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Journal of Functional Analysis
www.elsevier.com/locate/jfa
Difference equations and pseudo-differential operators on Z
nLindaN.A. Botchwaya,P. Gaël Kibitia, Michael Ruzhanskyb,c,d,∗,1
aAfricanInstituteforMathematicalSciences,AIMS-GH,Biriwa,Ghana
bDepartmentofMathematics:Analysis,LogicandDiscreteMathematics,Ghent University,Belgium
cSchoolofMathematicalSciences,QueenMaryUniversityofLondon, United Kingdom
dDepartmentofMathematics,ImperialCollegeLondon,United Kingdom
a r t i c l e i n f o a b s t r a c t
Articlehistory:
Received22May2017 Accepted8January2020 Availableonline14January2020 CommunicatedbyL.Gross Dedicatedtothe85th birthdayof FrancisKofiAmpenyiAllotey MSC:
58J40 35S05 35S30 42B05 47G30
Keywords:
Pseudo-differentialoperators Calculus
Ellipticity
Inthispaper wedevelopthe calculus ofpseudo-differential operators on the lattice Zn, which we can call pseudo- difference operators. Aninteresting feature of this calculus isthat the global frequency space (Tn) is compactso the symbol classes are defined in terms of the behaviour with respect to the lattice variable. We establish formulae for composition, adjoint, transpose, and for parametrix for the ellipticoperators.Wealsogiveconditionsforthe2,weighted 2,andpboundednessofoperatorsandfortheircompactness onp.Wedescribealinktothetoroidalquantizationonthe torusTn,andapplyittogiveconditionsforthemembership in Schatten classes on 2(Zn). Furthermore, we discuss a versionof Fourierintegraloperators on thelatticeandgive conditionsfortheir 2-boundedness.Theresults areapplied togiveestimatesforsolutionstodifferenceequationsonthe latticeZn.Moreover,weestablishGårdingandsharpGårding
* Correspondingauthor.
E-mailaddresses:[email protected](L.N.A. Botchway),[email protected](P. Gaël Kibiti), [email protected](M. Ruzhansky).
1 ThethirdauthorwassupportedinpartsbytheEPSRCgrantsEP/K039407/1,EP/R003025/1,bythe LeverhulmeGrantsRPG-2014-02,RPG-2017-151,andbytheFWOOdysseus1GrantG.0H94.18N:Analysis andPartialDifferentialEquations.
https://doi.org/10.1016/j.jfa.2020.108473
0022-1236/©2020TheAuthors.PublishedbyElsevierInc.ThisisanopenaccessarticleundertheCC BYlicense(http://creativecommons.org/licenses/by/4.0/).
Differenceequations Fourierintegraloperators Gårdinginequality
inequalities, withanapplicationtotheunique solvabilityof parabolicequationsonthelatticeZn.
©2020TheAuthors.PublishedbyElsevierInc.Thisisan openaccessarticleundertheCCBYlicense (http://creativecommons.org/licenses/by/4.0/).
Contents
1. Introduction . . . . 2
2. Symbols,kernels,andamplitudes . . . . 7
3. Symboliccalculus . . . 17
4. Relationbetweenlatticeandtoroidalquantizations . . . 23
5. Applications . . . 25
5.1. Boundednesson2(Zn) . . . 25
5.2. Compactness,Gohberglemma,andSchatten-vonNeumannclasses . . . 27
5.3. Weighted2-boundedness . . . 29
5.4. GårdingandsharpGårdinginequalitiesonZn. . . 30
5.5. Well-posednessoftheparabolicequations . . . 32
5.6. Boundednessandcompactnessonp(Zn) . . . 34
5.7. Fourierseriesoperators . . . 37
6. Examples . . . 38
References . . . 39
1. Introduction
Theaimofthispaperistodevelopacalculusofpseudo-differentialoperatorssuitable for the applications to solving difference equations on the lattice Zn. Such equations naturallyappearinvariousproblemsofmodellingandinthediscretisationofcontinuous problems. Wecalltheappearingoperatorspseudo-difference operators.
As asimplemotivatingexample,consider theequation n
j=1
f(k+vj)−f(k−vj)
+af(k) =g(k), k∈Zn, (1.1) with vj = (0,. . . ,0,1,0,. . . ,0) ∈ Zn, where the jth element of vj is 1, and all other elements are0.Theideaofthispaper istousethesuitableFourier analysisforsolving differenceequationsofthistype.Thus,if,forexample,Rea= 0,thisequationissolvable forany g∈2(Zn) andthesolutioncanbegivenbytheformula
f(k) =
Tn
e2πk·x 1 2in
j=1sin(2πxj) +ag(x)dx, (1.2) where
g(x) =
k∈Zn
e−2πik·xg(k), x∈Tn, (1.3)
is the Fourier transform of g. Formula (1.2) alsoextends to give solutions to (1.1) for anytemperedgrowthfunctiong∈ S(Zn).Inparticular,ifg∈2(Zn) thenthesolution f tothedifferenceequation(1.1) givenby(1.2) satisfiesf ∈2(Zn) and,moregenerally, ifgsatisfies
k∈Zn
(1 +|k|)s|g(k)|2<∞
forsomes∈R, thenthe solutionf to thedifference equation(1.1) given by(1.2) also satisfies
k∈Zn
(1 +|k|)s|f(k)|2<∞,
seeExample(3) inSection6.
From the point of view of the theory of pseudo-differential operators the operators ofthe form(1.2) extend theusual differenceoperators onthe lattice,thuswe feelthat thetermpseudo-differenceoperatorsmaybejustifiedtoemphasisethattheyextendthe classof difference operators into a∗-algebra.This agrees withthe terminologyalready existingintheliterature(seee.g.[29]).
Thetheoryofpseudo-differentialoperators isusuallyeffectiveinansweringanumber ofquestionssuchas:
• Whatkindofdifferenceequations, similarto(1.1),aresolvable inthisway?
• Giveng(k),whatarepropertiesoff(k) giventherepresentationformula(1.2)?
• Whataboutvariablecoefficientversionsofdifferenceequations,wherethecoefficients oftheequationsmayalsodependonk?
It is the purpose of this paper to answer these and other questions by developing a suitable theory of pseudo-differential operators on the lattice Zn. There are several interestingfeaturesofthistheorymakingitessentiallydifferentfromtheclassicaltheory ofpseudo-differentialoperators onRn,suchas
• ThephasespaceisZn×Tnwiththefrequenciesbeingelementsofthecompactspace Tn(thetorusTn:=Rn/Zn).Theusualtheoryofpseudo-differentialoperatorsworks with symbol classes withincreasing decay ofsymbols after taking theirderivatives inthefrequencyvariable.Herewecannotexpectanyimprovingdecaypropertiesin frequencysincethefrequencyspaceiscompact.
• Wecannotworkwithderivativeswithrespect tothespacevariablek∈Zn.There- fore,this needsto be replacedby workingwithappropriate differenceoperators on thelattice.
The developed theory is similar in spirit to the global theory of (toroidal)pseudo- differential operators on the torus Tn consistently developed in [35], see also [1–3] as well as[32,33] forearlierworks.Inparticular,symbol classesinthispaper willcoincide with symbol classes developed in [35,34] but with a twist, swapping the order of the space and frequency variables. As aresult, wecan draw onpropertiesof these symbol classes developedinthe aboveworks.Severalattempts of developing asuitabletheory of pseudo-differential operators onthe latticeZn have been donein theliterature, see e.g.[25,29],butwith nosymbolic calculus.Operatorson theone-dimensionallattice Z havebeenconsideredin[18,11,12],butagainwithnosymboliccalculus,andpestimates wereconsideredin[30] and[5].Therearenumerousphysicalmodelsrealisedasdifference equations, seee.g.[28,29,26] fortheanalysis ofSchrödinger,Dirac,andotheroperators onlattices,andtheirspectral properties.
Our symbol classes exhibit improvement when differences are taken with respect to the space (lattice) variable, thus resembling in their behaviour the so-called SG pseudo-differential operators in Rn, developed by Cordes [6], but again with a twist invariables.
In the recent work [17], a framework has been developed for the theory of pseudo- differential operators on general locally compact type I groups, with application to spectral properties of operators. The Kohn-Nirenberg type quantization formula that the analysisof thispaper relieson makesaspecialcaseoftheconstruction of[17], but there isonly limitedsymbolic calculus availablethere due to the generality of theset- ting.Thus,hereweareabletoprovidemuchdeeperanalysisintermsoftheasymptotic expansionsandformulaefortheappearingsymbolsandkernels.
Comparedtosituationswhenthestatespaceiscompact(forexample,[37] oncompact groupsor[31] oncompactmanifolds)thecalculushereisessentiallydifferentsincewecan notconstructitusingstandardmethodsrelyingonthedecaypropertiesinthefrequency componentofthephasespacesincethefrequencyspaceisourcaseisthetorusTnwhich is compact, so no improvement with respect to the decay of the frequency variable is possible.
To givesomefurtherdetails,theFouriertransformoff ∈1(Zn) isdefinedby
FZnf(x) :=f(x) :=
k∈Zn
e−2πik·xf(k), (1.4)
forx∈Tn=Rn/Zn,where wewillbedenoting,throughout thepaper,
k·x= n j=1
kjxj,
where k= (k1,. . . ,kn) andx= (x1,. . . ,xn).The Fouriertransform extendsto 2(Zn) andtheconstantsarenormalisedinsuchaway thatwehavethePlancherelformula
k∈Zn
|f(k)|2=
Tn
|f(x)|2dx. (1.5)
TheFourierinversionformulatakestheform f(k) =
Tn
e2πik·xf(x)dx, k∈Zn. (1.6)
Forameasurable functionσ:Zn×Tn→C,we definethesequenceOp(σ)f by
Op(σ)f(k) :=
Tn
e2πik·xσ(k, x)f(x)dx, k∈Zn. (1.7)
Theoperatordefinedbyequation(1.7) willbecalledthepseudo-differentialoperatoron Zn corresponding to the symbol σ = σ(k,x), (k,x) ∈ Zn×Tn. We will also call it a pseudo-differenceoperator andthequantizationσ→Op(σ) thelatticequantization.
TheSchwartzspaceS(Zn) onthelatticeZnisthespaceofrapidlydecreasingfunctions ϕ: Zn →C, thatis, ϕ ∈ S(Zn) if for any M <∞ there exists a constant Cϕ,M such that
|ϕ(k)| ≤Cϕ,M(1 +|k|)−M, for allk∈Zn.
The topology on S(Zn) is given by the seminorms pj, where j ∈ N0 and pj(ϕ) :=
sup
k∈Zn
(1+|k|)j|ϕ(k)|.ThespaceoftempereddistributionsS(Zn) isthetopologicaldual toS(Zn),i.e.thespaceofalllinearcontinuousfunctionals onS(Zn).
Asusual,thetheoryofpseudo-differentialoperatorsappliesnotonlyto specificclass of operators but to general linear continuous operators on the space. Indeed, let A : ∞(Zn)→ S(Zn) beacontinuouslinearoperator.ThenitcanbeshownthatAcanbe writtenintheformA= Op(σ) withthesymbol σ=σ(k,x) definedby
σ(k, x) :=e−x(k)Aex(k) =e−2πik·xA
e2πik·x ,
where ex(k)= e2πik·x for all k ∈ Zn and x∈ Tn. Indeed, using the Fourier inversion formula(1.6) intheusualway onecanjustifythesimplecalculation
Af(k) =A
Tn
e2πik·xf(x)dx
=
Tn
A
e2πik·x f(x)dx
=
Tn
e2πik·xσ(k, x)f(x)dx= Op(σ)f(k).
Wealsopresent thefollowing applicationsofthedevelopedcalculus:
• conditionsfor 2(Zn)-boundedness, compactness, and membership inSchatten-von Neumannclassesfor operatorsintermsof theirsymbols; Gohberglemma andesti- matesfortheessentialspectrumof operators;
• conditionsforweighted2(Zn)-boundednessandweighteda-prioriestimatesfordif- ferenceequations;
• Fourierseriesoperators andtheir2(Zn)-boundedness;
• GårdingandsharpGårdinginequalities,withanapplicationtotheuniquesolvability ofparabolicequations onthelatticeZn.
We alsopresentconditionsfor p(Zn)-boundednessandcompactness, extendingresults of[18] and[30].Wecannotethatcomparedtotheexistingliteratureon2-boundedness, ourresultsdonotrequireanydecaypropertiesofthesymbol,thusalsoleadingtoa-priori estimatesforelliptic differenceequationswithoutanyloss ofdecay.
InSection2weintroducesymbolclassesanddiscussthekernelsofthecorresponding pseudo-difference operators. Aninteresting difference withthe usual theory of pseudo- differential operators isthatsincethe spaceZn isdiscrete, theSchwartz kernelsof the corresponding pseudo-differenceoperators donothavesingularityatthediagonal.
The plan of the paper is as follows. We study the properties of pseudo-difference operator on Zn by first discussing in Section 2 their symbols and kernels, as well as amplitudes. The symbolic calculusis developedinSection3. InSection 4we establish thelinkbetweenthequantizationsonthelatticeZn andthetorus Tn.InSection5we investigatetheboundednesson2(Zn),weighted2(Zn),p(Zn),compactnessonp(Zn), and give conditions for the membership inSchatten-von Neumann classes. Finally, in Section6we givesomeexamples.
Throughout thepaperwewillusethenotationN0=N∪ {0}. Acknowledgments
The authors wouldlike tothank AIMSGhana and itsacademic directorEmmanuel Essel forthe hospitalityduring thefirsttwo authors’study there and duringthethird author’s visitstoGhanaandtotheAfricanInstituteforMathematicalSciences(AIMS) when thisworkwascarriedout.Theauthors wouldalsolike tothankJulioDelgadofor discussions andvaluableremarks.
2. Symbols,kernels,andamplitudes
Forthedevelopingofthesymboliccalculusandforthedefinitionofthesymbolclasses we needto havesomeanalogues of derivatives inthe spacevariable. Forthis purpose, wewillbe usingthefollowingdifferenceoperators.
Definition2.1 (Difference operators).Wedefine Δα actingon functionsτ:Zn →C by theformula
Δατ(k) :=
Tn
e2πik·y(e2πiy−1)ατ(y)dy, (2.1)
whereα= (α1,. . . ,αn) and
(e2πiy−1)α= (e2πiy1−1)α1· · ·(e2πiyn−1)αn. Itiseasytosee thatwehavethedecomposition
Δα= Δα11·. . .·Δαnn, (2.2) wheredenotingvj = (0,· · ·,0,1,0,· · ·,0) with 1 atthejth position,wehave
Δjτ(k) =
Tn
e2πi(k+vj)·yτ(y) dy−
Tn
e2πik·yτ(y)dy
=τ(k+vj)−τ(k) (2.3)
aretheusualdifferenceoperatorsonZn.Therefore,formulae(2.2)-(2.3) givetheequiv- alentcharacterisationto(2.1),andcanbetakenasthedefinitionofdifferenceoperators Δα.
At the sametime, the representation (2.1) becomes useful for comparing operators (2.2)-(2.3) tomoregeneraldifferenceoperatorsthatwillbeintroducedinDefinition2.6.
Theformula(2.1) makessenseforτ∈ S(Zn).Indeed,inthiscasewehaveτ∈ D(Tn) andtheformula(2.1) canbe interpretedintermsofthedistributionaldualityonTn,
Δατ(k) =τ , e2πik·y(e2πiy−1)α (2.4) actingonthey-variable.These operatorshavebeenintroduced,analysed andshownto satisfymanyusefulproperties,suchastheLeibnizformula,summationbypartsformula, Taylor expansion formula, and many others, in [35] and [34, Section 3.3] to which we referfordetaileddiscussions.
As usual,wewillbe usingthenotation
Dαx =Dxα11· · ·Dαxnn, Dxj = 1 2πi
∂
∂xj.
Inthesequelwewillbe alsousingthemulti-indexnotationα!=α1!· · ·αn! It willbealsoconvenient touseoperators
D(α)x =D(αx11)· · ·D(αxnn), Dx()j = m=0
1 2πi
∂
∂xj −m
, ∈N. (2.5)
Asusual,D0x=D(0)x =I.TheoperatorsD(α)x becomeveryusefulintheanalysisrelated to thetorus as theyappear inthe periodicTaylor expansion,see (2.21). Theirprecise form in(2.5) isrelatedto propertiesofStirling numbers,see[34,Section3.4].
Definition 2.2 (Symbol classes Sρ,δμ (Zn×Tn)).Let ρ,δ ∈ R. We say that a function σ:Zn×Tn →C belongsto Sρ,δμ (Zn×Tn) ifσ(k,·)∈C∞(Tn) forallk∈Zn,andfor allmulti-indicesα,β thereexists apositiveconstantCα,β suchthatwehave
|D(β)x Δαkσ(k, x)| ≤Cα,β(1 +|k|)μ−ρ|α|+δ|β| (2.6) forallk∈Zn andx∈Tn.
Ifρ= 1 andδ= 0, wewilldenotesimplySμ(Zn×Tn):=Sμ1,0(Zn×Tn).
Wedenote byOp(σ) theoperatorwithsymbolσgivenby Op(σ)f(k) :=
Tn
e2πik·xσ(k, x)f(x)dx, k∈Zn, (2.7)
andbyOp(Sμρ,δ(Zn×Tn)) thecollectionofoperatorsOp(σ) asσvariesoverthesymbol class Sρ,δμ (Zn×Tn).
Here and everywherewe mayoftenwrite Δα= Δαk to emphasisethatthedifference operatorsareactingonfunctionswithrespecttothevariablek.Wenotethatthesesym- bol classes, moduloswappingtheorderof thevariables xandk, havebeen extensively analysed andusedin[35] forthedevelopmentof theglobal toroidalcalculusof pseudo- differential operators on the torus Tn. Wealso refer to [34, Chapter 4] for athorough presentationoftheirproperties.
The classes on the torus, similar to Definition 2.2, wereanalysed in[34], and their equivalence (also on generalcompact Lie groups) to the usual Hörmander classes was shownin[38].
Pseudo-differential operator can be represented in various forms. For example, for suitablefunctionsf,usingformula (1.4) wecanwrite
Op(σ)f(k) =
Tn
e2πik·xσ(k, x)f(x)dx
=
Tn
m∈Zn
e2πi(k−m)·xσ(k, x)f(m)dx
=
m∈Zn
Tn
e2πi(k−m)·xσ(k, x)f(m)dx
=
l∈Zn
Tn
e2πil·xσ(k, x)f(k−l)dx
=
l∈Zn
κ(k, l)f(k−l)
=
m∈Zn
K(k, m)f(m),
withkernels
K(k, m) =κ(k, k−m) and κ(k, l) =
Tn
e2πil·xσ(k, x)dx. (2.8)
Wenowestablishsomepropertiesofthekernelsofpseudo-differenceoperatorsonZn withsymbolsσ∈Sρ,δμ (Zn×Tn).
Theorem2.3. Letσ∈Sρ,δμ (Zn×Tn) andletδ≥0.ThenforeveryN ∈N0 thereexists apositiveconstant CN>0suchthat wehave
|K(k, m)| ≤CN(1 +|k|)μ+2N δ(1 +|k−m|)−2N, (2.9) forallk,m∈Zn.
Inparticularwenotethatincomparisontopseudo-differentialoperatorsonRn oron Tn,thekernelK(k,m) iswelldefinedfork=mandhasnosingularity atthediagonal since the space Zn ×Zn is discrete. We also note that we do not need any further restrictionsonρandδ inTheorem2.3.
Proof of Theorem2.3. Wenote thatfork=m wehave,using (2.8),that K(k, k) =κ(k,0) =
Tn
σ(k, x)dx, (2.10)
satisfying(2.9) inthiscase.
Let usnow assumethatk=m, sothatalso l=k−m= 0. DenotingtheLaplacian onTn byLx:=
n j=1
∂2
∂x2j, wehave (1− Lx)e2πil·x=
1 + 4π2|l|2 e2πil·x ; e2πil·x= (1− Lx)
1 + 4π2|l|2e2πil·x, (2.11) so thatforl= 0 we canwrite
κ(k, l) =
Tn
e2πil·xσ(k, x)dx
=
Tn
(1− Lx)N
1 + 4π2|l|2 Ne2πil·x
σ(k, x)dx
= (1 + 4π2|l|2)−N
Tn
e2πil·x 1− Lx
Nσ(k, x)dx.
Therefore, forallN ≥0 wehave
|κ(k, l)| ≤CN(1 + 4π2|l|2)−N(1 +|k|)μ+2N δ. It followsthenfrom (2.8) thatK(k,m) satisfies(2.9). 2
Similar to the classical cases, we have the formula extracting the symbol from an operator.
Proposition 2.4. Thesymbol of apseudo-differenceoperatorAisgiven by
σ(k, x) =e−2πik·xAex(k), (2.12) where ex(k)=e2πik·x,forallk∈Zn andx∈Tn.
Proof. Forthefunctioney(l)=e2πil·y,itsFouriertransformisgivenformally by
ey(x) =
l∈Zn
e−2πil·xe2πil·y,
with the usual justification in terms of limits or distributions. Plugging this into the formula
Op(σ)f(k) =
Tn
e2πik·xσ(k, x)f(x)dx,
itfollows that
Op(σ)ey(k) =
Tn
l∈Zn
e2πik·xσ(k, x)e−2πil·xe2πil·ydx
=
Tn
l∈Zn
e−2πi(l−k)·xσ(k, x)e2πil·ydx
=
l∈Zn
σ(k, l−k)e2πil·y
=
m∈Zn
σ(k, m)e2πim·ye2πik·y (where l−k=m)
=σ(k, y)e2πik·y,
where σ stands forthe Fourier transformon Tn inthe second variable,and where we usedthe toroidalFourierinversion formulabyastandarddistributionalinterpretation.
Thisgivesformula(2.12). 2
Fromthedefinition(1.7) ofpseudo-differentialoperators andwritingouttheFourier transformoffusingformula(1.4) givestheamplituderepresentationofpseudo-difference operatorsas
Op(σ)f(k) =
m∈Zn
Tn
e2πi(k−m)·xσ(k, x)f(m)dx. (2.13)
Thismotivatesanalysingamplitudeoperators oftheform Af(k) =
m∈Zn
Tn
e2πi(k−m)·xa(k, m, x)f(m)dx, (2.14)
withamplitudesa:Zn×Zn×Tn →C.Wemaystilldenote suchoperatorsbyOp(a), whichisconsistentwith(2.13).
Definition 2.5(Amplitude classes Aμρ,δ1,μ2(Zn×Tn)).Let ρ,δ∈R.A functiona:Zn× Zn×Tn→CissaidtobelongtotheamplitudeclassAμρ,δ1,μ2(Zn×Zn×Tn) ifa(k,m,·)∈ C∞(Tn) for all k,m ∈ Zn, and if for all multi-indices α,β,γ there exists a positive constantCα,β,γ>0 suchthatforsomeJ ∈N0withJ ≤ |γ|wehave
|Dy(γ)ΔαkΔβma(k, m, y)| ≤Cα,β,γ(1 +|k|)μ1−ρ|α|+δJ(1 +|m|)μ2−ρ|β|+δ(|γ|−J). (2.15) We note that clearly Sρ,δμ (Zn ×Tn) ⊂ Aμ,0ρ,δ(Zn ×Zn ×Tn). The space of ampli- tude operators Op(a) with amplitudes a ∈ Aμρ,δ1,μ2(Zn×Zn×Tn) will be denoted by Op(Aμρ,δ1,μ2(Zn×Zn×Tn)).
Thedefinitionabove ismotivated by propertiesofsymbols inDefinition 2.2,by the propertythattheamplitudeoftheoperatoradjointtoOp(σ) willbegivenbya(k,m,x)=
σ(m, x), and in order to have Theorem 2.8. Here, for the inclusion Sρ,δμ (Zn ×Tn) ⊂ Aμ,0ρ,δ(Zn×Zn×Tn) wemaytakeJ =|γ|in(2.15),whilefortheamplitudea(k,m,x)= σ(m, x) wemaytakeJ = 0.
Wenow aimtoshowthat
Op(Aμρ,δ1,μ2(Zn×Zn×Tn))⊂Op(Sρ,δμ1+μ2(Zn×Tn)).
Forthis, weestablishausefulproperty ofmoregeneraldifferenceoperators.
Definition2.6(Generaliseddifferenceoperators).Letq∈C∞(Tn).Thenforτ :Zn→C we definetheq-differenceoperatorby
Δqτ(k) :=
Tn
e2πik·xq(x)τ(x)dx. (2.16)
Whiletheintegralformulaabovemakessenseforsuitablefunctionsτ,similarto(2.4) it canbeextendedto allτ ∈ S(Zn) bythedistributionalduality
Δqτ(k) =τ , e2πik·xq(x) (2.17) acting onthe x-variable. Atthe sametime, formula(2.16) alsoextendsto non-smooth functionsq:forexample,(2.16) makessenseforτ ∈2(Zn) andq∈L2(Tn),orforother choicesofmatching conditionsonτ and q,for(2.16) to makesense.
Expandingτ(x) wecanalsonote theusefulformula Δqτ(k) =
l∈Zn
Tn
e2πi(k−l)·xq(x)τ(l)dx
=
l∈Zn
τ(l)FZ−n1q(k−l) = (τ∗ FZ−n1q)(k). (2.18) Werecordthefollowingpropertyofgeneraliseddifferenceoperatorsactingonsymbols.
Lemma2.7. Let0≤δ≤1andletσ∈Sρ,δμ (Zn×Tn),μ∈R.Thenforanyq∈C∞(Tn) and anyβ ∈N0n wehave
|ΔqD(β)x σ(k, x)| ≤Cq,β(1 +|k|)μ+δ|β|, (2.19) forallk∈Zn and x∈Tn.
Proof. Itisenoughtoprovethisforβ= 0.Using(2.18),wewrite Δqσ(k,x) as Δqσ(k, x) =
l∈Zn
Tn
e2πi(k−l)·yq(y)σ(l, x)dy
= σ(k, x)
Tn
q(y)dy+
l∈Zn l=k
Tn
e2πi(k−l)·yq(y)σ(l, x)dy
=:I1+I2,
whereinthefirsttermweset l=k.Thenwehave
|I1| ≤(1 +|k|)μ.
Ontheotherhand,forμ≥0,integrating byparts withtheoperator(2.11),wehave
|I2|=
l∈Zn l=k
Tn
e2πi(k−l)·y (2π)2M|k−l|2M
LMy q(y)
σ(l, x)dy
≤C
l∈Zn l=k
1
|k−l|2M(1 +|l|)μ
≤C
m=0
1
|m|2M(1 +|k−m|)μ
≤C
m=0
1
|m|2M
(1 +|k|)μ+|m|μ
≤C(1 +|k|)μ,
(2.20)
where we used that μ ≥ 0 in the last lines and that if we take M > n+μ 2 , then 2M−μ> n,andtheseriesinthelastlinesof(2.20) converges.
Ifμ<0,wewillusethePeetreinequalitywhichsaysthatforalls∈Randξ,η∈Rn wehave
(1 +|ξ+η|)s≤2|s|(1 +|ξ|)s(1 +|η|)|s|, see[34,Proposition3.3.31].Applyingthiswiths=μ,we have
(1 +|k−m|)μ≤2|μ|(1 +|k|)μ(1 +|m|)|μ|. Applyingthistothethirdlineof(2.20) wegetthat
|I2| ≤C(1 +|k|)μ,
providedthatwetakeM suchthat2M− |μ|> n,sothattheseriesinmconverges. So weobtain(2.19) inallthecases. 2
Beforeprovingthatamplitudeoperatorsarepseudo-differenceoperatorsandaregiven bysymbols,letusrecalltheperiodicTaylorexpansionformulafrom[34,Theorem3.4.4].
It saysthatifh∈C∞(Tn) thenwehavetheperiodicTaylorexpansionforhgivenby h(x) =
|α|<N
1
α!(e2πix−1)αDz(α)h(z)|z=0+
|α|=N
hα(x)(e2πix−1)α, (2.21)
where hα∈C∞(Tn),withD(α)z givenby(2.5),and
(e2πix−1)α= (e2πix1−1)α1· · ·(e2πixn−1)αn.
The functions hα ∈ C∞(Tn) are products of one-dimensional functions hj(y), y ∈ T, definedinductivelybyh0=handthenby
hj+1(y) :=
⎧⎪
⎨
⎪⎩
hj(y)−hj(0)
e2πiy−1 if y= 0, Dyhj(y) ify= 0.
(2.22)
Inparticular, wehave
h1(y) =
⎧⎪
⎨
⎪⎩
h(y)−h(0)
e2πiy−1 if y= 0, Dyh(0) ify= 0,
h2(y) =
⎧⎪
⎨
⎪⎩
h1(y)−h1(0) e2πiy−1 =
h(y)−h(0)
e2πiy−1 −Dyh(0)
e2πiy−1 if y = 0, Dyh1(0) ify = 0,
and so on. It can be shown thatthese functions are smooth everywhere, including at y = 0,andthathj dependsonthejth orderderivativeofh.Wereferto[34,Section3.4]
fortheproof aswellas fortheexpressionsandanalysisfortheremainderfunctionshα. Theorem2.8.Let0≤δ < ρ≤1.Leta∈ Aμρ,δ1,μ2(Zn×Zn×Tn)andletthecorresponding amplitudeoperator Abe givenby
Af(k) =
l∈Zn
Tn
e2πi(k−l)·xa(k, l, x)f(l)dx. (2.23)
Then we have A = Op(σA) for some σA ∈ Sμρ,δ1+μ2(Zn ×Tn). Moreover, σA has the following asymptoticexpansion
σA(k, x)∼
α
1
α!ΔαlDx(α)a(k, l, x)
l=k, (2.24)
whichmeansthat forallN∈N wehave
σA−
|α|<N
1
α!ΔαlD(α)x a(k, l, x)
l=k ∈Sρ,δμ1+μ2−N(ρ−δ)(Zn×Tn). (2.25) Fromnow onwewillalways understandasymptoticsumsof type(2.24) inthesense of(2.25).
Proof of Theorem2.8. Using formula (2.12) from Proposition 2.4, the symbol of the operatorA in(2.23) isgiven by
σA(k, x) =e−2πik·x
l∈Zn
Tn
e2πi(k−l)·ya(k, l, y)e2πil·xdy
=
l∈Zn
Tn
e2πi(k−l)·(y−x)a(k, l, y)dy
=
Tn
e2πik·(y−x)a(k, y−x, y)dy,
whereadenotestheFouriertransformofawithrespecttothesecondvariable.Replacing y byy+x, weobtain
σA(k, x) =
Tn
e2πik·ya(k, y, y+x)dy. (2.26)
TakingtheTaylor expansionofa(k,y,y+x) inthethirdvariable atxas in(2.21), we have
a(k, y, x+y) =
|α|≤N
1
α!(e2πiy−1)αD(α)x a(k, y, x) +R0, (2.27) whereR0isaremainderthatwewill studylater.Substituting(2.27) into(2.26) gives
σA(k, x) =
Tn
e2πik·y
|α|≤N
1
α!(e2πiy−1)αD(α)x a(k, y, x)dy+R, (2.28) withtheremainderRthatcanbe expressedintermsofR0. Sinceby(2.1) wehave
Δαlτ(k) =
Tn
e2πik·y(e2πiy−1)ατ(y)dy,
theformula(2.28) becomes
σA(k, x) =
|α|≤N
1
α!ΔαlDx(α)a(k, l, x)
l=k+R, givingthetermsinthesumin(2.24).
Letus nowanalysetheremainderR.It isthesumoftermsoftheform Rj(k, x) =
Tn
e2πik·y(e2πiy−1)αbj(k, y, x)dy,
with |α|=N and somebj containingthetermswhicharecombination offunctions Dαx0F2a(k, y, x) for |α0| ≤N,
where F2 means the Fourier transformwith respect to the second variable,multiplied by some smooth functions, using the expressions (2.22). It follows that for any β the functionsD(β)x Rj(k,x) arethesumsoftermsoftheform
Tn
e2πik·yaj(y)(e2πiy−1)αDx(β)D(αx 0)F2a(k, y, x)dy= ΔajΔαlD(αx 0+β)a(k, l, x)
l=k,
for some smooth functions aj ∈ C∞(Tn). Since a∈ Aμρ,δ1,μ2, by Lemma2.7 we obtain thatRj(k,x) satisfiestheestimate
|Rj(k, x)| ≤C(1 +|k|)μ1(1 +|k|)μ2−ρ|α|+δ|α0|+δ|β|, forany valueofJ in(2.15).Using that|α|=N and|α0|≤N wegetthat
|Rj(k, x)| ≤C(1 +|k|)μ1+μ2−(ρ−δ)N+δ|β|.
Also,forthetermsΔβkRj(k,x) wecanexpressthem assumsoftermsoftheform
Tn
e2πik·z(e2πiz−1)βaj(z)(e2πiz−1)αbj(k, z, x)dz,
withsimilarbjandajasabove.Anargumentsimilartotheoneaboveshowstheestimate
|ΔβkRj(k, x)| ≤C(1 +|k|)μ1+μ2−ρ|β|−(ρ−δ)N.
BychoosingN largeenough,argumentslike intheclassicalpseudo-differentialcalculus imply thatwehave(2.24). 2
3. Symboliccalculus
In this section we develop elements of the symbolic calculus of pseudo-differential operatorsonZnbyderivingformulaeforthecomposition,adjoint,transpose,aswellas fortheparametrixforellipticoperators.
Theorem 3.1 (Composition formula). Let 0≤ δ < ρ≤ 1. Let σ ∈ Sρ,δμ1(Zn ×Tn) and τ∈Sμρ,δ2(Zn×Tn).ThenthecompositionOp(σ)◦Op(τ)isapseudo-differentialoperator withsymbol ς ∈Sρ,δμ1+μ2(Zn×Tn),whichcan begivenasan asymptoticsum
ς(k, x)∼
α
1
α!D(α)x σ(k, x)Δαkτ(k, x). (3.1) Wenotethattheorderoftakingdifferences andderivativesin(3.1) changesincom- parisonto theanalogouscompositionformulaeonRn andTn, see[35,34].
Proof of Theorem3.1. Letf,g∈ S(Zn).Thepseudo-differentialoperatorswithsymbols σandτ aregiven by
Op(σ)f(k) =
m∈Zn
Tn
e2πi(k−m)·xσ(k, x)f(m)dx, (3.2)
Op(τ)g(m) =
l∈Zn
Tn
e2πi(m−l)·yτ(m, y)g(l)dy. (3.3)
Thecompositionof(3.2) and(3.3) gives
Op(σ)
Op(τ)g (k) =
l∈Zn
m∈Zn
Tn
Tn
e2πi(k−m)·xσ(k, x)e2πi(m−l)·yτ(m, y)g(l)dydx
=
l∈Zn
Tn
e2πi(k−l)·yς(k, y)g(l)dy,
where
ς(k, y) =
m∈Zn
Tn
e2πi(k−m)·(x−y)σ(k, x)τ(m, y)dx
=
m∈Zn
Tn
e2πik·(x−y)e−2πim·(x−y)σ(k, x)τ(m, y)dx