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AN APPROXIMATION PROPERTY OF QUADRATIC IRRATIONALS

by Takao Komatsu

Dedicated to Professor Iekata Shiokawa on the occasion of his 60th birthday

Abstract. — Letα >1 be irrational. Several authors studied the numbers m(α) = inf{ |y|:yΛm, y= 0},

wheremis a positive integer and Λmdenotes the set of all real numbers of the form y =0αn+1αn1+· · ·+n1α+n with restricted integer coefficients |i| ≤m.

The value of 1(α) was determined for many particular Pisot numbers and m(α) for the golden number. In this paper the value of m(α) is determined for irrational numbersα, satisfyingα2=±1 with a positive integera.

esum´e (Une approximation des irrationnels quadratiques). — Soit α > 1 un irrationnel. Plusieurs auteurs ont ´etudi´e les nombres

m(α) = inf{ |y|:yΛm, y= 0},

o`u m est un entier positif et Λm est l’ensemble de tous les r´eels de la forme y = 0αn+1αn1+· · ·+n1α+n avec des|i| ≤m entiers. La valeur de1(α) a

´

et´e pr´ecis´ee pour beaucoup de nombres de Pisot etm(α) pour le nombre d’or. Dans cet article, on d´eterminem(α) lorsqueαest un irrationnel qui satisfaitα2=±1 avecaentier positif.

Texte re¸cu le 16 juin 2000, r´evis´e le 18 d´ecembre 2000, accept´e le 11 avril 2001 Takao Komatsu, Faculty of Education, Mie University, Mie 514-8507 (Japan) E-mail :[email protected]

2000 Mathematics Subject Classification. — 11A63, 11J04, 11J70.

Key words and phrases. — Approximation property, quadratic irrationals, continued frac- tions.

BULLETIN DE LA SOCI ´ET ´E MATH ´EMATIQUE DE FRANCE 0037-9484/2002/35/$ 5.00 c Soci´et´e Math´ematique de France

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1. Introduction

Letαbe a positive real number and an integer m≥1. Denote by Λ = Λm

the set of all real numbersy having at least one representation of the form y=0αn+1αn1+· · ·+n1α+n

with some positive integernand|i| ≤m,iZ(i= 0,1, . . . , n). Set

m(α) = inf

|y|:y∈Λm, y= 0 .

Several authors studied the numbers m(α). The value of 1(α) was determined for many particular Pisot numbers (see [1], [3], [4], [5], [6], [7], [8]) and m(α) for the golden number (see [8]). In this paper the value of m(α) is determined for two kinds of irrational numbers:

α=1 2

a+ a2+ 4

= [a;a, a, . . .] (a1) and α=1

2

a+ a24

= [a1; 1, a2,1, a2, . . .] (a3).

We shall prove the following two theorems.

Theorem 1.1. — Let α= 12(a+

a2+ 4 )(a≥1). If αk1)< m≤αk+11) for some integer k≥ −1, then

m(α) =qkα−pk. Theorem 1.2. — Let α= 12(a+

a24) (a3).

If for some non-negative integer i,

αi−a+ 1)< m≤αi(a2) then

m(α) =q2i1α−p2i1.

If for some non-negative integer i,

αi(a2)< m < αi+1−a+ 1) then

m(α) =|q2iα−p2i|.

In addition to prove these two theorems, we shall show how to find a rep- resentation form y =0αn+1αn1+· · ·+n1α+n which gives m(α) =

|qkα−pk|.

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2. General sketch

Ifαis a root of the quadratic equation, then any of the form 0αn+1αn1+· · ·+n1α+n (n2)

can be reduced to the formqα−pfor some integersqandp. We can setα >1.

For, m(α) = 0 if 0< α <1; m(α) = 1 ifα= 1. Concerning the linear form qα−p, the following approximation theorem is well-known (see Thm. 5E (ii) in [10],e.g.).

Theorem A. — If k 1, 0 < q qk and p/q = pk/qk, p/q = pk1/qk1, then

|qk1α−pk1|<|qα−p|.

Here, pk/qk = [a0;a1, . . . , ak] denotes the k-th convergent of the continued fraction expansion ofα, α= [a0;a1, a2, . . .]. Namely,

α=a0+ 1 α1

, a0= α,

αn=an+ 1 αn+1

, an= αn (n1)

and

pk=akpk1+pk2 (k0), p1= 1, p2= 0, qk=akqk1+qk2 (k0), q1= 0, q2= 1.

Therefore, this kind of problems is equivalent to how to find the leastm with

|i| ≤m,iZ(0≤i≤n), satisfying

0αn+1αn1+· · ·+n1α+n =qα−p=±(qkα−pk)

for a fixed integerk. In other words, m(α) is equal a priori to some|qkα−pk| for everym. Namely, for any positive integermthere exists an integerksuch that for somey=y1, y0, . . . , yk we have

y1=|q1α−p1|, y0=|q0α−p0|, . . . , yk =|qkα−pk|,

but y =|qk+1α−pk+1| for anyy. From the result of van Ravenstein [9], the integerqsatisfying m(α) =qα−pshould be one of the first values

(1)njqn/qn+1

qn+1 (j= 1,2, . . .),

and the integer p be its counterpart. Notice that larger m becomes, more choices eachi can have. So, always m(α) m+1(α) for everym. Ifq > qk+1 then from our decision of m (see (7) below) we could choose some y so that y=|qk+1α−pk+1| because

|q|sn1+|p|sn > qk+1sn1+pk+1sn.

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Hence, it is sufficient to consider the integers qwithqk <|q|< qk+1. But, by Theorem A always|qα−p|>|qkα−pk|holds for suchq’s.

Suppose that α is the larger root of the quadratic equation x2 = ax+b.

Here, a, b∈ Zbecause both q andp are integers. Notice that x2−ax−b = (x−α)(x−β), where

α=a+ a2+ 4b

2 and β =a−√

a2+ 4b

2 ,

satisfying α+β = a, αβ = −b. By α > 1, we have a+b > 1, satisfying a2+ 4b >0. Put

αn=snα+tn for n≥0.

Lemma 2.1. — One has (1) sn= αn−βn

α−β , tn=n1−βn1

α−β =bsn1. (2) sn1si−snsi1= (−b)i1sni (i= 1,2, . . . , n).

Proof. — (1) Since the recurrence relationrn=arn1+brn2 has the general solution

rn= (αn1−βn1)r2−αβ(αn2−βn2)r1

α−β ,

by usings2=a,s1= 1,t2=b andt1= 0 we have sn =αn−βn

α−β and tn=n1−βn1

α−β =bsn1. (2) Fori= 1,2, . . . , n

sn1si−snsi1=sn1(asi1+bsi2)(asn1+bsn2)si1

=−b(sn2si1−sn1si2)

= (−b)2(sn3si2−sn2si3) =· · ·

= (−b)i1(snis1−sni+1s0)

= (−b)i1sni.

By usingsn,y can be written as a linear form:

y=0αn+1αn1+· · ·+n1α+n

= (0sn+1sn1+· · ·+n2s2+n1s1)α +b(0sn1+1sn2+· · ·+n2s1) +n.

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Suppose that

0sn+1sn1+· · ·+n2s2+n1s1=qk, (3)

b(0sn1+1sn2+· · ·+n2s1) +n =−pk

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for some integer k. Otherwise, we interchange each sign ofi (i= 0,1, . . . , n).

We shall find the least integer m (say, m) which satisfies |i| ≤ m for all i= 0,1, . . . , n. By eliminating0we have

b(s2n1−snsn2)1+b(sn1sn2−snsn3)2

+· · ·+b(sn1s2−sns1)n2+bsn1n1−snn =qkbsn1+pksn. By Lemma 2.1(2), we obtain

(5) (−b)n1s11(−b)n2s22− · · · −(−b)2sn2n2

+bsn1n1−snn =qkbsn1+pksn. If gcd(a, b) = 1, then we have gcd(si+1, bsi) = 1 (i1), yielding

gcd(bn1s1, bn2s2, . . . , bsn1, sn) = 1.

In fact, gcd(s2, bs1) = gcd(a, b) = 1. Assume that gcd(sn, bsn1) = 1 for somen. Suppose that, however,

gcd(sn+1, bsn) = gcd(asn+bsn1, bsn) =c

with c 2. Since c | bsn, we have for some divisor ofc, say c1 > 1, c1 | b or c1 | sn. If c1 | b then by c1 | sn+1 and c1 a we have c1 | sn, yielding gcd(sn, bsn1) =c1. Ifc1 |sn then by c1 | sn+1 we have c1 | bsn1, yielding gcd(sn, bsn1) =c1, which is the contradiction again.

Therefore, the linear equation (5) is solvable in integers. We shall show the concrete step to obtain one of solutions in (5) in the following sections. |n|,

|n1|,. . .,|1|can be chosen as lexicographically minimal among those giving

m(α) =|qkα−pk|.

After choosing the integers fromnto1,0 can be naturally determined as an integer if gcd(a, b) = 1. For, by (3) and (4)

0= qk(1sn1+· · ·+n1s1) sn

= −pk−b(1sn2+· · ·+n2s1)n

bsn1 ·

Since both of two fractions are integral and gcd(sn, bsn1) = 1, both of fractions cannot be the same unless 0 becomes integral.

We assume thatb=±1 in stating two theorems. This assumption guarantees that1becomes integral after decidingn,n1,. . .,2. Otherwise,1may not become integral by the method in this paper.

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3. Proof of Theorem 1.1

Let b= 1. Since the continued fraction expansion ofαis α= [a;a, a, . . .], the sequence (qn)n also satisfies the recurrence relationrn=arn1+ 1·rn2, which appeared in the proof of Lemma 2.1(1), withq1=aandq0= 1. Hence, sn =qn1 (n0). Thus, we obtain

qksn1+pksn=qkqn2+qk+1qn1

=qkqn2+qk+1(aqn2+qn3)

= (aqk+1+qk)qn2+qk+1qn3

=qk+1qn3+qk+2qn2=· · ·

=qn+k2q0+qn+k1q1=aqn+k1+qn+k2=qn+k

and

s1+s2+· · ·+sn1+sn=q0+q1+· · ·+qn1

= 1

α−β

ααn1

α−1 −ββn1 β−1

= 1 a

αn+1−βn+1+αn−βn−β) α−β

= 1

a(sn+1+sn1) = 1

a(qn+qn11).

Therefore, the equation (5) can be written as

(1)n1s11(1)n2s22− · · ·+sn1n1−snn =qn+k.

Since we would like to choose n, n1, . . .,1 so that maxi|i|is as small as possible, it is sufficient to consider the equation

(6) s1|1|+s2|2|+· · ·+sn1|n1|+sn|n|=qn+k. We shall choosem so that

(7) m≥m = inf

n

qksn1+pksn

s1+s2+· · ·+sn1+sn

= inf

n

aqn+k

qn+qn11 and take |n| = m. This m is the lower bound of m because if we take

|n| ≤m1, then at least one of|1|, . . . ,|n1|must exceedm. We need the following lemma to complete the proof of Theorem 1.1.

Lemma 3.1. — The sequence

aqn+k

qn+qn11

is a monotone decreasing function in n, tending toαk1).

o

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Remark 3.2. — In general, ifa+b >1 anda+ 1> b >0 then qkbsn1+pksn

sn+1+sn−bn



bqk+αk

α(α+ 1) (n→ ∞).

Proof of Lemma 3.1. — S ince|β|<1<|α|, we have aqn+k

qn+qn11 = a(αk(β/α)n+1βk)

1(β/α)n+1+ 1/α−β/αn+1−β)/αn+1

−→ k

1 + 1/α =αk1) (n→ ∞).

Putting

f(n) =qkbsn1+pksn

sn+1+sn−bn (n= 1,2, . . .), showf(n)> f(n+ 1), which is equivalent to

(8) (qn+kqn+1−qn+k+1qn) + (qn+kqn−qn+k+1qn1)−qn+k+qn+k+1>0.

By Lemma 2.1(2) withqn1=sn, fork= 0,1,2, . . .

(qn+kqn+1−qn+k+1qn) + (qn+kqn−qn+k+1qn1) = (1)n1qk1+ (1)nqk. Ifnis even, then the left-hand side of (8) =qk−qk1+qn+k+1−qn+k>0.

Ifnis odd, then the left-hand side of (8)≥qk+2−qk+1−qk+qk1≥qk1>0.

When k=1, the left-hand side of (8) = qn−qn1+ (1)n1 0. The equality sign holds only when a=b= 1 andn= 2.

We can find the sequencen1,. . .,1 and0 one after another, as follows.

Concerning the equation (5) or (6) we choose n as the least integer satisfying

n =|n|= qn+k

s1+s2+· · ·+sn

=m

= inf

n

aqn+k qn+qn11

.

We can take any integernwithn≥n. It is, however, simple and easy to take n = n in the practical applications (see examples in section 5). Concerning the new equation

(1)n1s11(1)n2s22− · · · −sn2n2+sn1n1=qn+k+snn

or

|1|+a|2|+· · ·+sn1|n1|=qn+k−sn|n|, we take

n1= qn+k−sn|n| s1+s2+· · ·+sn1

. We repeat the similar step. Fori=n−1, n2, . . . ,2 we take

(1)ni+1i =|i|= qn+k−sn|n| − · · · −si+1|i+1| s1+s2+· · ·+si

.

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Since |(1)n1s1|= 1, 1 is also chosen as an integer with |1| ≤ |2| ≤ · · · ≤

|n| ≤ m. Notice that if qn+k, the right-hand side of (6), is small, |1| may become negative in this algorithm (see [2], p. 21). But sinceqn+k>d¯n, where

d¯1=1, d¯i=

d¯i1+si i1

j=1sj

si+ ¯di1 (i= 2, . . . , n),

such a troublesome case does never happen and this algorithm works properly (see [2], Theorem 1). We omit this proof because it is clear if k is large; it is manually checked if kis small.

Finally, by substituting these 1, 2, . . ., n into one of the equations (3) and (4) one finds0, which is an integer because gcd(sn, sn1) = gcd(a,1) = 1.

Note that |0| ≤m because from (3) and (5)

0sn=qk− |n1|s1+|n2|s2− · · ·+ (1)n1|1|sn1. Thus, whennis odd,

0 1 sn

qk+ aqn+k

qn+qn11(−s1+s2− · · · −sn2+sn1)

= 1

qn1

qk+ aqn+k qn+qn11

sn−sn11 a

= qn+k−qn+k1+qk−qk1

qn+qn11 aqn+k qn+qn11· Whennis even,

0 1 sn

qk+ aqn+k

qn+qn11(−s1+s2− · · ·+sn2−sn1)

= 1

qn1

qk+ aqn+k

qn+qn11

−sn+sn11 a

= −qn+k+qn+k1+qk−qk1

qn+qn11 ≥ − aqn+k

qn+qn11·

Theorem 1.1 includes the case for the golden number α = [1; 1,1, . . .] =

1 2(1 +

5) (see [8], Theorem 3). Puta= 1. S inceqk1=Fk and αk1) = αk1, where (Fk) is the Fibonacci sequence defined by

F0= 0, F1= 1, Fk=Fk1+Fk2 (k= 2,3, . . .), we have

m(α) =|qk1α−qk|=|Fkα−Fk+1| ifαk2< m≤αk1.

Notice that αk1) = 1 and aqn+k

qn+qn11

= 2 (n= 1,2, . . .)

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whenα=12(1 +

5) andk= 1. Therefore, the equality sign on the right-hand side is necessary in Theorem 1.1.

4. Proof of Theorem 1.2

Letb <0. Put b =−b >0 for convenience. By αβ=b andα+β=a we have

bn1s1+bn2s2+· · ·+bsn1+sn= 1 α−β

ααn−bn

α−b −ββn−bn β−b

= 1

a−b1

αn+1−βn+1−αn+βn−bn−β) α−β

= 1

a+b−1

sn+1−sn(−b)n . Hence, the equation (5) becomes

−bn1s11−bn2s22− · · · −bsn1n1−snn =−qkbsn1+pksn

or

bn1|1|+bn2a|2|+· · ·+bsn1|n1|+sn|n|=−qkbsn1+pksn. We shall choosem so that

m≥m =|n|= inf

n

qkbsn1+pksn

bn1s1+bn2s2+· · ·+bsn1+sn

= inf

n (a+b−1) qkbsn1+pksn

sn+1−sn(−b)n

.

We need Lemma 4.1 and Lemma 4.3 to complete the proof of Theorem 1.2.

Lemma 4.1. — If a≥3 andb=1, then

−qksn1+pksn

sn+1−sn1

is a monotone decreasing function in n, tending to(−qk+αpk)/(α(α1)).

Remark 4.2. — In general, ifa+b >1 andb <0 then qkbsn1+pksn

sn+1−sn(−b)n



bqk+αpk

α(α−1) (n→ ∞).

Lemma 4.3. — Whenb=1, for i= 0,1,2, . . .

p2i1=si+1, p2i2=si+1−si, q2i1=si, q2i2=si−si1.

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Moreover,

−qksn1+pksn=

q2n+k, ifk is odd;

q2n+k+1−q2n+k1,ifk is even.

Proof of Lemma 4.1. — One has

−qksn1+pksn

sn+1−sn1 = −qkn1−βn1) +pkn−βn) αn+1−βn+1−αn+βn−β)

−→ −qk+pk

α−1 = −qk+αpk

α(α−1) (n→ ∞).

Putting

g(n) =−qksn1+pksn

sn+1−sn1 (n= 1,2, . . .), showg(n)> g(n+ 1), which is equivalent to

(−qksn1+pksn)(sn+2−sn+11)(−qksn+pksn+1)(sn+1−sn1)

=pk(sn+1−sn1)−qk

(sn−sn1)(a1)

>0 by Lemma 2.1(2).

Since the continued fraction expansion of αisα= [a1; 1, . . .], we get a−1 = p0

q0 pk

qk ≤p1

q1 =a (k= 0,1,2, . . .).

Thus, we have

pk(sn+1−sn1)−qk

(sn−sn1)(a1)

≥qk

(a1)(sn+1−sn1)(sn−sn1) + (a1)

> qk

(sn+1−sn)(sn−sn1)

=qkn+1−αn)>0.

Whenk=1, it is clear thatg(n)> g(n+ 1) byp1= 1 andq1= 0.

Proof of Lemma 4.3. — Whenb=1,α= [a1; 1, a2,1, a2,1, a2, . . .].

Thus,s0= 0,s1= 1,s2=a, s3=a21,s4=a32a,. . . and p0

q0

= a−1 1 , p1

q1

= a 1, p2

q2

= a2−a−1 a−1 , p3

q3

= a21

a , · · · . Then, the first part is followed by the induction.

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By using the first part we obtain

−q2i1sn1+p2i1sn=−sisn1+si+1sn

= (asi−si1)sn−sisn1=si(asn−sn1)−si1sn

=sisn+1−si1sn=si1sn+2−si2sn+1 =· · ·

=s1sn+i−s0sn+i1=sn+1=q2n+k

ifk= 2i1, and

−q2isn1+p2isn= (−si+1sn1+si+2sn)(si+1sn−sisn1)

=sn+i+1−sn+i=q2n+k+1−q2n+k1

ifk= 2i.

Put b=1. Ifk= 2i1, then m = inf

n (a2) q2n+k q2n+1−q2n11

and

a+b−1

α(α−1)(bqk+αpk) = a−2

α(α−1)(−si+αsi+1)

= (a2)αi+1

α(α−1) = (α−a+ 1)αi. Ifk= 2i, then

m= inf

n (a2)q2n+k+1−q2n+k1

q2n+1−q2n11

and

a+b−1

α(α−1)(bqk+αpk) = a−2

α(α−1)((αsi+2−si+1)(αsi+1−si))

= (a2)αi.

The process to determine|n1|,|n2|,. . .,|2|,|1|and0is similar to the case whereb= 1.

Notice that m=a−2=a−2 and (a2) q2n+1−q2n1

q2n+1−q2n11

=a−1 (n= 1,2, . . .) whenk= 0. Therefore, the equality sign is necessary in Theorem 1.2.

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5. Examples Example 5.1. — Take α=

2 + 1 = [2; 2,2, . . .]. Then by Theorem 1.1 we obtain that

m(α) =





















1 if m= 1;

|q0α−p0|=α−2 if m= 2,3;

|q1α−p1|= 52α if 4≤m≤8;

|q2α−p2|= 5α12 if 9≤m≤19;

|q3α−p3|= 2912α if 20≤m≤48;

|q4α−p4|= 29α70 if 49≤m≤115.

We shall check 49(α) = 29α70. Find the least integernsatisfying qn+4

q0+· · ·+qn1

= 49.

Since

q8

q0+· · ·+q3

= 50 and q9

q0+· · ·+q4

= 49,

we can take n = 5 (of course, it is possible to take n= 6,7, . . . too). Thus, substituting q1 = 2,q2= 5,q3= 12, q4= 29 andq9= 2378 into1+q12 q23+q34−q45=q9, we get the equation

1+ 2253+ 124295= 2378.

Thus,5=2378/(1 + 2 + 5 + 12 + 29)=48.53. . .= 49.

By1+ 2253+ 124= 957 we take

4= 957

1 + 2 + 5 + 12

=47.85= 48.

By1+ 2253= 381 we take

3=

381 1 + 2 + 5

=47.625= 48.

By1+ 22= 141 we take

2= 141 1 + 2

= 47.

Hence,1 = 47. Now, substitute the known values into0q3+1q2+2q1+ 3q0+5=−q5(or 0q4+1q3+2q2+3q1+4=q4) we get

12047·5 + 47·248·149 =70,

o

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yielding0= 14. In fact,

y= 14α547α4+ 47α348α2+ 48α49

= 14(29α+ 12)47(12α+ 5) + 47(5α+ 2)48(2α+ 1) + 48α49

= 29α70.

Example 5.2. — Leta= 3 andb=1. Thenα= 12(3 +

5) = [2; 1,1, . . .], satisfyingα2= 3α1. Notice that

p0 q0

= 2 1

, p1 q1

=3 1

, p2 q2

= 5 2

, p3 q3

= 8 3

, p4 q4

=13 5

, p5 q5

= 21 8

,· · · and

s0= 0, s1= 1, s2= 3, s3= 8, s4= 21, s5= 55, s6= 144, s7= 377, . . . . Then by Theorem 1.2 the least integermgiving|q4α−p4|= 5α13 is

m≥m=

(32)α2

= 3 5 + 7

2

=6.854. . .= 7.

Find the least integernsatisfying

(a2)−qksn1+pksn sn+1−sn1

= 49 though we can take an arbitrary largen. S ince

(32)5·8 + 13·21 55211

=7.06. . .= 8 for n= 4 and

(32)5·21 + 13·55 144551

=6.93. . .= 7 for n= 5,

we can taken= 5. Thus, substituting the known quantities into1−q12 q23−q34−q45=−q4s4+p4s5, we get the equation

13283214555= 610.

Thus,5=610/(1 + 3 + 8 + 21 + 55)=6.9. . .= 7.

By13283214= 225 we take

4= 225 1 + 3 + 8 + 21

=6.8. . .= 7.

By13283= 78 we take

3= 78 1 + 3 + 8

=6.5= 7.

By132= 22 we take

2= 22 1 + 3

=5.5= 6.

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