C OMPOSITIO M ATHEMATICA
T. F IGIEL
W. B. J OHNSON
A uniformly convex Banach space which contains no l
pCompositio Mathematica, tome 29, n
o2 (1974), p. 179-190
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179
A UNIFORMLY CONVEX BANACH SPACE WHICH CONTAINS NO
lp
T.
Figiel
and W. B.Johnson 1
Noordhoff International Publishing
Printed in the Netherlands
Abstract
There is a
uniformly
convex Banach space with unconditional basis which contains nosubspace isomorphic
toany lp (1
p~).
The spacemay be chosen either to have a
symmetric basis,
or so that it containsno
subsymmetric
basic sequence.It is
proved
that asuper-reflexive
space with local unconditional structure can beequivalently
normed so that its modulus ofconvexity
is of power type.
1. Introduction
Recently
Tsirelson[11]
constructed anexample
of a reflexive Banach space with unconditional basis which contains nosuper-reflexive subspace
and nosubsymmetric
basic sequence. This was the firstexample
of a Banach space which contains no
subspace isomorphic
toany lp (1 ~
p~)
or co. In section 2 we construct the space, hereafter calledT, conjugate
to that of Tsirelson’s andgive
anotherproof that
T and T*have the aforementioned
properties.
We present this alternateapproach
to Tsirelson’s space for three reasons:
(1)
There is asimple analytical description
of the norm of T which allows a moreelementary
argument than that usedby
Tsirelson andgives
ananalytical
rather than geo- metricaldescription
of theexample. (2)
The’forcing
method’employed by
Tsirelson to construct hisexample
is moreclearly
evident in theanalytic
construction of theconjugate
space.(3)
In section 4 weapply
aconvexity procedure
to the norm of T to construct auniformly
convexspace. The
proof that
this space contains nosubsymmetric
basic sequence makes use of someinequalities involving
the norm on TAt the end of section
2,
we use a variation of the construction used in[1]
to show that there is a reflexive space withsymmetric
basis which contains nosuper-reflexive subspace (and
hence noisomorphic
copy1 The second named author was supported in part by NSF GP-33578.
of any
lp).
Thissymmetrization procedure
is modified in section 4 toyield
auniformly
convex space withsymmetric
basis which contains nolp.
In section 3 we show that if Y has an
unconditionally
monotone basiswhich satisfies a
lower lq
estimate(1
q~)
and there is a p > 1 sothat the norm on Y is p-convex
(cf.
Section 3 fordefinitions)
then Y isuniformly
convex and in fact the modulus ofconvexity
for Y dominatesKp82 +q
for somepositive
constantKp.
This result and arenorming
lemma
yield
the last result mentioned in the abstract.Our notation is standard for Banach space
theory.
We recallonly
thata basis
(en)
isunconditionally
monotoneprovided
A basis
(en)
is :subsymmetric
if it isequivalent
to each of itssubsequences;
symmetric
if it isequivalent
to each of itspermutations. d(X, Y)
denotesthe Banach-Mazur distance coefficient
inf {~L~· ~L-1~}, the
inf over allinvertible linear operators from X onto Y For 1 ~
p ~
oo, X is saidto contain
lI’s uniformly
forlarge n provided
there exists a sequence(Xn)
of linear manifolds in X with supd(Xn, lp)
oo. If also there areprojections Pn
from X ontoXn
withsup IIPnll
oo, then X is said tocontain
uniformly complemented .
forlarge
n.Finally, ’subspace’
means ’infinite dimensional closed linearsubspace.’
We would like to thank Professor W. J. Davis for several useful discussions on the
symmetrization procedure
used in sections 2 and4,
and Professor H. P. Rosenthal for
drawing
our attention toProposition
3.4 in
[3].
2. The
conjugate
to Tsirelson’sexample
We work with
unconditionally
monotone norms onX,
the space of scalar sequences which haveonly finitely
many non-zero terms. Givenx e X and E a set of
integers,
Ex is the sequence which agrees with xat coordinates in E and is zero in other coordinates.
Thus ~Ex~ ~ ~x~
for any
unconditionally
monotonenorm ~·~
on X.If
E,
F are finite sets ofintegers,
we write E F if max E min F.Given finite sets
El, E2,···, Ek
ofintegers,
we say(Ej)kj=1
is admissibleprovided
theE’js
areincreasing (in
the sense thatEi Ei+1),
and{k} El.
We define a sequence of norms on X as follows:
Il. lin
is anincreasing
sequenceof monotonely
unconditional norms onX, so ~x~
=lim IIxlln
is amonotonely
unconditional norm on X. It canbe shown that the
completion
Tof (X, ~·~)
is theconjugate
to the space constructedby
Tsirelson. It is clearthat ~·~
has thefollowing property (in fact, 11 - 11 is
theunique
norm on X with thisproperty):
Suppose
that(xi)ki=1 ~
X with supp xiincreasing, 1 lxil = 1,
andsupp x1 ~
[k + 1, oo ).
It follows from the definition of~·~ that,
for any scalarsThus, (xi)ki
1 is2-equivalent
to the unit vector basis of1’.
From this itfollows that
any normalized
block basic sequence of the unit vector basis of(X, 1 - ~) has,
for eachk, subsequences of length k
which are2-equivalent
tothe unit vector basis of
1§ . Thus,
nosubspace
of thecompletion
T of(X, ~·~)
issuper-reflexive,
and Tdoes not contain anisomorphic
copy oflp (1
poo )
or co. We have also that anysubsymmetric
basic sequence in T must beequivalent
to the unit vector basis ofli .
Since T has anunconditional
basis,
we can show that T is reflexive and contains nosubsymmetric
basic sequenceby proving that 11
is notisomorphic
to asubspace
of T.To this end we prove the
following
LEMMA 2.1: For every a > 1
there is a 03B2
2(in fact fi
~Y3
+oc 1»
so
that if
xo, x1,···, x. are in X withand m ?
ak,
thenOnce Lemma 2.1 has been
proved,
wecomplete
theproof that
T doesnot contain any
subspace isomorphic to ll
as follows:By
a result ofJames’
[7],
if T contains anisomorphic
copy ofll ,
then there is a sequence(zn)
of unit vectors in T whichjs 9 8-equivalent
to the unit vector basis ofll. By
a standardgliding hump argument,
we can assume that(zn)
isa block basic sequence of the unit vectors in X. If supp z, g
[1,···, k],
we have from Lemma 2.1 that
and thus
(zn)
cannot be9 8-equivalent
to the unit vector basis ofIl .
We turn to the
proof of Lemma
2.1. In viewof (*)
it isenough
to showthat,
whenever(Ej)nj=1
isadmissible,
(1)
is clear with any03B2 ~
1when n ~ k,
because thenEjx0
= 0 for each1
~ j ~ n by admissibility
of(Ej).
So assume that n k and letOf course, the
cardinality
of A is at most n - 1.Using this,
thetriangle inequality,
and(*),
we have thatThis
completes
theproof.
REMARK 2.1: A
simple duality
argument shows that every infinite dimensionalsubspace
of T*contains 1". uniformly
forlarge n,
hence T*also contains no
subsymmetric
basic sequence.The rest of this section is devoted to the construction of a reflexive space Y with
symmetric
basis which contains nolp .
We use the factoriza- tiontechnique
of[1]
and follow the notation used there.Let W be the unit ball
of ll
considered as a subsetof co.
Forn = 1, 2,···,
letUn
= 2nW+2-nBallco
and let~·~n
be the gauge ofUn .
Setwhere ~·~
is the norm in the space T. The remark after Lemma 1 in[1]
yields
that Y is reflexive and the unit vectors form an unconditional basis for Y Now if n is apermutation
of theintegers
and x =(x(i))
is in W(respectively, Ballco)’
then(x(7r(f)))
is also in W(respectively, Ballco).
Fromthis it follows
easily
that the unit vectors form asymmetric
basis for Y.Let
Note that the map Y - Z defined
by
y -(y,
y,y, ... )
is anisometry.
So inorder to show that Y contains no
isomorph
ofany lp
it is sufficient to prove that each reflexivesubspace
of Z contains asubspace
whichembeds into T. Since co has no reflexive
subspaces,
this is an immediateconsequence of the
following
known lemma :LEMMA 2.2: Let
(Xn)
be Banach spaces, let E be a space with normalized unconditionalbasis,
and suppose V is asubspace of (03A3 Xn)E.
Assume thatfor
each n,P nlV
isstrictly singular,
wherePm : (E Xn)E ~ Xm
is the naturalprojection.
Then V has asubspace
which embeds into E.PROOF : The
hypothesis yields
that the naturalprojections Qm : (E X n)E
X,
+ ...+ X m are strictly singular,
hence for each m and e > 0 there isvm E V
with~vm~ =
1 and11 Q. v. 11
e. Thusby
standardgliding hump
and
stability
arguments, there is anincreasing
sequence(nk)
ofpositive integers
and vectors xn~ Xn
so thatare unit vectors and span
(Zk)
isisomorphic
to asubspace
of V. But letyk =
yk(i) E E
be definedby
It is clear that
(zk)
isequivalent
to(yk).
Thiscompletes
theproof.
3.
Renorming
ofsuper-reflexive
spaces with unconditional bases Wedigress
from ourstudy
ofTsirelson-type examples
andstudy general
spaces with unconditional. bases. First we need some notation.Throughout
this section(EJH!)
will be a space withmonotonely
un-conditional basis
(en, e*n).
The norm on E is p-convex(respectively, p-concave) provided that ~03A3(|xi|p+|yi|p)1/pei~p~~03A3xiei~p+~03A3yiei~p
(respectively, ~03A3(|xi)p+|yi|p)1/pei~p ~ ~03A3xiei~p+~03A3yiei~p)
for all scalars(xi)
and(yi).~·~
satisfies an upperlp
estimate(respectively,
lowerlp estimate) provided ~x+y~p ~ ~x~p+~y~p (respectively, IIx + yliP
~~x~p+~y~p)
whenever x
and y
aredisjointly supported
relative to(ei).
It is clear thatif ~·~
is p-convex(respectively, p-concave),
then it satisfies an upper(respectively, lower) lp
estimate.The
renorming
lemma we prove is that if E issuper-reflexive
then Eadmits an
equivalent unconditionally
monotone norm which is p-convexand q-concave for some 1 p, q oo. This result
(which
is a very easy consequence of animportant
result ofRosenthal/Maurey [10], [9]
andan observation of
Dubinsky, Pelczynski,
and Rosenthal[3]) justifies
themain result of this section:
THEOREM 3.1: Assume that the norm on E is p-convex and
satisfies
alower
lq
estimate(1 p ~
q~).
Then E isuniformly
convex and themodulus
of convexity for
Esatisfies 03B4E(03B5) ~ KB2+q for
somepositive
constant K =
K(p).
In order to prove the
renorming lemma,
we needLEMMA 3.1:
Suppose (E, 1 ~) does
not containln~ uniformly for large
n.Then there is q oo so that E admits an
equivalent unconditionally
monotone q-concave norm.
PROOF :
By Maurey’s
extension[9]
of Rosenthal’s theorem[10],
there
is q
oo so that everyoperator
from co into E isq-absolutely summing.
Theproof
ofProposition
3.4 of[3]
thenyields
that there is aconstant K so that
for every sequence
Define 1.1 on
Eby
It is clear
that 1.1 is unconditionally
monotone(since ~·~ is), symmetric, positive homogeneous, and, by (3.1),
isequivalent to ~·~.
Theq-concavity of 1.1 is
also obvious. There are various ways ofseeing that 1.1 satisfies
the
triangle inequality.
Forexample,
let A be the set of allfor
which aij ~
0 and03A3mi=1 a1j
= 1 foreach j
=1, 2,···,
and letClearly Ixla
is a semi-norm andIxl
= sup{|x|a:a c- sll.
Thiscompletes
the
proof.
By duality (cf.
theproof
ofProposition
3.4 in[3])
we haveREMARK 3.1: Assume that E does not contain
uniformly complemented l i’s
forlarge
n. Thenby
Lemma 3.1 there is anequivalent unconditionally
monotone norm on E which is p-convex for some p > 1.
REMARK 3.2:
Suppose
that E does not contain1" m uniformly for large
n and E does not contain
uniformly complemented li’s for large
n. Thenthere is an
equivalent unconditionally
monotone norm on E which isp-convex and q-concave
for
some 1p ~
q 00.PROOF :
By
Remark 3.1 we may assumethat 11 - 11
is p-convex.Let q ~
pso that
(3.1)
from Lemma 3.1 is satisfied for some constant K and renormE as in Lemma 3.1. We need
only verify that 1.1
is p-convex.Suppose
x, y are in E and
is in A
(A
as in theproof
of Lemma3.1).
We haveThis
gives
that|03A3(|e*j(x)|p+|e*j(y)|p)1/pej|pa ~ |x|pa+|y|pa for
each a inA,
and hence1.1 is
p-convex. Thiscompletes
theproof.
In
preparation
for theproof
of Theorem3.1,
we make asimple
observa-tion :
given
p > 1 there is a constant M =M(p)
so that for all reals a and b andN > 0,
Certainly
it isenough
toverify (3.2)
for small N and for such % thehypothesis
of(3.2) imply
that ab >0,
so we may assume a > 1 > b > 0.Write a =
(1 + 03B2)1/p, b
=(1-03B2)1/p
for suitable03B2~(0, 1)
and observe that there arepositive
constants c1 and c2 so that(1 +03B2)1/p-(1-03B2)1/p ~ c103B2
and
2-[(1+03B2)1/p+(1-03B2)1/p] ~ C2 p2.
PROOF OFTHEOREM 3.1: Let x, y be in
E, ~x~ ~ 1, IIYII ç 1,
and~x+y~ ~ 2(1-03B4). Let
Clearly 0 ~
u ~ v and1-03B4 ~ ~u~,
while~v~ ~
1by p-convexity
of thenorm. Fix
N, 03B4N1
and let S ={j: ej(u)
>(1-N)e*j(v)}.
Asimple
calculation(cf.
the argument for Lemma III.7 of[8]) yields
that~Sv~ ~ 1-03B4N-1,
so thatby
thelower lq
estimateThus
To
estimate ~S(x-y)~ we
use(3.2)
to get thatfor j in S,
so that
Thus
Setting
N =b2/(q+2)
weget
the desired estimate. Thiscompletes
theproof.
We now indicate how the results of this section can be extended to spaces with local unconditional structure
(l.u.st.).
Recall that a Banach space Y has l.u.st. if Y = uEa
where theEa’s
are finitedimensional,
directed
by inclusion,
andEa
has a basis(ea)na
1 so that sup,,{unconditional
constant of
(e03B1i)}
oo. Assume that( Y, ~·~)
has l.u.st.given by (Ea)
andY is
super-reflexive;
inparticular,
there is a k so that for any a,d(F, lk1) ~
2if F is any supspace of
Ea
or ofE§f. By
theRosenthal-Maurey theorem,
there are p oo and a constant K
(p
and Kdepend
on k but not ona) so that 03C0p(T) ~ KI I TI
for any operator T from co into anyEa
orE§f.
(7Tp(r)
is thep-absolutely summing
norm ofT.)
Thusby
theproof
ofTheorem
3.1,
there are 1 q oo,positive
constants c 1 and c2, andnorms 1 la
onEa
for each 11 so that~y~ ~ |y|03B1 ~ c1~y~ I (y~E03B1),
and03B403B1(03B5) ~
C2Eq, 03B4*03B1(03B5) ~ c2 Bq,
whereba (respectively, 03B4*03B1)
is the modulus ofconvexity
of(Ea, | la) (respectively, (E*03B1, | la)). By passing
to a subnet of(j - |03B1)
we may assumethat lyl
=lima IYIa
exists for eachy c- Y Clearly 1 - | is equivalent
to theoriginal
norm on Y and the modulus ofconvexity
of(Y, |·|)
and(Y*, |·|)
both dominatec2 Eq.
We have thusproved:
THEOREM 3.3:
If
Y issuper-reflexive
and has l.u.st. then there is anequivalent
norm|· |
on Y so that the moduliof convexity of (Y, 1. 1)
and( Y*, |·|)
both dominate CBPfor
some c > 0 and p 00.REMARK 3.3: If Y has
l.u.st.,
Y does notcontain 1"
forlarge n,
and Ydoes not contain
uniformly complemented l i’s
forlarge n,
then Y issuper-reflexive by
the results of[8].
We do not see how to derive this from thetechniques
of this section.However,
if Y has an unconditionalbasis,
this result follows from the results of this section.Also,
if Y hasl.u.st. and does not
contain 11 uniformly
forlarge
n, then theproof
ofTheorem 3.3 shows that Y is
super-reflexive.
REMARK 3.4: Enflo
[4] proved
that everysuper-reflexive
space Y admits anequivalent uniformly
convex norm. Theorem 3.3 shows that if Y hasl.u.st.,
theequivalent
norm can be chosen so that its modulus ofconvexity
dominates a power function. We do not know whether this is true if Y does not have l.u.st.4.
Uniformly
convexexamples
of Tsirelsontype
Let
~·~ be
the Tsirelson norm on X constructed in Section 2. We recall that~·~ satisfies
Let
(ei)
denote the unit vectors in X. Fix 1 p, r oo anddefine,
forx =
(xi)
in X,Let ~·~2
be the dual normto ~·~1 (considered
still as a norm onX)
and
let |||x|||
=~03A3|e*i(x)|rei~1/r2
for x in X. Observethat !! ~1 is
p-convex,hence ~~2
is q-concave for(cf.,
e.g. theproof
ofProposition
3.4 of[3]).
A trivialcomputation yields that |||·||| is
rq concaveand,
ofcourse, 111.111 is
r-convex. Thusby
Theorem3.1,
thecompletion
Zof (X, |||·|||)
isuniformly
convex.In order to see that Z contains no copy
of any lp,
we trace whathappens
to
(*)
and theinequality
of Lemma 1 in this convexificationof ~·~.
Suppose (Ei)ni=1
is admissible. Then for every x in X we have from(*)
and the definition
of 11 - 11 1 that
Hence
by duality
we have for every x in Xwhence for every x in X
From
(4.1 )
and the rqconcavity of |||·|||
we have that anysubsymmetric
basic sequence in Z is
equivalent
to the unit vector basis oflrq .
To prove
that lrq
does not embed intoA,
we need toanalyze
theinequality
in Lemma 2.1 in the contextof |||·|||. Assuming d, k, m,
andfi
are as in Lemma
2.1,
we have for(xi)mi=0
as in Lemma 2.1 thatA
simple duality
argument thenyields
for(xi)mi=0
as in Lemma 2.1 thatInterpreting
this in termsoflll.111
we have for(xi)mi=0
as in Lemma 2.1 thatFrom an argument of James’
[7] (cf.
Lemma 2.2 of[5]
for anexplicit
statement and
proof)
we have that if Z contains asubspace isomorphic
to
Irq,
then for every e > 0 there is a sequence(zn)
of vectors in X withwith
Illznlll = 1
andClearly (zj
my be taken with supp zn supp zn+1. Choose k with supp zo c[1, k],
set a =2,
choose m ~ak,
and letfi
=1 2(3+2-1)
as inLemma 2.1. Set xo = zo , xi =
m-1/rqzi.
Substitution into(4.2)
and(4.3)
leads to a contradiction when
(1+03B5)p-1 203B2-1.
Our next
goal
is the construction of auniformly
convex space withsymmetric
basis which contains nolp.
Toaccomplish
this wemodify
thethe construction at the end of Section 2.
Fix p, q, r in
(1, ~)
with p q and letX n
=(lq, Il. lin)
whereWe will prove that if E has a normalized
unconditionally
monotonebasis,
then thediagonal subspace
V ={(xn)~(03A3Xn)E:
xn = xi for allnl
satisfiesthe
hypothesis
of Lemma 2.Letting
E be the space Z constructedabove,
we will thus have that contains no copy
of any lp .
The argument at the end of Section 2 shows that Tl has asymmetric
basis.Also, V
isuniformly
convex. To see
this,
observe that the unit ball ofX n
is theimage
of theunit ball of F =
(lp (D lq)r
under the linearoperator Qn :
F -lq
definedby Qn(y, z)
=2n y + 2 - "z,
hence the modulusof convexity of X n (and
inciden-tally
also ofX:)
is not worse than that of F. Thusby [2]
or[6], (E Xn)z
is
uniformly
convex.(Alternatively,
one can checkdirectly
that Theorem 3.1 can beapplied
to(E Xn)Z.) Let j
be theprojection
of V onto the firstcoordinate; jv
= x for v =(x,
x,x,···)
in E Since all the normsIl lin
areequivalent to ~ Illq,
it is sufficient to showthat j
isstrictly singular
whenconsidered as an operator into
lq . Suppose
to the contrary that there isan infinite dimensional
subspace
U of V and a constant c so thatc~jv~lq ~ ~v~V
for all v in E It is convenient for us toidentify
the elementv =
(x, x,···)
of Vwith jv
= xin lq and write lllxlll for Ilvllv and ~x~
forIlxlllq.
We thus have forx~jV
thatd~x~ ~ lllxlll,
where d =IUII-1,
andfor
xEjU
thatlllxlll
~cllxll.
Now fix
positive integers n
and N. A standardgliding hump
argumentyields
a sequence(xi) in jU
andmutually disjoint
finite sets(Ei) of integers
so that
We have
Consider a
decomposition
Since
Ei xi
=2"E, w + 2 -"Ei z,
we have 1 ~IIEixil1 1 :,g 2nllEiwil +2-nIIEizll,
and thus one of the
events IIEi wll ~
2 - n -1or IIEizl1 ~
2n -1 must occur at least Ntimes,
soby disjointness
of theEj’s
we have thatFrom the definition
of 11 - lin
and the fact that p q it thus follows that if N islarge
relative to n, thenOn the other
hand,
for all NOf course, this estimate
on ~03A32Ni=1 Eixi~n
isincompatible
with(4.3)
if nis
large enough
relative to c and d-1. Thiscompletes
theproof that j
is
strictly singular.
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