A NNALES MATHÉMATIQUES B LAISE P ASCAL
E. B ECKENSTEIN
L. N ARICI
W. S CHIKHOF
Compactification and compactoidification
Annales mathématiques Blaise Pascal, tome 2, n
o1 (1995), p. 43-50
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COMPACTIFICATION
AND COMPACTOIDIFICATIONE.
Beckenstein,
L.Narici,
and W. SchikhofAbstract. After
discussing
some of the many ways toget
the Banaschewskicompactifi-
cation
03B20T
of anarbitrary ultraregular
spaceT,
wedevelop
another construction of03B20T
inTh. 2.1.
Using
thoseideas,
wedevelop
ananalog
of03B20T2014what
we call acompactoidification
K,T of an
ultraregular
space T in Sec.3;
r~Tis,
in essence, acomplete absolutely
convexcompactoid ’superset’
of T to which continuous maps of T withprecompact
range into anycomplete absolutely
convexcompactoid
subset may be’continuously
extended.’1991 Mathematics
subject classification: 46S10, 54D35, 54C45
1 The Many Faces
For any
topological
spaces X andY,
C(X, Y)
and C*(X, V)
denote the spaces of continuous maps of X into Y and the continuous maps of X into Y withrelatively compact
range, respec-tively.
To say that atopological space X
isultraregular
or ultranormal means,respectively,
that the
clopen
sets are a basis ordisjoint
closed subsets of X may beseparated by clopen
sets. A synonym for
ultraregular
is0-dimensional.
We have aslight preference
for the formerin order to avoid confusion with other notions of dimension.
Throughout
thediscussion,
Tdenotes at least a Hausdorff space. For an
ultraregular
space Econtaining
at least twopoints
and
ultraregular T,
B. Banaschewski[2]
discovered acompactification 03B20T
of T inwhich
every x E C*
(T, E)
may becontinuously
extended to03B20x
EE). 03B20T
isnowadays usually
called the Banaschewskicompactification
of T. It functions as the naturalanalog
ofthe
Stone-ech compactification (03B20T is aT
for ultranormalT)
in non-Archimedeananaly-
sis. Like the
Stone-Cech compactification,
the Banaschewskicompactification
is aprotean entity, assuming
many differentguises.
We discuss some of them in this section and thendevelop
a new one in Sec. ?.1.1
As
acompletion
Let E be an
ultraregular
spacecontaining
at least twopoints
and let T beultraregular.
LetC*
(T, E)
denote the weakest uniform structure on Tmaking
each x E C*(T, E) uniformly
continuous into the
compact
space cl x(T) equipped
with itsunique compatible
uniform44
structure.
By [I],
pp.92-93,
since T isultraregular,
C*(T, E)
iscompatible
with thetopology
on T and C*
(T, E)
is aprecompact
uniform structure on T. Since C*(T, E)
is precompact, itscompletion 03B20T
iscompact
and is called the Banaschewskicompactification
of T.03B20T
is ultranormal
([2],
p.131,
Satz 2 or[1],
p.93,
TheoremI)-hence ultraregular-and, by
the usual process of extension
by continuity
function from a densesubspace
to the wholespace, each x E C*
(T, E)
may becontinuously
extended to aunique
continuous function03B20x
E C*
E). 03B20T
isunique
in a sense we discuss in the context ofE-compactifications (Th.
1.6).
At thispoint
the reader may find the notation/3oT
curious.Why 03B20T
and not,QET?
As
long
as E isultraregular
and contains at least twopoints ([I],
p.93, ~8~,
pp.240-243).
the
uniformity
C*(T, E)
does notdepend
on E! A fundamentalsystem
ofentourages
for C*(T, E),
no matter what Eis,
is definedby
the setswhere P is any finite open
(therefore clopen)
cover of Tby pairwise disjoint
sets. Thecompletion
of T withrespect
to thisuniformity
is the way Banaschewski obtained03B20T.
Thedefinition of
PoT
as thecompletion
of C*(T, E)
where E is the discrete space ofintegers
was first
given
in[7], though
the idea oftreating compactifications
ascompletions
is due toNachbin. The connection with the
Stone-Cech compactification
is thefollowing.
Definition 1.1 Let P be a
finite clopen
coverof
atopological
space Sby pairwise disjoint
sets and let V denote the
uniformity generated by Vp
. YYe say that S isstrongly ultraregular
.
Theorem 1.2
([8],
pp.251-2) (a) Every
ultranormalT1-space
S isstrongly ultraregular.
(b) If
atopological
space S isstrongly ultraregular
then03B20S
=03B2S.
1.2 As
anE-Compactification
Tihonov
proved
that acompletely regular
space T may be characterized as one that ishomeomorphic
to asubspace
of aproduct [0, 11m
of unit intervals. Eventhough
his name isnot associated with
it,
he created the first version of theStone-ech compactification /3T
ofT by
thentaking
the closure of T in[0, 1]m. Engelking
and Mrówka[5] developed analogous
notions of
E-completely regular
space T andE-compactification 03B2ET.
Let Sand E be twotopological
spaces. S is calledE-completely regular
if it ishomeomorphic
to asubspace
of them-fold
topological product
Em for some cardinal m. If E = R or[0, 1] ,
this is the familiar notion ofcomplete regularity.
With 2denoting
the discrete space{0,1 },
ithappens
thatTheorem 1.3
([16],
p.17)
Atopological
space S is2-completely regular if
andonly if
it isan
ultraregular To-space.
An
E-compact
space is one which ishomeomorphic
to a closedsubspace
of atopological product
Em for some cardinal m. The2-compact
spaces are characterized as follows:Theorem 1.4
([5]. p.430, Example (iii))
Atopological
space S is2-compact if
andonly if
it is
compact
andultraregular.
An
E-compactification {3ET
of anE-completely regular
space T is(I)
anE-compact
space which contains T as a dense subset and(2) (’the
E-extensionproperty’)
each x E C(T, E)
may be extended to13Ex
EC(03B2ET, E).
The
following analogs
ofproperties
of theStone-Cech compactification
obtain for E-compactifications.
Theorem 1.5
((5~,
p.433,
Theorem4, [16] ,
pp.25-27,4.3
and4.4).
. AnE-completely regular (Hausdorff)
space T has aHausdorff E-compactification 03B2ET
with thefollowing properties:.
(a) If S
is anE-compact
space then every continuousfunction
x : T --~ S has a continuousextension x :
03B2ET
~ S.(b)
The space03B2ET
isunique
in the sense thatif
S is anE-compact
spacecontaining
Tas a dense subset and such that every continuous x : T ~ E has a continuous extension to
S,
then S ishomeomorphic
to03B2ET
under ahomeomorphism
that is theidentity
on T.(c )
T isE-compact if
andonly if T
=03B2ET.
How does this
apply
to03B20T? Ultraregular
spaces Tare2-completely regular by
Th.1.3. Since
03B20T
iscompact
andultranormal,
it follows that/3oT
is2-compact by
Th. 1.4.Therefore, by
Th.1.5(b)
it follows thatTheorem 1.6
UNIQUENESS
OFPoT is homeomorphic to ~32T
under a homeomor-phism
that is theidentity
onT,
as would be anyultraregular compactification of
anultrareg-
ular T with the E-extension
property.
1.3
As
aSpace of Characters
Let F be an
ultraregular
Hausdorfftopological
field so that X = C.(T, F)
may be consideredas an
F-algebra.
A character of X is a nonzeroalgebra homomorphism
from X into F. Let the set H of characters of X beequipped
with the weakesttopology
for which the maps H --~F, h
- h(x),
are continuous for each x E C*(T, F).
For each p E/3oT
letpA
denotethe evaluation map at p, the map C’
(T, F)
~F,
x ~03B20x (p).
It is trivial toverify
thateach
p’
is a character of C.(T, F)
. But more is true: Youget
all the characters of C.(T, F)
this way. In
fact,
the mapA :
03B20T
~ Hp ’--’
P A
establishes a
homeomorphism
betweenpoT
and H. The details may be found in[1],
Theorem3 and
[8],
Theorem 8.15.46
1.4
Characters Again
Once
again 03B20T
is realized as a space of nonzerohomomorphisms-ring homomorphisms
thistime-into the very
simple (discrete)
field 2 with 2 elements.A commutative
ring
X withidentity
in which each element isidempotent
is called aBoolean
ring.
A subcollection X of the set of subsets of agiven
set T which is closed underunion,
intersection and set difference of any two of its members is called aring
of sets.Such a collection forms a
ring
in the usualalgebraic
sense if addition andmultiplication
are taken to be
symmetric
difference andintersection, respectively.
If the sets in X coverT then X is called a
covering ring.
Since X must have amultiplicative identity (i.e.,
withrespect
tointersection)
anycovering ring
must contain T as an element.Any covering ring
X
generates (in
the sense that it is a subbasefor)
aultraregular topology
onT ;
thetopology
is
ultraregular
since thecomplement
T - A of any open set(member
ofX)
mustbelong
to X.In the converse
direction,
the class CI(T)
ofclopen
subsetsobviously
constitutes acovering ring
of anytopological
space T.Let X be a Boolean
ring
and endow2x
with theproduct topology.
The Stone spaceS
(X)
of the Booleanring
X is thesubspace
of2X
of all nonzeroring homomorphisms
ofX into 2. S
(X )
is called the Stone space because of Stone’s use of it in his remarkable characterization ofcompact ultraregular
spaces.THE STONE REPRESENTATION THEOREM
([12],
Theorem4, [12], [4] p.227
or[6j,
pp.77-80)
If T is acompact ultraregular
space, then T ishomeomorphic
tothe Stone space of the Boolean
ring
CI(T)
ofclopen
subsets of T.Conversely,
theStone space S
(X )
of any Booleanring
X is acompact ultraregular
Hausdorffspace and X is
ring-isomorphic
to the Booleanring
CI(T)
ofclopen
subsets ofS
(X ).
If T is
ultraregular
then03B20T
is the Stone space of CI(T). Indeed,
the mapp
: T -+S
(CI (T)),
t ~ 03B2t, defined for t ~ T and K ~ CI(T) by 1 ~ 2
t ~ K(03B2t)(K) = {0 ~ 2 t ~ K
is a
homeomorphism
of T onto a dense subset of thecompact ultraregular
Hausdorff space S(Cl (T)).
.1.5 As a
Space of Measures
Let T be
ultraregular
and let Cl(T)
be thering (algebra, actually,
since T E CI(T ))
ofclopen
subsets of
T,
and let F be anultraregular
Hausdorfftopological
field. A 0-1 measure on Tis a
finitely
additive set function m : CI(T)
--~~0,1)
C Fsatisfying
the condition:m (U) = 0
andin other
words,
thatclopen
subsets of sets of measure 0 also have measure 0. Measures mt’concentrated at
points
t E T’(also
called’purely
atomic’ or ’thepoint
mass att’))
whichare 1 on a
clopen
set U if t E U and 0 otherwise are 0-1 measures on T. The weakclopen topology
for the collection M of all 0-1 measures on T has as aneighborhood
base mo E Msets of the form
_
{m
E M : = =I,...n}
where the
Sj
areclopen
sets and n E N. It is trivial toverify
that the map t -- mt is ahomeomorphism
of T into M.Using
thetechniques
of(IJ
one can demonstrate that M isa
compact
ultranormal Hausdorff space to which any x E C*(T, F)
may becontinuously
extended. It follows that
03B20T
= M in the sense of Th. 1.6.Last,
let us mention that03B20T
may also be realized as a wallmancompactification utilizing
the lattice of
clopen
subsets of T..2 A New Approach
A construction of
03B20T using
the methods of non-Archimedean functionalanalysis
ispresented
in Theorem 2.1. The
proof hinges
on the factthat,
for a local fieldF,
if U is aneighborhood
of 0 in a
locally
F-convex space X then itspolar
U° is Q(X’, X)-compact ([15],
Th.4.11).
Note that (}’
(X’, X)
isultraregular
since the seminorms px( f )
EX, f
EX’,
arenon-Archimedean.
Theorem 2.1 Let F be a local
field,
let T beultraregular
and letC’(T, F)
denote the sup- normed spaceof
all continuous F-valuedfunctions
on T withrelatively compact
range. There is an ultranormalcompactification 03B20T of
T such that any x EC*(T, F)
may becontinuously
extended to a
function 03B20x
E C(03B20T, F).
Proof. For t E
T,
let t" denote the evaluation map x ~----~x(t)
for any x EC’(T, F).
~Venote that each such is a continuous linear form
(algebra homomorphism, actually)
andis of norm one. Thus T " =
{t^
: t ET}
C U where U denotes the unit ball of the norm-dual
C*(T, F)’
ofC*(T, F). Furthermore,
the map i T ~C*(T, Fl’,
t ~t",
embeds Thomeomorphically
inC*(T, F)’
endowed with its weak-*topology by
thefollowing argument.
The map i is
obviously injective.
If a net t~ --~ t E T thenx(t,)
-~x(t)
for any x EC*(T, F);
hence -; t" and therefore i is continuous. To see that i is a
homeomorphism
ontolet ~’1 be a closed subset of T. Since T is
ultraregular,
if t~
I( then there existsx E
C*(T, F)
such thatx(t)
= 0 and|x(K)|
= r > 1. Hence thepolar
oftx}
is aneighborhood
of t"disjoint
from and is a closed subset ofi(K).
As U is thepolar
of the unit ball of
C*(T, F),
it follows that U isweak-*-compact ([IS),
Th.4.11}.
Thereforethe closure cT in U of
(the homeomorphic image of )
T " iscompact
inC*(T, F)’
endowedwith the weak-*
topology.
As to the continuousextendiblity
of x EC’(T, F),
consider thecanonical
image
Jx of x in the secondalgebraic
dual ofC*(T, F), i.e.,
for anyf
EC*(T, F)’, Jx(f)
=f (x). Clearly
Jx is weak-*-continuous onC*(T,F)’;
so,therefore,
is its restrictionQoz
= Jx Should this be calledcFT
rather than cT? Notopologically significant changes
occur for different F’s: the
compactness
of theultraregular
space cT and the fact that T isC*-embedded
in cTimply
that cT =03B20T by
Th. 1.6.48
3 Compactoidification
In this section we construct a
compactoidification
r~T of anultraregular
space T.(F, ~~!)
denotes a
complete nontrivially
ultravalued fieldthroughout.
Asusual,
we abbreviate ’F- convex’ to ‘convex.’ A mapf
defined on anabsolutely
convex subset A of a vector spaceover F with values in some
absolutely
convex set in a vector space over F is calledaffine
iff (ax
+by)
=a f (x)
+b f (y)
for all x, y E A and alla, b
E F with~a~
I and~b~
1.Definition 3.1 A
compactoidification of
anultraregular
space T is apair (i, 03BAT)
where 03BAT is acomplete absolutely
convexcompactoid
subsetof
someHausdorff locally
convex spaceE over F and t : T --> KT is a continuous map with
precompact
rangefor
whichfollowing extendibility property
holds : For anycomplete absolutely
convexcompactoid
subset Aof some Hausdorff locally
convex space E over F and any continuousmap j :
T -~ A withprecompact
range, there exists a
unique
continuousaffine
map J : KT --~ A such that J o i =j.
~T
, J
i ~ ~
T
’ A
Theorem 3.2 A
compactoidification is unique in
thefollowing
natural sense:if (i1, 03BA1T)
and
(i2, 03BA2T)
arecompactoidifications o f T
then there exists aunique affine homeomorphism Ji
:03BA1T
~03BA2T
such thatJl
oi1
=i2. Moreover,
the map i must beinjective.
Proof.
By definition,
there existunique
continuous affine mapsJi
andJ2
such thatJ20il
=i2
andJ1 o i2 = i1. Thus, J1 o (J2 o i1) = J1 o i2 = i1.
.
yT
, J2
ht ~
. T
-’-~ ~c2T
Since the
identity
mapII
: t ~ t of03BA1T
ontoKIT
also satisfiesII o il
=ii,
it follows fromthe
uniqueness
thatfi = Ji
oJz. Similarly, 12
=J2 o Ji
where12
is theidentity
map ofK2T
onto
K2T.
It follows thatJi
is ahomeomorphism
of03BA1T
ontoK.2T
andJ2
is its inverse. ifii (ti)
=ii (t2)
theni2 (ti)
=Ji
oii (tl) = J1 o il (t2) = i2 (t2)
so if one of the maps i is1-1,
all such i must be. As shown in Theorem
3.3,
there is an i that is 1-1.In the notation of Sec. 2:
Theorem 3.3 Let T be
ultraregular
and let the continuous dual C*(T, F)’ of C* (T, F)
carrythe weak-*
topology.
Then(a)
the closedabsolutely
convex hull 03BATof T^ is
the unit ball Uof
C’(T, F)’
and(b )
thepair
acompactoidi fication of
T .Proof.
Clearly
the absolute convex hull B of f is contained in the unit ball U of C*(T, Fl’.
Since U is acomplete compactoid by
thep-adic Alaoglu
theorem([9], Prop.
3.1),
so,therefore,
is the closedabsolutely
convex hull ~T of thecompact
set cl T" . . It follows from[10], Prop.
1.3 that B isedged (i.e.,
if the valuation of F is dense then cl B = n{a( clB) :
a EF, (ai
>1})
and therefore([9],
Th.4.7)
apolar
set in C"(T, F)’.
If cl
B ~
U there mustexist g
E C*(T, F)"
such that(g~
1 onBand 19 ( f )~ > 1
for somef
E U-cl B.Since g
must be an evaluation map determinedby
somepoint x
E C*(T, F) by [9],
Lemma7.1,
we have found an 2 such that(
=(~) ~
1 for all t E T but~ f (~)~
> I. As this contradicts~j 1,
theproof
of(a)
iscomplete.
(b)
As in theproof
of Th.2.1, i
is ahomeomorphism
onto theprecompact
set T ". Toverify
theextendibility requirement,
let A be acomplete absolutely
convexcompactoid
andlet j :
T ~ A be continuous withprecompact
range. V’e define the affine extension Jof j
onthe
absolutely
convex hull B ofT^ by taking
J1 a=ti") _ aij (t=)
for a= eF, |ai| I
1,
i =1, ... , n.
The definition makes sense because thet;"
arelinearly independent
fordistinct ti.
Evidently j
= J o i. To prove thecontinuity
ofJ,
let s -- s =asitsi^
be anet in B
convergent
to 0 in the weak-*topology.
Let[A]
denote the linear span of A and note that for anyf
E~A~’,
the mapf o j
E C*(T, F) ,since j (T)
isprecompact. Thus,
f(J( s))
=f (03A3 03B1sij (tsi)) = 03A3 asif(j(tsi))
= s(f o j)
~ 0
and we conclude that J
(~~)
--> 0 in the weaktopology
of(Aj .
As A is of countable type.hence a
polar
space, the weaktopology
coincides with the initial one on thecompactoid
A([9],
Th.5.12)
so J(~cs)
-~ 0 in A.By continuity
and’affinity,’
J extendsuniquely
to acontinuous affine map of cl B = r~T into
A,
since A iscomplete.
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6525 ED