN
Amiens,
Juillet 1980In SGA 1 Grothendieck introduced the notion of the fundamental group of a scheme. In terms of a topos Grothendieck’s fundamental group classi- fies finite
coverings
of the terminalobject.
There is some evidence thatin the context of schemes
(in particular
that offields)
all( connected ) coverin gs
may befinite.
However in ageneral topos -
inparticular
in thesheaves on a
locally simply
connectedtopological space - there
are gen-erally
infinitecoverings
and a workabletheory
of the fundamental group should account for them.In this paper we
give
apreliminary
report on ourinvestigation
ofthe fundamental group of a topos. We define the notion of a
locally simply
connected topos and describe the group in that case.
If X
is atopological
space, the categorySh (X)
islocally simply
connected in our sense
iff X
islocally
connected and has a universal cov-ering
space.We are
working exclusively
in the context of a molecular orlocally
connected topos
E .
This means that everyobject
Eof E
can be writtenE
=£Mi
whereMi
is amolecule, meaning
thatMi
cannot be written as a sum of two propersubobjects.
TheMi
i are called themolecules
or con-nected components of
E . LetA
E be the set of all molecules of E . ThenA: E -
Sets is a functor since under a map E - E’ theimage
of a mole-cule of E cannot be
spread
across two or more molecules ofE’,
hencewe get
A E -> A E’ .
AssumeT
=Hom(1, -): E -> S = Sets
has a leftadjoint
*)
This research has beensupported
by National Science andEngineering
ResearchCouncil of Canada as well as the D6partement de 1’Education du
Qu6bec.
0 , given by An
=11 ;
n thenA
is leftadjoint
toA .
This is mosteasily
seen for molecules and extended
by additivity
ofA .
See[Barr- Paré]
fordetails.
Given
that E
islocally connected,
it is not very restrictive to sup- pose that E is connected( i, e. A1 =
1).
The reason is thatcorrespond- ing
to 1 =ZCi
we get adecomposition of E
=iE/Ci (the
sum in thecategory of
geometric morphisms)
and everyphenomenon of E
can be stud-ied on the individual components.
Throughout
we willsuppose E
is acomplete,
connectedmolecular
topos.
D EFINIT ION 1. Let
U
and E beobjects of E
such that U hasglobal
support
( i, e.
U - 1 isepi).
We say that E is alocally
constantobject split by
U if there is ann E S
such thatE X U An X U
inE/U . ( We
write E
=U A n
to describe theabove. )
We letSpl (U)
denote the full sub-category
consisting
of thelocally
constantobjects split by U.
For convenience we will sometimes say that E is
split by U
ifE =U A n
even ifU
does not haveglobal support ( in
which case E is notnecessarily locally constant).
L EMMA 1.
L et U be
acover o f
1 inE. Then for
anyV, W C A ( U ) (i.
e.,V
and W are conn ecte d compon ents o f U ) there
i s a s etsuch that for i
=1,
... , m,vi-1 X vi # 0.
PROOF. Let
U = Z{Vi | Vi C A(U)}.
PartitionA(U)
into two sets Iand
J
where I contains all indices t such thatvi
can be « chained) toV
in the above manner andJ
contains all the rest. Then1# QS
and if alsoI # 0
we havewhich
implies
that theimages
in 1of Q Vi
and2 Vj.
aredisjoint
andiE I i
jcj
since their sum is 1 this contradicts the connectedness of 1 .
LEMMA 2.
I f V ->
U is am01phism
inwhich
Vhas global support, then
Spl(U) C Spl(V). The number of leaves> n is the same for U
and V.P ROO F. Both squares
are
pullbacks.
DEFINITION 2. Let
V C A (U).
We have forE E E
anadjunction morphism n = n(EXV): ExV-> AA(EX)
whichgives
Adding
this up over allh E A (U)
we define a functor T =ZTV
andTHEOR EM 1. L
et E
be acomplete, connected, molecular topos,
U an ob-ject of E with global support and
E anarbitrary object o f E. Then
thefollowing
areequivalent:
(i)
E cSpl(U).
(ii)
E issplit by
every V cA (U ).
(iii) TV E
is anisomorphism for
all Vc A(U).
(iv)
TE
is anisomorphism.
(v) There
is amorphism f:
T E -+ Esuch that f .
r E = p(projection).
(vi) There
isfor
each V cA ( U )
arnorphism
f V: TV E -> E such that f V. t V E =
p .PROOF. We will show that
( i )
=>(ii):
This is an immediate consequence of Lemma 2.( ii )
=>( i ) :
For anyVlA(U)
we have anIf also
W C A(U)
suppose thatV X W# 0
andY C A ( V X W ) .Then by pull-
ing
back as in theproof
of Lemma2,
we haveE X Y = ny X Y
as well asE X Y = A nW
XY,
whenceapplying A, n y = nW .
It follows from Lemma 1nV
= n does notdepend
onv .
( ii )
=>( iii ) :
Letf : E X V - A n
be themorphism
such thatis an
isomorphism.
Letf: A( E X V ) -> n
be the map whichcorresponds
under
adjointness.
Thencommutes.
Apply A
and use the Frobeniusisomorphism
to obtainwhence
7
is anisomorphism.
Hence so isA f X
v and so is rE.
:
Just
add up over all v.Compose f
withTv E - T E .
The
composite
is the
identity. If
we pass to the connected toposEl 1/,
this becomesE - A n - E . Apply A A
to getand with the middle map
isomorphism
we getsuccessively that q E
is monoand epi.
We are now
going
to construct a leftadjoint
toSpl (U) C
E . Let afunctor S and a natural transfonnation Q be constructed so that
is a
pushout.
It followseasily
from theequivalence
of( i ), ( iv)
and( v)
above that E c
Spl(U)
iff o- E is anisomorphism
ifforE
has a left inverse.We observe that since
SE
is constructed frompushout, - X U, A
andA,
all of which commute with
arbitrary colimits,
so does S. Now letL U E
=L E denote the colimit of the
diagram
THEOR EM 2. For any
E C E, L (E) C Spl(U).
P ROO F. Ve use the above mentioned observation that S commutes with colimit. Thus L
(E)
andSL (E)
are the colimitsrespectively
of the twosequences below.
The map in one direction is induced
by
the vertical maps Q as shown. In the other we use theidentity
maps as shown. The duals of thesimplicial
face identities - which are
evidently
satisfied here -show that these both induce maps.Moreover,
since the transition mapscoequalize
all these face maps, the same identities show that thecomposites
induce theidentity
onL(E)
andSL (E) respectively.
PROPOSITION 1.
The inclusion Spl(U)C
E preservesequaliz ers.
P ROO F. Let
be an
equalizer
inE
with E’ andE"
in5p.
For anyv C A(U) ,
letn be the
equalizer
ofA( gX V)
andA (hXV) .
Then fromit follows that
E
X V = 0 n XV
and the conclusion follows from theorem 1(ii).
P ROPO SITION 2. Let
be
apullback. Then E
has acomplement
in Fiff E1
has acomplement
in
F1.
P ROO F. Let
E’
be thepseudocomplement
of E in F andE’1
thecomple-
ment of
EI
inFI .
° Then it is evident thatE’1 3 E’ X F E 1.
On the otherhand,
Thus if
E"
is theimage
ofE 1
inF, E’nE = 0
and henceE"C E’
from whichso that
Ej = E’XFF1.
The inclusionE + E’-> F
thuspulls
back to an iso-morphism
and withF - F,
it had to be anisomorphism.
COROLLARY
1. If
U -> 7and
E>->F
aresuch that E X U has
acomple-
ment in
F X U, then E has
acomplement
inF.
COROLLARY
2. L et f: E C-> F with E and F in Spl(U). Then E has
acomplement
inSpl(U).
PROOF. For any
V C A (U),
commutes and
A(f x V): A(E x V) -> A(F x V)
is a mono becausef x V
is and has a
complement being
in S . Thusf X
h has acomplement
for eachV C A( U)
so thatf X U
does andhence f
does. It is clear that the com-plement
is alsosplit by
each v,THEOR EM 3.
The functor L : E - Spl (U)
isleft adjoint
to theinclusion..
PROOF. If
f:
E - F isgiven
andF E Spl (U)
we getetc. which
gives
L E -> F whose restriction to E isf .
To see theunique-
ness, it is sufficient to consider the case that E is non-empty and con- nected. Then
is an
isomorphism
whence so areA (t)
andA (o-)
so thatThus
S( E )
andsimilarly
eachSm (E)
is connected. Since A commutes withcolimits, AL (E) = 1
soL(E)
isconnected.
Now if two distinct mapsL ( E) =: F
agree onE ,
theirequalizer contains E
and is thus non-empty while
by Proposition
1 theequalizer
lies inSpl( U ) . By Corollary
2
above,
thatequalizer
has acomplement
and isevidently
non-empty, whence sinceL(E)
isconnected,
it is all ofL(E).
We remark that every
object
ofSpl(U)
hasglobal
support sinceEXU= An X V implies
that the support ofE X U ,
hence ofE ,
is 1 ,PROPOSITION 3. Let
VE A(U) and
A= L(V). Then
A isconnected
and ,Spl( V) - Spl( A).
PROOF. From the Frobenius
isomorphism,
it is immediate thatAr
is anequivalence,
hence so is11 o-
from whichA ( E) = A L ( E) follows.
ThusA is connected. Next we observe that any
object E split by U
issplit by V, by lJX v
andT( V).
Moreoverfrom
Lemma 2 it follows that the number of «leaves » is the same in each cover of thepushout diagram
de-fining S.
Thus anyobject split by
v issplit by S(V),
henceby Sm( V)
and
finally by L ( v) .
To go the other way, observe there is asurjection
and use Lemma 2. We remark that
Proposition
3implies
thatis an
i s om orph is m .
PROPOSITION 4.
A ( A X A ) = T ( AA ) = Hom ( A , A )
and is a group. /n PROPOSITION4. A(AX A) = T(AA) = Hom(A, A) and
is a group. Inparticulcr,
everyendomorphism o f
A is anautomorphism.
PROOF. Let
aA: AA(AXA)XA->
A be a map such thatBy adjunction,
thiscorresponds
to a mapWe claim that
a (A)
is anisomorphism.
Let u: 1 ->T-> (A A)
begiven
andu ;
A -> A the map whichcorresponds.
ThenPROPOSITION 5. Let E -
E’
>->F
with both E and F inSpl(U). Then
so is E’.
P ROO F . Let n be the
image
as indicated inThen we have
from which the result
follows.
PROPOSITION 6.
Every endomorphism o f
A is anautomorphism.
PROOF. It follows from
Corollary
2 andPropositions 3
and 5 that everyendomorphism
isepi.
Now iff ;
A ->A ,
is
surjective
inS,
hence has aright
inverse. Thisimplies
thatf X A :
A X A ->
A X A
has aright
inverse g. Then ford : A -> A X A
thediagonal
m ap,
But then
Pl- g. a :
A -> A is both anepi
and a mono, hence anisomorphism, whence f
is too.P ROPO SITION 7.
Spl(A)
consistsof
theo bjects
with anA-presentation,
i, e, all
objects which
are acoequalizer o f
apair o f maps
P ROOF . From Theorem 1
( v )
and the fact that theprojection
p is anepi,
it follows that every
E
cSpl ( A )
is aquotient
ofThe kernel
pair
is inSpl( A )
and is asubobject
ofThe
only subobjects
whichbelong
toSpl (A)
are of the formA m X A . For
the converse, it suffices to observe that the inclusion ofSpl ( A ) -> E
pre-serves
coequalizers
which isproved
in the same way asProposition
3.PROPOSITION 8.
The inclusion Spl (A) ->
Ehas
aright adjoint R .
PROOF. See
[Barr, 1978],
Section2, especially ( 2.6 )
and(2.7).
COROLLARY 3.
Spl(A) is an
atomictopos with
A as agenerator. Spl(A)
i s
equivalent
to,SA
ut(A)
PROOF. Let
1: Sp l ( A) -+ E
be the inclusion. ThenSpl(A)
is the category ofcoalgebras
for the left exactcotriple arising
fromI i R.
It is clear thatA : S -> E
factorsthrough Spl (A)
from which it is evident thatThe sequence
shows that
A
is a generator. Since everyobject
ofSpl (A)
is a sum of in-decomposables
which areevidently
inSpl (A)
andby Corollary
2 irredu-cible in
Sp l (A) ,
it follows thatSpl (A)
is atomic. WithEnd( A ) = Aut( A)
the result follows from Giraud’s characterization of
toposes [Barr, 1971, Appendix], together
with the fact that there are no non-trivialtopologies
on a group.
THEOREM
4. A
is a AG-torsor
inE.
P ROO F. The
isomorphism A XA = A G X A
isevidently
true for theobject
A
corresponding
toG
inSG.
COROLLA RY 4.
I f f,
g:E -> A
aretwo «elements) of
Adefined
over thenon-empty object E, there
is aunique h
cAut(E) with h f
= g.TH EOR EM 5.
The diagram
is a
pullback..
P ROO F . S
isequivalent
toSG/ A ( recall A
is theG-set G ).
The
significance
of this fact waspointed
outby
M.Tiemey.
Theway to understand this theorem is that A is the universal
covering
space for thosecoverings
that aresplit by U ; that A ,
hence the toposSGI A
isthe universal
covering
inSG
and that this ispreserved
underpullback.
PROPOSITION 9.
The inclusion of Spl(A)-- E
preservesexponentiation.
Hence R
is amolecular morpltism.
PROOF. Let
E, F C Spl( A) . Then,
for anyD E E,
[Barr- Paré,
Theorem15]
so thatEF
cSpl ( A )
and the conclusion follows.PROPOSITION 10.
L
etSpl(A)
CSpl(B ). Then the inclusion
islogical
and
has left and right adjoints.
It isinduced by
asurjection
P ROO F. Consider the functors
VVe
have,
forso that
I B , A -1 RA IB Similarly, LA IB -1 IB,A -
· For the rest, the fact that A cSpl( B )
is an atomimplies
there is anepimorphism f :
B ->A .
For anyg: B ->
B thereis, by
thecorollary
of Theorem4,
aunique 0 (g):
A -> A such thatcommutes. From the
uniqueness of 0
itreadily
followsthat 0
is a homo-morphism.
Thesurjectivity of 0
can bereadily
inferred from the fact that B isprojective
inSpl(B).
Let
Spl(A)
cE 3 Spl(B).
ThenC
=A
XB
is anobject
ofglobal support
andevidently Spl (A)
CSpl( C) D Spl (B) -
In other words theclass of
subcategories
ofE
of the formSpl (A )
isfiltered.
It is also small.For let H be an
object
wheresubobjects
generateE .
Givenv
-*+1 ,
wecan
find
anepi ZHi -> U
where e achHi
CH . Clearly Spl (U)
CSpl(IH i).
Moreover,
if anyHi
isrepeated,
it may be omitted withoutchanging
theclass of
objects split.
Thus everysubcategory
of the formSpl (U)
is con-tained in a
subcategory Spl(ZHi) as ZHi
ranges over all irredundantsums of
subobjects
ofH
withglobal
support, of which there isonly
a set.V,e let
Spl(EJ
denote the union of all thesubcategories
of the fonnSpl(U).
Spl(E )
is adisjoint
union oftoposes along logical morphisms
and is anatomic topos. We say that E is
locally simply
connected if there is a U ->-> 7 such thatSpl(U) = Spl(EJ.
THEOREM 6.
The following
areequivalent for
amolecular Grothendieck
toposE :
(i) E is locally sim ply. connected.
(ii) Spl (E) is cocomplete.
(iii) Spl(E) ->
E has aleft adjoint.
(iv) Spl(f ) -* E has a right adjoint.
P RUO F. If
( i ) holds, Spl(E) = Spl( U)
so that the other three hold. Eachof ( iii )
and( iv ) imply ( ii ).
IfSpl(E )
iscocomplete,
let{Ai}
range overa set of
generating
atoms so thatSpl(E ) =U Spl(Ai). Let A = ZAi
inSpl ( F ).
Then there is aU C E
such thatU splits A .
SinceAi
>->A ,
U also
splits Ai .
IfE C Spl (E), E c Spl ( Ai )
so there is apresentation
from which U also
splits E.
EXAMPLES.
Let X
be atopological
space. A continuous map p ; y - X is called acovering
if eachpoint
x cX
has aneighborhood Ux
such thatp-1 (U)
is thedisjoint
union of afamily
of subsets of Y each of which ismapped homeomorphically by
p ontoUx .
It is clear that such a p is a sheaf on X and that if U is thedisjoint
union of theUx,
p is alocally
constant sheaf
split by U. When X
is connected - which we henceforthassume - a
covering
is called trivial if it issplit by X itself. X
is saidto be
simply
connected if X islocally
connected and everycovering
istrivial. It is shown in standard texts that any contractible space is
simply
connected.
We say that X islocally simply connected
if it islocally
con-nected and every
point
has asimply
connectedneighborhood.
Thedisjoint
union of such
neighborhoods
willsplit
everycovering
so that the topos of sheaves islocally simply
connected. It is notaltogether
clear to us thata space which has a cover
U - X
thatsplits
everycovering
islocally
connected in the sense of
[Chevalley], namely
that everypoint
has a sim-ply
connectedneighborhood.
If there is such a v there is an A which cor-responds
and A is asimply
connectedcovering
which is a universal cover-ing
space. In any case, whenever the space has a universalcovering
space, the fundamental group as definedby Chevalley
is the group ofautomorph-
isms of the universal
covering.
On the other
hand,
the fundamental group defined ashomotopy
clas-ses of closed
paths might
not be the same. Anexample
isgiven by
thelong
circle. To define this we describe the
long
line as the space01 X [ 0, 1 ] U -O-1
modulo the relation(a , 1 ) - (a+1, 0 )
for a c0 1 .
This is ordered
by:
This space
equipped
with the ordertopology
is thelong
line. Think of itas the set of all countable ordinals
plus
the first uncountable one with aninterval between each x and x+1 . The
long
circle is the space gottenby identifying Or
with(0, 0 ) . Although
the space has a hole init,
the hole istoo
big
to be surroundedby
apath
so thepath
fundamental group is trivial.On the other hand the space has a
covering by
a space made upof countably
many
copies
of thelong
line laid end to end and that space isclearly
con-nected. It can
readily
be seen that it is alsosimply connected,
from whichit is trivial to see that the
Chevalley
fundamental group is Z .Let X
be the spaceconsisting
ofinfinitely
many circlesjoined
at a
point
with radiishrinking
to0 , topologized
as a subset of theplane.
The space is connected and
locally
connected but noneighborhood
of thecommon
point
issimply connected,
nor does the topos of sheavessatisfy
our
possibly
weaker form of localsimple connectivity.
Acovering
space p : Y - X mustsplit
someU -++ X.
SinceU
is aquotient
of a sum of open subsets ofX ,
each of which mustsplit
p , it follows that psplits
over aneighborhood
of the commonpoint.
Thisneighborhood
contains all but finite-ly
many of the circles and over thisneighborhood
Y must be trivial. Theremaining finitely
many circles may be coveredby
arcs and so there may beloops
in Y over there. We omit thedetails,
but for a cover tJ whichcovers all the circles but the first n , the category
Spl(U )
isSG
where G is free on n generators. The categorySpl ( Sh (X ) )
is the union of thesecategories.
REFERENCES.
M. BARR, Exact
categories,
Lecture Notes in Math.236, Springer
( 1971 ).M. BARR,
Building
closedcategories,
CahiersTopo,
et Géom.Diff. XIX-
2( 1978),
115-130.
M. BARR & R.DIACONESCU, Atomic toposes, J. Pure
Appl. Algebra
17 (1980) 1-24.M. B ARR & R. PARE,
Molecular toposes, J.
PureAppl. Algebra
17 ( 1980), 127-15 2.C. CHEVALLEY,
Theory of Lie
groups, PrincetonUniversity
Press, 1946.SGA 1
(dirigé
par A.Grothendieck),
Revêtements étales et groupefondamental,
Lecture Notes in Math. 224,
Springer
( 1971 ).Department o f Mathematic s Mc Gill
University
805 Sherb rooke St. W.
MONTREAL,
P.Q.
CANADA H3A 2K6
Department of Mathematics Marymount