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nm) for Free Radical Photopolymerization Processes

Haifaa Mokbel, Bernadette Graff, Frederic Dumur, Jacques Lalevée

To cite this version:

Haifaa Mokbel, Bernadette Graff, Frederic Dumur, Jacques Lalevée. NIR Sensitizer Operating under

Long Wavelength (1064 nm) for Free Radical Photopolymerization Processes. Macromolecular Rapid

Communications, Wiley-VCH Verlag, 2020, pp.2000289. �10.1002/marc.202000289�. �hal-02912860�

(2)

NIR Sensitizer Operating under Long Wavelength (1064 nm) for Free Radical

Photopolymerization Processes

Haifaa Mokbel1,2, Bernadette Graff1,2, Frédéric Dumur3, Jacques Lalevée1,2* 1Université de Haute-Alsace, CNRS, IS2M UMR 7361, F-68100 Mulhouse, France

2Université de Strasbourg, France

3Aix Marseille Univ, CNRS, ICR UMR 7273, F-13397 Marseille, France

Corresponding author: jacques.lalevee@uha.fr

Free radical polymerization upon near-infrared (NIR)

1

light is still the subject of intense research efforts and remains

2

a huge challenge particularly for long wavelength (> 1000

3

nm). In this study, a NIR dye operating upon long wavelength

4

(1064 nm) is proposed for an efficient polymerization of

5

acrylate monomers. A new three-component photoinitiating

6

system is developed comprising the NIR dye in combination

7

with an Iodonium salt (Iod) and an amine. Remarkably, the

8

NIR dye (IR 1064) absorbing strongly in all the near infrared

9

region (700-1200 nm) offers the possibility to use a broad

10

range of irradiation wavelengths i.e. examples are provided

11

at 785 nm and 1064 nm. Such long wavelengths are

12

characterized by many advantages such as a deeper

13

penetration of light and therefore a better curing of the

14

monomer but it is also much safer than UV light. Excellent

15

performance is observed for the three-component IR

16

1064/Iod/Amine system under air: high conversion of

17

acrylate functions associated with a fast polymerization time.

18

Three different amines have been examined in this study. The

19

use of IR 1064 as NIR dye with a broad NIR absorption is -

20

to the best of our knowledge – never proposed in the literature.

21

The photoinitiating performances were studied using

Real-22

Time Fourier Transform Infrared Spectroscopy.

23

24

Keywords: NIR dye, NIR irradiation, long

25

wavelength, Free radical polymerization.

26

Light induced polymerization reaction is the subject of

27

intensive research efforts [1-4]. Photopolymerization

28

displays many advantages over conventional thermal

29

processes. Reactions are very fast and take place at room

30

temperature, what decrease the energy demand and reduce

31

thermal runaway hazards. In addition, a spatial and temporal

32

control is easy to achieve with photopolymerization. Most of

33

photopolymerizable formulations are solvent-free,

34

considerably reducing the emission of volatile organic

35

compounds. From this viewpoint, photopolymerization can

36

be considered as an “eco-friendly” polymerization process.

37

Free radical photopolymerization (FRP) upon UV light is

38

now widely used in industry, [5] and FRP notably finds

39

applications in different areas such as coatings, inks, paints,

40

3D printing, medicine etc ... [1].

41

42

At present, most of the photoinitiating systems (PISs)

43

under use in industry are adapted for UV irradiation setups.

44

These short wavelengths are well-known to be harmful and

45

allow only the curing of thin samples [6]. Therefore, the

46

development of photosensitive systems operating under

47

longer and safer wavelengths are actively researched [7-12].

48

When having a look into the photoinitiating systems currently

49

proposed, most of them are capable to initiate a

50

polymerization under visible light [13-16]. More precisely, if

51

an increasing number of systems have been reported during

52

the past 10 years for successful photopolymerizations upon

53

visible light (400-700 nm) exposure, the use of near-infrared

54

(NIR) light irradiation (>750 nm) still remains a challenge

55

due to the low photon energy that decreases the potential

56

photochemical reactivity. NIR photopolymerization strategy

57

could however address the major toxicity and depth of cure

58

issues associated with UV curing. The use of longer

59

wavelengths above 750 nm, specifically, the near-infrared

60

(NIR) wavelength is very convenient and advantageous. NIR

61

light is an ideal spectral range for photopolymerization

62

process as it exhibits several advantages: i) efficiency of the

63

process with low energy consumption and a moderate device

64

cost to proceed contrary to thermal solutions; ii) mild

65

irradiation conditions: safer and cheaper light sources and iii)

66

a deeper light penetration inside the sample allowing the

67

polymerization of thick and highly filled samples [17-19].

68

69

Over the past decades, NIR dyes have found applications

70

in various research fields such as in bioimaging,

71

photothermal therapy, theranostic or non-linear optical

72

applications [13-17,20-22], but also in the photographic

73

industry [16]. Obviously, literature data on NIR dyes remains

74

limited and the search for new dyes as good candidates for

75

photopolymerization is a huge challenge [7,9, 23-25]. Most

76

of the near infrared absorbing dyes are based on cyanine.

77

Cyanine dyes have previously been used as photosensitizer

78

for the curing of NIR photoinitiating systems [6,13,14,17,19].

79

From this point of view, cyanine dyes possess high molar

80

extinction coefficients and absorb in the red to near-infrared

81

region, but these dyes are also characterized by a good

82

chemical and photochemical stability [26]. They can be used

83

as heater (light to heat convertor) and they have attracted the

84

interest of researchers due to their application in the medical

85

fields [20-22].

86

The NIR dye can act as a photosensitizer; it absorbs the

87

light emitted by the NIR light source and reacts with a

88

combination of additives to generate reactive species.

89

Recently, Bonardi et al. developed different photoinitiating

90

systems based on NIR dyes absorbing at long

91

wavelengths.[18] In this example, two NIR dyes (IR 1048:

1-92

Butyl-2-[2-[3-[(1-butyl-6-chlorobenz[cd]indol-2(1H)-93

(3)

ylidene) ethylidene]-2- chloro-1-cyclohexen-1-yl]ethenyl]-6-

1

chlorobenz[cd]indolium tetrafluoroborate and IR 1061:

4-[2-2

[2-Chloro-3-[(2,6-diphenyl-4H-thiopyran-4 ylidene)

3

ethylidene]-1-cyclohexen-1-yl]

ethenyl]-2,6-diphenylthio-4

pyrylium tetrafluoroborate) with absorption maxima at 1048

5

and 1061 nm respectively, were used to develop a

6

photothermal approach. The four-component photoinitiating

7

system (PIS) containing the NIR dye/Iodonium salt

8

(Iod)/phosphine/thermal initiator combination was able to

9

initiate the FRP of a methacrylate monomer upon exposure

10

to a LD@1064 nm [18]. Besides, this example still showed

11

slow kinetics of polymerization with a high inhibition time

12

(up to 100s) for polymerization under air. Therefore, the

13

design of new PIS, especially for long wavelengths (1064

14

nm), remains a challenging task for mild irradiation

15

conditions and under air.

16

17

In this context, we propose a NIR dye characterized by an

18

original chemical structure and a good absorption in all the

19

700-1200 nm range for the FRP of acrylate monomers.

20

Interestingly here, through a photochemical approach, the IR

21

1064/Iod/amine PIS is proposed as an efficient system for

22

polymerization processes carried out at long wavelength

23

(@1064 nm). IR 1064 presented here (Scheme 1) has an

24

absorption maximum at 1064 nm, but the reactivity was also

25

quite good upon exposure to a LD@785 nm. The frontier

26

orbitals (highest occupied – HOMO – and lowest unoccupied

27

molecular – LUMO – orbitals are depicted in Figure S1 in

28

supporting information) show a clear charge transfer

29

character for the lowest energy transition with HOMO and

30

LUMO located on different moieties of the structure. From

31

our best knowledge, IR 1064 has never been reported in the

32

literature in NIR photosensitive systems. Originality of this

33

work relies on the possibility to change the irradiation

34

wavelength over a wide spectral range. A comparison of the

35

reactivity of different amines is also provided (Scheme 2).

36

Amine compounds are known to be cheaper and more stable

37

than phosphines. To monitor the polymerization kinetics,

38

Real-Time Fourier Transform (RT-FTIR) spectroscopy was

39

used as an appropriate technique.

40

41

42

Scheme 1. Chemical structure of IR 1064 “N1,N1,N4,N4

43

tetrakis(4-(dibutylamino)phenyl)benzene-1,4-diaminium

44

hexafluoroantimonate” NIR dye purchased from Lotchem

45

Ltd. (China).

46

47

Scheme 2. Chemical structures of additives investigated in

48

this work.

49

50

Photoinitiating ability of IR 1064 for the FRP: Effect of the

51

amine structure

52

IR 1064 has been used in this study to initiate the free radical

53

polymerization of a benchmark acrylate monomer (PETIA)

54

upon irradiation with a LD@1064 nm. The three-component

55

photoinitiating system containing IR 1064 (IR

56

1064/Iod/Amine; Scheme 2) leads to high polymerization

57

rates. High final acrylate function conversions (FC close to

58

90%) were obtained with the three amines proposed.

Tack-59

free samples were obtained within 20-100 seconds of

60

irradiation (Figure 1A). These results are in full agreement

61

with the IR spectra recorded before and after light activation

62

of the IR 1064 based PIS (Figure 1B), where the characteristic

63

pic of the acrylate function at 6160 cm-1 drastically decreased

64

after irradiation. Without the dye, no polymerization is

65

observed.

66

67

68

Figure 1. (A) Photopolymerization profiles of PETIA

69

(Acrylate function conversion vs. irradiation time) using IR

70

1064/Iod/Amine (0.1/2/3 %wt) where amine is (1) MHPT,

71

(2) NPG and (3) DABA; (B) RT-FTIR sepctra of PETIA

72

monomer using IR 1064/Iod/MHPT (0.1/2/3 %wt) recorded

73

before and after irradiation, the peak representative of

74

acrylate function is indicated, upon exposure to LD@1064

75

nm (I=1.6 W/cm2), thickness = 1.4 mm, under air conditions.

76

The irradiation starts after 10 seconds.

77

78

However, as shown in the Figure 1A, major differences

79

can be found concerning the efficiency of the different

80

amines: obviously, the polymerization is delayed as a

81

function of the amine used. The polymerization reactions

82

were performed under air and the formed initiating radicals

83

react more rapidly with oxygen than with the monomer. By

84

taking into account the time necessary to reach high final

85

conversions, the efficiency trend followed the order shown in

86

Figure 1A: 3-(Dimethylamino)benzyl alcohol (DABA) >

2-87

(N-methyl-p-toluidino)ethanol (MHPT) > N-phenylglycine

88

(NPG). The inhibition time is clearly longer in the case of

89

NPG compared to the two other amines, evidencing the

90

dramatic influence of the amine structure on the

91

polymerization process. Therefore, the interaction existing

92

0 20 40 60 80 100 120 140 0 20 40 60 80 100 3 2 1 C o n v e rs io n ( % ) Time (s) 6100 6150 6200 6250 0,0 0,5 1,0 1,5 O .D . (cm-1 ) Before irradiation After irradiation (A) (B)

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between the dye and the amine is an important parameter

1

governing the formation of initiating radicals. The low

2

reactivity of NPG vs. MHPT and DABA can be probably

3

ascribed to the low production of initiating radicals in this

4

case, rendering the associated PIS less efficient to overcome

5

the oxygen inhibition. Tertiary amine (such as DABA and

6

MHPT in this work) are more efficient than the secondary

7

one (NPG in this work), as already mentioned in the literature

8

[27]. In all cases, an excellent reactivity of the different

9

amines examined in this work could be evidenced, suggesting

10

that the NIR approach was an elegant strategy for fast curing

11

of thick samples upon long wavelength irradiation, what is

12

beneficial for numerous applications.

13

14

Monomer effect on the initiation of FRP using IR 1064

15

In the previous section, photopolymerization measurements

16

were done in PETIA monomer. The efficiency of NIR dye

17

has also been demonstrated in

18

di(trimethylolpropane)tetraacrylate (TA) as a benchmark

19

monomer (Scheme 3). It is important to note that both

20

monomers have very different viscosity (1000 mPa.s for

21

PETIA and 160 mPa.s for TA). Therefore, the viscosity of the

22

monomers is expected to have a major impact on the oxygen

23

inhibition: The higher the viscosity of the monomer is, the

24

less the oxygen inhibition is. In other words, the

25

polymerization of viscous monomers is faster under air that

26

for the fluid ones.

27

As anticipated, Figure 2 clearly indicates that a fast

28

polymerization process could be obtained using the PETIA

29

monomer whereas a slower polymerization kinetic was

30

observed in TA. Besides, in the two cases, a similar final

31

monomer conversion could be determined in the two

32

monomers. The time necessary to reach a high final

33

conversion is 30 seconds in PETIA, whereas this value

34

increased to 55 seconds in TA. However, the final acrylate

35

conversion is roughly 85 − 90% for the two multifunctional

36

monomers. Tack-free samples were obtained with the two

37

monomers. These data show the high reactivity of IR 1064 in

38

terms of efficiency in different acrylate monomers.

39

40

Figure 2. Photopolymerization profiles (Acrylate function

41

conversion vs. irradiation time) using IR 1064/Iod/DABA

42

(0.1/2/3 %wt) in (1) PETIA and (2) TA; upon exposure to

43

LD@1064 nm (I=1.6 W/cm2), thickness = 1.4 mm, under air

44

conditions. The irradiation starts after 10 seconds.

45

Effect of irradiation wavelengths

46

Influence of the irradiation wavelength on the

47

polymerization rate and the final monomer conversion has

48

been checked in this section. The NIR dye IR 1064 allowed a

49

satisfying polymerization under very different irradiation

50

conditions. At 785 nm, the polymers obtained were tack-free

51

using different amines. However, the polymerization was

52

slower compared to the results obtained upon exposure to a

53

LD@1064 nm. Using the two irradiation wavelengths, FCs

54

approaching 90% could be determined. Meanwhile, the time

55

necessary to reach high final conversions was considerably

56

higher using the LD@785 nm in the presence of different

57

photoinitiating systems: from 150 seconds upon LD @785

58

nm vs. 30 seconds upon LD @1064 nm for the

three-59

component system IR1064/Iod/DABA as shown in Figure

60

3A. Modification of the inhibition time is directly related to

61

the absorption properties of IR 1064 at these two

62

wavelengths. Indeed, IR 1064 exhibits a better absorption at

63

1064 nm than at 785 nm (Figure 3B). An improved

64

photoactivation was thus evidenced upon irradiation at 1064

65

nm, even if good efficiencies were still obtained at 785 nm.

66

67

0 20 40 60 80 100 0 20 40 60 80 100 Time (s) C o n v e rs io n ( % ) 2 1 LD@ 785 --LD@ 1064 -- -- --LD@ 785 --LD@ 1064 -- -- --LD@ 785 --LD@ 1064 0 20 40 60 80 100 120 140 160 T im e n e c e s s a ry t o r e a c h h ig h F C ( s ) Irradiation wavelength (A) 600 700 800 900 1000 1100 0,0 0,2 0,4 0,6 0,8 1,0 1,2 O.D. (nm) 785 nm 1064 nm (B)

(5)

Figure 3. (A) Representative time necessary to reach high

1

acrylate function conversion (FC = 90%) using IR

2

1064/Iod/Amine (0.1/2/3 %wt) upon exposure to LD@1064

3

nm (I=1.6 W/cm2) and LD@785 nm (I=0.9 W/cm2),

4

thickness = 1.4 mm, under air conditions. The irradiation

5

starts after 10 seconds; (B) UV-visible-NIR absorption

6

spectrum of IR 1064 in ACN.

7

8

In all cases, IR 1064 can be assumed as a versatile NIR

9

dye that can be activated in all the 700-1200 nm spectral

10

range (Figure 3B) ensuring a fairly good overlap with the

11

emission spectra of the many NIR LEDs or laser diodes of

12

academic or industrial interest.

13

14

15

Conclusion:

16

In this paper, IR 1064 was proposed as an interesting NIR

17

dye for the development of new high performance PIS upon

18

near-infrared irradiation. Excellent efficiencies were found

19

for the free radical polymerization of multifunctional acrylate

20

monomers such as PETIA and TA (Scheme 3). The

three-21

component photoinitiating systems IR 1064/Iod/Amine were

22

very reactive: different amines can be excellent candidates.

23

The most interesting aspect of this work is clearly the

24

possibility to photoactivate our PIS at two different

25

wavelengths separated from each other by almost 300 nm. A

26

control of the polymerization time with the selected light

27

source was also demonstrated, what is of crucial importance

28

for practical applications. For the forthcoming studies, new

29

photoinitiating systems offering a wider photoactivation

30

window will be presented. More particularly, the

31

development of other NIR dyes for absorption > 1000 nm will

32

be presented in forthcoming papers.

33

34

35

36

Experimental part:

37

38

Chemical compounds

39

Chemical structures of the different additives used in this

40

study are given in Scheme 2.

Bis(4-tert-41

butylphenyl)iodonium hexafluorophosphate (Iod) were

42

obtained from Lambson Ltd. (UK). N-phenyl glycine (NPG)

43

and 3-(dimethylamino)benzyl alcohol (DABA) were

44

purchased from Sigma-Aldrich.

2-(N-methyl-p-45

toluidino)ethanol (MHPT) was obtained from Albemarle.

46

All chemical compounds were selected with highest purity

47

available and used as received.

48

Efficiency of the different PISs was checked with a

49

benchmarked multifunctional monomer containing acrylate

50

functions (See Scheme 3). Pentaerythritol triacrylate

51

(PETIA) and Di(trimethylolpropane)tetraacrylate (TA) were

52

received from Allnex.

53

54

55

Scheme 3. Benchmark acrylate monomers used in this work.

56

57

Irradiation device

58

59

Two laser diodes (LD) with different wavelengths were used

60

throughout the study: LD@785 nm with a tunable irradiance

61

(from 0 to 2.55 W/cm2) and LD@1064 nm with a tunable

62

irradiance (from 0 to 2.55 W/cm2), both from Changchun

63

New Industries (CNI).

64

65

Photopolymerization experiments

66

67

Kinetics of polymerization of the photosensitive formulations

68

were followed through the double bond C=C conversion of

69

acrylate function vs. time. The peak followed by Real-Time

70

Transform Infrared (RT-FTIR) Spectroscopy (JASCO 6600)

71

is located in the near infrared region at 6100-6220 cm-1.

72

Photosensitive formulations were deposited on a

73

polypropylene film in a mold (thickness of the sample = 1.4

74

mm) and polymerized under air upon irradiation with NIR

75

laser diodes. The light was turned on 10 seconds after the first

76

spectrum measurements. More details about the

77

photopolymerization experiments are given in the figure

78

captions. All the experiments are carried out at room

79

temperature (RT) and under air.

80

81

82

UV-visible absorption spectroscopy

83

84

The UV-visible-NIR absorption spectrum of IR 1064 in

85

acetonitrile were acquired using a Varian Cary 3

86

spectrometer.

87

88

Page Numbers

89

DO NOT input any page numbers.

90

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91

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Graphical Abstract

Textual Information

A brief abstract (required)

In this study, a NIR dye operating upon long wavelength (1064 nm) is proposed for an efficient polymerization of acrylate monomers. As unique originality, IR 1064 is used here in NIR photoinitiating systems. A new three-component photoinitiating system is developed comprising the NIR dye in combination with an Iodonium salt (Iod) and an amine. Remarkably, the NIR dye (IR 1064) absorbing strongly in all the near infrared region (700-1200 nm) offers the possibility to use a broad range of irradiation wavelengths i.e. examples are provided at 785 nm and 1064 nm.

Title(required)

NIR dye Operating under Long Wavelength (1064

nm) for Free Radical Photopolymerization processes

Authors’

Names(required)

Haifaa Mokbel1,2, Bernadette Graff1,2, Frédéric Dumur3, Jacques Lalevée1,2*

Graphical Information

0 20 40 60 80 100 120 140 0 20 40 60 80 100 3 2 1 C o n v e rs io n ( % ) Time (s) 600 700 800 900 1000 1100 0,0 0,2 0,4 0,6 0,8 1,0 1,2 O.D. (nm) 785 nm 1064 nm

Near Infrared

(8)

Supporting Information

Figure S1. Frontier orbitals HOMO and LUMO at UB3LYP/6-31G* level for IR 1064.

HOMO

LUMO

Figure

Figure 1A: 3-(Dimethylamino)benzyl alcohol (DABA) > 2-
Figure  2.  Photopolymerization  profiles  (Acrylate  function
Figure  3. (A)  Representative  time  necessary  to  reach  high
Figure S1. Frontier orbitals HOMO and LUMO at UB3LYP/6-31G* level for IR 1064.

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