C OMPOSITIO M ATHEMATICA
G REG W. A NDERSON
Logarithmic derivatives of Dirichlet L-functions and the periods of abelian varieties
Compositio Mathematica, tome 45, n
o3 (1982), p. 315-332
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315
LOGARITHMIC DERIVATIVES OF DIRICHLET L-FUNCTIONS AND THE PERIODS OF ABELIAN VARIETIES
Greg
W. Anderson*© 1982 Martinus Nijhoff Publishers - The Hague Printed in the Netherlands
§0. Introduction
The purpose of this article is to show how the
periods
of abelianvarieties with
complex multiplication by
an abelian extension ofQ
can be evaluated up to
algebraic
factors in terms oflogarithmic
derivatives at s = 0 of Dirichlet L-functions. Our
principal
result(stated
in§2) generalizes
thefollowing
consequence of the Kronecker limit formula: Thecomplex
numberwhere
03B6K
is the Dedekind zeta-function of theimaginary quadratic
field
K,
has the property that for anyelliptic
curvedefined over the
algebraic
closureQ
ofQ
in thecomptex
numbers andadmitting complex multiplication by
K and for any1-cycle
c nothomologous
to zero onE(C),
where here and
elsewhere, given
twocomplex
numbers a andj8
we* Supported in part by NSF grant MCS 77-18723 A04.
0010-437X/82030315-18$00.20/0
write a -
13
if(03B2/03B1)
EQ. Notably,
the Kronecker limit formula is not used in theproof
of theprincipal
result.Instead,
we use results ofWeil
[W],
Gross(and Rohrlich) [GR],
Shimura[S],
andDeligne.
Asthe results of
Deligne
that we need(concerning
therelationship
ofperiods
of abelian varieties and ther-function)
areunpublished, they
will be formulated and
proved
here in a form suited to our purposes.In the final section of the paper we
give
ap-adic analogue
of theprincipal
result.Acknowledgements:
1 would like to thank B.Gross,
G. Shimura and G. Washnitzer forhelpful
conversations.§1. Definition of the
period
distribution’rhe central concept of the paper is that of the
period
distribution.It is essential to the formulation of the
principal
result andprovides
an
interpretation
of crucial results of Shimura[S]
and so webegin
with its definition.
By
a number field wealways
mean a subfield of C finite overQ.
Wewrite
Q
for thecompositum
of all number fields and G for thegalois
group
Gal(Q/Q).
We write xP instead of x to denote thecomplex conjugate
of acomplex
number x. A number field K will be calledCM if K03C303C1 = KU for ail (T E G and the restriction of p to K is not the
identity.
An abelian
variety
withcomplex multiplication
is atriple (A, K, L) consisting
of an abelianvariety
A defined overQ,
a CM number fieldK of
degree 2dimc(A)
overQ
and arepresentation L :
K~Q Q End(A)
which makes the firsthomology
group of A with rational coefficients into a one-dimensional vector space over K. For each CM abelianvariety (A, K, L)
we define the CMtype 03A6(A, K, i)
to be theisomorphism
class of KQ9Q
C-modulescontaining H’(f2’(A» (on
which K acts via
L).
We havewhich is
nothing
but theHodge decomposition
ofH%R(A)
intoholomorphic
andantiholomorphic
parts.The
period P(A, K, t)
eC’IQ’
of a CM abelianvariety
is defined asfollows: Since the de Rham
cohomology
groups of A have a naturalpurely algebraic definition,
we canspeak
of a de Rhamcohomology
class asbeing Q-rational.
So now,choosing
any nonzeroQ-rational
one-dimensional de Rham
cohomology
class wsatisfying
for all x E K and any
1-cycle
c nothomologous
to zero on A we putSince w is defined up to a factor in
Q’
and K" actstransitively
on theset of nonzero one-dimensional
homology
class with rationalcoefficients, P(A, K, (,)
is well defined.By
theHodge-Riemann
bil-inear relations
in view of
this, periods
arecomputable
in terms of theperiods
ofQ-rational holomorphic
1-forms alone.For each number field K let IK denote the Grothendieck group
generated by
thefinitely generated
KQQ C-modules;
it is the free Z-module on thecomplex embeddings
of K. Let(·, ·)K
denote thepairing
which is
clearly bilinear, symmetric
andnondegenerate.
For eachextension
L/K
of number fields we have a restriction mapResLIK :
IL ~LK ;
the induction mapIndL/K :
Ix ~ IL isuniquely
defined
by requiring
for all O E
IK,
1/1 E IL.For each CM number field K let
1 K
be thesubgroup of IK generated by
the CM types of abelian varieties with CMby
K.10
canalso be described as the
subgroup
of modules CPsatisfying
for a suitable
integer
n ; here p acts on IK in such a way as toexchange
eachcomplex embedding
of K for itscomplex conjugate.
Itis useful to note that for any
pair
K C L of CM number fieldsThe main
properties
of the invariants P and 0 are summarizedby
THEOREM 1.3:
(i) If (A, K, i)
and(B,
L,K)
are CM abelian varieties such thatK C L and O(B, L, 03BA) = IndL/K03A6(A, K, t),
thenP(B, L, 03BA)
=P (A, K, 03C4).
(ii)
Given a collection«Ab K, L¡)i=l of
abelian varieties all with CMby a
numberfield K,
any relationin IK
implies
a relationParts
(i)
and(ii)
of Theorem 1.3 areproposition
1.4 and Theorem 1.3 of[S] respectively.
As the notations of[S]
and this paper differ somewhat we relate them for the reader’s convenience: Given a CM abelianvariety (A, K, 03C4,),
the CMtype 03A6(A, K, i)
viewed as a f ormallinear combination of
complex embeddings
of K is the CMtype 0 assigned by
Shimura to(A, K, 1,),
while in terms of Shimura’ssymbol
"pK (03C4, 03A6)"
we haveaccordingly
asidK
appears or does not appear in e.Each 4Y E
I’
can beregarded
as alocally
constant Z-valued func- tion on Gby
the rulefor all OE E G. Now
given
an inclusion of CM number fields K C L wehave
Hence lim-
I0K
can beregarded
as asubgroup
of the group oflocally
constant Z-valued functions on G. The reader will have little
difficulty verifying
PROPOSITION 1.4: A
locally
constantfunction
~: G ~ Zbelongs
to lim~I0K if
andonly if f or
all fT, T E GLet M denote the space of
locally
constantQ-valued
functions onG
satisfying (i)
and(ii)
ofProposition
1.4. From Theorem 1.3 andProposition
1.4 oneeasily
deducesPROPOSITION 1.5: There exists a
unique Q-linear
map W : M ~CX/Qx (which
we call theperiod distribution)
such thatfor
all CM abelian varieties
(A, K, t)
REMARK 1.6: We
have,
from(1.2),
§2. Formulation of the
principal
resultLet
Ô
denote the group of continuoushomomorphisms
of G into Cx. For each rationalprime
p letFrobp
E G be a fixed choice ofarithmetic Frobenius element. In what follows we shall
identify Ô
and the set of
primitive
Dirichlet charactersby
rulefor all
sufficiently large
rationalprimes
p. Note thatX(p) = X( - 1).
Let
Gab
denote thegalois
group of the maximal abelian extension ofQ
in C andMab
denote thesubspace
of Mconsisting
of functionsfactoring through Gab.
The setis a basis over C for
Mab ~C
and soeach ç E Mab
has aunique
Fourier
expansion
where the summation need
only
be extended over a finite list of odd Dirichlet characters. We defineFor each cp E M we define
for all u E G. The
principal
result of this paper is THEOREM 2.1: For all cp EMab,
The
proof
of Theorem 2.1 is deferred to §5.REMARK 2.2: Since
exp(03B6’(0)/03B6(0))
=21r,
Theorem 2.1 is consistent with our earlier observation thatW(1) ~
21ri.Let us see how to recover relation
(0.1)
from Theorem 2.1. To make theelliptic
curve E into an abelianvariety
with CM in the sensedefined
above,
let L : K ~End(E) Q Q
be theunique representation
such that
for all a E K. Then
03A6(E, K, )
is the characteristic function ofGal(/K)
CG,
andby
definitionfor any
1-cycle
on E nothomologous
to zero.By
definition of theperiod
distributionLet X
be thequadratic
Dirichlet character attached to K. We haveand since
eK(s) = ’(s)L(s, X),
wefinally obtain, by
Theorem1.2,
§3. A set of generators for Mab
Let functions
~ ~, {}: Q/Z ~ Q
be definedaccording
to the rulesand a function @ :
Q/Z ~ Mab according
to the rulewhere cr runs
through
G andexp(203C0ia)03C3
=exp(203C0ib).
Thefollowing
theorem is due to
Deligne.
THEOREM 3.1: The
image of ffl : Q/Z ~ Mab
spansMab
overQ.
The
key
to theproof
isLEMMA 3.2:
Let j f
berelatively prime positive integers.
Thenwhere
cp(f)
=#((Z/(f))*)
and the summation is over odd Dirichlet characters Xof
conductordividing f.
As the
case f
= 2 istrivial,
we may assumef
> 2.Let it
denotenormalized Haar measure on G. For each
pair 0/, ’Tl :
G - C oflocally
constant functions we write
It is easy to see that
where the summation is over odd Dirichlet characters of conductor
dividing f.
Fix an odd Dirichletcharacter x
of conductordividing f.
To prove the lemma it will be
enough
to compute(X, R(j/f)).
Now theHurwitz zeta function
has the well-known
Taylor expansion
a
proof
of which can be found in[ WW, § 13.21].
We have theeasily
verified
identity
Finally, we have
This proves the lemma.
To prove the
theorem,
we first observe that it isequivalent
to provethat the
image
of @ spansMab ~ C
over C. Now as observed in§2, ô
fl(Mab Q C)
is a basis over C forMab Q
C.Supposing
the theoremfalse,
let Xo Eô n (Mab Q C)
be a character notexpressible
as a linear combination of functions in theimage
of (M with smallestpossible
conductorf.
SinceR(12) ~ 12,
we can assume~0(-1)=-1
(and f
>2).
LetVf
be thesubspace
ofMab @
Cspanned by
charac-ters of conductor
strictly
less thanf. By
Lemma 3.2 we havewhere the summation extends over odd Dirichlet
characters X
ofconductor
exactly f. Multiplying
both sides of this relationby
~03C10(j)/~(f)
andsumming over j
such that 0j f
and(j, f)
= 1 weobtain
now since
Xo( - 1) = - 1, L(O, x8) -:f:.
0. We have therefore obtained acontradiction. This proves Theorem 3.1.
§4. The r-function and the
period
distributionThis section is devoted to a brief
exposition
of anunpublished
result of
Deligne’s characterizing
theperiod
distribution restricted toMab
in terms of the values moduloQ"
of the classical r-function at rational values of its argument. Therequired explicit computation
ofthe
periods
of Fermat curves in terms ofspecial
values of the r-function sketched here(perhaps too) briefly
isgiven
in more detailin
[W]
and[GR, appendix].
Let a function
F : QIZ - C’/O’
be definedby
the ruleFrom the
easily
verified relationsit follows that
f
satisfiesrelations
closely analogous
to those satisfiedby
the classical r - function :The
following
theorem is due toDeligne.
REDUCTION LEMMA:
If for all a, b,
c EQ/Z
such thatwe have
then the theorem is true.
Let e E
Q/Z
of order m be fixed.Using
thehypothesis
of thelemma and
(4.2, 3, 5, 6)
it can be verified thatfor j
=0, ...,
m - 1.By forming
theproduct over j
of these relationsand
applying (4.1, 4)
we obtainThis concludes the
proof
of the reduction lemma.Let a,
b,
c EQ/Z
begiven
so as tosatisfy (4.8).
Let m be the order of thesubgroup
ofQ/Z generated by
a,b,
c. Let x be an in-determinate, Q(x)
the rational function field overQ
and L =Q(x, ~a(1- x)b)
a Kummer extension ofQ(x)
withcyclic galois
groupZ.
Let t/1
EZ
be the character definedby
the relationfor all u G Z. The
character tp gives
anisomorphism
between Z andthe m th roots of
unity.
Let K be the extension ofQ
obtainedby adjoining
the values of03C8.
Since(4.8)
forces m >2,
K is CM. Let Xbe the
nonsingular complete
curve defined overQ
to which Lgives rise,
which is aquotient
of a Fermat curve. LetJ(X)
be the Jacobian ofX,
choose aQ-rational basepoint eo
on X and let cp : X -J(X)
bethe
morphism sending 03BE ~ X
to the divisor class of(e) - (eo). J(X)
and cp are defined over
Q.
The group Z acts uponJ(X)
in such a fashion that cp induces aZ-isomorphism
betweenH0(03A91(J(X)))
andH0(03A91(X)).
The action of Z extends inQ-linear
fashion to arepresentation
The
character tp
extends inQ-linear
fashion to asurjective homomorphism 03C8: Q[Z]~
K which has aunique
sectionE : K~
Q[Z] embedding
K as an ideal. For a suitablepositive integer N,
NK 0e(l) belongs
toEnd(J(X)).
To abbreviate wewrite q
insteadof
N03BA 03BF ~(1).
Let A be theimage
of q, an abelianvariety
defined overQ,
and let t : K~End(A) 0 Q
be theunique representation
such thatfor all a E
K, ~ 03BF (03BA 03BF ~ (03B1)) =(03B1)03BF
q. Note thati(1)
=idA.
For eachu E G we have
the last step
being justified by
anapplication
of theWeil-Chevalley
formula
[CW]. By summing
the relationimmediately
above overcosets of
Gal(Q/K)
in G we find thatdim(A)
=dimc H’(f2’(A» =
2[K : Q].
Hence(A, K, )
is an abelianvariety
withcomplex
multi-plication, 03A6 (A,
K,)
=R(a)
+R(b)
+R(c) - 1,
and we haveNow the differential of the first kind
forms a basis
over Q
of the spaceTo compute
P(A,
K,t) directly,
we haveonly
to compute theintegral
of W,,b, on any
intégral cycle
such that the value of theintegral
isnonzero. For a
cycle
C constructedby lifting
a commutator ofloops
around 0 and 1 on
Pl - {0, 1, ~}
to X(the
"Pochhammer contour"discussed in
[WW, § 12.43])
we haveand hence
(after applying (4.6) once)
The
comparison
of(4.9)
and(4.10)
concludes theproof
of Theorem4.7.
§5. Proof of the
principal
resultIn view of Theorem 3.1 and Theorem 4.7 it will suffice to
verify
thatSince
(5.1)
isreadily
verified for a =0, t
we may assume that a =(j/f ) with j
andf relatively prime integers satisfying
0j f and f
> 2. In the calculations thatfollow, X
runsthrough
the oddprimitive
Dirich-let characters of conductor
dividing f
and k runsthrough
theintegers
satisfying
0 kf, (k, f )
= 1. We havewhere the summation is over odd
characters X
with conductor divi-ding f,
and whereby
Lemma 3.2Hence
Diff erentiation of
(3.4)
at s = 0 and anapplication
of(3.3) yield
therelation
Multiplication
of both sides of(5.3) by X03C1(j)/~(f)
and summation overX yield
Exponentiation
of both sides of(5.4)
and anapplication
of(4.5) yield
the desired relation. This
completes
theproof
of Theorem 2.1.§6.
p -Adic complements
In this section we will try to show how Theorem 2.1 fits into a
larger pattern involving
notonly
the Dirichlet L-functions but thep-adic
L-functions of Kubota andLeopoldt
as well. Fix an odd rationalprime
p and anisomorphism
À :CpC
under whichp-adic
and
complex
numbers are henceforthidentified;
inparticular,
weregard Q
as a subfield of both C andCp. Following
Honda[H]
we saythat an
algebraic
a is of typeAo
if for a suitablenonnegative integer f
and all OE E
G,
Let
Up
be the smallestsubgroup
ofQ" containing
all the numbers oftype Ao
and closed under root extraction.Let 1 - Ip
denote thep -adic
absolute value
(normalized
so that|p|p
=p -1).
We defineand
To each a E
2Ip
weassign
alocally
constant function03A603B1 :
G ~Q by
the rule
The
following proposition
serves to define thep-adic analogue
of theperiod
distribution.PROPOSITION 6.1:
(i)
For all a~Up, cfJa
EMp.
(ii)
There exists aunique Q-linear
mapWp : Mp ~ Up/03BC~
with theproperty that
for
all a E%p,
Wp(03A603B1)
= a mod poe.Part
(i)
isreadily
checked. Part(ii)
isequivalent
to the assertion that the sequenceis exact, where the second arrow is the map a - CPa defined above.
Exactness at the middle follows from the theorem of Kronecker
asserting
that aglobal
unit in a number field of absolute value 1 at allcomplex embeddings
is a root ofunity.
Exactness at theright
isessentially
Theorem 1 of[H].
REMARK 6.2: We have
Let
logp : Cxp ~ Cp
be the Iwasawalogarithm (defined by
the usualpower series on the
principal
units and extended toC p by requiring logp
xy =logp
x +logp
y andlogp
p =0).
Let 03C9 : Z ~Cp
be the Teich-müller character
(the unique primitive
Dirichlet character of conduc- tor psatisfying |03C9(n)-n|p
1 for allintegers n).
TheQ-linear
maplogp Wp : Mp - Cp
has aunique Cp-linear
extension toMp 0 Cp
whichwe
again
calllogp Wp.
NowMp 0 Cp
flô
={1}
Ulx |~(- 1) = -
1and
X(p)
=1}
and forms a basis ofm,l = Mp
nMab.
Therefore thefollowing theorem,
ap-adic analogue
of Theorem2.1,
determines the restriction oflogp Wp
toMabp.
THEOREM 6.3: For all
1~~
EMp 0 Cp
flG we
haveThe
proof
of Theorem 6.3 will take up the rest of thissection, proceeding along
linesparallel
to those followed in theproof
ofTheorem 2.1. The
analogue (and
immediateconsequence)
of Theorem3.1 is
PROPOSITION 6.4: Let a E
(Q
nZp)/Z
and apositive integer
m begiven
so that(p m - 1)a
= 0. Thenand the set
of
all suchfunctions
spansMpb over Q.
Let’
be aprimitive pth
root ofunity
inCp.
Fix a and m as aboveand put q =
p m.
We define the Gauss sumLet
rp : Zp - Zzp
be the Moritap-adic
gamma function. For its definition andproperties
we refer to[B].
The formulas of which haveparticular
need are
where a and m are as above.
The
following
theoremprovides
ap-adic analogue
of Theorem 4.7.THEOREM 6.5: Let a, m and q be as above. Then
The first
equality
is a restatement of the factorization of Gauss sumsdue to
Stickelberger,
while the second is obtainedby taking
the Iwasawalogarithm
of both sidesof
the formulaproved
in[GK].
Let f
be apositive integer prime
to pand X
aprimitive
Dirichletcharacter of
conductor f
such thatX( - 1) = -
1 and~(p)
= 1. Thenaccording
to[FG]
A mild
generalization
of(6.6)
isrequired, namely
LEMMA 6.7:
Let f
be apositive integer prime
to p and X aprimitive
Dirichlet character
of
conductor gdividing f,
such thatX( - 1) = -
1and
X(p )
= 1. ThenChoose a
positive integer
m so thatf|(pm-1),
andlet 03BC
denotethe usual Môbius function. We compute
This calculation concludes the
proof
of Lemma 6.7.Let q:
Mabp Q Cp - Cp
be theunique Cp-linear
map such that~(1) = 0
and for all1 ~ ~ ~ Mabp @ Cp
nG,
To finish the
proof
of Theorem 6.3 we will showthat q
andlogp Wp
coincide
by checking
on thegenerating
setprovided by Proposition
6.4. Fix a
pair j f
ofrelatively prime positive integers
withf prime
to p. Let m be a
positive integer
suchthat f |(pm- 1). By
Lemma 3.2we have
where the summation is over the set of odd
primitive
Dirichletcharacters x
of conductordividing f
andsatisfying X(p)
= 1.We have
This concludes the
proof
of Theorem 6.3.REFERENCES
[B] M. BOYARSKY: p-Adic gamma functions and Dwork cohomology. Trans. Am.
Math. Soc. 257 (1980), 350-369.
[CW] C. CHEVALLEY and A. WEIL: Über das Verhalten der Integrale 1. Gattung bei Automorphismen des Funktionskörper, Hamb. Abh. 10 (1934), 358-361.
[FG] B. FERRERO and R. GREENBERG: On the behavior of p-adic L-functions at s = 0.
Inv. Math. 50 (1978), 90-102.
[GK] B.H. GROSS and N. KOBLITZ: Gauss sums and the p-adic 0393-function, Ann. of Math. 109 (1979), 569-581.
[GR] B. H. GROSS (appendix by D. Rohrlich): On the periods of abelian integrals and a
formula of Chowla and Selberg, Inv. Math. 45 (1978), 193-211.
[H] T. HONDA: Isogeny classes of abelian varieties over finite fields, J. Math. Soc.
Japan 20 (1968), 83-95.
[S] G. SHIMURA: Automorphic forms and the periods of abelian varieties. J. Math. Soc.
Japan 31 (1979), 561-592.
[W] A. WEIL: Sur les périodes des intégrales abéliennes. Comm. Pure Appl. Math. 29 (1976), 813-819.
[WW] E.T. WHITTAKER and G.N. WATSON: A Course of Modem Analysis, Cambridge
Univ. Press, Cambridge 1902.
(Oblatum 20-XI-1980 & 3-V-1981) The Institute for Advanced Study Princeton, New Jersey 08540