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Revisiting immune escape in colorectal cancer in the era of immunotherapy

Marieke Ijsselsteijn, Florent Petitprez, Laetitia Lacroix, Dina Ruano, Ruud van der Breggen, Catherine Julié, Hans Morreau, Catherine Sautès-Fridman,

Wolf Herman Fridman, Noel Filipe da Cunha Carvalho de Miranda

To cite this version:

Marieke Ijsselsteijn, Florent Petitprez, Laetitia Lacroix, Dina Ruano, Ruud van der Breggen, et al..

Revisiting immune escape in colorectal cancer in the era of immunotherapy. British Journal of Cancer,

Cancer Research UK, 2019, 120 (8), pp.815-818. �10.1038/s41416-019-0421-x�. �hal-02120815�

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BRIEF COMMUNICATION

Molecular Diagnostics

Revisiting immune escape in colorectal cancer in the era of immunotherapy

Marieke Erica Ijsselsteijn

1

, Florent Petitprez

2,3,4,5

, Laetitia Lacroix

2,3,4

, Dina Ruano

1

, Ruud van der Breggen

1

, Catherine Julie

6

, Hans Morreau

1

, Catherine Sautès-Fridman

2,3,4

, Wolf Herman Fridman

2,3,4

and Noel Filipe da Cunha Carvalho de Miranda

1

In colorectal cancer (CRC), T-cell checkpoint blockade is only effective in patients diagnosed with mismatch repair-de fi cient (MMR- d) cancers. However, defects in Human Leukocyte Antigen (HLA) class I expression were reported to occur in most MMR-d CRCs, which would preclude antigen presentation in these tumours, considered essential for the clinical activity of this immunotherapeutic modality. We revisited this paradox by characterising HLA class I expression in two independent cohorts of CRC. We determined that loss of HLA class I expression occurred in the majority (73 – 78%) of MMR-d cases. This phenotype was rare in CRC liver metastases, irrespective of MMR status, whereas weak, inducible expression of HLA class I molecules was frequent in liver lesions. We propose that HLA class I is an important determinant of metastatic homing in CRCs. This observation is paramount to understand CRC carcinogenesis and for the application of immunotherapies in the metastatic setting.

British Journal of Cancer (2019) 120:815 – 818; https://doi.org/10.1038/s41416-019-0421-x

INTRODUCTION

T-cell checkpoint blockade immunotherapies have recently emerged as revolutionary cancer treatments.

1

Antibodies targeting the CTLA-4 receptor and the PD-1/PD-L1 axis reinvigorate T-cell- mediated cancer immunity, particularly in cancers with high mutation burden.

2

In such malignancies, there is a high likelihood that neo-antigens are presented in complex with Human Leukocyte Antigen class I (HLA class I) at the surface of tumour cells and by antigen presenting cells. Not surprisingly, in colorectal cancer (CRC), checkpoint blockade therapies are thus far only effective in a proportion of mismatch repair-de fi cient (MMR-d) CRCs.

3

Conspicuous in fi ltration by cytotoxic T-cells is a hallmark of MMR- d CRCs as a consequence of their immunogenic character.

4

Hence, these tumours are also prone to acquire phenotypes that result from immunoediting processes; loss of HLA class I expression was described to occur in up to 60% of MMR-d CRCs.

5,6

This observation is somewhat paradoxical with the responses observed to check- point blockade in MMR-d CRC patients, assuming that neo-antigen presentation by tumour cells is required for therapy-induced T-cell responses. We have revisited this paradox by characterising, in detail, HLA class I phenotypes in two independent CRC cohorts.

METHODS Patient samples

HLA class I expression was assessed in a Dutch (NL, N = 208) and a French (FR, N = 45) cohort of archival CRC tissues. In the FR cohort, MMR protein expression (MLH1, MSH2, MSH6, and PMS2) was

analysed by immunohistochemistry. MMR protein loss was defined as the absence of nuclear staining in neoplastic cells but positive nuclear staining in lymphocytes and normal adjacent colonic epithelium. Tumours deemed MMR-d underwent micro- satellite instability (MSI) analysis using fi ve monomorphic mono- nucleotide markers (BAT-25, BAT-26, NR-21, NR-24, and NR-27).

Specimens with at least three unstable markers were scored as highly unstable and therefore MMR-d. In the NL cohort, the MMR status was determined by means of the MSI Analysis System Version 1.2 (Promega, WI, USA) according to the manufacturer ’ s instructions. DNA analysis could not be performed in 20% of cases in the cohort that were instead interrogated by anti-PMS2 and anti-MSH6 immunohistochemistry, followed by MLH1 and MSH2 detection in case of aberrant immunodetection. RNA expression data and resulting consensus molecular subtypes (CMS) classi fi ca- tion was available for the majority ( N = 40) of cases in the FR cohort.

Immunohistochemistry

Immunodetection of HLA class I expression was performed with the HCA2 and HC10 monoclonal antibodies (Nordic-MUbio, The Netherlands) as reported previously,

5

with some modi fi cations.

The procedure included heat-mediated antigen retrieval in 10 mM citrate buffer (pH 6.0) for 10 min and endogenous peroxidase blocking in a 0.3% hydrogen peroxidase/methanol solution.

The HCA2 and HC10 antibodies were applied overnight at a concentration of 0.3 μ g/mL in PBS with 1% BSA. Detection of primary antibody binding was performed with a polymeric HRP-

Received: 5 September 2018 Revised: 6 February 2019 Accepted: 18 February 2019 Published online: 13 March 2019

1Department of Pathology, Leiden University Medical Center, 2333ZA Leiden, The Netherlands;2INSERM, UMR_S 1138, Cordeliers Research Center, Team Cancer, Immune Control and Escape, 75006 Paris, France;3University Paris Descartes Paris 5, Sorbonne Paris Cite, UMR_S 1138, Centre de Recherche des Cordeliers, 75006 Paris, France;4University UPMC Paris 6, UMR_S 1138, Sorbonne University, 75006 Paris, France;5Programme Cartes d’Identité des Tumeurs, Ligue Nationale Contre le Cancer, Paris, France and6Laboratoire d’anatomie pathologique, Hopital Ambroise Paré, AP-HP, Boulogne, France

Correspondence: Noel Filipe da Cunha Carvalho de Miranda (N.F.de_miranda@lumc.nl)

©The Author(s) 2019 Published by Springer Nature on behalf of Cancer Research UK

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linker antibody conjugate (Immunologic, The Netherlands) and DAB + chromogen (Dako, Agilent Technologies, CA, USA). HLA class I loss was de fi ned by the lack of HLA class I expression (determined by either of the antibodies) at the membrane of tumour cells, accompanied by retained expression in tumour- in fi ltrating immune cells (Fig. 1a). In addition to regular HLA class I expression (Fig. 1B), a third phenotype, de fi ned as weak HLA class I expression, corresponded to limited membranous expression of HLA class I that was only upregulated in the presence of infiltrating immune cells (Fig. 1c). The scoring of HLA class I phenotypes was performed blindly in relation to the MMR status.

Exome sequencing

Detailed procedures on exome sequencing are presented as supplementary information.

RESULTS

We observed loss of membranous HLA class I expression in 29 and 33% of CRC cases from the NL and FR cohorts, respectively. This phenotype was most prevalent in the immunogenic MMR-d subsets, occurring in 78% (Fig. 1d, NL cohort) and 73% (Fig. 1e, FR cohort) of MMR-d tumours, respectively, as well as in the a

d

h

e f g

150 40 20 50

25

0 15

10

5

0 30

20

10

0

NL cohort FR cohort FR cohort

NL cohort metastases

100

N cases HLA class I lossHLA class I weak 50

0

HLA-A HLA-B HLA-C B2M TAP1 TAPBP PSMB10 PSMB8 PSMB9 PSME1 PSME2 ERAP1 ERAP2 PDIA3 NLRC5 IDE TPP2 HSPA5 THOP1 IFNGR1 IFNGR2 IRF1 JAK1 JAK2 STAT1 APLNR CD58TAP2 CALR CANX

MMR-d

CRC1 CRC2 CRC3 CRC4 CRC5 CRC6 CRC7 CRC8 CRC9 CRC10 CRC11 CRC12 CRC13 CRC14 CRC15 CRC16 CRC17

MMR-d

HLA class I loss HLA class I weak HLA class I positive

STOPgain Frameshift InDel

Splice-site Missense Non-frameshift InDel

MMR-p MMR-p CMS1 CMS2 CMS3 CMS4 NA Liver Other

organs

b c

Fig. 1

HLA class I phenotypes were determined by immunohistochemistry and categorised into lost (a), regular (b), and weak (c) membranous HLA class I expression. The distinct HLA class I phenotypes were differentially distributed amongst MMR-d and MMR-p CRCs in both NL (d) and FR (e) cohorts, CMS subtypes (f), and metastatic sites (g). Genetic alterations in HLA class I genes and other genes involved in antigen presentation were determined in tumours with absent and weak HLA class I expression (h)

Revisiting immune escape in colorectal cancer in the era of immunotherapy ME Ijsselsteijn et al.

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CMS1 subtype (in 73%, Fig. 1f). While the CMS1 CRC subtype is known to be mainly composed out of MMR-d tumours, it has been described as a group presenting elevated levels of HLA class I expression, based on RNA expression data.

7

These data can be conciliated by the following observations: (1) MMR-d and CMS1 tumours are conspicuously in fi ltrated by immune and other stromal cells expressing high levels of HLA class I that are detected by RNA expression analysis (Fig. 1a); (2) the exposure to an in fl ammatory environment might be responsible for upregulating HLA class I gene expression in tumour cells but the presence of HLA class I molecules at the cell surface is precluded by defects in other components of the antigen processing machinery (Fig. 1c).

5,6

Strikingly, the distinct HLA class I phenotypes (lost, regular, and weak HLA class I expression, Fig. 1a–c) were differentially distributed according to metastatic sites in stage IV CRCs. Weak HLA class I expression was observed in 49% of liver metastasis while rarely observed at other metastatic sites (Fig. 1g). Con- versely, cancers that lost HLA class I expression rarely metastasized to the liver and were most often found at other organs (Fig. 1g). Of note, MMR-d metastatic lesions were rare ( N = 4) and therefore these observations mainly rely on MMR-p tumours. The weak HLA class I expression phenotype described here has been previously considered to constitute a defect in antigen presentation as judged from reports indicating a high incidence of HLA class I defects in CRC liver metastases.

8

We performed exome sequen- cing in 12 CRC samples that lost HLA class I expression and fi ve tumours which presented weak HLA class I expression, for which frozen tissue was available, in order to clarify the genetic basis of these phenotypes. We interrogated the presence of mutations in the HLA class I genes, B2M, and other genes known to be involved in antigen processing and regulation of HLA class I expression (Fig. 1h). We did not observe mutations in any of the 30 investigated genes in the samples with weak HLA class I expression, thus indicating that this phenotype does not correspond to an HLA class I defect caused by genetic aberrations.

On the other hand, deleterious mutations were found in 7 (58%) tumours that lost HLA class I expression (Fig. 1h). Given the prevalence of HLA class I defects in MMR-d and the fact that they rarely metastasize at distance,

9

together with the low frequency of HLA class I loss of expression in CRC liver metastases, it is tempting to speculate that HLA class I is an important determinant of the metastatic behaviour of CRC. To investigate this further, we examined the metastatic patterns and HLA class I expression in the 4 metastatic tissues from MMR-d CRCs included in the NL cohort and in four additional cases retrieved from the tissue archive of the department of Pathology of the Leiden University Medical Center. From these, only two corresponded to liver

metastasis while the remainder were diagnosed at various organs (Table 1). This is in clear contrast with the metastatic patterns from MMR-p CRCs that most often metastasize to the liver and lung.

Further, 6/8 cases displayed loss of membranous HLA class I expression as determined by immunohistochemical detection (Table 1). While one liver metastasis retained membranous HLA class I expression, the other presented with cytoplasmic expres- sion and was therefore considered defective in antigen presenta- tion. It is unclear whether cytoplasmic expression might still allow the occasional presentation of HLA class I at the membrane, thereby allowing the colonisation of the liver by CRC cells. The establishment of liver metastasis by HLA class I-negative tumour cell clones may be thwarted by the abundancy of NK cells in this tissue, as these innate lymphocytes play a fundamental role in recognising and eliminating cells with a “missing-self” pheno- type.

10

To further illustrate the dif fi culty of obtaining metastatic samples from MMR-d CRCs, we assessed the MMR status through immunohistochemical detection of PMS2 and MSH6 in 110 lung metastasis from CRC and failed to identify any MMR-d case (data not shown).

DISCUSSION

We have con fi rmed and extended previous fi ndings that support the high prevalence of defects in the antigen processing and presentation machinery in MMR-d CRCs, particularly through the loss of HLA class I expression. Given the heterogeneity in responses to checkpoint blockade in this patient group we urge researchers to investigate the relation between HLA class I phenotypes and response to immunotherapy in CRC. As demon- strated, the interpretation of HLA class I phenotypes by immunohistochemistry is not trivial and therefore should be performed by experienced researchers. Furthermore, when possible, HLA class I phenotypes should be supported by genetic data con fi rming mechanistic defects while RNA expression levels appear insuf fi cient to determine the HLA class I status of tumours.

Finally, we propose that HLA class I expression is an important determinant of metastatic behaviour in CRCs based on two observations: (1) total loss of HLA class I expression is rare in CRC liver metastasis and (2) distant metastasis are infrequent in MMR-d cancers, particularly to the liver, while most tumours have lost HLA class I expression. The applicability of checkpoint blockade in the context of local recurrence or in the neo-adjuvant setting should be considered so that an increased number of MMR-d CRC patients can bene fi t from these immunotherapies.

ACKNOWLEDGEMENTS

The authors thank Drs Diane Damotte, Romain Remark and Marco Alifano for providing 110 colorectal carcinoma lung metastases from Hotel Dieu Hospital described in (Remark et al., Clin Cancer Res, 2013) and Frédérique Peschaud from Hopital Ambroise Paré for providing tissues for the FR cohort.

AUTHOR CONTRIBUTIONS

M.E.I. conducted the experiments and wrote the manuscript, F.P. determined the CMS and MMR classification of CRC samples in the FR cohort, L.L. and C.J. made samples available for the FR cohort, D.R. and R.v.d.B. performed the exome library preparations and analysis, H.M. performed the immunohistochemical evaluation of HLA class I expression, C.S.-F., W.H.F., and N.F.d.C.C.d.M. designed and supervised the study and critically revised the manuscript.

ADDITIONAL INFORMATION

Supplementary informationis available for this paper athttps://doi.org/10.1038/

s41416-019-0421-x.

Competing interests:The authors declare no competing interests.

Table 1. Anatomical location and HLA class I phenotype of MMR-d CRC metastasis

Location HCA2 HC10 HLA class I status

MDM1 Liver ++/++ ++/++ Positive

MDM2 Distant lymph node ++/++ ++/++ Positive MDM3 Abdominal wall −/+ ++/++ Loss MDM4 Adrenal gland −/+ +/+ Loss MDM5 Biceps muscle −/+ ++/++ Loss

MDM6 Peritoneum −/+ C/++ Loss

MDM7 Peritoneum C/++ ++/++ Loss

MDM8 Liver C/++ C/++ Loss

Scoring: Tumour/Internal positive control. HLA class I expression was detected with the HCA2 and HC10 monoclonal antibodies

−negative,+weak positive,++strongly positive,Ccytoplasmic

817

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Data availability:Data is available upon request.

Ethics approval and consent to participate: This study was approved by the Medical Ethical Committee of the Leiden University Medical Center (protocol P15.282) and of the Ambroise Paré Hospital (protocol Reincolon). Patient samples were anonymised and handled according to the medical ethical guidelines described in the Code of Conduct for Proper Secondary Use of Human Tissue of the Dutch Federation of Biomedical Scientific Societies. This research was conducted according to the recommendations outlined in the Helsinki declaration.

Funding:The authors acknowledge funding from the Fight Colorectal Cancer-Michael’s Mission-AACR Fellowship in Young Onset, Late-Stage Colorectal Cancer Research 2015, the KWF Bas Mulder Award UL 2015-7664, the ZonMw Veni grant (016.176.l44), the Institut National de la Santé et de la Recherche Médicale, the University Paris Descartes, the Sorbonne University, and the SIRIC CARPEM (“Cancer research for personalised medicine”), the Labex Immuno-Oncology Excellence and Institut du Cancer (INCa) HTE Plan Cancer (C1608DS) Programs. F.P. was supported by CARPEM doctorate fellowship.

Publisher’s note:Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.

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3. Le, D. T., Durham, J. N., Smith, K. N., Wang, H., Bartlett, B. R. & Aulakh, L. K. et al.

Mismatch repair deficiency predicts response of solid tumors to PD-1 blockade.

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8. Swets, M., Konig, M. H., Zaalberg, A., Dekker-Ensink, N. G., Gelderblom, H. & van de Velde, C. J. et al. HLA-G and classical HLA class I expression in primary colorectal cancer and associated liver metastases.Hum. Immunol.77, 773–779 (2016).

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© The Author(s) 2019 Revisiting immune escape in colorectal cancer in the era of immunotherapy

ME Ijsselsteijn et al.

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