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Characterizations of discrete Sugeno

integrals as polynomial functions on chains

30th Linz Seminar on Fuzzy Set Theory

Miguel Couceiro

Joint work with Jean-Luc Marichal

University of Luxembourg

February, 2009

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Preliminaries

Let L be a chain with operations ∧ and ∨, and with least and greatest elements 0 and 1, respectively.E.g.:L = [0, 1] ⊆ R.

Apolynomial function(on L) is any map f : Ln→ L, for n ≥ 1, obtainable by finitely many applications of the following rules:

1 The projectionsx 7→ xi, i ∈ [n], and the constant functions x 7→ c, c ∈ L, are polynomial functions.

2 If f : Ln→ L and g : Ln→ L are polynomial functions, then f ∨ g and f ∧ g are polynomial functions.

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Preliminaries

Let L be a chain with operations ∧ and ∨, and with least and greatest elements 0 and 1, respectively.E.g.:L = [0, 1] ⊆ R.

Apolynomial function(on L) is any map f : Ln→ L, for n ≥ 1, obtainable by finitely many applications of the following rules:

1 The projectionsx 7→ xi, i ∈ [n], and the constant functions x 7→ c, c ∈ L, are polynomial functions.

2 If f : Ln→ L and g : Ln→ L are polynomial functions, then f ∨ g and f ∧ g are polynomial functions.

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We say that f : Ln→ L isS-idempotent, S ⊆ L, if f (c, . . . , c) = c for every c ∈ S.

If S = L, then f is said to beidempotent.

Theorem (Marichal)

The (discrete)Sugeno integralsare exactly those polynomial functions which are idempotent.

Fact

Each Sugeno integral f : Ln→ L isnondecreasing, i.e., satisfies for every a, b ∈ Ln, a 6 b ⇒ f (a) 6 f (b).

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We say that f : Ln→ L isS-idempotent, S ⊆ L, if f (c, . . . , c) = c for every c ∈ S.

If S = L, then f is said to beidempotent.

Theorem (Marichal)

The (discrete)Sugeno integralsare exactly those polynomial functions which are idempotent.

Fact

Each Sugeno integral f : Ln→ L isnondecreasing, i.e., satisfies for every a, b ∈ Ln, a 6 b ⇒ f (a) 6 f (b).

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We say that f : Ln→ L isS-idempotent, S ⊆ L, if f (c, . . . , c) = c for every c ∈ S.

If S = L, then f is said to beidempotent.

Theorem (Marichal)

The (discrete)Sugeno integralsare exactly those polynomial functions which are idempotent.

Fact

Each Sugeno integral f : Ln→ L isnondecreasing, i.e., satisfies for every a, b ∈ Ln, a 6 b ⇒ f (a) 6 f (b).

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Examples of nondecreasing functions on [0, 1] ⊆ R

1 f (x1) = (0.2 ∨ x1) ∧0.7.

2 median(x1,x2,x3) = (x1∧ x2) ∨ (x2∧ x3) ∨ (x3∧ x1).

3 g(x1,x2) =x1· x2.

Problem

Characterize (discrete) Sugeno integrals on chains.

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Examples of nondecreasing functions on [0, 1] ⊆ R

1 f (x1) = (0.2 ∨ x1) ∧0.7.

2 median(x1,x2,x3) = (x1∧ x2) ∨ (x2∧ x3) ∨ (x3∧ x1).

3 g(x1,x2) =x1· x2.

Problem

Characterize (discrete) Sugeno integrals on chains.

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Homogeneity (Fodor and Roubens)

A function f : Ln→ L is said to be

1 min homogenousif, for everyx ∈ Lnand c ∈ L, f (x ∧ c) = f (x) ∧ c

2 max homogenousif, for everyx ∈ Lnand c ∈ L, f (x ∨ c) = f (x) ∨ c

Fact

If f is min and max homogeneous, then it is idempotent.

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Homogeneity (Fodor and Roubens)

A function f : Ln→ L is said to be

1 min homogenousif, for everyx ∈ Lnand c ∈ L, f (x ∧ c) = f (x) ∧ c

2 max homogenousif, for everyx ∈ Lnand c ∈ L, f (x ∨ c) = f (x) ∨ c

Fact

If f is min and max homogeneous, then it is idempotent.

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However, note that...

Every idempotent Boolean function is min and max homog. but not all are nondecreasing, e.g.,

f (x1,x2,x3) = (x1∧ x2∧ x3) ∨ (x1∧ x2∧ x3)

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Let Ln2= {x ∈ Ln: |{x1, . . . ,xn}| 6 2}.

For example...

1 (c, c, c), (0, 1, 1), (c, d , c) ∈ L32but,

2 but (0, 1, c), (0, d , c), (c, d , e) /∈ L32.

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Weak variants of homogeneity

We say that a function f : Ln→ L is

(w) weakly min homogenousif it is min homog. on Ln2 (w) weakly max homogenousif it is max homog. on Ln2

(b) Boolean min homogeneousif it is min homog. on {0, 1}n (b) Boolean max homogeneousif it is max homog. on {0, 1}n

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Weak variants of homogeneity

We say that a function f : Ln→ L is

(w) weakly min homogenousif it is min homog. on Ln2 (w) weakly max homogenousif it is max homog. on Ln2

(b) Boolean min homogeneousif it is min homog. on {0, 1}n (b) Boolean max homogeneousif it is max homog. on {0, 1}n

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First characterization of Sugeno integrals

Theorem (C. and Marichal)

Let f : Ln→ L be a nondecreasing function. The following are equivalent:

(i) f is a Sugeno integral.

(ii) f is min and max homogenous.

(iii) f is weakly min and weakly max homogenous.

(iv) f is Boolean min and Boolean max homogenous.

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Minitive and maxitive vector decompositions

For c ∈ L, define theupper c-cutandlower c-cutofx ∈ Lnby

1 [x]c whose ith component is 1, if xi> c, and xi, otherwise

2 [x]c whose ith component is 0, if xi6 c, and xi, otherwise

Example:

Letx = (0.1, 0.4, 0.7) ∈ [0, 1]3and c = 0.5. Then (i) [x]c = (0.1, 0.4, 1)

(ii) [x]c = (0, 0, 0.7)

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Minitive and maxitive vector decompositions

For c ∈ L, define theupper c-cutandlower c-cutofx ∈ Lnby

1 [x]c whose ith component is 1, if xi> c, and xi, otherwise

2 [x]c whose ith component is 0, if xi6 c, and xi, otherwise

Example:

Letx = (0.1, 0.4, 0.7) ∈ [0, 1]3and c = 0.5. Then (i) [x]c = (0.1, 0.4, 1)

(ii) [x]c = (0, 0, 0.7)

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Minitive and maxitive vector decompositions

Fact

For everyx ∈ Lnand c ∈ L, we have

(i) Minitive decomposition: x = (x ∨ c) ∧ [x]c (ii) Maxitive decomposition: x = (x ∧ c) ∨ [x]c

Example:

Letx = (0.1, 0.4, 0.7) ∈ [0, 1]3and c = 0.5. Then (i) (x ∨ c) ∧ [x]c= (0.5, 0.5, 0.7) ∧ (0.1, 0.4, 1) =x (ii) (x ∧ c) ∨ [x]c= (0.1, 0.4, 0.5) ∨ (0, 0, 0.7) =x

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Minitive and maxitive vector decompositions

Fact

For everyx ∈ Lnand c ∈ L, we have

(i) Minitive decomposition: x = (x ∨ c) ∧ [x]c (ii) Maxitive decomposition: x = (x ∧ c) ∨ [x]c

Example:

Letx = (0.1, 0.4, 0.7) ∈ [0, 1]3and c = 0.5. Then (i) (x ∨ c) ∧ [x]c= (0.5, 0.5, 0.7) ∧ (0.1, 0.4, 1) =x (ii) (x ∧ c) ∨ [x]c= (0.1, 0.4, 0.5) ∨ (0, 0, 0.7) =x

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Horizontal minitivity and maxitivity (Benvenuti, Mesiar and Vivona)

A function f : Ln→ L is said to be

1 horizontally minitiveif for everyx ∈ Lnand c ∈ L, f (x) = f (x ∨ c) ∧ f ([x]c)

2 horizontally maxitiveif for everyx ∈ Lnand c ∈ L, f (x) = f (x ∧ c) ∨ f ([x]c)

Note that...

There are horizontally min. and max. functions which are not

1 idempotent: constant functions

2 nondecreasing: (x1∧ x2∧ x3) ∨ (x1∧ x2∧ x3)

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Horizontal minitivity and maxitivity (Benvenuti, Mesiar and Vivona)

A function f : Ln→ L is said to be

1 horizontally minitiveif for everyx ∈ Lnand c ∈ L, f (x) = f (x ∨ c) ∧ f ([x]c)

2 horizontally maxitiveif for everyx ∈ Lnand c ∈ L, f (x) = f (x ∧ c) ∨ f ([x]c)

Note that...

There are horizontally min. and max. functions which are not

1 idempotent: constant functions

2 nondecreasing: (x1∧ x2∧ x3) ∨ (x1∧ x2∧ x3)

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Weak horizontal minitivity and maxitivity

A function f : Ln→ L is said to be

1 weakly horizontally minitiveif it is horizontally min. on Ln2

2 weakly horizontally maxitiveif it is horizontally max. on Ln2

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Comonotonic vectors (Hardy)

Two vectorsx, x0∈ Ln are said to becomonotonic,x ∼ x0, if there is a permutation σ on [n] such that

xσ(1)6 xσ(2)6 · · · 6 xσ(n) and x0σ(1)6 x0σ(2)6 · · · 6 x0σ(n).

Lemma (C. and Marichal)

For anyx 6 x0 in Ln, there are at most 2n − 1 vectorsyi s. t. yi∼ yi+1 and x 6 y16 · · · 6 y2n−16 x0.

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Comonotonic vectors (Hardy)

Two vectorsx, x0∈ Ln are said to becomonotonic,x ∼ x0, if there is a permutation σ on [n] such that

xσ(1)6 xσ(2)6 · · · 6 xσ(n) and x0σ(1)6 x0σ(2)6 · · · 6 x0σ(n).

Lemma (C. and Marichal)

For anyx 6 x0 in Ln, there are at most 2n − 1 vectorsyi s. t.

yi∼ yi+1 and x 6 y16 · · · 6 y2n−16 x0.

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Comonotonic minitivity and maxitivity (Bolaños and Campos)

A function f : Ln→ L is said to be

1 comonotonic minitiveif, for everyx ∼ x0, we have f (x ∧ x0) =f (x) ∧ f (x0)

2 comonotonic maxitiveif, for everyx ∼ x0, we have f (x ∨ x0) =f (x) ∨ f (x0)

Proposition (C. and Marichal)

If f is comon. minitive or maxitive, then it is nondecreasing.

However...

Constant functions are comonotonic minitive and maxitive, but not idempotent.

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Comonotonic minitivity and maxitivity (Bolaños and Campos)

A function f : Ln→ L is said to be

1 comonotonic minitiveif, for everyx ∼ x0, we have f (x ∧ x0) =f (x) ∧ f (x0)

2 comonotonic maxitiveif, for everyx ∼ x0, we have f (x ∨ x0) =f (x) ∨ f (x0)

Proposition (C. and Marichal)

If f is comon. minitive or maxitive, then it is nondecreasing.

However...

Constant functions are comonotonic minitive and maxitive, but not idempotent.

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Comonotonic minitivity and maxitivity (Bolaños and Campos)

A function f : Ln→ L is said to be

1 comonotonic minitiveif, for everyx ∼ x0, we have f (x ∧ x0) =f (x) ∧ f (x0)

2 comonotonic maxitiveif, for everyx ∼ x0, we have f (x ∨ x0) =f (x) ∨ f (x0)

Proposition (C. and Marichal)

If f is comon. minitive or maxitive, then it is nondecreasing.

However...

Constant functions are comonotonic minitive and maxitive, but not idempotent.

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Second characterization of Sugeno integrals

Theorem (C. and Marichal)

Let f : Ln→ L be a function. The following are equivalent:

(i) f is a Sugeno integral.

(ii) f is nondecreasing, idempotent, andA and B.

where:A is (weakly) min homogeneous, (weakly) horizontally min. or comonotonic min., andB is one of the dual properties.

To avoid redundancy...

1 IfA is comonotonic min. or B is comonotonic max., then remove "nondecreasing".

2 IfA is (weakly) min homog. or B is (weakly) max homog., then replace idempotency by {1}- or {0}-idempot., resp.

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Second characterization of Sugeno integrals

Theorem (C. and Marichal)

Let f : Ln→ L be a function. The following are equivalent:

(i) f is a Sugeno integral.

(ii) f is nondecreasing, idempotent, andA and B.

where:A is (weakly) min homogeneous, (weakly) horizontally min. or comonotonic min., andB is one of the dual properties.

To avoid redundancy...

1 IfA is comonotonic min. or B is comonotonic max., then remove "nondecreasing".

2 IfA is (weakly) min homog. or B is (weakly) max homog., then replace idempotency by {1}- or {0}-idempot., resp.

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Second characterization of Sugeno integrals

Theorem (C. and Marichal)

Let f : Ln→ L be a function. The following are equivalent:

(i) f is a Sugeno integral.

(ii) f is nondecreasing, idempotent, andA and B.

where:A is (weakly) min homogeneous, (weakly) horizontally min. or comonotonic min., andB is one of the dual properties.

To avoid redundancy...

1 IfA is comonotonic min. or B is comonotonic max., then remove "nondecreasing".

2 IfA is (weakly) min homog. or B is (weakly) max homog., then replace idempotency by {1}- or {0}-idempot., resp.

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Median decomposibility (Marichal)

For c ∈ L and k ∈ [n], set xck = (x1, . . . ,xk −1,c, xk +1, . . . ,xn).

A function f : Ln→ L ismedian decomposableif

f (x) = median f (x0k),xk,f (x1k), for every x ∈ Ln,k ∈ [n].

Theorem (Marichal)

Sugeno integrals are exactly those functions which are idempotent and median decomposable.

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Median decomposibility (Marichal)

For c ∈ L and k ∈ [n], set xck = (x1, . . . ,xk −1,c, xk +1, . . . ,xn).

A function f : Ln→ L ismedian decomposableif

f (x) = median f (x0k),xk,f (x1k), for every x ∈ Ln,k ∈ [n].

Theorem (Marichal)

Sugeno integrals are exactly those functions which are idempotent and median decomposable.

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Weak median decomposibility

Let Ln2= {x ∈ Ln: |{x1, . . . ,xn} \ {0, 1}| 6 2}.

A function f : Ln→ L isweakly median decomposableif f (x) = median f (x0k),xk,f (x1k), for every x ∈ Ln2,k ∈ [n].

There are functions which are...

1 median decomposable on Ln2but not nondecreasing.

2 nondecreasing and median decomposable on Ln2and which are not Sugeno integrals.

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Weak median decomposibility

Let Ln2= {x ∈ Ln: |{x1, . . . ,xn} \ {0, 1}| 6 2}.

A function f : Ln→ L isweakly median decomposableif f (x) = median f (x0k),xk,f (x1k), for every x ∈ Ln2,k ∈ [n].

There are functions which are...

1 median decomposable on Ln2but not nondecreasing.

2 nondecreasing and median decomposable on Ln2and which are not Sugeno integrals.

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Weak median decomposibility

Let Ln2= {x ∈ Ln: |{x1, . . . ,xn} \ {0, 1}| 6 2}.

A function f : Ln→ L isweakly median decomposableif f (x) = median f (x0k),xk,f (x1k), for every x ∈ Ln2,k ∈ [n].

There are functions which are...

1 median decomposable on Ln2but not nondecreasing.

2 nondecreasing and median decomposable on Ln2and which are not Sugeno integrals.

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Weak median decomposibility

Let Ln2= {x ∈ Ln: |{x1, . . . ,xn} \ {0, 1}| 6 2}.

A function f : Ln→ L isweakly median decomposableif f (x) = median f (x0k),xk,f (x1k), for every x ∈ Ln2,k ∈ [n].

There are functions which are...

1 median decomposable on Ln2but not nondecreasing.

2 nondecreasing and median decomposable on Ln2and which are not Sugeno integrals.

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Third characterization of Sugeno integrals

Theorem (C. and Marichal)

Let f : Ln→ L be a function. The following are equivalent:

(i) f is a Sugeno integral.

(ii) f is {0, 1}-idempotent and median decomposable.

(iii) f is nondecreasing, {0, 1}-idempotent and weakly median decomposable.

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Strong idempotency and componentwise range convexity

A function f : Ln→ L isstrongly idempotentif

f (x1, . . . ,xk −1,f (x), xk +1, . . . ,xn) =f (x), for every x ∈ Ln,k ∈ [n].

A function f : Ln→ L has acomponentwise convex rangeif, for everya = (a1, . . . ,an) ∈Lnand k ∈ [n], the map

x 7→ f (a1, . . . ,ak −1,x , ak +1, . . . ,an) has a convex range.

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Strong idempotency and componentwise range convexity

A function f : Ln→ L isstrongly idempotentif

f (x1, . . . ,xk −1,f (x), xk +1, . . . ,xn) =f (x), for every x ∈ Ln,k ∈ [n].

A function f : Ln→ L has acomponentwise convex rangeif, for everya = (a1, . . . ,an) ∈Lnand k ∈ [n], the map

x 7→ f (a1, . . . ,ak −1,x , ak +1, . . . ,an) has a convex range.

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Fourth characterization of Sugeno integrals

Theorem (C. and Marichal)

Let f : Ln→ L be a function. The following are equivalent:

(i) f is a Sugeno integral.

(ii) f is nondecreasing, {0, 1}-idempotent, strongly idempotent and has a componentwise convex range.

Observe that...

In the case L = [a, b] ⊆ R, componentwise range convexity can be replaced by continuity.

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Fourth characterization of Sugeno integrals

Theorem (C. and Marichal)

Let f : Ln→ L be a function. The following are equivalent:

(i) f is a Sugeno integral.

(ii) f is nondecreasing, {0, 1}-idempotent, strongly idempotent and has a componentwise convex range.

Observe that...

In the case L = [a, b] ⊆ R, componentwise range convexity can be replaced by continuity.

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Thank you for your attention!

Results appearing inhttp://arxiv.org/abs/0811.0309

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